Operational Tax Manager

0001567619-19-021134.txt : 20191113 0001567619-19-021134.hdr.sgml : 20191113 20191113114112 ACCESSION NUMBER: 0001567619-19-021134 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rathbone Brothers plc CENTRAL INDEX KEY: 0001351991 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11582 FILM NUMBER: 191212551 BUSINESS ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW BUSINESS PHONE: 00441512437155 MAIL ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351991 XXXXXXXX 09-30-2019 09-30-2019 Rathbone Brothers plc

PORT OF LIVERPOOL BUILDING PIER HEAD LIVERPOOL X0 L31NW

13F HOLDINGS REPORT 028-11582 N Sue Jacobs Operational Tax Manager 00-44-151-243-7233 /s/ Sue Jacobs LIVERPOOL X0 11-12-2019 1 328 3520893 false 1 0001351991 028-11582 Rathbone Brothers plc INFORMATION TABLE 2 form13fInfoTable.xml 3M COMPANY USD0.01 Common Stock COM 88579Y101 2040 12410 SH SOLE 12410 0 0 ABBOTT LABORATORIES NPV Common Stock COM 002824100 49933 596785 SH SOLE 596785 0 0 ABBVIE INC USD0.01 Common Stock COM 00287Y109 8363 110449 SH SOLE 110449 0 0 ABIOMED INC USD0.01 Common Stock COM 003654100 1014 5702 SH SOLE 5702 0 0 ACTIVISION BLIZZARD INC USD0.000001 Common Stock COM 00507V109 16966 320604 SH SOLE 320604 0 0 ADAPTIMMUNE THERAPEUTICS PLC Spon ADS Each Rep 6 Ord Shs COM 00653A107 1061 702575 SH SOLE 702575 0 0 ADOBE SYSTEMS INC NPV Common Stock COM 00724F101 77465 280415 SH SOLE 280415 0 0 AGNICO EAGLE MINES LTD NPV Common Stock COM 008474108 3226 60165 SH SOLE 60165 0 0 ALBEMARLE CORP USD0.01 Common Stock COM 012653101 381 5475 SH SOLE 5475 0 0 ALEXION PHARMACEUTICALS INC USD0.0001 Common Stock COM 015351109 261 2660 SH SOLE 2660 0 0 ALIBABA GROUP HOLDINGS LTD Spon ADS Each Rep 1 Ord COM 01609W102 10754 64309 SH SOLE 64309 0 0 ALLEGHENY TECHNOLOGY INC USD0.10 Common Stock COM 01741R102 405 20000 SH SOLE 20000 0 0 ALLIANCE RESOURCE PARTNERS SBI Stock COM 01877R108 217 13560 SH SOLE 13560 0 0 ALMADEN MINERALS LTD NPV Cls B Common Stock COM 020283305 39 60000 SH SOLE 60000 0 0 ALPHABET INC USD0.001 Cls A Common Stock COM 02079K305 82131 67258 SH SOLE 67258 0 0 ALPHABET INC USD0.001 Cls C Common Stock COM 02079K107 57470 47145 SH SOLE 47145 0 0 ALTERYX INC USD0.0001 Class A Common Stock COM 02156B103 2701 25146 SH SOLE 25146 0 0 ALTRIA GROUP INC USD0.333333 Common Stock COM 02209S103 25462 622542 SH SOLE 622542 0 0 AMAZON COM INC USD0.01 Common Stock COM 023135106 159681 91987 SH SOLE 91987 0 0 AMERICAN EXPRESS CORP USD0.20 Common Stock COM 025816109 1608 13597 SH SOLE 13597 0 0 AMERICAN INTL GROUP INC NPV Common Stock COM 026874784 251 4514 SH SOLE 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Eurozone AlphaDEX ETF COM 33737J505 2680 70860 SH SOLE 70860 0 0 FIRST TRUST Japan AlphaDEX ETF COM 33737J158 574 11983 SH SOLE 11983 0 0 FISERV INC USD0.01 Common Stock COM 337738108 367 3545 SH SOLE 3545 0 0 FORD MOTOR CO USD0.01 Common Stock COM 345370860 129 14109 SH SOLE 14109 0 0 FORTUNA SILVER MINING NPV Common Stock COM 349915108 98 31500 SH SOLE 31500 0 0 FOX CORP USD0.01 Class A Common Stock COM 35137L105 242 7677 SH SOLE 7677 0 0 FREEPORT-MCMORAN INC USD0.10 Common Stock COM 35671D857 621 64840 SH SOLE 64840 0 0 GALLAGHER AJ & CO USD1 Common Stock COM 363576109 10647 118870 SH SOLE 118870 0 0 GENERAC HOLDINGS INC USD0.01 Common Stock COM 368736104 1438 18350 SH SOLE 18350 0 0 GENERAL DYNAMICS CORP USD1 Common Stock COM 369550108 550 3011 SH SOLE 3011 0 0 GENERAL ELECTRIC CORP USD0.06 Common Stock COM 369604103 6383 713953 SH SOLE 713953 0 0 GENERAL MILLS INC USD0.10 Common Stock COM 370334104 2649 48050 SH SOLE 48050 0 0 GILEAD SCIENCES INC USD0.001 Common Stock COM 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