0001085146-16-004384.txt : 20160822 0001085146-16-004384.hdr.sgml : 20160822 20160822064142 ACCESSION NUMBER: 0001085146-16-004384 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160822 DATE AS OF CHANGE: 20160822 EFFECTIVENESS DATE: 20160822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14413 FILM NUMBER: 161844184 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001351904 XXXXXXXX 06-30-2016 06-30-2016 true 1 RESTATEMENT false INVESTMENT CENTERS OF AMERICA INC

212 N 4TH ST BISMARCK ND 58501

13F HOLDINGS REPORT 028-14413 N David Loasby 920 996-2600 /s/ David Loasby Appleton WI 08-19-2016 1 510 890538 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101268515310SHDFND10015310ABBOTT LABSCOM002824100161340881SHDFND10040881ABBVIE INCCOM00287Y109387963040SHDFND10063040ACHILLION PHARMACEUTICALS INCOM00448Q20110713733SHDFND10013733ACTIVISION BLIZZARD INCCOM00507V1092456157SHDFND1006157AK STL HLDG CORPCOM0015471085912800SHDFND10012800ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022843543SHDFND1003543ALLETE INCCOM NEW0185223002033139SHDFND1003139ALLIANT ENERGY CORPCOM018802108301375688SHDFND10075688ALPHABET INCCAP STK CL A02079K3059121296SHDFND1001296ALPHABET INCCAP STK CL C02079K1078551241SHDFND1001241ALPS ETF TRALERIAN MLP00162Q8661837144614SHDFND100144614ALTRIA GROUP INCCOM02209S10320262293509SHDFND100293509AMAZON COM INCCOM02313510616972377SHDFND1002377AMEREN CORPCOM02360810267312608SHDFND10012608AMERICAN ELEC PWR INCCOM025537101128318201SHDFND10018201AMERICAN TOWER CORP NEWCOM03027X1007456552SHDFND1006552AMERICAN WTR WKS CO INC NEWCOM0304201037959393SHDFND1009393AMGEN INCCOM0311621007024617SHDFND1004617ANNALY CAP MGMT INCCOM0357104091685150828SHDFND100150828APPLE INCCOM03783310017509182892SHDFND100182892AQUA AMERICA INCCOM03836W1032717590SHDFND1007590ARCHER DANIELS MIDLAND COCOM03948310263014575SHDFND10014575ARES CAP CORPCOM04010L10372050803SHDFND10050803ARRAY BIOPHARMA INCCOM04269X10512935995SHDFND10035995ARROW ETF TRARROW DJ GLB YLD04273H104111059439SHDFND10059439ASHFORD HOSPITALITY TR INCCOM SHS04410310949391500SHDFND10091500AT&T INCCOM00206R10215984370080SHDFND100370080AUTOMATIC DATA PROCESSING INCOM0530151035986558SHDFND1006558AVISTA CORPCOM05379B1072034566SHDFND1004566BAIDU INCSPON ADR REP A0567521084622794SHDFND1002794BANK AMER CORPCOM0605051041620122138SHDFND100122138BANK NEW YORK MELLON CORPCOM0640581002245791SHDFND1005791BARCLAYS BANK PLCADR PFD SR 506739H36265625383SHDFND10025383BARCLAYS BANK PLCSP ADR 7.1%PF306739H7762168413SHDFND1008413BARRICK GOLD CORPCOM06790110821810251SHDFND10010251BB&T CORPCOM0549371072306497SHDFND1006497BECTON DICKINSON & COCOM0758871095803427SHDFND1003427BERKSHIRE HATHAWAY INC DELCL B NEW084670702478833105SHDFND10033105BLACK HILLS CORPCOM0921131094156580SHDFND1006580BLACKROCK DEBT STRAT FD INCCOM09255R1038624495SHDFND10024495BLACKROCK ENERGY & RES TRCOM09250U10114610206SHDFND10010206BLACKROCK ENHANCED EQT DIV TCOM09251A10419725076SHDFND10025076BLACKROCK FLOATING RATE INCOCOM0919411041362105152SHDFND100105152BLACKROCK INCCOM09247X101232677SHDFND100677BLACKROCK MULTI-SECTOR INC TCOM09258A10719511870SHDFND10011870BLACKROCK MUNIASSETS FD INCCOM09254J10216410500SHDFND10010500BLACKROCK MUNICIPAL BOND TRCOM09249H10445925585SHDFND10025585BLACKROCK MUNIVEST FD II INCCOM09253T10128815790SHDFND10015790BLACKSTONE GROUP L PCOM UNIT LTD09253U10878632012SHDFND10032012BOEING COCOM097023105371228700SHDFND10028700BP PLCSPONSORED ADR0556221043643102309SHDFND100102309BP PRUDHOE BAY RTY TRUNIT BEN INT05563010723012447SHDFND10012447BRISTOL MYERS SQUIBB COCOM110122108314542822SHDFND10042822BROADCOM LTDSHSY098271094582924SHDFND1002924BROOKFIELD TOTAL RETURN FD ICOM11283U108112549893SHDFND10049893CALAMOS CONV & HIGH INCOME FCOM SHS12811P1081794168867SHDFND100168867CALAMOS