0001140361-14-038818.txt : 20141023
0001140361-14-038818.hdr.sgml : 20141023
20141023070032
ACCESSION NUMBER: 0001140361-14-038818
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141023
DATE AS OF CHANGE: 20141023
EFFECTIVENESS DATE: 20141023
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rathbone Brothers plc
CENTRAL INDEX KEY: 0001351991
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11582
FILM NUMBER: 141168707
BUSINESS ADDRESS:
STREET 1: PORT OF LIVERPOOL BUILDING
STREET 2: PIER HEAD
CITY: LIVERPOOL
STATE: X0
ZIP: L31NW
BUSINESS PHONE: 00441512437155
MAIL ADDRESS:
STREET 1: PORT OF LIVERPOOL BUILDING
STREET 2: PIER HEAD
CITY: LIVERPOOL
STATE: X0
ZIP: L31NW
13F-HR
1
primary_doc.xml
13F-HR
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true
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0001351991
XXXXXXXX
09-30-2014
09-30-2014
Rathbone Brothers plc
PORT OF LIVERPOOL BUILDING
PIER HEAD
LIVERPOOL
X0
L31NW
13F HOLDINGS REPORT
028-11582
N
Gavin Thomas
Assistant Manager
00-44-151-243-7155
/s/ Gavin Thomas
LIVERPOOL
X0
10-23-2014
0
309
1439766
false
INFORMATION TABLE
2
form13fInfoTable.xml
3M COMPANY US$0.01 Common Stock
COM
88579Y101
2233
15758
SH
SOLE
15758
0
0
ABBOTT LABORATORIES NPV Common Stock
COM
002824100
9474
227807
SH
SOLE
227807
0
0
ABBVIE INC US$0.01 Common Stock
COM
00287Y109
8177
141564
SH
SOLE
141564
0
0
ABERDEEN GLOBAL INCOME FUND US$0.001 Common Stock
COM
003013109
603
56380
SH
SOLE
56380
0
0
ADOBE SYSTEMS INC NPV Common Stock
COM
00724F101
3171
45832
SH
SOLE
45832
0
0
AGNICO EAGLE MINES LTD NPV Common Stock
COM
008474108
1709
58970
SH
SOLE
58970
0
0
ALEXION PHARMACEUTICALS INC US$0.0001 Common Stock
COM
015351109
272
1640
SH
SOLE
1640
0
0
ALIBABA GROUP HOLDINGS LTD Spon ADS Each Rep 1 Ord
COM
01609W102
1077
12125
SH
SOLE
12125
0
0
ALLEGHENY TECHNOLOGY INC US$0.10 Common Stock
COM
01741R102
612
16500
SH
SOLE
16500
0
0
ALLIANCE DATA SYSTEMS US$0.01 Common Stock
COM
018581108
13158
53000
SH
SOLE
53000
0
0
ALLIANCE RESOURCE PARTNERS SBI Stock
COM
01877R108
808
18860
SH
SOLE
18860
0
0
ALMADEN MINERALS LTD NPV Common Stock
COM
020283107
80
60000
SH
SOLE
60000
0
0
ALTRIA GROUP INC US$0.333333 Common Stock
COM
02209S103
5899
128410
SH
SOLE
128410
0
0
AMAZON COM INC US$0.01Common Stock
COM
023135106
21692
67276
SH
SOLE
67276
0
0
AMBEV SA Spon ADR Each Rep Ord
COM
02319V103
98
15000
SH
SOLE
15000
0
0
AMERICAN EXPRESS CORP US$0.20 Common Stock
COM
025816109
941
10750
SH
SOLE
10750
0
0
AMETEK INC NPV Common Stock
COM
031100100
678
13500
SH
SOLE
13500
0
0
AMGEN INC US$0.0001 Common Stock
COM
031162100
16249
115684
SH
SOLE
115684
0
0
ANADARKO PETROLEUM CORP US$0.10 Common Stock
COM
032511107
726
7156
SH
SOLE
7156
0
0
ANIKA THERAPEUTICS INC USD0.01 Common Stock
COM
035255108
250
6810
SH
SOLE
6810
0
0
APACHE CORP US$1.25 Common Stock
COM
037411105
239
2550
SH
SOLE
2550
0
0
APPLE INC NPV Common Stock
COM
037833100
41088
407821
SH
SOLE
407821
0
0
APRICUS BIOSCIENCE INC US$0.001 Common Stock
COM
03832V109
38
25000
SH
SOLE
25000
0
0
ARCELORMITTAL NY Registry Shares
COM
03938L104
322
23500
SH
SOLE
23500
0
0
ARCHER-DANIELS-MIDLAND CO NPV Common Stock
COM
039483102
256
5000
SH
SOLE
5000
0
0
AT&T INC US$1 Common Stock
COM
00206R102
5446
154542
SH
SOLE
154542
0
0
AUTO DATA PROCESS USD0.10 Common Stock
COM
053015103
587
7070
SH
SOLE
