0001085146-17-001744.txt : 20170811 0001085146-17-001744.hdr.sgml : 20170811 20170810213935 ACCESSION NUMBER: 0001085146-17-001744 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14413 FILM NUMBER: 171022809 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351904 XXXXXXXX 06-30-2017 06-30-2017 INVESTMENT CENTERS OF AMERICA INC

212 N 4TH ST BISMARCK ND 58501

13F HOLDINGS REPORT 028-14413 N Daniel Wright 920 996-2600 /s/ Daniel Wright Appleton WI 08-10-2017 1 591 1322666 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101743635739SHDFND10035739ABBOTT LABSCOM002824100214344067SHDFND10044067ABBVIE INCCOM00287Y109527472468SHDFND10072468ACTIVISION BLIZZARD INCCOM00507V109131222745SHDFND10022745AETNA INC NEWCOM00817Y1082911886SHDFND1001886ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1028085756SHDFND1005756ALIMERA SCIENCES INCCOM0162591033324000SHDFND10024000ALLEGHANY CORP DELCOM017175100210349SHDFND100349ALLERGAN PLCSHSG0177J108210859SHDFND100859ALLETE INCCOM NEW0185223002383321SHDFND1003321ALLIANCE RES PARTNER L PUT LTD PART01877R10881743132SHDFND10043132ALLIANT ENERGY CORPCOM018802108319579633SHDFND10079633ALLIANZGI CONV & INCOME FD ICOM0188251098513797SHDFND10013797ALPHABET INCCAP STK CL A02079K30523132472SHDFND1002472ALPHABET INCCAP STK CL C02079K10723152544SHDFND1002544ALPS ETF TRALERIAN MLP00162Q8662166180963SHDFND100180963ALTRIA GROUP INCCOM02209S10322430301555SHDFND100301555AMAZON COM INCCOM02313510671947378SHDFND1007378AMEREN CORPCOM02360810255910222SHDFND10010222AMERICAN AIRLS GROUP INCCOM02376R1022034081SHDFND1004081AMERICAN ELEC PWR INCCOM025537101128018470SHDFND10018470AMERICAN STS WTR COCOM0298991013497362SHDFND1007362AMERICAN TOWER CORP NEWCOM03027X1008096152SHDFND1006152AMERICAN WTR WKS CO INC NEWCOM0304201036157897SHDFND1007897AMERIGAS PARTNERS L PUNIT L P INT0309751063036705SHDFND1006705AMGEN INCCOM03116210013818007SHDFND1008007ANNALY CAP MGMT INCCOM0357104091770147341SHDFND100147341APACHE CORPCOM0374111052946124SHDFND1006124APPLE INCCOM03783310025931180180SHDFND100180180AQUA AMERICA INCCOM03836W1032337009SHDFND1007009ARCHER DANIELS MIDLAND COCOM03948310263815473SHDFND10015473ARISTA NETWORKS INCCOM0404131063032019SHDFND1002019ARROW ETF TRARROW DJ GLB YLD04273H104118864989SHDFND10064989ASHFORD HOSPITALITY TR INCCOM SHS0441031091180194395SHDFND100194395AT&T INCCOM00206R10215655413687SHDFND100413687AURINIA PHARMACEUTICALS INCCOM05156V10218430000SHDFND10030000AUTOMATIC DATA PROCESSING INCOM0530151036426292SHDFND1006292BAIDU INCSPON ADR REP A0567521083882171SHDFND1002171BANK AMER CORPCOM0605051045099210143SHDFND100210143BANK NEW YORK MELLON CORPCOM06405810077015072SHDFND10015072BARCLAYS BANK PLCADR PFD SR 506739H36262523424SHDFND10023424BARRICK GOLD CORPCOM06790110838724348SHDFND10024348BAXTER INTL INCCOM0718131093125213SHDFND1005213BB&T CORPCOM054937107149632947SHDFND10032947BECTON DICKINSON & COCOM0758871098914534SHDFND1004534BERKSHIRE HATHAWAY INC DELCL B NEW084670702751844427SHDFND10044427BERRY GLOBAL GROUP INCCOM08579W1032063600SHDFND1003600BLACK HILLS CORPCOM0921131095828651SHDFND1008651BLACKBAUD INCCOM09227Q1002032360SHDFND1002360BLACKROCK ENHANCED EQT DIV TCOM09251A10423626794SHDFND10026794BLACKROCK FLOATING RATE INCOCOM0919411042295164078SHDFND100164078BLACKROCK INCCOM09247X1014711112SHDFND1001112BLACKROCK INVT QUALITY MUN TCOM09247D10514810020SHDFND10010020BLACKROCK MUNIASSETS FD INCCOM09254J10220013342SHDFND10013342BLACKROCK MUNIVEST FD II INCCOM09253T10123715112SHDFND10015112BLACKSTONE GROUP L PCOM UNIT LTD09253U108105231430SHDFND10031430BOEING COCOM097023105900945404SHDFND10045404BP PLCSPONSORED ADR055622104247971651SHDFND10071651BRISTOL MYERS SQUIBB COCOM110122108345061664SHDFND10061664BROADCOM LTDSHSY098271098343592SHDFND1003592BROOKDALE SR LIVING INCCOM11246310424516700SHDFND10016700BUCKEYE PARTNERS L PUNIT LTD PARTN1182301013425367SHDFND1005367CALAMOS CONV & HIGH INCOME FCOM SHS12811P1081421119328SHDFND100119328CALAMOS CONV OPP AND INC FDSH BEN INT12811710819917517SHDFND10017517CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER13147610310323984SHDFND10023984CAMPBELL SOUP COCOM1344291092625033SHDFND1005033CAPITAL ONE FINL CORPCOM14040H1052893493SHDFND1003493CARE CAP PPTYS INCCOM141624106207477522SHDFND10077522CASEYS GEN STORES INCCOM147528103124211582SHDFND10011582CATERPILLAR INC DELCOM149123101383335661SHDFND10035661CELGENE