CONV OPP AND INC FDSH BEN INT12811710817517617SHDFND10017617CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER13147610315230574SHDFND10030574CAMPBELL SOUP COCOM1344291092563861SHDFND1003861CASCADIAN THERAPEUTICS INCCOM14740B1011212395SHDFND10012395CASEYS GEN STORES INCCOM14752810310277822SHDFND1007822CATERPILLAR INC DELCOM149123101194525485SHDFND10025485CEL SCI CORPCOM PAR $0.01150837508920408SHDFND10020408CELGENE CORPCOM1510201046566621SHDFND1006621CENTURYLINK INCCOM156700106125142816SHDFND10042816CHENIERE ENERGY INCCOM NEW16411R2082135540SHDFND1005540CHESAPEAKE ENERGY CORPCOM1651671075312677SHDFND10012677CHEVRON CORP NEWCOM166764100397538023SHDFND10038023CISCO SYS INCCOM17275R10276526731SHDFND10026731CITIGROUP INCCOM NEW17296742465315653SHDFND10015653CLAYMORE EXCHANGE TRD FD TR2021 HG YLD CB18383M22565327200SHDFND10027200CLAYMORE EXCHANGE TRD FD TR2022 HG YLD CB18383M21738816100SHDFND10016100CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39941315970SHDFND10015970CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38195038250SHDFND10038250CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37390738350SHDFND10038350CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M36589437750SHDFND10037750CLAYMORE EXCHANGE TRD FD TRGUGGEN DEFN EQTY18383M8783388635SHDFND1008635CLOROX CO DELCOM18905410912498991SHDFND1008991COCA COLA COCOM1912161005548122295SHDFND100122295COHEN & STEERS CLOSED END OPCOM19248P10615012909SHDFND10012909COLGATE PALMOLIVE COCOM1941621036779242SHDFND1009242COLUMBIA PPTY TR INCCOM NEW19828720385339870SHDFND10039870COMCAST CORP NEWCL A20030N1016459873SHDFND1009873CONAGRA FOODS INCCOM20588710276816133SHDFND10016133CONOCOPHILLIPSCOM20825C104196645407SHDFND10045407CONSOLIDATED EDISON INCCOM209115104235529314SHDFND10029314CONTINENTAL RESOURCES INCCOM21201510182518222SHDFND10018222CORNING INCCOM21935010532715999SHDFND10015999COSTCO WHSL CORP NEWCOM22160K1057774935SHDFND1004935CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F1035021200SHDFND10021200CSX CORPCOM1264081032348910SHDFND1008910CUMMINS INCCOM2310211067046300SHDFND1006300CURIS INCCOM2312691011710500SHDFND10010500CUSHING MLP TOTAL RETURN FDCOM NEW23163120117013811SHDFND10013811CVS HEALTH CORPCOM12665010097510029SHDFND10010029CYNOSURE INCCL A2325772052454980SHDFND1004980DARDEN RESTAURANTS INCCOM2371941052594145SHDFND1004145DBX ETF TRINFRSTR REV FD2330517052549106SHDFND1009106DBX ETF TRXTRAK MSCI EAFE2330512002068284SHDFND1008284DEERE & COCOM2441991056518043SHDFND1008043DELAWARE INV MN MUN INC FD ICOM24610V10327317863SHDFND10017863DELTA AIR LINES INC DELCOM NEW24736170255915328SHDFND10015328DEUTSCHE MUN INCOMECOM25160C10637325830SHDFND10025830DIEBOLD INCCOM25365110325910537SHDFND10010537DIREXION SHS ETF TRALL CP INSIDER25459Y7692072840SHDFND1002840DISNEY WALT COCOM DISNEY254687106316632104SHDFND10032104DNP SELECT INCOME FDCOM23325P10420919725SHDFND10019725DOW CHEM COCOM260543103178835864SHDFND10035864DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10125676572SHDFND10076572DREYFUS MUN INCOME INCCOM26201R10227227180SHDFND10027180DTE ENERGY COCOM2333311074004034SHDFND1004034DU PONT E I DE NEMOURS & COCOM26353410978712183SHDFND10012183DUKE ENERGY CORP NEWCOM NEW26441C204531961898SHDFND10061898EATON CORP PLCSHSG2918310396016072SHDFND10016072EATON VANCE FLTING RATE INCCOM27827910414811019SHDFND10011019EATON VANCE LTD DUR INCOME FCOM27828H105102176119SHDFND10076119EATON VANCE SR FLTNG RTE TRCOM27828Q10524618794SHDFND10018794EATON VANCE TAX MNGD GBL DVCOM27829F10810412223SHDFND10012223ECOLAB INCCOM2788651006655605SHDFND1005605EGA EMERGING GLOBAL SHS TREGS EMKTCONS ETF26846177943318638SHDFND10018638EMERSON ELEC COCOM29101110483416028SHDFND10016028ENBRIDGE ENERGY PARTNERS L PCOM29250R10631613455SHDFND10013455ENCANA