7070
0
0
BAKER HUGHES INC US$1 Common Stock
COM
057224107
228
3500
SH
SOLE
3500
0
0
BANCO SANTANDER BRASIL SA ADR Ea Rep 1 Unit (Com & Pref)
COM
05967A107
175
26700
SH
SOLE
26700
0
0
BANK OF AMERICA CORP NPV Common Stock
COM
060505104
2878
168790
SH
SOLE
168790
0
0
BANK OF MONTREAL NPV Common Stock
COM
063671101
4420
59919
SH
SOLE
59919
0
0
BANK OF NEW YORK MELLON CORP US$0.01 Common Stock
COM
064058100
207
5332
SH
SOLE
5332
0
0
BANK OF NOVA SCOTIA NPV Common Stock
COM
064149107
15425
248864
SH
SOLE
248864
0
0
BANKUNITED INC US$0.01 Common Stock
COM
06652K103
35381
1160420
SH
SOLE
1160420
0
0
BARRICK GOLD CORP NPV Common Stock (CAD$)
COM
067901108
186
12619
SH
SOLE
12619
0
0
BAXTER INTERNATIONAL INC US$1 Common Stock
COM
071813109
413
5753
SH
SOLE
5753
0
0
BCE INC NPV Common Stock
COM
05534B760
2489
58091
SH
SOLE
58091
0
0
BE AEROSPACE US$0.01 Common Stock
COM
073302101
13263
158000
SH
SOLE
158000
0
0
BECTON DICKINSON & CO NPV Common Stock
COM
075887109
712
6255
SH
SOLE
6255
0
0
BERKSHIRE HATHAWAY INC US$0.0033 Cls B Common Stock
COM
084670702
21746
157422
SH
SOLE
157422
0
0
BERKSHIRE HATHAWAY INC US$5 Class A Common Stock
COM
084670108
1035
5
SH
SOLE
5
0
0
BIOGEN IDEC INC US$0.0005 Common Stock
COM
09062X103
669
2021
SH
SOLE
2021
0
0
BLACKSTONE GROUP LP Common Units
COM
09253U108
734
23310
SH
SOLE
23310
0
0
BOEING CO US$5 Common Stock
COM
097023105
1454
11417
SH
SOLE
11417
0
0
BP PLC ADR Cnv Into 6 Ord US$0.25
COM
055622104
672
15297
SH
SOLE
15297
0
0
BRISTOL-MYERS SQUIBB CO NPV Common Stock
COM
110122108
3194
62401
SH
SOLE
62401
0
0
BRITISH AMERICAN TOBACCO PLC ADR Each Rep 2 25p Ord Shares
COM
110448107
503
4450
SH
SOLE
4450
0
0
BRITISH TELECOM GROUP PLC ADR Each Rep 10 Ord Shares
COM
05577E101
824
13397
SH
SOLE
13397
0
0
BROWN-FORMAN CORP US$0.15 B Common Stock
COM
115637209
823
9120
SH
SOLE
9120
0
0
BURCON NUTRASCIENCE CORP NPV Common Stock
COM
120831102
30
10586
SH
SOLE
10586
0
0
CADIZ INC US$0.01 Common Stock
COM
127537207
126
12162
SH
SOLE
12162
0
0
CAMECO CORP NPV Common Stock
COM
13321L108
454
25685
SH
SOLE
25685
0
0
CAMERON INTERNATIONAL CORP US$0.01 Common Stock
COM
13342B105
305
4600
SH
SOLE
4600
0
0
CANADIAN IMPERIAL BANK NPV Common Stock
COM
136069101
7449
82754
SH
SOLE
82754
0
0
CANADIAN PACIFIC RAILWAY LTD NPV Common Stock
COM
13645T100
1174
5646
SH
SOLE
5646
0
0
CARMAX INC US$0.50 Common Stock
COM
143130102
13331
287000
SH
SOLE
287000
0
0
CATERPILLAR INC US$1 Common Stock
COM
149123101
2616
26412
SH
SOLE
26412
0
0
CELGENE CORP US$0.01 Common Stock
COM
151020104
2702
28504
SH
SOLE
28504
0
0
CENOVUS ENERGY INC NPV Common Stock
COM
15135U109
278
10330
SH
SOLE
10330
0
0
CHEVRON CORP US$0.75 Common Stock
COM
166764100
16164
135464
SH
SOLE
135464
0
0
CISCO SYSTEMS INC US$0.001 Common Stock
COM
17275R102
922
36640
SH
SOLE
36640
0
0
CITIGROUP INC US$0.01 Common Stock
COM
172967424
9745
188053
SH
SOLE
188053
0
0
COCA-COLA CO US$0.25 Common Stock
COM
191216100
15317
359044
SH
SOLE
359044
0
0
COGNIZANT TECHNOLOGY US$0.01 Class A Common Stock
COM
192446102
15109
337490
SH
SOLE
337490
0
0
COHEN & STEERS INFRASTRUCTURE USD0.001 Common Stock
COM
19248A109
1112
48050
SH
SOLE
48050
0
0
COLGATE-PALMOLIVE CO NPV Common Stock
COM
194162103
15289
234419
SH
SOLE
234419
0
0
COMCAST CORP US$1 A Common Stock
COM
20030N101
488
9080
SH
SOLE
9080
0
0
