0001140361-12-002097.txt : 20120112 0001140361-12-002097.hdr.sgml : 20120112 20120112064250 ACCESSION NUMBER: 0001140361-12-002097 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120112 DATE AS OF CHANGE: 20120112 EFFECTIVENESS DATE: 20120112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rathbone Brothers plc CENTRAL INDEX KEY: 0001351991 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11582 FILM NUMBER: 12523167 BUSINESS ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW BUSINESS PHONE: 00441512437155 MAIL ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rathbones Brothers Plc Address: Port of Liverpool Building Pier Head, Liverpool, UK L3 1NW Form 13F File Number: 28-00000 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Nick Johnson Title: Senior Project Manager Phone: 00-44-151-243-7155 Signature, Place, and Date of Signing: /s/ NICK JOHNSON LIVERPOOL, UK 1/11/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: $ 309,770 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-00000 RATHBONE BROTHERS PLC ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- 3M COMPANY US$0.01 Common Stock COM 88579Y101 611 7470 SH SOLE 0 7470 0 ABBOTT LABORATORIES NPV Common Stock COM 002824100 7806 138818 SH SOLE 0 138818 0 ABERDEEN GLOBAL INCOME FUND US$0.001 COM 003013109 565 40650 SH SOLE 0 40650 0 Common Stock AGNICO EAGLE MINES Com Npv COM 008474108 2136 58700 SH SOLE 0 58700 0 ALTRIA GROUP INC US$0.333333 Common Stock COM 02209S103 1241 41859 SH SOLE 0 41859 0 AMAZON COM INC Common Stock COM 023135106 1295 7484 SH SOLE 0 7484 0 AMERICAN EXPRESS CORP US$0.20 Common Stock COM 025816109 354 7513 SH SOLE 0 7513 0 AMERIPRISE FINANCIAL INC US$0.01 Common COM 03076C106 342 6897 SH SOLE 0 6897 0 Stock AMETEK INC NPV Common Stock COM 031100100 563 13365 SH SOLE 0 13365 0 ANADARKO PETROLEUM CORP US$0.10 Common COM 032511107 684 8966 SH SOLE 0 8966 0 Stock APPLE INC NPV Common Stock COM 037833100 6139 15157 SH SOLE 0 15157 0 APRICUS BIOSCIENCE INC US$0.001 Common COM 03832V109 155 30000 SH SOLE 0 30000 0 Stock ARCHER-DANIELS-MIDLAND CO NPV Common Stock COM 039483102 601 21015 SH SOLE 0 21015 0 AT&T INC US$1 Common Stock COM 00206R102 873 28885 SH SOLE 0 28885 0 AURICO GOLD INC NPV Common Stock COM 05155C105 81 10037 SH SOLE 0 10037 0 BANCO SANTANDER BRASIL SA ADR Ea Rep 1 COM 05967A107 346 42500 SH SOLE 0 42500 0 Unit (Com & Pref) BANK OF AMERICA CORP NPV Common Stock COM 060505104 126 22734 SH SOLE 0 22734 0 BANK OF MONTREAL NPV Common Stock COM 063671101 3429 62478 SH SOLE 0 62478 0 BANK OF NOVA SCOTIA NPV Common Stock COM 064149107 13910 278652 SH SOLE 0 278652 0 BARRICK GOLD CORP NPV Common Stock (CAD$) COM 067901108 754 16634 SH SOLE 0 16634 0 BCE INC NPV Common Stock COM 05534B760 1435 34401 SH SOLE 0 34401 0 BERKSHIRE HATHAWAY INC Class B Common Stock COM 084670702 6571 86125 SH SOLE 0 86125 0 BERKSHIRE HATHAWAY INC US$5 Class A Common COM 084670108 689 6 SH SOLE 0 6 0 Stock BOEING CO US$5 Common Stock COM 097023105 249 3390 SH SOLE 0 