CORPCOM29250510413617800SHDFND10017800ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109176646186SHDFND10046186ENTERPRISE PRODS PARTNERS LCOM2937921072950100755SHDFND100100755EQUITY LIFESTYLE PPTYS INCCOM29472R1082563200SHDFND1003200EVERSOURCE ENERGYCOM30040W1082574318SHDFND1004318EXELON CORPCOM30161N101100727813SHDFND10027813EXPRESS SCRIPTS HLDG COCOM30219G1087199483SHDFND1009483EXXON MOBIL CORPCOM30231G1029945106155SHDFND100106155FACEBOOK INCCL A30303M102286225136SHDFND10025136FAIRMOUNT SANTROL HLDGS INCCOM30555Q10840652695SHDFND10052695FASTENAL COCOM311900104355480021SHDFND10080021FEDEX CORPCOM31428X1063652406SHDFND1002406FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310058031350SHDFND10031350FIFTH THIRD BANCORPCOM31677310095354140SHDFND10054140FIREEYE INCCOM31816Q10118611325SHDFND10011325FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHA33737J11727610081SHDFND10010081FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E1042726838SHDFND1006838FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1192084268SHDFND1004268FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88633120000SHDFND10020000FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605199689294SHDFND10089294FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12734223195SHDFND10023195FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13587337787SHDFND10037787FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D4082845964SHDFND1005964FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10065333815SHDFND10033815FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10832316933SHDFND10016933FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1084509060SHDFND1009060FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10155814105SHDFND10014105FIRST TR LRGE CP CORE ALPHACOM SHS33734K1092465487SHDFND1005487FIRST TR MID CAP CORE ALPHADCOM SHS33735B1083757361SHDFND1007361FIRST TR MORNINGSTAR DIV LEASHS3369171093226120216SHDFND100120216FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q1042596808SHDFND1006808FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109130728427SHDFND10028427FIRST TR SR FLG RTE INCM FDCOM33733U10821316675SHDFND10016675FIRST TR VALUE LINE DIVID INSHS33734H1065485203552SHDFND100203552FIRSTENERGY CORPCOM3379321072777946SHDFND1007946FLOWERS FOODS INCCOM34349810159031422SHDFND10031422FORD MTR CO DELCOM PAR $0.013453708602523199929SHDFND100199929FRONTIER COMMUNICATIONS CORPCOM35906A10821543604SHDFND10043604FS INVT CORPCOM3026351072971326805SHDFND100326805GABELLI GLOBL UTIL & INCOMECOM SH BEN INT36242L10521011253SHDFND10011253GENERAL DYNAMICS CORPCOM3695501087285235SHDFND1005235GENERAL ELECTRIC COCOM3696041035617178814SHDFND100178814GENERAL MLS INCCOM370334104182225585SHDFND10025585GENERAL MTRS COCOM37045V10034812291SHDFND10012291GENUINE PARTS COCOM3724601056146089SHDFND1006089GEO GROUP INC NEWCOM36162J1062597528SHDFND1007528GILEAD SCIENCES INCCOM375558103186922408SHDFND10022408GLAXOSMITHKLINE PLCSPONSORED ADR37733W105248757481SHDFND10057481GLOBAL NET LEASE INCCOM37937810236846244SHDFND10046244GLOBAL X FDSGLB X SUPERDIV37950E54930714743SHDFND10014743GLOBAL X FDSGLBX SUPRINC ETF37950E33349836783SHDFND10036783GLOBAL X FDSGLOBL X JR MLP37950E3259011057SHDFND10011057GLOBAL X FDSGLOBX SUPDV US37950E291108642479SHDFND10042479GRAMERCY PPTY TRCOM38500210050554869SHDFND10054869GREAT PLAINS ENERGY INCCOM3911641002608622SHDFND1008622HALLIBURTON COCOM40621610169115112SHDFND10015112HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10865928684SHDFND10028684HANCOCK JOHN PFD INCOME FD ICOM41013X10649121635SHDFND10021635HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10532419178SHDFND10019178HCP INCCOM40414L10983223222SHDFND10023222HEALTHCARE TR AMER INCCL A NEW42225P501178155019SHDFND10055019HEALTHSOUTH