CONCHO RESOURCES INC US$0.001 Common Stock
COM
20605P101
11160
89000
SH
SOLE
89000
0
0
CONOCOPHILLIPS US$0.01 Common Stock
COM
20825C104
3829
50045
SH
SOLE
50045
0
0
CONSTELLATION BRANDS INC US$ Cls A Common Stock
COM
21036P108
16940
194360
SH
SOLE
194360
0
0
CORNING INC US$0.50 Common Stock
COM
219350105
2971
153640
SH
SOLE
153640
0
0
CROWN HOLDINGS INC US$5 Common Stock
COM
228368106
14067
315965
SH
SOLE
315965
0
0
CUMMINS INC US$2.50 Common Stock
COM
231021106
13189
99930
SH
SOLE
99930
0
0
CVS CORP US$0.01 Common Stock
COM
126650100
705
8855
SH
SOLE
8855
0
0
DAVITA INC COM US$0.001 Common Stock
COM
23918K108
444
6075
SH
SOLE
6075
0
0
DECKERS OUTDOOR CO US$0.01 Common Stock
COM
243537107
13897
143000
SH
SOLE
143000
0
0
DEERE & CO US$1 Common Stock
COM
244199105
1414
17244
SH
SOLE
17244
0
0
DENISON MINES INC NPV Common Stock
COM
248356107
13
11232
SH
SOLE
11232
0
0
DEVON ENERGY CORP US$0.10 Common Stock
COM
25179M103
736
10800
SH
SOLE
10800
0
0
DIAGEO PLC ADR 4 28 101/108p Ordinary Shs
COM
25243Q205
556
4820
SH
SOLE
4820
0
0
DIEBOLD INC US$1.25 Common Stock
COM
253651103
618
17500
SH
SOLE
17500
0
0
DOMINION RES (VIR) NPV Common Stock
COM
25746U109
216
3120
SH
SOLE
3120
0
0
DOVER CORP US$1 Common Stock
COM
260003108
1476
18375
SH
SOLE
18375
0
0
DR PEPPER SNAPPLE GROUP INC US$0.01 Common Stock
COM
26138E109
9345
145314
SH
SOLE
145314
0
0
DU PONT DE NEMOURS US$0.30 Common Stock
COM
263534109
206
2872
SH
SOLE
2872
0
0
DYNAVAX TECHNOLOGIES CORP US$0.001 Common Stock
COM
268158102
17
12000
SH
SOLE
12000
0
0
EAGLE MATERIALS INC US$0.01 Common Stock
COM
26969P108
13033
127990
SH
SOLE
127990
0
0
EBAY INC US$0.001 Common Stock
COM
278642103
4852
85677
SH
SOLE
85677
0
0
EMC CORP MASSACHUSETTS US$0.01 Common Stock
COM
268648102
8537
291767
SH
SOLE
291767
0
0
EMERSON ELECTRIC CO US$0.50 Common Stock
COM
291011104
3615
57764
SH
SOLE
57764
0
0
ENBRIDGE INC NPV Common Stock
COM
29250N105
728
15172
SH
SOLE
15172
0
0
ENCANA CORP NPV Common Stock
COM
292505104
612
28736
SH
SOLE
28736
0
0
ENDOLOGIX INC US$0.001 Common Stock
COM
29266S106
174
16400
SH
SOLE
16400
0
0
EOG RESOURCES INC US$0.01 Common Stock
COM
26875P101
13566
137000
SH
SOLE
137000
0
0
ESTEE LAUDER COS US$0.01 Class A Common Stock
COM
518439104
220
2944
SH
SOLE
2944
0
0
EXELIXIS INC US$0.001 Common Stock
COM
30161Q104
29
19000
SH
SOLE
19000
0
0
EXPEDIA INC US$0.001 Com Stk (Post-Split)
COM
30212P303
412
4700
SH
SOLE
4700
0
0
EXPEDITOR INTL OF WASHINGTON US$0.01 Common Stock
COM
302130109
288
7100
SH
SOLE
7100
0
0
EXPRESS SCRIPTS HOLDINGS INC US$0.01 Common Stock
COM
30219G108
412
5827
SH
SOLE
5827
0
0
EXXON MOBIL CORP NPV Common Stock
COM
30231G102
20527
218253
SH
SOLE
218253
0
0
FACEBOOK INC US$0.000006 Cls A Common Stock
COM
30303M102
23326
295115
SH
SOLE
295115
0
0
FREEPORT MCMORAN COPPER & GOLD US$0.10 Common Stock
COM
35671D857
534
16361
SH
SOLE
16361
0
0
GALECTIN THERAPEUTICS INC US$0.001 Common Stock
COM
363225202
82
16400
SH
SOLE
16400
0
0
GALLAGHER AJ & CO US$1 Common Stock
COM
363576109
5546
122265
SH
SOLE
122265
0
0
GENERAL AMERICAN INVESTORS CO US$1 Common Stock
COM
368802104
510
13774
SH
SOLE
13774
0
0
GENERAL DYNAMICS CORP US$1 Common Stock
COM
369550108
541
4256
SH
SOLE
4256
0
0
GENERAL ELECTRIC CORP US$0.06 Common Stock
COM
369604103
22846
891741
SH
SOLE
891741
0
0
GENERAL MILLS INC US$0.10 Common Stock