CORPCOM15102010410868369SHDFND1008369CENTURYLINK INCCOM15670010641817248SHDFND10017248CHESAPEAKE ENERGY CORPCOM16516710716032370SHDFND10032370CHEVRON CORP NEWCOM166764100452843481SHDFND10043481CHURCH & DWIGHT INCCOM1713401023426549SHDFND1006549CISCO SYS INCCOM17275R102108134722SHDFND10034722CITIGROUP INCCOM NEW172967424311646550SHDFND10046550CLAYMORE EXCHANGE TRD FD TR2021 HG YLD CB18383M22588535150SHDFND10035150CLAYMORE EXCHANGE TRD FD TR2022 HG YLD CB18383M21758623150SHDFND10023150CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39936314170SHDFND10014170CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38192236550SHDFND10036550CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37399440150SHDFND10040150CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M365101240750SHDFND10040750CLAYMORE EXCHANGE TRD FD TRGUGENHIM 202318383M1832499291SHDFND1009291CLEAN ENERGY FUELS CORPCOM1844991013613748SHDFND10013748CLOROX CO DELCOM189054109141110623SHDFND10010623COCA COLA COCOM1912161006595147307SHDFND100147307COHEN & STEERS CLOSED END OPCOM19248P10619114661SHDFND10014661COLGATE PALMOLIVE COCOM194162103102413843SHDFND10013843COLONY NORTHSTAR INCCL A COM19625W10456239884SHDFND10039884COLUMBIA ETF TR IIEMRG MARKETS ETF19762B50963024148SHDFND10024148COLUMBIA PPTY TR INCCOM NEW19828720389139830SHDFND10039830COMCAST CORP NEWCL A20030N10195124360SHDFND10024360CONAGRA BRANDS INCCOM20588710289625002SHDFND10025002CONOCOPHILLIPSCOM20825C104133730582SHDFND10030582CONSOLIDATED EDISON INCCOM209115104234029046SHDFND10029046CONSTELLATION BRANDS INCCL A21036P1083251680SHDFND1001680CONTINENTAL RESOURCES INCCOM21201510155717451SHDFND10017451CORNING INCCOM21935010539913291SHDFND10013291COSTCO WHSL CORP NEWCOM22160K1058995618SHDFND1005618CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F1033813500SHDFND10013500CROWN CASTLE INTL CORP NEWCOM22822V1017907839SHDFND1007839CSX CORPCOM1264081034868912SHDFND1008912CUMMINS INCCOM2310211068805453SHDFND1005453CVS HEALTH CORPCOM12665010090211315SHDFND10011315DARDEN RESTAURANTS INCCOM2371941053173523SHDFND1003523DEERE & COCOM244199105141811519SHDFND10011519DELAWARE INV MN MUN INC FD ICOM24610V10357339100SHDFND10039100DELTA AIR LINES INC DELCOM NEW24736170272613409SHDFND10013409DEUTSCHE MUN INCOMECOM25160C10633424668SHDFND10024668DIEBOLD NXDF INCCOM2536511032077349SHDFND1007349DIGITAL RLTY TR INCCOM2538681032121885SHDFND1001885DIREXION SHS ETF TRALL CP INSIDER25459Y76947111843SHDFND10011843DISNEY WALT COCOM DISNEY254687106332831188SHDFND10031188DNP SELECT INCOME FDCOM23325P10428926063SHDFND10026063DOW CHEM COCOM260543103312349417SHDFND10049417DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10122263115SHDFND10063115DREYFUS MUN INCOME INCCOM26201R10224026757SHDFND10026757DTE ENERGY COCOM2333311075565255SHDFND1005255DU PONT E I DE NEMOURS & COCOM263534109105313102SHDFND10013102DUKE ENERGY CORP NEWCOM NEW26441C204367943921SHDFND10043921EATON CORP PLCSHSG29183103122615734SHDFND10015734EATON VANCE FLTING RATE INCCOM27827910416811019SHDFND10011019EATON VANCE LTD DUR INCOME FCOM27828H10533423701SHDFND10023701EATON VANCE SR FLTNG RTE TRCOM27828Q10544229741SHDFND10029741ECOLAB INCCOM2788651008666520SHDFND1006520EMERSON ELEC COCOM29101110472912193SHDFND10012193ENBRIDGE ENERGY PARTNERS L PCOM29250R10616710368SHDFND10010368ENBRIDGE INCCOM29250N10553013227SHDFND10013227ENCANA CORPCOM29250510428132120SHDFND10032120ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N1032287112348SHDFND100112348ENTERPRISE PRODS PARTNERS LCOM293792107116143033SHDFND10043033EOG RES INCCOM26875P1012712990SHDFND1002990EQUITY LIFESTYLE PPTYS INCCOM29472R1082773200SHDFND1003200EVERSOURCE ENERGYCOM30040W1082584248SHDFND1004248EXCHANGE TRADED CONCEPTS TRREX GOLD SP500301505863113738350SHDFND10038350EXELON CORPCOM30161N101105429326SHDFND10029326EXPRESS SCRIPTS HLDG COCOM30219G10871411188SHDFND10011188EXXON MOBIL CORPCOM30231G1029438117168SHDFND100117168FACEBOOK INCCL A30303M102648842853SHDFND10042853FAIRMOUNT SANTROL HLDGS INCCOM30555Q10818547225SHDFND10047225FASTENAL COCOM3119001046524149817SHDFND100149817FEDEX CORPCOM31428X1068513904SHDFND1003904FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310010723550SHDFND10023550FIAT CHRYSLER AUTOMOBILES NSHSN3173810210710086SHDFND10010086FIFTH THIRD BANCORPCOM316773100128649476SHDFND10049476FIRST TR EXCH TRD ALPHA FD IDEV MRK EX