CORPCOM NEW4219243094319111261SHDFND100111261HERSHEY COCOM4278661082692374SHDFND1002374HOME DEPOT INCCOM437076102248619424SHDFND10019424HONEYWELL INTL INCCOM438516106220618915SHDFND10018915HORMEL FOODS CORPCOM44045210049613517SHDFND10013517HOSPITALITY PPTYS TRCOM SH BEN INT44106M1023112108050SHDFND100108050HOST HOTELS & RESORTS INCCOM44107P10437323196SHDFND10023196HSBC HLDGS PLCADR A 1/40PF A404280604152158643SHDFND10058643HUNTINGTON BANCSHARES INCCOM44615010426429578SHDFND10029578HYATT HOTELS CORPCOM CL A4485791023447000SHDFND1007000IBERIABANK CORPCOM4508281083405700SHDFND1005700ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001013746876SHDFND1006876IDEXX LABS INCCOM45168D1042893100SHDFND1003100ILLINOIS TOOL WKS INCCOM4523081092332264SHDFND1002264INTEL CORPCOM458140100324098612SHDFND10098612INTERCONTINENTAL HOTELS GROUSPON ADR NW 201645857P60898426249SHDFND10026249INTERNATIONAL BUSINESS MACHSCOM459200101233215356SHDFND10015356INTL PAPER COCOM4601461033207595SHDFND1007595INVESCO MUN TRCOM46131J10316711739SHDFND10011739INVESCO SR INCOME TRCOM46131H1074911849SHDFND10011849INVESTORS REAL ESTATE TRSH BEN INT461730103104721619106SHDFND1001619106ISHARESMIN VOL EMRG MKT46428653394618319SHDFND10018319ISHARESRUS TP200 GR ETF4642894382564753SHDFND1004753ISHARES GOLD TRUSTISHARES46428510519415150SHDFND10015150ISHARES INCCORE MSCI EMKT46434G103328278521SHDFND10078521ISHARES SILVER TRUSTISHARES46428Q10944624800SHDFND10024800ISHARES TR1-3 YR CR BD ETF4642886462282140SHDFND1002140ISHARES TR1-3 YR TR BD ETF4642874573343914SHDFND1003914ISHARES TR20 YR TR BD ETF4642874322541826SHDFND1001826ISHARES TR3-7 YR TR BD ETF46428866111749197SHDFND1009197ISHARES TRCORE HIGH DV ETF46429B663129515769SHDFND10015769ISHARES TRCORE MSCI EAFE46432F8426468124503SHDFND100124503ISHARES TRCORE MSCI PAC46434V69681817490SHDFND10017490ISHARES TRCORE S&P MCP ETF464287507561137478SHDFND10037478ISHARES TRCORE S&P SCP ETF464287804569448959SHDFND10048959ISHARES TRCORE S&P500 ETF464287200540025632SHDFND10025632ISHARES TRCORE US AGGBD ET46428722611875105451SHDFND100105451ISHARES TRCORE US VAL ETF4642876632191627SHDFND1001627ISHARES TRDOW JONES US ETF4642878463002866SHDFND1002866ISHARES TRGLB CNSM STP ETF4642887372042037SHDFND1002037ISHARES TRGLOB TELECOM ETF4642872752493926SHDFND1003926ISHARES TRIBOXX HI YD ETF464288513821496977SHDFND10096977ISHARES TRIBOXX INV CP ETF464287242142111573SHDFND10011573ISHARES TRINTL SEL DIV ETF464288448230780596SHDFND10080596ISHARES TRJP MOR EM MK ETF464288281156213740SHDFND10013740ISHARES TRMBS ETF464288588115010426SHDFND10010426ISHARES TRMIN VOL EAFE ETF46429B6898420126840SHDFND100126840ISHARES TRMIN VOL USA ETF46429B697146431727SHDFND10031727ISHARES TRMRG RL ES CP ETF46428853911711442SHDFND10011442ISHARES TRMRGSTR MD CP ETF46428820812968643SHDFND1008643ISHARES TRMSCI EAFE ETF464287465332159520SHDFND10059520ISHARES TRMSCI EMG MKT ETF464287234113332837SHDFND10032837ISHARES TRN AMER TECH ETF4642875492091902SHDFND1001902ISHARES TRNASDQ BIOTEC ETF4642875562861108SHDFND1001108ISHARES TRNATIONAL MUN ETF464288414115010089SHDFND10010089ISHARES TRRESID RL EST CAP4642885623415086SHDFND1005086ISHARES TRRUS 1000 ETF4642876224013439SHDFND1003439ISHARES TRRUS 1000 GRW ETF464287614959795611SHDFND10095611ISHARES TRRUS 1000 VAL ETF464287598528751228SHDFND10051228ISHARES TRRUS 2000 GRW ETF4642876482942137SHDFND1002137ISHARES TRRUS 2000 VAL ETF4642876304034111SHDFND1004111ISHARES TRRUS MD CP GR ETF4642874817127604SHDFND1007604ISHARES TRRUS MDCP VAL ETF4642874732853834SHDFND1003834ISHARES TRRUS MID-CAP ETF464287499380822636SHDFND10022636ISHARES TRRUSSELL 2000 ETF464287655650956656SHDFND10056656ISHARES TRS&P 500 GRWT ETF464287309958582222SHDFND10082222ISHARES TRS&P 500 VAL ETF464287408702575588SHDFND10075588ISHARES TRS&P MC 400GR