COM
370334104
1377
27285
SH
SOLE
27285
0
0
GILEAD SCIENCES INC US$0.001 Common Stock
COM
375558103
16162
151823
SH
SOLE
151823
0
0
GLAXOSMITHKLINE PLC Spon ADR (Cnv 2 Ord 25p)
COM
37733W105
604
13146
SH
SOLE
13146
0
0
GLOBAL X FUNDS Copper Miners ETF
COM
37950E861
273
30461
SH
SOLE
30461
0
0
GOLDCORP INC NPV Common Stock
COM
380956409
858
37155
SH
SOLE
37155
0
0
GOLDMAN SACHS GROUP US$0.01 Common Stock
COM
38141G104
1114
6070
SH
SOLE
6070
0
0
GOOGLE INC US$0.001 Class A Common Stock
COM
38259P508
6310
10724
SH
SOLE
10724
0
0
GOOGLE INC US$0.001 Cls C Common Stock
COM
38259P706
4372
7572
SH
SOLE
7572
0
0
GRAN TIERRA ENERGY INC USD0.01 Common Stock
COM
38500T101
1580
285160
SH
SOLE
285160
0
0
GREEN PLAINS INC USD0.001 Common Stock
COM
393222104
236
6310
SH
SOLE
6310
0
0
HALLIBURTON CORP NPV Common Stock
COM
406216101
635
9841
SH
SOLE
9841
0
0
HARLEY DAVIDSON US$0.01 Common Stock
COM
412822108
608
10450
SH
SOLE
10450
0
0
HECLA MINING CO US$0.25 Common Stock
COM
422704106
28
11250
SH
SOLE
11250
0
0
HOLLYFRONTIER CORP US$0.01 Common Stock
COM
436106108
2905
66495
SH
SOLE
66495
0
0
HONEYWELL INTERNATIONAL INC US$1 Common Stock
COM
438516106
6662
71541
SH
SOLE
71541
0
0
HUNT (JB) TRANSPORT SVCS INC US$0.01 Common Stock
COM
445658107
11848
160000
SH
SOLE
160000
0
0
IBM CORP US$0.20 Common Stock
COM
459200101
8551
45045
SH
SOLE
45045
0
0
ILLINOIS TOOL WORKS INC NPV Common Stock
COM
452308109
558
6607
SH
SOLE
6607
0
0
IMPERIAL OIL NPV Common Stock
COM
453038408
1130
23860
SH
SOLE
23860
0
0
INDEXIQ ETF TRUST IQ Hedge Macro Tracker ETF
COM
45409B206
226
8650
SH
SOLE
8650
0
0
INDONESIA FUND INC US$0.001 Common Stock
COM
00305P106
104
10877
SH
SOLE
10877
0
0
INTEL CORP US$0.001 Common Stock
COM
458140100
24169
694115
SH
SOLE
694115
0
0
ISHARES INC Core S&P 500 ETF
COM
464287200
780
3935
SH
SOLE
3935
0
0
ISHARES INC MSCI Canada ETF
COM
464286509
519
16910
SH
SOLE
16910
0
0
ISHARES INC MSCI EMU ETF
COM
464286608
402
10435
SH
SOLE
10435
0
0
ISHARES INC MSCI Germany ETF
COM
464286806
1434
51780
SH
SOLE
51780
0
0
ISHARES INC MSCI Hong Kong Index Fund
COM
464286871
1259
61950
SH
SOLE
61950
0
0
ISHARES INC MSCI Japan ETF
COM
464286848
1954
166029
SH
SOLE
166029
0
0
ISHARES INC MSCI Pacific Ex Japan ETF
COM
464286665
4305
93452
SH
SOLE
93452
0
0
ISHARES INC MSCI Spain Capped Index Fund
COM
464286764
4470
114903
SH
SOLE
114903
0
0
ISHARES INC MSCI Sweden ETF
COM
464286756
780
23565
SH
SOLE
23565
0
0
ISHARES INC MSCI UK ETF
COM
46434V548
1828
94341
SH
SOLE
94341
0
0
ISHARES TRUST Core S&P Mid-Cap ETF
COM
464287507
619
4524
SH
SOLE
4524
0
0
ISHARES TRUST Global 100 ETF
COM
464287572
1000
12910
SH
SOLE
12910
0
0
ISHARES TRUST Global Energy ETF
COM
464287341
306
6985
SH
SOLE
6985
0
0
ISHARES TRUST Global Technology ETF
COM
464287291
801
8756
SH
SOLE
8756
0
0
ISHARES TRUST Intl Developed Prop ETF
COM
464288422
1456
39795
SH
SOLE
39795
0
0
ISHARES TRUST Intl Select Dividend ETF
COM
464288448
463
12945
SH
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12945
0
0
ISHARES TRUST MSCI Emerging Markets ETF
COM
464287234
2107
50692
SH
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50692
0
0
ISHARES TRUST NASDAQ Biotech ETF
COM
464287556
264
966
SH
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966
0
0
ISHARES TRUST Russell 1000 ETF
COM
464287622
244
2224
SH