US33737J17468412341SHDFND10012341FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHADEX33737J1172316657SHDFND1006657FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E10454111888SHDFND10011888FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88641420898SHDFND10020898FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60531012458SHDFND10012458FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12725519298SHDFND10019298FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13541114359SHDFND10014359FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q200101519481SHDFND10019481FIRST TR EXCHANGE TRADED FDFT STRG INCM ETF33739Q3093516913SHDFND1006913FIRST TR EXCHANGE TRADED FDHIGH INCOME ETF33738R30825611715SHDFND10011715FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10075439103SHDFND10039103FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10195739174SHDFND10039174FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E108182391034SHDFND10091034FIRST TR MID CAP CORE ALPHADCOM SHS33735B108126121293SHDFND10021293FIRST TR MORNINGSTAR DIV LEASHS3369171095707202691SHDFND100202691FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q104157031033SHDFND10031033FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109185433373SHDFND10033373FIRST TR SR FLG RTE INCM FDCOM33733U10822917175SHDFND10017175FIRST TR STOXX EURO DIV FDCOMMON SHS33735T10913610400SHDFND10010400FIRST TR VALUE LINE DIVID INSHS33734H1067672262175SHDFND100262175FIRSTENERGY CORPCOM3379321072468456SHDFND1008456FITBIT INCCL A33812L10238371789SHDFND10071789FLAHERTY&CRMN PFD SEC INCOMCOM33847810042119152SHDFND10019152FLOWERS FOODS INCCOM34349810146827016SHDFND10027016FORD MTR CO DELCOM PAR $0.013453708601879168160SHDFND100168160FRANKS INTL N VCOMN3346210767080838SHDFND10080838FREEPORT-MCMORAN INCCL B35671D857108390174SHDFND10090174FRONTIER COMMUNICATIONS CORPCOM35906A1085650134SHDFND10050134FS INVT CORPCOM3026351073554387792SHDFND100387792GABELLI EQUITY TR INCCOM3623971019515429SHDFND10015429GABELLI GLOBL UTIL & INCOMECOM SH BEN INT36242L10521610742SHDFND10010742GENERAL DYNAMICS CORPCOM36955010814147113SHDFND1007113GENERAL ELECTRIC COCOM3696041035497203433SHDFND100203433GENERAL MLS INCCOM370334104158928743SHDFND10028743GENERAL MTRS COCOM37045V10067819563SHDFND10019563GENUINE PARTS COCOM3724601055125523SHDFND1005523GEO GROUP INC NEWCOM36162J10631210485SHDFND10010485GILEAD SCIENCES INCCOM375558103178725399SHDFND10025399GLAXOSMITHKLINE PLCSPONSORED ADR37733W105107024957SHDFND10024957GLOBAL NET LEASE INCCOM NEW37937820156625420SHDFND10025420GLOBAL X FDSGLB X SUPERDIV37950E54947021517SHDFND10021517GLOBAL X FDSGLBX SUPRINC ETF37950E33342032893SHDFND10032893GLOBAL X FDSGLOBL X JR MLP37950E32510613980SHDFND10013980GLOBAL X FDSGLOBX SUPDV US37950E291173468298SHDFND10068298GLOBAL X FDSMSCI SUPR EM ETF37950E11938424525SHDFND10024525GOLDMAN SACHS GROUP INCCOM38141G1049194130SHDFND1004130GOODYEAR TIRE & RUBR COCOM3825501012055869SHDFND1005869GOVERNMENT PPTYS INCOME TRCOM SHS BEN INT38376A10327314967SHDFND10014967GRAMERCY PPTY TRCOM NEW38500230852717686SHDFND10017686GREAT PLAINS ENERGY INCCOM39116410030510281SHDFND10010281GW PHARMACEUTICALS PLCADS36197T1034204193SHDFND1004193HALLIBURTON COCOM40621610151311989SHDFND10011989HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10840018617SHDFND10018617HANCOCK JOHN PFD INCOME FD ICOM41013X10635916310SHDFND10016310HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10547928651SHDFND10028651HARRIS CORP DELCOM4138751052182010SHDFND1002010HASBRO INCCOM4180561072452179SHDFND1002179HCP INCCOM40414L10988027679SHDFND10027679HEALTHCARE TR AMER INCCL A NEW42225P501147947465SHDFND10047465HEALTHSOUTH CORPCOM NEW421924309480599261SHDFND10099261HERSHEY COCOM4278661082782593SHDFND1002593HEWLETT PACKARD ENTERPRISE CCOM42824C10927916798SHDFND10016798HOME DEPOT INCCOM437076102427927918SHDFND10027918HONEYWELL INTL INCCOM438516106276620762SHDFND10020762HORIZON TECHNOLOGY FIN CORPCOM44045A10213611959SHDFND10011959HORMEL FOODS CORPCOM44045210054315928SHDFND10015928HOSPITALITY PPTYS TRCOM SH BEN INT44106M1023409116841SHDFND100116841HOST HOTELS & RESORTS INCCOM44107P10466536324SHDFND10036324HP INCCOM40434L10520211877SHDFND10011877HSBC HLDGS PLCADR A 1/40PF A4042806042609828SHDFND1009828HUMANA INCCOM4448591023681531SHDFND1001531HUNTINGTON BANCSHARES INCCOM446150104105377865SHDFND10077865ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001014338287SHDFND1008287ILLINOIS