ETF4642876063542078SHDFND1002078ISHARES TRS&P MC 400VL ETF4642877054453494SHDFND1003494ISHARES TRSELECT DIVID ETF464287168143616817SHDFND10016817ISHARES TRSP SMCP600GR ETF4642878873192485SHDFND1002485ISHARES TRSP SMCP600VL ETF4642878792932523SHDFND1002523ISHARES TRTIPS BD ETF464287176343329415SHDFND10029415ISHARES TRTRANS AVG ETF4642871923462595SHDFND1002595ISHARES TRU.S. CNSM SV ETF46428758012248535SHDFND1008535ISHARES TRU.S. ENERGY ETF46428779680921013SHDFND10021013ISHARES TRU.S. PFD STK ETF46428868710405260953SHDFND100260953ISHARES TRU.S. PHARMA ETF4642888369976923SHDFND1006923ISHARES TRU.S. TECH ETF4642877218938439SHDFND1008439ISHARES TRU.S. UTILITS ETF464287697153511686SHDFND10011686ISHARES TRUS HLTHCARE ETF4642877623112104SHDFND1002104JOHNSON & JOHNSONCOM4781601041002882905SHDFND10082905JPMORGAN CHASE & COALERIAN ML ETN46625H36591328709SHDFND10028709JPMORGAN CHASE & COCOM46625H100276744531SHDFND10044531KAYNE ANDERSON MLP INVT COCOM48660610621810599SHDFND10010599KEY ENERGY SVCS INCCOM492914106417463SHDFND10017463KEYCORP NEWCOM4932671081111100395SHDFND100100395KIMBALL INTL INCCL B49427410311410000SHDFND10010000KIMBERLY CLARK CORPCOM494368103596143418SHDFND10043418KINDER MORGAN INC DELCOM49456B1012369126861SHDFND100126861KITE RLTY GROUP TRCOM NEW49803T3002529037SHDFND1009037KRAFT HEINZ COCOM500754106278931437SHDFND10031437KROGER COCOM5010441013459375SHDFND1009375LEE ENTERPRISES INCCOM5237681094121230SHDFND10021230LEGG MASON ETF EQUITY TRLOW DIVI ETF52468L4062428550SHDFND1008550LEGGETT & PLATT INCCOM5246601072565023SHDFND1005023LILLY ELI & COCOM532457108219227588SHDFND10027588LOCKHEED MARTIN CORPCOM539830109477919352SHDFND10019352LOWES COS INCCOM5486611075336712SHDFND1006712MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801064075350SHDFND1005350MASTERCARD INCCL A57636Q1043293727SHDFND1003727MATTEL INCCOM577081102171855018SHDFND10055018MCDONALDS CORPCOM580135101183315225SHDFND10015225MCKESSON CORPCOM58155Q1032561371SHDFND1001371MDU RES GROUP INCCOM5526901095690237089SHDFND100237089MEDICAL PPTYS TRUST INCCOM58463J30417111250SHDFND10011250MEDTRONIC PLCSHSG5960L1038119356SHDFND1009356MERCK & CO INCCOM58933Y105456478735SHDFND10078735METLIFE INCCOM59156R1082526340SHDFND1006340MICROSOFT CORPCOM594918104215342156SHDFND10042156MIMEDX GROUP INCCOM60249610138247850SHDFND10047850MONDELEZ INTL INCCL A609207105288463068SHDFND10063068MONOGRAM RESIDENTIAL TR INCCOM60979P10513313000SHDFND10013000MONSANTO CO NEWCOM61166W1012011933SHDFND1001933MORGAN STANLEYCUSHNG MLP ETN61760E84633843488SHDFND10043488NETFLIX INCCOM64110L1068529359SHDFND1009359NEUBERGER BERMAN CA INT MUNCOM64123C10123314350SHDFND10014350NEXTERA ENERGY INCCOM65339F10111268623SHDFND1008623NIKE INCCL B6541061035119231SHDFND1009231NORFOLK SOUTHERN CORPCOM6558441083454062SHDFND1004062NORTHSTAR REALTY EUROPE CORPCOM66706L10116317179SHDFND10017179NORTHSTAR RLTY FIN CORPCOM66704R80383573470SHDFND10073470NOVARTIS A GSPONSORED ADR66987V1095917137SHDFND1007137NOVO-NORDISK A SADR6701002053636713SHDFND1006713NQ MOBILE INCADR REPSTG CL A64118U1084311740SHDFND10011740NUCOR CORPCOM670346105345669871SHDFND10069871NUVEEN ENHANCED AMT FREE MUNCOM67071L10625615690SHDFND10015690NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10064262559SHDFND10062559NUVEEN INVT QUALITY MUN FD ICOM67062E10323914370SHDFND10014370NUVEEN MUN HIGH INCOME OPP FCOM67068210324016200SHDFND10016200NUVEEN MUN VALUE FD INCCOM67092810063158243SHDFND10058243NUVEEN PREFERRED SECURITIESCOM67072C1052057222097SHDFND100222097NUVEEN SELECT QUALITY MUN FDCOM67097310656336288SHDFND10036288NUVEEN SR INCOME FDCOM67067Y1047512513SHDFND10012513NXP SEMICONDUCTORS N VCOMN6596X1092983786SHDFND1003786O REILLY AUTOMOTIVE INC NEWCOM67103H1077992950SHDFND1002950OASIS PETE INC NEWCOM67421510820121286SHDFND10021286OCCIDENTAL