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2224
0
0
ISHARES TRUST Russell 2000 ETF
COM
464287655
917
8388
SH
SOLE
8388
0
0
ISHARES TRUST Russell Midcap Growth ETF
COM
464287481
684
7745
SH
SOLE
7745
0
0
ISHARES TRUST Select Dividend ETF
COM
464287168
3392
45925
SH
SOLE
45925
0
0
ISHARES TRUST Tips Bond ETF
COM
464287176
1432
12782
SH
SOLE
12782
0
0
IVANHOE ENERGY INC NPV Common Stock (Post Cons)
COM
465790509
25
15218
SH
SOLE
15218
0
0
J C PENNEY CO INC US$0.50 Common Stock
COM
708160106
160
15920
SH
SOLE
15920
0
0
JOHNSON & JOHNSON US$1 Common Stock
COM
478160104
24945
234026
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234026
0
0
JOHNSON CONTROLS INC USD0.01388 Common Stock
COM
478366107
297
6750
SH
SOLE
6750
0
0
JP MORGAN CHASE & CO US$1 Common Stock
COM
46625H100
20908
347077
SH
SOLE
347077
0
0
KELLOGG CO US$0.25 Common Stock
COM
487836108
1025
16636
SH
SOLE
16636
0
0
KIMBERLEY CLARK CORP NPV Common Stock
COM
494368103
2540
23616
SH
SOLE
23616
0
0
KNOWLES CORP US$1 Common Stock
COM
49926D109
213
8046
SH
SOLE
8046
0
0
KODIAK OIL & GAS CORP NPV Common Stock
COM
50015Q100
12213
900000
SH
SOLE
900000
0
0
KRAFT FOODS GROUP NPV Common Stock
COM
50076Q106
11818
209535
SH
SOLE
209535
0
0
LAS VEGAS SANDS CORP US$0.001 Common Stock
COM
517834107
379
6093
SH
SOLE
6093
0
0
LEXICON GENETICS INC US$0.001 Common Stock
COM
528872104
62
43980
SH
SOLE
43980
0
0
LILLY (ELI) & CO NPV Common Stock
COM
532457108
1334
20575
SH
SOLE
20575
0
0
LKQ CORP US$0.01 Common Stock
COM
501889208
550
20700
SH
SOLE
20700
0
0
LOCKHEED MARTIN CO US$1 Common Stock
COM
539830109
58964
322595
SH
SOLE
322595
0
0
LOEWS CORP US$1 Common Stock
COM
540424108
833
20000
SH
SOLE
20000
0
0
MANULIFE FINANCIAL CORP NPV Common Stock
COM
56501R106
1330
69000
SH
SOLE
69000
0
0
MARKET VECTORS ETF Gold Mines
COM
57060U100
1650
77251
SH
SOLE
77251
0
0
MARKET VECTORS ETF Vietnam ETF
COM
57060U761
1114
50870
SH
SOLE
50870
0
0
MARSH & MCLENNAN CO INC US$1 Common Stock
COM
571748102
8638
165041
SH
SOLE
165041
0
0
MASTEC INC US$0.10 Common Stock
COM
576323109
14851
485000
SH
SOLE
485000
0
0
MASTERCARD INC US$0.0001 Class A Common Stock
COM
57636Q104
15715
212600
SH
SOLE
212600
0
0
MATTRESS FIRM HLDGS CORP USD0.001 Common Stock
COM
57722W106
14895
248000
SH
SOLE
248000
0
0
MCCORMICK & CO INC NPV Non Vtg Common Stock
COM
579780206
13196
197251
SH
SOLE
197251
0
0
MCCORMICK & CO INC NPV Vtg Common Stock
COM
579780107
268
4000
SH
SOLE
4000
0
0
MCDONALD'S CORP US$0.01 Common Stock
COM
580135101
6957
73383
SH
SOLE
73383
0
0
MCGRAW HILL FINANCAL INC US$1 Common Stock
COM
580645109
405
4800
SH
SOLE
4800
0
0
MEDTRONIC INC US$0.10 Common Stock
COM
585055106
681
10990
SH
SOLE
10990
0
0
MERCK & CO INC US$0.50 Common Stock
COM
58933Y105
2926
49365
SH
SOLE
49365
0
0
METLIFE INC US$0.01 Common Stock
COM
59156R108
614
11425
SH
SOLE
11425
0
0
MICROCHIP TECHNOLOGY INC US$0.001 Common Stock
COM
595017104
248
5247
SH
SOLE
5247
0
0
MICRON TECHNOLOGY INC US$0.10 Common Stock
COM
595112103
11940
348500
SH
SOLE
348500
0
0
MICROSOFT CORP US$ 0.00000625 Common Stock
COM
594918104
23689
510974
SH
SOLE
510974
0
0
MISONIX INC US$0.01 Common Stock
COM
604871103
288
24000
SH
SOLE
24000
0
0
MONDELEZ INTL INC US$0.01 Common Stock
COM
609207105
24363
711019
SH
SOLE
711019
0
0
MONSANTO CO US$0.01 Common Stock
COM
61166W101
589