TOOL WKS INCCOM4523081095854116SHDFND1004116INTEL CORPCOM458140100247773490SHDFND10073490INTERCONTINENTAL HOTELS GROUSPONSORED ADR45857P707211638107SHDFND10038107INTERNATIONAL BUSINESS MACHSCOM45920010112187909SHDFND1007909INTL PAPER COCOM4601461033836756SHDFND1006756INVESCO MORTGAGE CAPITAL INCCOM46131B10018010846SHDFND10010846INVESCO MUN TRCOM46131J10315712284SHDFND10012284INVESCO SR INCOME TRCOM46131H1078117637SHDFND10017637INVESTORS REAL ESTATE TRSH BEN INT4617301034445716301SHDFND100716301ISHARES10+ YR CR BD ETF4642895115939618SHDFND1009618ISHARESEM HGHYL BD ETF464286285175935143SHDFND10035143ISHARESMIN VOL EMRG MKT464286533132223893SHDFND10023893ISHARESMODERT ALLOC ETF46428987539110498SHDFND10010498ISHARESRUS TP200 GR ETF4642894385809019SHDFND1009019ISHARES GOLD TRUSTISHARES46428510529324394SHDFND10024394ISHARES INCCORE MSCI EMKT46434G1036979139428SHDFND100139428ISHARES SILVER TRUSTISHARES46428Q10958737283SHDFND10037283ISHARES TR1-3 YR CR BD ETF4642886469468994SHDFND1008994ISHARES TR1-3 YR TR BD ETF4642874577208523SHDFND1008523ISHARES TR20 YR TR BD ETF464287432478638098SHDFND10038098ISHARES TR3-7 YR TR BD ETF4642886619557736SHDFND1007736ISHARES TR7-10YR TR BD ETF464287440218820507SHDFND10020507ISHARES TRCORE DIV GRWTH46434V621273787370SHDFND10087370ISHARES TRCORE HIGH DV ETF46429B663259531204SHDFND10031204ISHARES TRCORE MSCI EAFE46432F84215931261711SHDFND100261711ISHARES TRCORE MSCI PAC46434V69675314010SHDFND10014010ISHARES TRCORE S&P MCP ETF4642875071673996100SHDFND10096100ISHARES TRCORE S&P SCP ETF46428780411820168550SHDFND100168550ISHARES TRCORE S&P TTL STK4642871502885142SHDFND1005142ISHARES TRCORE S&P US ETF464287671233648421SHDFND10048421ISHARES TRCORE S&P VLU ETF464287663113922327SHDFND10022327ISHARES TRCORE S&P500 ETF4642872001452159662SHDFND10059662ISHARES TRCORE US AGGBD ET46428722616681152343SHDFND100152343ISHARES TRDOW JONES US ETF4642878463432831SHDFND1002831ISHARES TREAFE GRWTH ETF4642888852142925SHDFND1002925ISHARES TRFLTG RATE BD ETF46429B65581616027SHDFND10016027ISHARES TRHDG MSCI EAFE46434V8034269150679SHDFND100150679ISHARES TRIBOXX HI YD ETF46428851315117170925SHDFND100170925ISHARES TRIBOXX INV CP ETF464287242386432079SHDFND10032079ISHARES TRINTERM CR BD ETF464288638330630124SHDFND10030124ISHARES TRINTL DEV RE ETF464288489116540960SHDFND10040960ISHARES TRINTL SEL DIV ETF4642884483517107511SHDFND100107511ISHARES TRJP MOR EM MK ETF464288281648656901SHDFND10056901ISHARES TRMBS ETF464288588259524361SHDFND10024361ISHARES TRMIN VOL EAFE ETF46429B6899155132287SHDFND100132287ISHARES TRMIN VOL USA ETF46429B697174836101SHDFND10036101ISHARES TRMRGSTR MD CP ETF4642882085143049SHDFND1003049ISHARES TRMRGSTR MD CP VAL4642884062231521SHDFND1001521ISHARES TRMSCI EAFE ETF464287465403961894SHDFND10061894ISHARES TRMSCI EMG MKT ETF464287234171141409SHDFND10041409ISHARES TRN AMER TECH ETF4642875493882663SHDFND1002663ISHARES TRNA NAT RES4642873742718531SHDFND1008531ISHARES TRNASDQ BIOTEC ETF4642875566882219SHDFND1002219ISHARES TRNATIONAL MUN ETF4642884149178341SHDFND1008341ISHARES TRRESID RL EST CAP46428856289113689SHDFND10013689ISHARES TRRUS 1000 ETF4642876229877297SHDFND1007297ISHARES TRRUS 1000 GRW ETF4642876141151896764SHDFND10096764ISHARES TRRUS 1000 VAL ETF464287598667657383SHDFND10057383ISHARES TRRUS 2000 GRW ETF4642876482241316SHDFND1001316ISHARES TRRUS 2000 VAL ETF4642876307065930SHDFND1005930ISHARES TRRUS MD CP GR ETF4642874817426864SHDFND1006864ISHARES TRRUS MDCP VAL ETF4642874737458845SHDFND1008845ISHARES TRRUS MID CAP ETF464287499451423471SHDFND10023471ISHARES TRRUSSELL 2000 ETF464287655995470828SHDFND10070828ISHARES TRS&P 500 GRWT ETF46428730920476149496SHDFND100149496ISHARES TRS&P 500 VAL ETF46428740819259183484SHDFND100183484ISHARES TRS&P MC 400GR ETF4642876063891955SHDFND1001955ISHARES TRS&P MC 400VL ETF4642877054372950SHDFND1002950ISHARES TRSELECT DIVID ETF464287168301132633SHDFND10032633ISHARES TRSP SMCP600GR ETF4642878877905060SHDFND1005060ISHARES TRSP SMCP600VL ETF4642878797125094SHDFND1005094ISHARES TRTIPS BD ETF464287176897379157SHDFND10079157ISHARES TRTRANS AVG ETF4642871923732169SHDFND1002169ISHARES TRU.S. AER&DEF ETF4642887604632961SHDFND1002961ISHARES TRU.S. ENERGY ETF4642877962707584SHDFND1007584ISHARES TRU.S. MED DVC ETF4642888103021804SHDFND1001804ISHARES TRU.S. PFD STK ETF46428868715963406661SHDFND100406661ISHARES