PETE CORP DELCOM6745991053684797SHDFND1004797OGE ENERGY CORPCOM6708371032327043SHDFND1007043OLD SECOND BANCORP INC ILLCOM6802771009914452SHDFND10014452OMEGA HEALTHCARE INVS INCCOM6819361003329814SHDFND1009814ONEOK PARTNERS LPUNIT LTD PARTN68268N1032556389SHDFND1006389ORACLE CORPCOM68389X10549912262SHDFND10012262OTTER TAIL CORPCOM68964810369620828SHDFND10020828PENGROWTH ENERGY CORPCOM70706P1044021366SHDFND10021366PEPSICO INCCOM713448108527749711SHDFND10049711PFIZER INCCOM7170811036433182401SHDFND100182401PHILIP MORRIS INTL INCCOM718172109723571326SHDFND10071326PHILLIPS 66COM7185461046918717SHDFND1008717PIEDMONT OFFICE REALTY TR INCOM CL A72019020634115869SHDFND10015869PIMCO CORPORATE INCOME STRATCOM72200U10067643842SHDFND10043842PIMCO ETF TRENHAN SHRT MA AC72201R8332352324SHDFND1002324PIMCO ETF TRTTL RTN ACTV ETF72201R77510479738SHDFND1009738PIMCO STRATEGIC INCOME FD INCOM72200X10412712942SHDFND10012942POWERSHARES ETF TR IIBUILD AMER ETF73937B4072778848SHDFND1008848POWERSHARES ETF TR IIDWA TCTL SCTR73937B49839515900SHDFND10015900POWERSHARES ETF TR IIINSUR NATL MUN73936T47433912814SHDFND10012814POWERSHARES ETF TR IIPFD PORTFOLIO73936T56556136909SHDFND10036909POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B6542115564SHDFND1005564POWERSHARES ETF TR IIS&P500 LOW VOL73937B7793578357SHDFND1008357POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2862525633SHDFND1005633POWERSHARES ETF TRUSTFINL PFD PTFL73935X229158182245SHDFND10082245POWERSHARES ETF TRUSTFTSE RAFI 100073935X5833183519SHDFND1003519POWERSHARES ETF TRUSTINTL DIV ACHV73935X716116682486SHDFND10082486POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76987638087SHDFND10038087POWERSHARES QQQ TRUSTUNIT SER 173935A104208119370SHDFND10019370POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40827812510SHDFND10012510PPG INDS INCCOM6935061075104907SHDFND1004907PRICELINE GRP INCCOM NEW741503403245199SHDFND100199PROCTER & GAMBLE COCOM7427181099786115739SHDFND100115739PROSHARES TRS&P 500 DV ARIST74348A467222940947SHDFND10040947PROSHARES TRSHRT RUSSELL200074348A2103916630SHDFND1006630PROSPECT CAPITAL CORPORATIONCOM74348T10236246083SHDFND10046083PROSPECT CAPITAL CORPORATIONNOTE 4.750% 4/174348TAQ55760000PRNDFND10060000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM47880000PRNDFND10080000PRUDENTIAL FINL INCCOM7443201022042825SHDFND1002825PUTNAM MANAGED MUN INCOM TRCOM74682310317321556SHDFND10021556QUALCOMM INCCOM7475251034528543SHDFND1008543QUANTA SVCS INCCOM74762E1026622286422SHDFND100286422RAYTHEON COCOM NEW7551115072091551SHDFND1001551REALTY INCOME CORPCOM75610910477611160SHDFND10011160REXAHN PHARMACEUTICALS INCCOM761640101517500SHDFND10017500RITE AID CORPCOM76775410417423700SHDFND10023700ROSS STORES INCCOM77829610364811442SHDFND10011442ROYAL DUTCH SHELL PLCSPON ADR B7802591074477990SHDFND1007990ROYAL DUTCH SHELL PLCSPONS ADR A780259206178332425SHDFND10032425RYDEX ETF TRUSTGUG S&P MC400 PG78355W6013172593SHDFND1002593RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106194524179SHDFND10024179RYDEX ETF TRUSTGUG S&P500 PU GR78355W403460056792SHDFND10056792RYDEX ETF TRUSTGUG S&P500EQWTEN78355W8662564585SHDFND1004585RYDEX ETF TRUSTGUG S&P500EQWTUT78355W7914605292SHDFND1005292SCHLUMBERGER LTDCOM80685710899712541SHDFND10012541SCHWAB STRATEGIC TRUS LCAP GR ETF80852430058911206SHDFND10011206SCHWAB STRATEGIC TRUS SML CAP ETF808524607291453838SHDFND10053838SEADRILL LIMITEDSHSG7945E1055417135SHDFND10017135SELECT INCOME REITCOM SH BEN INT81618T10099838513SHDFND10038513SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407113614520SHDFND10014520SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3084337821SHDFND1007821SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209191026609SHDFND10026609SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506154622653SHDFND10022653SELECT