3390 0 BP PLC ADR Cnv Into 6 Ord US$0.25 COM 055622104 737 17253 SH SOLE 0 17253 0 BRISTOL-MYERS SQUIBB CO NPV Common Stock COM 110122108 1093 31010 SH SOLE 0 31010 0 BRITISH TELECOM GROUP PLC ADR Each Rep 10 COM 05577E101 385 13000 SH SOLE 0 13000 0 Ord Shares BROCADE COMMS SYSTEMS US$0.001 Common Stock COM 111621306 91 17500 SH SOLE 0 17500 0 BROWN-FORMAN CORP US$0.15 B Common Stock COM 115637209 503 6250 SH SOLE 0 6250 0 BURCON NUTRASCIENC NPV Common Stock COM 120831102 91 13000 SH SOLE 0 13000 0 CAMECO CORP NPV Common Stock COM 13321L108 924 51130 SH SOLE 0 51130 0 CANADIAN IMPERIAL BANK NPV Common Stock COM 136069101 6433 88772 SH SOLE 0 88772 0 CANADIAN PACIFIC RAILWAYS NPV Common Stock COM 13645T100 708 10449 SH SOLE 0 10449 0 CATERPILLAR INC US$1 Common Stock COM 149123101 1422 15690 SH SOLE 0 15690 0 CENOVUS ENERGY INC NPV Common Stock COM 15135U109 361 10859 SH SOLE 0 10859 0 CHEVRON CORP US$0.75 Common Stock COM 166764100 9520 89473 SH SOLE 0 89473 0 CISCO SYSTEMS INC Common Stock COM 17275R102 623 34453 SH SOLE 0 34453 0 CITIGROUP INC US$0.01 Common Stock COM 172967424 844 32087 SH SOLE 0 32087 0 CLAUDE RESOURCES INC NPV Common Stock COM 182873109 23 17000 SH SOLE 0 17000 0 COCA-COLA CO US$0.25 Common Stock COM 191216100 8559 122322 SH SOLE 0 122322 0 COLGATE-PALMOLIVE CO NPV Common Stock COM 194162103 9650 104452 SH SOLE 0 104452 0 CONOCOPHILLIPS US$0.01 Common Stock COM 20825C104 2012 27605 SH SOLE 0 27605 0 CVS CORP US$0.01 Common Stock COM 126650100 299 7343 SH SOLE 0 7343 0 DEERE & CO US$1 Common Stock COM 244199105 1093 14130 SH SOLE 0 14130 0 DENISON MINES INC NPV Common Stock COM 248356107 50 39952 SH SOLE 0 39952 0 DEVON ENERGY CORP US$0.10 Common Stock COM 25179M103 785 12665 SH SOLE 0 12665 0 DIEBOLD INC US$1.25 Common Stock COM 253651103 226 7500 SH SOLE 0 7500 0 DOVER CORP US$1 Common Stock COM 260003108 697 12000 SH SOLE 0 12000 0 DR PEPPER SNAPPLE GROUP INC US$0.01 Common COM 26138E109 6045 153125 SH SOLE 0 153125 0 Stock DU PONT DE NEMOURS US$0.30 Common Stock COM 263534109 228 4980 SH SOLE 0 4980 0 ELSTER GROUP SE Spon ADR Each Rep 1/4 Ord COM 290348101 799 61500 SH SOLE 0 61500 0 Shs
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- EMC CORP MASSACHUSETTS US$0.01 Common Stock COM 268648102 680 31550 SH SOLE 0 31550 0 EMERSON ELECTRIC CO US$0.50 Common Stock COM 291011104 1711 36720 SH SOLE 0 36720 0 ENBRIDGE INC NPV Common Stock COM 29250N105 541 14472 SH SOLE 0 14472 0 ENCANA CORP NPV Common Stock COM 292505104 226 12165 SH SOLE 0 12165 0 ENDOLOGIX INC US$0.001 Common Stock COM 29266S106 166 14500 SH SOLE 0 14500 0 ENSCO PLC Spon ADR Each Rep 1 Cls A Ord COM 29358Q109 605 12900 SH SOLE 0 12900 0 ENTREE GOLD INC NPV Common Stock COM 29383G100 34 28000 SH SOLE 0 28000 0 EXPEDITOR INTL OF WASHINGTON US$0.01 COM 302130109 291 7100 SH SOLE 0 7100 0 Common Stock EXXON MOBIL CORP NPV Common Stock COM 30231G102 14773 174289 SH SOLE 0 174289 0 GALLAGHER AJ & CO US$1 Common Stock COM 363576109 4158 124340 SH SOLE 0 124340 0 GENERAL