TRU.S. PHARMA ETF4642888368965769SHDFND1005769ISHARES TRU.S. TECH ETF46428772112579009SHDFND1009009ISHARES TRU.S. UTILITS ETF46428769712039239SHDFND1009239ISHARES TRUS HLTHCARE ETF4642877628435063SHDFND1005063ISHARES TRUS HOME CONS ETF4642887522206488SHDFND1006488ISHARES U S ETF TRSHT MAT BD ETF46431W507113422343SHDFND10022343J P MORGAN EXCHANGE TRADED FJPMORGAN DIVER46641Q4073154825SHDFND1004825JETBLUE AIRWAYS CORPCOM4771431012059114SHDFND1009114JOHNSON & JOHNSONCOM4781601041305898786SHDFND10098786JOHNSON CTLS INTL PLCSHSG5150210588420388SHDFND10020388JPMORGAN CHASE & COALERIAN ML ETN46625H36580126995SHDFND10026995JPMORGAN CHASE & COCOM46625H100556660952SHDFND10060952KAYNE ANDERSON MLP INVT COCOM48660610632817153SHDFND10017153KEYCORP NEWCOM4932671082631140388SHDFND100140388KIMBALL INTL INCCL B49427410316710000SHDFND10010000KIMBERLY CLARK CORPCOM494368103702054413SHDFND10054413KINDER MORGAN INC DELCOM49456B1012435127430SHDFND100127430KRAFT HEINZ COCOM500754106292834118SHDFND10034118KRATOS DEFENSE & SEC SOLUTIOCOM NEW50077B20716113630SHDFND10013630KROGER COCOM50104410183936057SHDFND10036057LEE ENTERPRISES INCCOM5237681094021230SHDFND10021230LEGG MASON ETF INVESTMENT TRLOW DIVI ETF52468L40677525850SHDFND10025850LEGG MASON INCCOM5249011052606815SHDFND1006815LEGGETT & PLATT INCCOM5246601072484700SHDFND1004700LILLY ELI & COCOM532457108171220880SHDFND10020880LOCKHEED MARTIN CORPCOM539830109797228665SHDFND10028665LOWES COS INCCOM54866110783210708SHDFND10010708MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801065768128SHDFND1008128MASTERCARD INCORPORATEDCL A57636Q1042782305SHDFND1002305MATTEL INCCOM57708110229813939SHDFND10013939MCDONALDS CORPCOM580135101252216451SHDFND10016451MDU RES GROUP INCCOM5526901095939226313SHDFND100226313MEDICAL PPTYS TRUST INCCOM58463J30420716079SHDFND10016079MEDTRONIC PLCSHSG5960L1038729854SHDFND1009854MERCK & CO INCCOM58933Y105488576638SHDFND10076638METLIFE INCCOM59156R1084818848SHDFND1008848MICROSOFT CORPCOM594918104383855555SHDFND10055555MONDELEZ INTL INCCL A609207105287166588SHDFND10066588MONOGRAM RESIDENTIAL TR INCCOM60979P10512713000SHDFND10013000MONSANTO CO NEWCOM61166W1014974154SHDFND1004154MORGAN STANLEYCOM NEW61744644863914391SHDFND10014391MORGAN STANLEYCUSHNG MLP ETN61760E84634047823SHDFND10047823NETFLIX INCCOM64110L10610877291SHDFND1007291NEUBERGER BERMAN CA INT MUNCOM64123C10118513013SHDFND10013013NEW YORK MTG TR INCCOM PAR $.026496045017311612SHDFND10011612NEXTERA ENERGY INCCOM65339F101175912562SHDFND10012562NIKE INCCL B65410610373712473SHDFND10012473NORFOLK SOUTHERN CORPCOM655844108126410370SHDFND10010370NORTHROP GRUMMAN CORPCOM666807102206800SHDFND100800NOVARTIS A GSPONSORED ADR66987V1095796907SHDFND1006907NUCOR CORPCOM6703461056294108883SHDFND100108883NUVEEN AMT FREE MUN CR INC FCOM67071L10627918416SHDFND10018416NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10072261793SHDFND10061793NUVEEN MINESOTA QLT MUN INCSHS67073410228817934SHDFND10017934NUVEEN MUN HIGH INCOME OPP FCOM67068210321315940SHDFND10015940NUVEEN MUN VALUE FD INCCOM67092810026826850SHDFND10026850NUVEEN PREFERRED SECURITIESCOM67072C10553352366SHDFND10052366NUVEEN QUALITY MUNCP INCOMECOM67066V10145232270SHDFND10032270NUVEEN SR INCOME FDCOM67067Y10415923375SHDFND10023375NVIDIA CORPCOM67066G1043342317SHDFND1002317O REILLY AUTOMOTIVE INC NEWCOM67103H1072811281SHDFND1001281OASIS PETE INC NEWCOM67421510817822413SHDFND10022413OCCIDENTAL PETE CORP DELCOM6745991053606046SHDFND1006046OGE ENERGY CORPCOM6708371032557324SHDFND1007324OMEGA HEALTHCARE INVS INCCOM68193610057917479SHDFND10017479ONEOK INC NEWCOM6826801033246238SHDFND1006238ONEOK PARTNERS LPUNIT LTD PARTN68268N1034087969SHDFND1007969OPPENHEIMER REV WEIGHTD ETFLARGE CAP REV ET68386C1043236962SHDFND1006962OPPENHEIMER REV WEIGHTD ETFULTRA DIVID REV68386C40155416346SHDFND10016346ORACLE CORPCOM68389X1054719347SHDFND1009347ORBITAL ATK INCCOM68557N1033513546SHDFND1003546OTTER TAIL CORPCOM68964810398324761SHDFND10024761PALATIN TECHNOLOGIES INCCOM PAR $ .016960774031124500SHDFND10024500PAYCHEX INCCOM7043261073025341SHDFND1005341PENGROWTH ENERGY CORPCOM70706P1041820389SHDFND10020389PENNYMAC MTG INVT TRCOM70931T10322512321SHDFND10012321PENTAIR PLCSHSG7S00T1042193309SHDFND1003309PEPSICO INCCOM713448108513044338SHDFND10044338PEREGRINE PHARMACEUTICALS INCOM NEW7136613041525050SHDFND10025050PFIZER INCCOM7170811036425191139SHDFND100191139PHILIP