SECTOR SPDR TRSBI INT-FINL81369Y605192884317SHDFND10084317SELECT SECTOR SPDR TRSBI INT-INDS81369Y704125222391SHDFND10022391SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886202038580SHDFND10038580SELECT SECTOR SPDR TRSBI MATERIALS81369Y1002715845SHDFND1005845SELECT SECTOR SPDR TRTECHNOLOGY81369Y80390720948SHDFND10020948SEMPRA ENERGYCOM8168511092091832SHDFND1001832SHERWIN WILLIAMS COCOM824348106216737SHDFND100737SILVER WHEATON CORPCOM82833610724310338SHDFND10010338SIRIUS XM HLDGS INCCOM82968B10318546865SHDFND10046865SKYWORKS SOLUTIONS INCCOM83088M10266010384SHDFND10010384SNAP ON INCCOM8330341013111973SHDFND1001973SOUTHERN COCOM842587107292554675SHDFND10054675SOUTHWEST AIRLS COCOM8447411082085278SHDFND1005278SPDR DOW JONES INDL AVRG ETFUT SER 178467X10912567000SHDFND1007000SPDR GOLD TRUSTGOLD SHS78463V107224617763SHDFND10017763SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7492635232SHDFND1005232SPDR INDEX SHS FDSS&P WRLD EX US78463X88932212961SHDFND10012961SPDR S&P 500 ETF TRTR UNIT78462F103494923665SHDFND10023665SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1077572787SHDFND1002787SPDR SER TRNUVN BRCLY MUNI78468R7214799483SHDFND1009483SPDR SERIES TRUSTBRC CNV SECS ETF78464A35983919107SHDFND10019107SPDR SERIES TRUSTBRC HGH YLD BD78464A41746112904SHDFND10012904SPDR SERIES TRUSTBRCLYS LG TRS ET78464A6644055063SHDFND1005063SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2012531416SHDFND1001416SPDR SERIES TRUSTS&P DIVID ETF78464A76321573257225SHDFND100257225SPECTRA ENERGY CORPCOM84756010981022181SHDFND10022181SPIRIT RLTY CAP INC NEWCOM84860W10219915691SHDFND10015691SPRINT CORPCOM SER 185207U10535577705SHDFND10077705STARBUCKS CORPCOM855244109287650338SHDFND10050338STRYKER CORPCOM8636671015274399SHDFND1004399SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821043319882SHDFND1009882SUMMIT HOTEL PPTYSCOM866082100139421052944SHDFND1001052944SUPERVALU INCCOM8685361035411425SHDFND10011425SYSCO CORPCOM87182910756611118SHDFND10011118TARGET CORPCOM87612E106286241013SHDFND10041013TECK RESOURCES LTDCL B87874220417113000SHDFND10013000TEMPLETON GLOBAL INCOME FDCOM8801981068212873SHDFND10012873TEVA PHARMACEUTICAL INDS LTDADR8816242092264505SHDFND1004505TIME WARNER INCCOM NEW8873173032273093SHDFND1003093TJX COS INC NEWCOM8725401095346953SHDFND1006953TOTAL S ASPONSORED ADR89151E10953311044SHDFND10011044TRACTOR SUPPLY COCOM8923561064124536SHDFND1004536TRANSOCEAN LTDREG SHSH8817H10014812707SHDFND10012707TREMOR VIDEO INCCOM89484Q1003318200SHDFND10018200TRIANGLE PETE CORPCOM NEW89600B201314000SHDFND10014000TRINITY INDS INCCOM89652210920411164SHDFND10011164TWO HBRS INVT CORPCOM90187B10111913917SHDFND10013917TYSON FOODS INCCL A9024941033585364SHDFND1005364UBS AG JERSEY BRHETRAC WELLS BDCI902641588141567477SHDFND10067477UNDER ARMOUR INCCL A90431110743010794SHDFND10010794UNDER ARMOUR INCCL C9043112063198764SHDFND1008764UNILEVER PLCSPON ADR NEW9047677043286835SHDFND1006835UNION PAC CORPCOM90781810897811234SHDFND10011234UNITED DEV FDG IVCOM910187103013793SHDFND10013793UNITED PARCEL SERVICE INCCL B9113121069939192SHDFND1009192UNITED STATES OIL FUND LPUNITS91232N10816414240SHDFND10014240UNITED TECHNOLOGIES CORPCOM9130171095655543SHDFND1005543UNITEDHEALTH GROUP INCCOM91324P1023932792SHDFND1002792US BANCORP DELCOM NEW90297330499224617SHDFND10024617VALE S AADR91912E10517033013SHDFND10033013VALERO ENERGY CORP NEWCOM91913Y1002304497SHDFND1004497VANECK VECTORS ETF TRBDC INCOME ETF92189F41157234207SHDFND10034207VANECK VECTORS ETF TRGOLD MINERS ETF92189F1062468886SHDFND1008886VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F36174823122SHDFND10023122VANECK VECTORS ETF TRPFD SECS EX FINL92189F42981339002SHDFND10039002VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328855735712SHDFND1005712VANGUARD