5235
SH
SOLE
5235
0
0
MOODYS CORP US$0.01 Common Stock
COM
615369105
874
9245
SH
SOLE
9245
0
0
MORGAN STANLEY US$0.01 Common Stock
COM
617446448
2011
58183
SH
SOLE
58183
0
0
MOUNTAIN PROVINCE DIAMONDS NPV Common Stock
COM
62426E402
67
13432
SH
SOLE
13432
0
0
MYLAN INC US$0.50 Common Stock
COM
628530107
500
11000
SH
SOLE
11000
0
0
NANOVIRICIDES INC US$0.001 Common Stock (PRS)
COM
630087203
85
28250
SH
SOLE
28250
0
0
NATIONAL OILWELL VARCO INC US$0.01 Common Stock
COM
637071101
285
3744
SH
SOLE
3744
0
0
NEKTAR THERAPEUTICS US$0.01 Common Stock
COM
640268108
182
15100
SH
SOLE
15100
0
0
NEW GOLD INC NPV Common Stock
COM
644535106
101
20000
SH
SOLE
20000
0
0
NEWMONT MINING CORP US$1.60 Common Stock
COM
651639106
2569
111449
SH
SOLE
111449
0
0
NIKE INC NPV Cls B Common Stock
COM
654106103
872
9774
SH
SOLE
9774
0
0
NOVARTIS AG ADR Rep 1 CHF0.5 (Regd) Shares
COM
66987V109
483
5135
SH
SOLE
5135
0
0
NUVASIVE INC US$0.001 Common Stock
COM
670704105
246
7050
SH
SOLE
7050
0
0
NVIDIA CORP US$0.001 Common Stock
COM
67066G104
289
15670
SH
SOLE
15670
0
0
OCCIDENTAL PETROLEUM CORP US$0.20 Common Stock
COM
674599105
570
5927
SH
SOLE
5927
0
0
ONE HORIZON GROUP INC US$0.0001 Com Stk (Pst Rev Sp)
COM
68235H205
72
29190
SH
SOLE
29190
0
0
ORACLE CORP US$0.01 Common Stock
COM
68389X105
263
6864
SH
SOLE
6864
0
0
PALL CORP US$0.10 Common Stock
COM
696429307
586
7005
SH
SOLE
7005
0
0
PARKER-HANNIFIN CORP US$0.50 Common Stock
COM
701094104
1193
10450
SH
SOLE
10450
0
0
PAYCHEX INC US$0.01 Common Stock
COM
704326107
1127
25501
SH
SOLE
25501
0
0
PEPSICO INC US$0.016666 Cap
COM
713448108
6422
68982
SH
SOLE
68982
0
0
PETROLEO BRASILEIRO SA ADS Each 1 Rep 2 NPV Com Stock
COM
71654V408
265
18640
SH
SOLE
18640
0
0
PETROLEO BRASILEIRO SA Spon ADR Rep 4 Pref Shares
COM
71654V101
238
15990
SH
SOLE
15990
0
0
PFIZER INC US$0.05 Common Stock
COM
717081103
8851
299314
SH
SOLE
299314
0
0
PHILIP MORRIS INTL INC NPV Common Stock
COM
718172109
24928
298895
SH
SOLE
298895
0
0
PHILLIPS 66 US$0.01 Common Stock
COM
718546104
1465
18015
SH
SOLE
18015
0
0
POLYONE CORP US$0.01 Common Stock
COM
73179P106
11670
328000
SH
SOLE
328000
0
0
POTASH CORP OF SASKATCHEWAN NPV Common Stock
COM
73755L107
2519
72685
SH
SOLE
72685
0
0
POWERSHARES ETF II S&P 500 Low Volatility (US$)
COM
73937B779
350
10000
SH
SOLE
10000
0
0
POWERSHARES ETF Intl Corp Bond
COM
73936Q835
1903
65493
SH
SOLE
65493
0
0
POWERSHARES QQQ Unit Series 1
COM
73935A104
349
3532
SH
SOLE
3532
0
0
PPG INDUSTRIES INC US$1.666 Common Stock
COM
693506107
14008
71200
SH
SOLE
71200
0
0
PRAXAIR INC US$0.01 Common Stock
COM
74005P104
565
4380
SH
SOLE
4380
0
0
PRECISION CASTPARTS CORP NPV Common Stock
COM
740189105
14331
60500
SH
SOLE
60500
0
0
PROCTER & GAMBLE CO NPV Common Stock
COM
742718109
10865
129748
SH
SOLE
129748
0
0
PROSHARES TRUST II Ultrashort Euro
COM
74347W882
500
25060
SH
SOLE
25060
0
0
PRUDENTIAL PLC ADR Rep 2 5p Ordinary Shares
COM
74435K204
1125
25270
SH
SOLE
25270
0
0
QUALCOMM INC US$0.001 Common Stock
COM
747525103
904
12095
SH
SOLE
12095
0
0
QUANEX BUILDING PRODUCTS CORP US$0.01 Common Stock
COM
747619104
1503
83095
SH
SOLE
83095
0
0
QUANTA SERVICES INC US$0.00001 Common Stock
COM
74762E102
15489
426799
SH
SOLE
426799
0
0
RACKSPACE HOSTING INC US$0.001 Common Stock
COM
750086100
996
30610
SH
SOLE
30610
0
0
RADIUS HEALTH INC USD0.001 Common Stock (New)