MORRIS INTL INCCOM718172109757964456SHDFND10064456PHILLIPS 66COM718546104199824243SHDFND10024243PIEDMONT OFFICE REALTY TR INCOM CL A72019020641519631SHDFND10019631PIMCO CORPORATE INCOME STRATCOM72200U100101258404SHDFND10058404PIMCO ETF TRACTIVE BD ETF72201R775121411466SHDFND10011466PIMCO ETF TRENHAN SHRT MA AC72201R8332552498SHDFND1002498PIMCO INCOME STRATEGY FUNDCOM72201H10823419678SHDFND10019678PIMCO INCOME STRATEGY FUND ICOM72201J10413012515SHDFND10012515PIMCO STRATEGIC INCOME FD INCOM72200X10421321041SHDFND10021041POLYMET MINING CORPCOM731916102813300SHDFND10013300POWERSHARES ETF TR IIINSUR NATL MUN73936T47433413129SHDFND10013129POWERSHARES ETF TR IIPFD PORTFOLIO73936T565101467167SHDFND10067167POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B654354988340SHDFND10088340POWERSHARES ETF TR IIS&P400 LOVL PT73937B64762914510SHDFND10014510POWERSHARES ETF TR IIS&P600 LOVL PT73937B63967215375SHDFND10015375POWERSHARES ETF TR IISOVEREIGN DEBT73936T5732628926SHDFND1008926POWERSHARES ETF TR IITXBLE MUN PRTFLO73937B40755118411SHDFND10018411POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2862384493SHDFND1004493POWERSHARES ETF TRUSTFINL PFD PTFL73935X229118862057SHDFND10062057POWERSHARES ETF TRUSTFTSE RAFI 100073935X5833133028SHDFND1003028POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30277546035SHDFND10046035POWERSHARES ETF TRUSTINTL DIV ACHV73935X71656336598SHDFND10036598POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7693880167306SHDFND100167306POWERSHARES QQQ TRUSTUNIT SER 173935A104503836525SHDFND10036525POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40821110644SHDFND10010644PPG INDS INCCOM6935061073232953SHDFND1002953PRETIUM RES INCCOM74139C10210310750SHDFND10010750PRICE T ROWE GROUP INCCOM74144T108190825671SHDFND10025671PRICELINE GRP INCCOM NEW741503403270144SHDFND100144PROCTER AND GAMBLE COCOM74271810911042126738SHDFND100126738PROSHARES TRMDCP 400 DIVID74347B680205839978SHDFND10039978PROSHARES TRRUSS 2000 DIVD74347B6982173975SHDFND1003975PROSHARES TRS&P 500 DV ARIST74348A4675846101179SHDFND100101179PROSPECT CAPITAL CORPORATIONCOM74348T10235043434SHDFND10043434PROSPECT CAPITAL CORPORATIONNOTE 4.750% 4/174348TAQ56060000PRNDFND10060000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM44140000PRNDFND10040000PRUDENTIAL FINL INCCOM7443201025124749SHDFND1004749PUTNAM MANAGED MUN INCOM TRCOM74682310319125320SHDFND10025320QUALCOMM INCCOM74752510396017188SHDFND10017188RAYTHEON COCOM NEW7551115073352078SHDFND1002078REALTY INCOME CORPCOM7561091044648403SHDFND1008403REGIONS FINL CORP NEWCOM7591EP10072249391SHDFND10049391REWALK ROBOTICS LTDSHSM8216Q1014123050SHDFND10023050REYNOLDS AMERICAN INCCOM7617131062213376SHDFND1003376RITE AID CORPCOM767754104356120691SHDFND100120691ROCKWELL AUTOMATION INCCOM7739031092091293SHDFND1001293ROSS STORES INCCOM7782961035309162SHDFND1009162ROYAL BK CDA MONTREAL QUECOM78008710281711211SHDFND10011211ROYAL DUTCH SHELL PLCSPON ADR B7802591074999223SHDFND1009223ROYAL DUTCH SHELL PLCSPONS ADR A78025920666412492SHDFND10012492RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106310933512SHDFND10033512RYDEX ETF TRUSTGUG S&P500 PU GR78355W403644268424SHDFND10068424RYDEX ETF TRUSTGUG S&P500EQWTEN78355W86666812660SHDFND10012660RYDEX ETF TRUSTGUG S&P500EQWTUT78355W7916547702SHDFND1007702SANOFISPONSORED ADR80105N1053006200SHDFND1006200SCHLUMBERGER LTDCOM80685710891513938SHDFND10013938SCHWAB STRATEGIC TRINTL EQTY ETF8085248052748641SHDFND1008641SCHWAB STRATEGIC TRUS LCAP GR ETF808524300416566002SHDFND10066002SCHWAB STRATEGIC TRUS LCAP VA ETF808524409276054966SHDFND10054966SCHWAB STRATEGIC TRUS LRG CAP ETF8085242013876680SHDFND1006680SCHWAB STRATEGIC TRUS MID-CAP ETF808524508143929866SHDFND10029866SCHWAB STRATEGIC TRUS SML CAP ETF808524607465472821SHDFND10072821SCOTTS MIRACLE GRO COCL A8101861062442764SHDFND1002764SELECT INCOME REITCOM SH BEN INT81618T10040916903SHDFND10016903SELECT SECTOR SPDR TRENERGY81369Y506114117651SHDFND10017651SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407174819480SHDFND10019480SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308108119697SHDFND10019697SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209204725758SHDFND10025758SELECT SECTOR SPDR TRSBI INT-FINL81369Y605232494148SHDFND10094148SELECT SECTOR SPDR TRSBI INT-INDS81369Y704272440074SHDFND10040074SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88691917658SHDFND10017658SELECT