BD INDEX FD INCINTERMED TERM921937819746684907SHDFND10084907VANGUARD BD INDEX FD INCLONG TERM BOND921937793924694182SHDFND10094182VANGUARD BD INDEX FD INCSHORT TRM BOND92193782716496203403SHDFND100203403VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835178821259SHDFND10021259VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40715237273579SHDFND100273579VANGUARD INDEX FDSGROWTH ETF92290873625091233815SHDFND100233815VANGUARD INDEX FDSLARGE CAP ETF92290863799510382SHDFND10010382VANGUARD INDEX FDSMCAP GR IDXVIP9229085385735647SHDFND1005647VANGUARD INDEX FDSMCAP VL IDXVIP922908512103511653SHDFND10011653VANGUARD INDEX FDSMID CAP ETF922908629357828871SHDFND10028871VANGUARD INDEX FDSREIT ETF92290855311027124631SHDFND100124631VANGUARD INDEX FDSS&P 500 ETF SHS92290836315157886SHDFND1007886VANGUARD INDEX FDSSM CP VAL ETF922908611301928637SHDFND10028637VANGUARD INDEX FDSSMALL CP ETF9229087511068292090SHDFND10092090VANGUARD INDEX FDSSML CP GRW ETF9229085953122517SHDFND1002517VANGUARD INDEX FDSTOTAL STK MKT922908769460642984SHDFND10042984VANGUARD INDEX FDSVALUE ETF92290874426720314561SHDFND100314561VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277567915787SHDFND10015787VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428588441240018SHDFND100240018VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874106622724SHDFND10022724VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427424968558SHDFND1008558VANGUARD NAT RES LLCCOM UNIT92205F1065847492SHDFND10047492VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8704424949SHDFND1004949VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C7716870127873SHDFND100127873VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844782994347SHDFND10094347VANGUARD STAR FDVG TL INTL STK F921909768188842478SHDFND10042478VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385828672810821SHDFND100810821VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406589782571SHDFND10082571VANGUARD WORLD FDMEGA CAP INDEX9219108734085712SHDFND1005712VANGUARD WORLD FDSCONSUM DIS ETF92204A1087486152SHDFND1006152VANGUARD WORLD FDSCONSUM STP ETF92204A2076414558SHDFND1004558VANGUARD WORLD FDSENERGY ETF92204A306118112319SHDFND10012319VANGUARD WORLD FDSFINANCIALS ETF92204A405165135007SHDFND10035007VANGUARD WORLD FDSHEALTH CAR ETF92204A5046074642SHDFND1004642VANGUARD WORLD FDSINF TECH ETF92204A7029428798SHDFND1008798VANGUARD WORLD FDSTELCOMM ETF92204A8843523573SHDFND1003573VANGUARD WORLD FDSUTILITIES ETF92204A8764994382SHDFND1004382VECTOR GROUP LTDCOM92240M10827412228SHDFND10012228VENTAS INCCOM92276F100254935053SHDFND10035053VEREIT INCCOM92339V1005978589494SHDFND100589494VERIZON COMMUNICATIONS INCCOM92343V1047848140429SHDFND100140429VISA INCCOM CL A92826C839146619798SHDFND10019798VODAFONE GROUP PLC NEWSPNSR ADR92857W30836111736SHDFND10011736W P CAREY INCCOM92936U1093725326SHDFND1005326WALGREENS BOOTS ALLIANCE INCCOM9314271087999583SHDFND1009583WAL-MART STORES INCCOM931142103172523635SHDFND10023635WASTE MGMT INC DELCOM94106L109353253132SHDFND10053132WEC ENERGY GROUP INCCOM92939U1062363614SHDFND1003614WELLS FARGO & CO NEWCOM949746101292361731SHDFND10061731WELLTOWER INCCOM95040Q104246232380SHDFND10032380WESTAR ENERGY INCCOM95709T1002394272SHDFND1004272WESTERN ASSET MGD HI INCM FDCOM95766L1077716200SHDFND10016200WHITING PETE CORP NEWCOM96638710226228472SHDFND10028472WISDOMTREE TRDIV EX-FINL FD97717W406141518341SHDFND10018341WISDOMTREE TRITL HIGH DIV FD97717W80270319264SHDFND10019264WISDOMTREE TRMDCP EARN FUND97717W570105411554SHDFND10011554WISDOMTREE TRMIDCAP DIVI FD97717W5056777587SHDFND1007587WISDOMTREE TRSMALLCAP DIVID97717W6045337456SHDFND1007456XCEL ENERGY INCCOM98389B100304668024SHDFND10068024YUM BRANDS INCCOM988498101110713375SHDFND10013375