COM
750469207
306
14590
SH
SOLE
14590
0
0
RAYTHEON CO US$0.01 Common Stock
COM
755111507
6971
68595
SH
SOLE
68595
0
0
REED ELSEVIER Spon ADR Conv Into 4 Ord Shs
COM
758205207
353
5480
SH
SOLE
5480
0
0
REPUBLIC SERVICES INC USD0.01 Common Stock
COM
760759100
293
7500
SH
SOLE
7500
0
0
RESTORATION HARDWARE HLDGS INC US$0.0001 Common Stock
COM
761283100
15194
191000
SH
SOLE
191000
0
0
REYNOLDS AMERICAN INC US$0.0001 Common Stock
COM
761713106
1140
19320
SH
SOLE
19320
0
0
ROYAL BANK OF CANADA NPV Common Stock
COM
780087102
20578
287282
SH
SOLE
287282
0
0
ROYAL DUTCH SHELL EUR0.07 ADR Ea Rep 2 Cls B Shs
COM
780259107
976
12330
SH
SOLE
12330
0
0
ROYAL DUTCH SHELL PLC ADR Ech Rep 2 Cl A EUR0.07 Shs
COM
780259206
1062
13949
SH
SOLE
13949
0
0
RPM INTL INC US$0.01 Common Stock
COM
749685103
803
17545
SH
SOLE
17545
0
0
RUBICON MINERALS CORP NPV Common Stock
COM
780911103
20
15000
SH
SOLE
15000
0
0
SANDISK CORP US$0.001 Common Stock
COM
80004C101
1145
11686
SH
SOLE
11686
0
0
SCHLUMBERGER LTD US$0.01 Common Stock
COM
806857108
16316
160451
SH
SOLE
160451
0
0
SCHWAB (CHARLES) CORP US$0.01 Common Stock
COM
808513105
224
7610
SH
SOLE
7610
0
0
SEQUENOM INC USD0.001 Common Stock
COM
817337405
36
12250
SH
SOLE
12250
0
0
SILVER WHEATON CORP NPV Common Stock
COM
828336107
202
10130
SH
SOLE
10130
0
0
SMITH(AO)CORP US$1 Common Stock
COM
831865209
13711
290000
SH
SOLE
290000
0
0
SOCIEDAD QUIMICA Y MINERA ADR (Rep 1 Ser B Pref Share)
COM
833635105
565
21610
SH
SOLE
21610
0
0
SPDR GOLD TRUST NPV Shares
COM
78463V107
1431
12312
SH
SOLE
12312
0
0
SPDR INDEX SHARES Eurostoxx 50 ETF
COM
78463X202
332
8363
SH
SOLE
8363
0
0
SPDR INDEX SHARES S&P Gbl Infrastructure ETF
COM
78463X855
655
13478
SH
SOLE
13478
0
0
SPDR TRUST S&P 500 ETF Trust
COM
78462F103
7482
37975
SH
SOLE
37975
0
0
SPECTRANETICS CORP US$0.001 Common Stock
COM
84760C107
213
8000
SH
SOLE
8000
0
0
SPRINGLEAF HLDGS INC US$0.01 Common Stock
COM
85172J101
15167
475000
SH
SOLE
475000
0
0
ST JUDE MEDICAL INC USD0.10 Common Stock
COM
790849103
238
3965
SH
SOLE
3965
0
0
STANLEY BLACK & DECKER INC US$2.50 Common Stock
COM
854502101
622
7000
SH
SOLE
7000
0
0
STANTEC INC NPV Common stock
COM
85472N109
459
7000
SH
SOLE
7000
0
0
STARBUCKS CORP US$0.001 Common Stock
COM
855244109
598
7921
SH
SOLE
7921
0
0
STERICYCLE INC US$0.01 Common Stock
COM
858912108
428
3675
SH
SOLE
3675
0
0
STILLWATER MINING CO US$0.01 Common Stock
COM
86074Q102
168
11210
SH
SOLE
11210
0
0
STRYKER CORP US$0.10 Common Stock
COM
863667101
925
11450
SH
SOLE
11450
0
0
SUNCOR ENERGY INC New NPV Common Stock (CA$)
COM
867224107
504
13900
SH
SOLE
13900
0
0
SWEDISH EXPORT CREDIT Elements ETN Lkd RICI
COM
870297603
1975
282989
SH
SOLE
282989
0
0
SYSCO CORP NPV Common Stock
COM
871829107
1719
45292
SH
SOLE
45292
0
0
TAIWAN SEMICONDUCTORS MAN LTD ADS Rep 5 TW$10 Ord Share
COM
874039100
412
20413
SH
SOLE
20413
0
0
TARGET CORP US$0.0833 Common Stock
COM
87612E106
244
3900
SH
SOLE
3900
0
0
TEMPLETON EMERGING MKTS FUND US$0.01 Common Stock
COM
880191101
2644
149015
SH
SOLE
149015
0
0
TEVA PHARMACEUTICAL INDUSTRIES ADR Conv 1 Ord ILS0.10
COM
881624209
774
14408
SH
SOLE
14408
0
0
TEXAS INSTRUMENTS INC Common Stock
COM
882508104
303
6350
SH
SOLE
6350
0
0
THOMSON REUTERS CORP NPV Common Stock
COM
884903105
1917
52496
SH
SOLE
52496
0
0
TIFFANY & CO US$0.01 Common Stock