ELECTRIC CORP US$0.06 Common Stock COM 369604103 5355 298998 SH SOLE 0 298998 0 GENERAL MILLS INC US$0.10 Common Stock COM 370334104 265 6560 SH SOLE 0 6560 0 GILEAD SCIENCES INC US$0.001 Common Stock COM 375558103 300 7340 SH SOLE 0 7340 0 GLAXOSMITHKLINE PLC Spon ADR (Cnv 2 Ord COM 37733W105 365 8009 SH SOLE 0 8009 0 25p) GOLDCORP INC NPV Common Stock COM 380956409 3367 75830 SH SOLE 0 75830 0 GOLDEN MINERALS CO US$0.01 Common Stock COM 381119106 86 14740 SH SOLE 0 14740 0 GOLDMAN SACHS GROUP US$0.01 Common Stock COM 38141G104 284 3145 SH SOLE 0 3145 0 GOOGLE INC US$0.001 Class A Common Stock COM 38259P508 1700 2632 SH SOLE 0 2632 0 GRAN TIERRA ENERGY US$0.001 Common Stock COM 38500T101 79 16500 SH SOLE 0 16500 0 GULFMARK OFFSHORE INC US$0.01 Class A COM 402629208 443 10548 SH SOLE 0 10548 0 Common Stock HARLEY DAVIDSON US$0.01 Common Stock COM 412822108 303 7800 SH SOLE 0 7800 0 HECLA MINING CO US$0.25 Common Stock COM 422704106 59 11250 SH SOLE 0 11250 0 HEINZ (HJ) CO US$0.25 Common Stock COM 423074103 735 13592 SH SOLE 0 13592 0 HOME DEPOT INC US$0.05 Common Stock COM 437076102 951 22614 SH SOLE 0 22614 0 HONEYWELL INTERNATIONAL INC US$1 Common COM 438516106 4182 76946 SH SOLE 0 76946 0 Stock IBM CORP US$0.20 Common Stock COM 459200101 8299 45134 SH SOLE 0 45134 0 ILLINOIS TOOL WORKS INC NPV Common Stock COM 452308109 336 7200 SH SOLE 0 7200 0 IMPERIAL OIL NPV Common Stock COM 453038408 849 19055 SH SOLE 0 19055 0 INTEL CORP US$0.001 Common Stock COM 458140100 2909 119950 SH SOLE 0 119950 0 ISHARE TRUST MSCI EMU Index Fund COM 464286608 205 7345 SH SOLE 0 7345 0 ISHARES INC MSCI Canada Index Fund COM 464286509 955 35888 SH SOLE 0 35888 0 ISHARES INC MSCI Germany Index Fund COM 464286806 844 43895 SH SOLE 0 43895 0 ISHARES INC MSCI Japan Index Fund COM 464286848 155 17025 SH SOLE 0 17025 0 ISHARES INC MSCI Pacific Ex Japan Index Fd COM 464286665 2196 56405 SH SOLE 0 56405 0 ISHARES INC MSCI UK Index Fund COM 464286699 318 19675 SH SOLE 0 19675 0 ISHARES INC S&P Dvlpd (Ex-US) Prop Index COM 464288422 1572 57087 SH SOLE 0 57087 0 ISHARES INC S&P Global Energy Sector COM 464287341 252 6605 SH SOLE 0 6605 0 ISHARES TRUST Barclays Tips Bond Fund COM 464287176 262 2247 SH SOLE 0 2247 0 ISHARES TRUST DJ Intl Select Div Index Fund COM 464288448 365 12295 SH SOLE 0 12295 0 ISHARES TRUST Dow Jones Select Div Index COM 464287168 2244 41737 SH SOLE 0 41737 0 ISHARES TRUST MSCI Emerging Markets Index COM 464287234 1502 39600 SH SOLE 0 39600 0 ISHARES TRUST S&P Gbl Heathcare Sector COM 464287325 241 4300 SH SOLE 0 4300 0 ISHARES TRUST S&P Global 100 Index Fund COM 464287572 267 4602 SH SOLE 0 4602 0 ISHARES TRUST S&P Global Technology Index COM 464287291 207 3527 SH SOLE 0 3527 0 IVANHOE ENERGY INC NPV Common Stock COM 465790103 352 319588 SH SOLE 0 319588 0 IVANHOE MINES LTD NPV Common Stock COM 46579N103 201 11300 SH SOLE 0 11300 0 JOHNSON & JOHNSON US$1 Common Stock COM 478160104 9285 141587 SH SOLE 0 141587 0 JP MORGAN CHASE & CO US$1 Common Stock COM 46625H100 