SECTOR SPDR TRSBI MATERIALS81369Y1003556581SHDFND1006581SELECT SECTOR SPDR TRTECHNOLOGY81369Y803107619703SHDFND10019703SHERWIN WILLIAMS COCOM824348106319910SHDFND100910SIRIUS XM HLDGS INCCOM82968B10324845479SHDFND10045479SKECHERS U S A INCCL A8305661052749286SHDFND1009286SKYWORKS SOLUTIONS INCCOM83088M1027367671SHDFND1007671SOUTHERN COCOM842587107333269377SHDFND10069377SOUTHWEST AIRLS COCOM8447411083285226SHDFND1005226SPDR DOW JONES INDL AVRG ETFUT SER 178467X10916367668SHDFND1007668SPDR GOLD TRUSTGOLD SHS78463V107191616223SHDFND10016223SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7493617549SHDFND1007549SPDR INDEX SHS FDSEMERG MKTS ETF78463X5096259363SHDFND1009363SPDR INDEX SHS FDSS&P WRLD EX US78463X88977326500SHDFND10026500SPDR S&P 500 ETF TRTR UNIT78462F103841734806SHDFND10034806SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10716875319SHDFND1005319SPDR SER TRNUVEEN BLMBRG SR78468R7392094290SHDFND1004290SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A359246749682SHDFND10049682SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41767118063SHDFND10018063SPDR SERIES TRUSTBLOOMBERG LNG TR78464A6643074247SHDFND1004247SPDR SERIES TRUSTNUV HGHYLD MUN78464A2842774880SHDFND1004880SPDR SERIES TRUSTS&P 600 SMCP GRW78464A20118548579SHDFND1008579SPDR SERIES TRUSTS&P 600 SMCP VAL78464A3005044229SHDFND1004229SPDR SERIES TRUSTS&P BIOTECH78464A870129516749SHDFND10016749SPDR SERIES TRUSTS&P DIVID ETF78464A76329327329907SHDFND100329907SPDR SERIES TRUSTS&P REGL BKG78464A6983115696SHDFND1005696SPRINT CORPCOM SER 185207U10528334694SHDFND10034694SSGA ACTIVE ETF TRBLKSTN GSOSRLN78467V60851510875SHDFND10010875SSGA ACTIVE ETF TRSPDR TR TACTIC78467V8482815689SHDFND1005689STAR BULK CARRIERS CORPSHS PARY8162K2049810000SHDFND10010000STARBUCKS CORPCOM855244109281148241SHDFND10048241STEEL DYNAMICS INCCOM85811910055915526SHDFND10015526STRYKER CORPCOM8636671015563998SHDFND1003998STURM RUGER & CO INCCOM8641591082954816SHDFND1004816SUMMIT HOTEL PPTYSCOM8660821009741522177SHDFND100522177SUNOCO LPCOM U REP LP86765K10961220000SHDFND10020000SYNCHRONOSS TECHNOLOGIES INCNOTE 0.750% 8/187157BAA12830000PRNDFND10030000SYSCO CORPCOM87182910779615793SHDFND10015793TARGET CORPCOM87612E106234644967SHDFND10044967TECK RESOURCES LTDCL B87874220419411150SHDFND10011150TEKLA WORLD HEALTHCARE FDBEN INT SHS87911L10816210700SHDFND10010700TEMPLETON GLOBAL INCOME FDCOM88019810625037145SHDFND10037145TESLA INCCOM88160R1015601553SHDFND1001553TESORO CORPCOM8816091012212353SHDFND1002353TEXAS INSTRS INCCOM8825081043083998SHDFND1003998THERMO FISHER SCIENTIFIC INCCOM8835561022301317SHDFND1001317TIER REIT INCCOM NEW88650V20822712285SHDFND10012285TIME WARNER INCCOM NEW8873173033063063SHDFND1003063TJX COS INC NEWCOM8725401094165772SHDFND1005772TORTOISE ENERGY INFRA CORPCOM89147L10031110323SHDFND10010323TOTAL S ASPONSORED ADR89151E1094839740SHDFND1009740UBS AG JERSEY BRHALERIAN INFRST90264164672527298SHDFND10027298UBS AG JERSEY BRHETRAC WELLS BDCI90264158825311134SHDFND10011134UNDER ARMOUR INCCL A90431110730914241SHDFND10014241UNILEVER PLCSPON ADR NEW90476770458510841SHDFND10010841UNION PAC CORPCOM907818108144113212SHDFND10013212UNITED PARCEL SERVICE INCCL B911312106403436433SHDFND10036433UNITED STATES OIL FUND LPUNITS91232N1081041108962SHDFND100108962UNITED STATES STL CORP NEWCOM91290910853624215SHDFND10024215UNITED TECHNOLOGIES CORPCOM9130171097255950SHDFND1005950UNITEDHEALTH GROUP INCCOM91324P1027494038SHDFND1004038US BANCORP DELCOM NEW902973304227443833SHDFND10043833VALE S AADR91912E10535140089SHDFND10040089VALERO ENERGY CORP NEWCOM91913Y10093413819SHDFND10013819VANECK VECTORS ETF TRAMT FREE INT ETF92189F54426010852SHDFND10010852VANECK VECTORS ETF TRBDC INCOME ETF92189F4112507136494SHDFND100136494VANECK VECTORS ETF TRCEF MUN INCOME E92189F4602669845SHDFND1009845VANECK VECTORS ETF TREMERGING MKTS HI92189F35335814581SHDFND10014581VANECK VECTORS ETF TRGOLD MINERS ETF92189F10624511037SHDFND10011037VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F36139212676SHDFND10012676VANECK VECTORS ETF TRPFD SECS EX FINL92189F42984041630SHDFND10041630VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328856955924SHDFND1005924VANGUARD BD INDEX FD INCINTERMED TERM92193781910577124879SHDFND100124879VANGUARD BD INDEX FD INCLONG TERM BOND92193779312729136743SHDFND100136743VANGUARD BD INDEX FD INCSHORT TRM