COM
886547108
15895
165038
SH
SOLE
165038
0
0
TIME WARNER INC US$0.01 Common Stock
COM
887317303
514
6833
SH
SOLE
6833
0
0
TJX COMPANIES INC NPV Common Stock
COM
872540109
302
5108
SH
SOLE
5108
0
0
TORONTO-DOMINION BANK NPV Common Stock
COM
891160509
3048
61626
SH
SOLE
61626
0
0
TOWERS WATSON & CO US$0.01 Class A Common Stock
COM
891894107
864
8680
SH
SOLE
8680
0
0
TRIPADVISOR INC US$0.001 Common Stock
COM
896945201
379
4150
SH
SOLE
4150
0
0
TURQUOISE HILL RESOURCES LTD NPV Common Stock
COM
900435108
78
20800
SH
SOLE
20800
0
0
TWENTY-FIRST CENTURY FOX CORP US$0.01 Cls A Common Stock
COM
90130A101
380
11075
SH
SOLE
11075
0
0
TYSON FOODS INC US$0.10 Common Stock
COM
902494103
543
13795
SH
SOLE
13795
0
0
UNION PACIFIC CORP US$2.50 Common Stock
COM
907818108
5023
46332
SH
SOLE
46332
0
0
UNITED NATURAL FOODS INC USD0.01 Common Stock
COM
911163103
292
4750
SH
SOLE
4750
0
0
US BANCORP DEL US$0.01 Common Stock
COM
902973304
571
13642
SH
SOLE
13642
0
0
UTD TECHNOLOGIES CORP US$1 Common Stock
COM
913017109
1621
15350
SH
SOLE
15350
0
0
VALE SA Spons ADR Rep 1 Common Stock
COM
91912E105
141
12850
SH
SOLE
12850
0
0
VALERO ENERGY CORP US$0.01 Common Stock
COM
91913Y100
416
9000
SH
SOLE
9000
0
0
VANGUARD BOND INDEX FUND Total Bond Market ETF
COM
921937835
1389
16959
SH
SOLE
16959
0
0
VANGUARD INDEX FUNDS Extended Market ETF
COM
922908652
366
4385
SH
SOLE
4385
0
0
VANGUARD INDEX FUNDS Total Stock Market ETF
COM
922908769
498
4920
SH
SOLE
4920
0
0
VANGUARD INTL EQUITY European ETF
COM
922042874
882
15965
SH
SOLE
15965
0
0
VANGUARD INTL EQUITY MSCI Pacific ETF
COM
922042866
492
8304
SH
SOLE
8304
0
0
VANGUARD INTL EQUITY Total World Stock Market ETF
COM
922042742
501
8305
SH
SOLE
8305
0
0
VERIZON COMMS INC NPV Common Stock
COM
92343V104
112288
2246200
SH
SOLE
2246200
0
0
VIPSHOP HOLDINGS LTD Spon ADR Each Rep 2 Ord Shares
COM
92763W103
13987
74000
SH
SOLE
74000
0
0
VISA INC US$0.0001 Common Stock
COM
92826C839
26455
123988
SH
SOLE
123988
0
0
VODAFONE GROUP PLC Spon ADR Rep 10 Ord Shs
COM
92857W308
678
20626
SH
SOLE
20626
0
0
WALGREEN CO US$0.078125 Common Stock
COM
931422109
1481
24986
SH
SOLE
24986
0
0
WAL-MART STORES INC US$0.1 Common Stock
COM
931142103
2842
37161
SH
SOLE
37161
0
0
WALT DISNEY (HLDGS) CO US$0.1 Common Stock
COM
254687106
18023
202437
SH
SOLE
202437
0
0
WASTE MANAGEMENT INC NPV Common Stock
COM
94106L109
757
15930
SH
SOLE
15930
0
0
WAVE SYSTEMS CORP US$0.01 Com Stk (Post Rev)
COM
943526400
99
92291
SH
SOLE
92291
0
0
WELLPOINT INC US$0.01 Common Stock
COM
94973V107
217
1810
SH
SOLE
1810
0
0
WELLS FARGO & CO US$1.6666 Common Stock
COM
949746101
9458
182349
SH
SOLE
182349
0
0
WESTERN UNION COMP US$0.01 Common Stock
COM
959802109
160
10000
SH
SOLE
10000
0
0
WHOLE FOODS MARKET INC NPV Common Stock
COM
966837106
494
12962
SH
SOLE
12962
0
0
WISDOMTREE TRUST Japan Hedged Equity Fund
COM
97717W851
2068
39532
SH
SOLE
39532
0
0
WPP PLC ADR Each Repr 5 Ord
COM
92937A102
303
3020
SH
SOLE
3020
0
0
XEROX CORP US$1 Common Stock
COM
984121103
156
11800
SH
SOLE
11800
0
0
XYLEM INC US$0.01 Common Stock
COM
98419M100
958
27000
SH
SOLE
27000
0
0
YAHOO INC US$ 0.001 Common Stock
COM
984332106
3130
76815
SH
SOLE
76815
0
0
YAMANA GOLD INC NPV Common Stock (CA$)
COM
98462Y100
153
25403
SH
SOLE
25403
0
0
YUM BRANDS INC NPV Common Stock
COM
988498101
671
9320
SH
SOLE
9320
0
0