2031 61071 SH SOLE 0 61071 0 KIMBERLEY CLARK CORP NPV Common Stock COM 494368103 1944 26426 SH SOLE 0 26426 0 KRAFT FOODS INC NPV Class A Common Stock COM 50075N104 15814 423292 SH SOLE 0 423292 0 LEXICON GENETICS INC US$0.001 Common Stock COM 528872104 30 23548 SH SOLE 0 23548 0 LILLY (ELI) & CO NPV Common Stock COM 532457108 314 7555 SH SOLE 0 7555 0 LOEWS CORP US$1 Common Stock COM 540424108 821 21800 SH SOLE 0 21800 0 MANULIFE FINANCIAL CORP NPV Common Stock COM 56501R106 521 48900 SH SOLE 0 48900 0 MARSH & MCLENNAN CO INC US$1 Common Stock COM 571748102 5255 166184 SH SOLE 0 166184 0 MCCORMICK & CO INC NPV Vtg Common Stock COM 579780107 353 7000 SH SOLE 0 7000 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- MCDONALD'S CORP US$0.01 Common Stock COM 580135101 3572 35605 SH SOLE 0 35605 0 MERCK & CO INC US$0.50 Common Stock COM 58933Y105 1575 41773 SH SOLE 0 41773 0 MGT CAPITAL INVESTMENTS INC US$0.001 COM 55302P103 5 54360 SH SOLE 0 54360 0 Common Stock MICROSOFT CORP NPV Common Stock COM 594918104 4878 187918 SH SOLE 0 187918 0 MONSANTO CO US$0.01 Common Stock COM 61166W101 1996 28485 SH SOLE 0 28485 0 MOUNTAIN PROVINCE DIAMONDS NPV Common Stock COM 62426E402 43 11300 SH SOLE 0 11300 0 MYLAN INC US$0.50 Common Stock COM 628530107 541 25210 SH SOLE 0 25210 0 NATIONAL OILWELL VARCO INC US$0.01 Common COM 637071101 326 4790 SH SOLE 0 4790 0 Stock NEKTAR THERAPEUTICS US$0.01 Common Stock COM 640268108 60 10800 SH SOLE 0 10800 0 NEWMONT MINING CORP US$1.60 Common Stock COM 651639106 5460 90990 SH SOLE 0 90990 0 NOVARTIS AG ADR Rep 1 CHF0.5 (Regd) Shares COM 66987V109 240 4200 SH SOLE 0 4200 0 ORACLE CORP US$0.01 Common Stock COM 68389X105 555 21631 SH SOLE 0 21631 0 PARKER-HANNIFIN CORP US$0.50 Common Stock COM 701094104 1132 14850 SH SOLE 0 14850 0 PEPSICO INC US$0.016666 Cap COM 713448108 4181 63008 SH SOLE 0 63008 0 PETROLEO BRASILEIRO SA ADS Each 1 Rep 2 COM 71654V408 744 29939 SH SOLE 0 29939 0 NPV Com Stock PFIZER INC US$0.05 Common Stock COM 717081103 3362 155348 SH SOLE 0 155348 0 PHILIP MORRIS INTL INC NPV Common Stock COM 718172109 9051 115334 SH SOLE 0 115334 0 PITNEY BOWES INC US$1 Common Stock COM 724479100 315 17000 SH SOLE 0 17000 0 POTASH CORP OF SASKATCHEWAN NPV Common COM 73755L107 1058 25605 SH SOLE 0 25605 0 Stock POWERSHARES ETF II Emerg Mkts COM 73937B209 501 13498 SH SOLE 0 13498 0 Infrastructure P/f POWERSHARES ETF India P/Folio COM 73935L100 239 14693 SH SOLE 0 14693 0 POWERSHARES ETF Intl Corp Bond COM 73936Q835 947 35845 SH SOLE 0 35845 0 PROCTER & GAMBLE CO NPV Common Stock COM 742718109 5165 77429 SH SOLE 0 77429 0 PROSHARES TRUST II Ultrashort Euro COM 74347W882 315 15500 SH SOLE 0 15500 0 PROSHARES TRUST Ultrapro Short S&P500 COM 74347X856 837 63785 SH SOLE 0 63785 0 PRUDENTIAL PLC ADR Rep 2 5p Ordinary Shares COM 74435K204 615 31175 SH SOLE 0 31175 0 RACKSPACE HOSTING INC US$0.001 Common Stock COM 750086100 1427 33179 SH SOLE 0 33179 0 RAYTHEON CO US$0.01 Common Stock COM 755111507 3627 74970 SH SOLE 0 74970 0 RENESOLA