BOND92193782726573332286SHDFND100332286VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835689084224SHDFND10084224VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40723439430887SHDFND100430887VANGUARD INDEX FDSEXTEND MKT ETF9229086525605463SHDFND1005463VANGUARD INDEX FDSGROWTH ETF92290873638756304944SHDFND100304944VANGUARD INDEX FDSLARGE CAP ETF922908637144713021SHDFND10013021VANGUARD INDEX FDSMCAP GR IDXVIP922908538133011282SHDFND10011282VANGUARD INDEX FDSMCAP VL IDXVIP922908512229322355SHDFND10022355VANGUARD INDEX FDSMID CAP ETF922908629577440456SHDFND10040456VANGUARD INDEX FDSREIT ETF92290855316513199064SHDFND100199064VANGUARD INDEX FDSS&P 500 ETF SHS922908363543324437SHDFND10024437VANGUARD INDEX FDSSM CP VAL ETF922908611426834664SHDFND10034664VANGUARD INDEX FDSSMALL CP ETF92290875117055125705SHDFND100125705VANGUARD INDEX FDSSML CP GRW ETF9229085953942716SHDFND1002716VANGUARD INDEX FDSTOTAL STK MKT922908769810065124SHDFND10065124VANGUARD INDEX FDSVALUE ETF92290874444361459384SHDFND100459384VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277551210252SHDFND10010252VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285813543331416SHDFND100331416VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874133824287SHDFND10024287VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427424736998SHDFND1006998VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870110612632SHDFND10012632VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77110399197582SHDFND100197582VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409217027117SHDFND10027117VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884410494113193SHDFND100113193VANGUARD STAR FDVG TL INTL STK F921909768437284255SHDFND10084255VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858468201132896SHDFND1001132896VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640613310170053SHDFND100170053VANGUARD WORLD FDMEGA CAP INDEX921910873100812140SHDFND10012140VANGUARD WORLD FDSCONSUM DIS ETF92204A1083842722SHDFND1002722VANGUARD WORLD FDSCONSUM STP ETF92204A2076514635SHDFND1004635VANGUARD WORLD FDSENERGY ETF92204A306111312670SHDFND10012670VANGUARD WORLD FDSFINANCIALS ETF92204A40583213282SHDFND10013282VANGUARD WORLD FDSHEALTH CAR ETF92204A5045994061SHDFND1004061VANGUARD WORLD FDSINF TECH ETF92204A702181612909SHDFND10012909VANGUARD WORLD FDSTELCOMM ETF92204A8843884229SHDFND1004229VANGUARD WORLD FDSUTILITIES ETF92204A8764063544SHDFND1003544VECTOR GROUP LTDCOM92240M10835216514SHDFND10016514VENTAS INCCOM92276F100213930836SHDFND10030836VEREIT INCCOM92339V1004907603906SHDFND100603906VERIZON COMMUNICATIONS INCCOM92343V1045889132273SHDFND100132273VIRTUS TOTAL RETURN FUND INCCOM92837G10029323981SHDFND10023981VISA INCCOM CL A92826C839202921604SHDFND10021604VISTA GOLD CORPCOM NEW9279263031720000SHDFND10020000VODAFONE GROUP PLC NEWSPONSORED ADR92857W30861221372SHDFND10021372VULCAN MATLS COCOM9291601096385056SHDFND1005056W P CAREY INCCOM92936U1095518327SHDFND1008327WALGREENS BOOTS ALLIANCE INCCOM9314271087669779SHDFND1009779WAL-MART STORES INCCOM931142103189424970SHDFND10024970WASTE MGMT INC DELCOM94106L109430358732SHDFND10058732WEC ENERGY GROUP INCCOM92939U1062644313SHDFND1004313WELLS FARGO CO NEWCOM949746101506991415SHDFND10091415WELLTOWER INCCOM95040Q104131017534SHDFND10017534WESTERN ASSET HIGH INCM OPPCOM95766K1097915629SHDFND10015629WESTERN DIGITAL CORPCOM9581021053023403SHDFND1003403WEYERHAEUSER COCOM96216610443813108SHDFND10013108WHITING PETE CORP NEWCOM96638710220436559SHDFND10036559WILLIAMS COS INC DELCOM9694571002498281SHDFND1008281WISDOMTREE TREMER MKT HIGH FD97717W3152044934SHDFND1004934WISDOMTREE TREUROPE HEDGED EQ97717X70162310020SHDFND10010020WISDOMTREE TRINTL EQUITY FD97717W70352710156SHDFND10010156WISDOMTREE TRINTL SMCAP DIV97717W7606589428SHDFND1009428WISDOMTREE TRITL HIGH DIV FD97717W802119028461SHDFND10028461WISDOMTREE TRUS DIVID EX FNCL97717W406127915560SHDFND10015560WISDOMTREE TRUS LARGECAP DIVD97717W3073053615SHDFND1003615WISDOMTREE TRUS MIDCAP DIVID97717W505249325445SHDFND10025445WISDOMTREE TRUS MIDCP EARNING97717W570139338862SHDFND10038862WISDOMTREE TRUS SMALLCAP DIVD97717W604206025655SHDFND10025655WISDOMTREE TRUS TOTAL DIVIDND97717W109151317812SHDFND10017812XCEL ENERGY INCCOM98389B100425292706SHDFND10092706YUM BRANDS INCCOM988498101194426514SHDFND10026514YUM CHINA HLDGS INCCOM98850P10977419670SHDFND10019670