Assistant Manager

0001140361-14-016394.txt : 20140411 0001140361-14-016394.hdr.sgml : 20140411 20140411093355 ACCESSION NUMBER: 0001140361-14-016394 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140411 DATE AS OF CHANGE: 20140411 EFFECTIVENESS DATE: 20140411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rathbone Brothers plc CENTRAL INDEX KEY: 0001351991 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11582 FILM NUMBER: 14758836 BUSINESS ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW BUSINESS PHONE: 00441512437155 MAIL ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001351991 XXXXXXXX 03-31-2014 03-31-2014 true 1 RESTATEMENT Rathbone Brothers plc

PORT OF LIVERPOOL BUILDING PIER HEAD LIVERPOOL X0 L31NW

13F HOLDINGS REPORT 028-11582 N Gavin Thomas Assistant Manager 00-44-151-243-7155 /s/ Gavin Thomas LIVERPOOL X0 04-11-2014 0 289 1246517 false INFORMATION TABLE 2 form13fInfoTable.xml 3M COMPANY US$0.01 Common Stock COM 88579Y101 1778 13103 SH SOLE 13103 0 0 ABBOTT LABORATORIES NPV Common Stock COM 002824100 8714 226284 SH SOLE 226284 0 0 ABBVIE INC US$0.01 Common Stock COM 00287Y109 7428 144504 SH SOLE 144504 0 0 ABERDEEN GLOBAL INCOME FUND US$0.001 Common Stock COM 003013109 547 50430 SH SOLE 50430 0 0 ADOBE SYSTEMS INC NPV Common Stock COM 00724F101 3038 46214 SH SOLE 46214 0 0 AGNICO EAGLE MINES LTD NPV Common Stock COM 008474108 1768 58300 SH SOLE 58300 0 0 ALEXION PHARMACEUTICALS INC US$0.0001 Common Stock COM 015351109 249 1640 SH SOLE 1640 0 0 ALLEGHENY TECHNOLOGY INC US$0.10 Common Stock COM 01741R102 622 16500 SH SOLE 16500 0 0 ALLERGAN INC US$0.01 Common Stock COM 018490102 1402 11300 SH SOLE 11300 0 0 ALLIANCE DATA SYSTEMS US$0.01 Common Stock COM 018581108 12533 46000 SH SOLE 46000 0 0 ALMADEN MINERALS LTD NPV Common Stock COM 020283107 83 60000 SH SOLE 60000 0 0 ALTRIA GROUP INC US$0.333333 Common Stock COM 02209S103 4461 119190 SH SOLE 119190 0 0 AMAZON COM INC US$0.01Common Stock COM 023135106 20482 60892 SH SOLE 60892 0 0 AMBEV SA Spon ADR Each Rep Ord COM 02319V103 111 15000 SH SOLE 15000 0 0 AMERICAN EXPRESS CORP US$0.20 Common Stock COM 025816109 882 9800 SH SOLE 9800 0 0 AMETEK INC NPV Common Stock COM 031100100 695 13500 SH SOLE 13500 0 0 AMGEN INC US$0.0001 Common Stock COM 031162100 222 1799 SH SOLE 1799 0 0 ANADARKO PETROLEUM CORP US$0.10 Common Stock COM 032511107 653 7701 SH SOLE 7701 0 0 APACHE CORP US$1.25 Common Stock COM 037411105 212 2550 SH SOLE 2550 0 0 APPLE INC NPV Common Stock COM 037833100 16118 30029 SH SOLE 30029 0 0 APRICUS BIOSCIENCE INC US$0.001 Common Stock COM 03832V109 75 35000 SH SOLE 35000 0 0 ARCELORMITTAL NY Registry Shares COM 03938L104 380 23500 SH SOLE 23500 0 0 ASCENA RETAIL GROUP US$0.01 Common Stock COM 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