LTD ADR Each Rep 2 Ordinary Shares COM 75971T103 18 12050 SH SOLE 0 12050 0 ROYAL BANK OF CANADA NPV Common Stock COM 780087102 16386 320984 SH SOLE 0 320984 0 ROYAL BANK OF SCOTLAND GROUP Spon ADR Rep COM 780097879 1663 101800 SH SOLE 0 101800 0 1 Pref Ser H ROYAL DUTCH SHELL EUR0.07 ADR Ea Rep 2 Cls COM 780259107 692 9100 SH SOLE 0 9100 0 B Shs ROYAL DUTCH SHELL PLC ADR Ech Rep 2 Cl A COM 780259206 216 2950 SH SOLE 0 2950 0 EUR0.07 Shs RUBICON MINERALS CORP NPV Common Stock COM 780911103 86 22500 SH SOLE 0 22500 0 SCHLUMBERGER LTD US$0.01 Common Stock COM 806857108 4591 67213 SH SOLE 0 67213 0 SOTHEBY'S HOLDINGS A US$0.10 Common Stock COM 835898107 259 9080 SH SOLE 0 9080 0 SPDR GOLD TRUST NPV Shares COM 78463V107 680 4477 SH SOLE 0 4477 0 SPDR TRUST S&P 500 ETF Trust COM 78462F103 3064 24418 SH SOLE 0 24418 0 SPECTRANETICS CORP US$0.001 Common Stock COM 84760C107 78 10800 SH SOLE 0 10800 0 ST JUDE MEDICAL INC US$0.10 Common Stock COM 790849103 201 5850 SH SOLE 0 5850 0 STARBUCKS CORP US$0.001 Common Stock COM 855244109 314 6830 SH SOLE 0 6830 0 SUNCOR ENERGY INC New NPV Common Stock COM 867224107 650 22515 SH SOLE 0 22515 0 (CA$) SYSCO CORP NPV Common Stock COM 871829107 1234 42085 SH SOLE 0 42085 0 T.J.X. COMPANIES INC NPV Common Stock COM 872540109 506 7840 SH SOLE 0 7840 0 TEMPLETON EMERGING MKTS FUND US$0.01 COM 880191101 756 42355 SH SOLE 0 42355 0 Common Stock THERMO FISHER SCIENTIFIC INC US$1 Common COM 883556102 303 6728 SH SOLE 0 6728 0 Stock THOMSON REUTERS CORP NPV Common Stock COM 884903105 2201 82295 SH SOLE 0 82295 0 TORONTO-DOMINION BANK NPV Common Stock COM 891160509 1304 17410 SH SOLE 0 17410 0 TRANSWITCH CORP US0.01 Common Stock COM 894065309 66 20625 SH SOLE 0 20625 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- UNION PACIFIC CORP US$2.50 Common Stock COM 907818108 648 6117 SH SOLE 0 6117 0 UTD TECHNOLOGIES CORP US$1 Common Stock COM 913017109 471 6441 SH SOLE 0 6441 0 VALERO ENERGY CORP US$0.01 Common Stock COM 91913Y100 1081 51356 SH SOLE 0 51356 0 VANGUARD BOND INDEX FUND Total Bond Market COM 921937835 563 6735 SH SOLE 0 6735 0 ETF VERIZON COMMS INC NPV Common Stock COM 92343V104 448 11165 SH SOLE 0 11165 0 VISA INC US$0.0001 Common Stock COM 92826C839 3461 34085 SH SOLE 0 34085 0 VODAFONE GROUP PLC SP Adr Rep 10 COM 92857W209 1854 66133 SH SOLE 0 66133 0 US$0.11428571 WAL-MART STORES INC US$0.1 Common Stock COM 931142103 1775 29695 SH SOLE 0 29695 0 WALT DISNEY (HLDGS) CO US$0.1 Common Stock COM 254687106 675 18000 SH SOLE 0 18000 0 WATSON PHARMACEUTICALS INC US$0.0033 COM 942683103 287 4750 SH SOLE 0 4750 0 Common Stock WAVE SYSTEMS CORP US$0.01 Class A Common COM 943526301 651 300228 SH SOLE 0 300228 0 Stock WELLS FARGO & CO US$1.6666 Common Stock COM 949746101 231 8395 SH SOLE 0 8395 0 WHOLE FOODS MARKET INC NPV Common Stock COM 966837106 747 10734 SH SOLE 0 10734 0 YAMANA GOLD INC NPV Common Stock (US$) COM 98462Y100 549 37347 SH SOLE 0 37347 0 YUM BRANDS INC NPV Common Stock COM 988498101 576 9755 SH SOLE 0 9755 0