0001085146-16-003537.txt : 20160427 0001085146-16-003537.hdr.sgml : 20160427 20160427103709 ACCESSION NUMBER: 0001085146-16-003537 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160427 DATE AS OF CHANGE: 20160427 EFFECTIVENESS DATE: 20160427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14413 FILM NUMBER: 161593811 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351904 XXXXXXXX 03-31-2016 03-31-2016 INVESTMENT CENTERS OF AMERICA INC

212 N 4TH ST BISMARCK ND 58501

13F HOLDINGS REPORT 028-14413 N David Loasby 920 996-2600 /s/ David Loasby Appleton WI 04-26-2016 1 537 897306 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101387323295SHDFND10023295ABBOTT LABSCOM002824100211851099SHDFND10051099ABBVIE INCCOM00287Y109376065468SHDFND10065468ACHILLION PHARMACEUTICALS INCOM00448Q2018310758SHDFND10010758AFLAC INCCOM0010551022283631SHDFND1003631AGL RES INCCOM0012041062884364SHDFND1004364AK STL HLDG CORPCOM0015471085312800SHDFND10012800ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1023974984SHDFND1004984ALLERGAN PLCSHSG0177J108242895SHDFND100895ALPHABET INCCAP STK CL A02079K30512271598SHDFND1001598ALPHABET INCCAP STK CL C02079K10710051368SHDFND1001368ALPS ETF TRALERIAN MLP00162Q8662295210341SHDFND100210341ALTRIA GROUP INCCOM02209S10319166305759SHDFND100305759AMERICAN TOWER CORP NEWCOM03027X1007116991SHDFND1006991AMERICAN WTR WKS CO INC NEWCOM03042010371110290SHDFND10010290AQUA AMERICA INCCOM03836W1032738588SHDFND1008588ARES CAP CORPCOM04010L10382055133SHDFND10055133ARRAY BIOPHARMA INCCOM04269X10510635995SHDFND10035995ARROW ETF TRARROW DJ GLB YLD04273H10471640391SHDFND10040391ASHFORD HOSPITALITY TR INCCOM SHS04410310945771500SHDFND10071500AT&T INCCOM00206R10216163411121SHDFND100411121BAIDU INCSPON ADR REP A0567521088414410SHDFND1004410BANK MONTREAL QUECOM0636711012874712SHDFND1004712BANK NEW YORK MELLON CORPCOM06405810038110299SHDFND10010299BARCLAYS BANK PLCADR PFD SR 506739H36268226080SHDFND10026080BARCLAYS BANK PLCSP ADR 7.1%PF306739H77629611588SHDFND10011588BARRICK GOLD CORPCOM06790110820114761SHDFND10014761BB&T CORPCOM05493710794428420SHDFND10028420BIOGEN INCCOM09062X103248956SHDFND100956BLACK HILLS CORPCOM0921131094267108SHDFND1007108BLACKROCK DEBT STRAT FD INCCOM09255R1039226510SHDFND10026510BLACKROCK ENERGY & RES TRCOM09250U10115211706SHDFND10011706BLACKROCK ENHANCED EQT DIV TCOM09251A10419025248SHDFND10025248BLACKROCK INCCOM09247X101245725SHDFND100725BLACKROCK MULTI-SECTOR INC TCOM09258A10719112115SHDFND10012115BLACKROCK MUN INCOME TRSH BEN INT09248F10924516096SHDFND10016096BLACKROCK MUNIASSETS FD INCCOM09254J10215610500SHDFND10010500BLACKROCK MUNICIPAL BOND TRCOM09249H10446727339SHDFND10027339BLACKROCK MUNIVEST FD II INCCOM09253T10124214214SHDFND10014214BLACKSTONE GROUP L PCOM UNIT LTD09253U10899735413SHDFND10035413BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN1067761071730028SHDFND10030028BRISTOL MYERS SQUIBB COCOM110122108331051819SHDFND10051819BROADCOM LTDSHSY098271095003264SHDFND1003264BROOKFIELD TOTAL RETURN FD ICOM11283U10899941281SHDFND10041281CABELAS INCCOM1268043012274668SHDFND1004668CALAMOS CONV & HIGH INCOME FCOM SHS12811P1081483143315SHDFND100143315CALAMOS CONV OPP AND INC FDSH BEN INT12811710816617422SHDFND10017422CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER13147610340334316SHDFND10034316CAMPBELL SOUP COCOM1344291093535519SHDFND1005519CAPITAL ONE FINL CORPCOM14040H1052413492SHDFND1003492CARDINAL HEALTH INCCOM14149Y1082092529SHDFND1002529CASEYS GEN STORES INCCOM147528103119010555SHDFND10010555CATERPILLAR INC DELCOM149123101249632470SHDFND10032470CEL SCI CORPCOM PAR $0.011508375081120408SHDFND10020408CELGENE CORPCOM1510201049169117SHDFND1009117CENTERPOINT ENERGY INCCOM15189T10721010063SHDFND10010063CENTRAL VALLEY CMNTY BANCORPCOM15568510016214506SHDFND10014506CENTURYLINK INCCOM156700106139943930SHDFND10043930CHENIERE ENERGY INCCOM NEW16411R2082106250SHDFND1006250CHESAPEAKE ENERGY CORPCOM1651671075212984SHDFND10012984CHEVRON CORP NEWCOM166764100503752628SHDFND10052628CISCO SYS INCCOM17275R10296733945SHDFND10033945CITIGROUP INCCOM NEW17296742475318171SHDFND10018171CLAYMORE EXCHANGE TRD FD TR2021 HG YLD CB18383M22550321500SHDFND10021500CLAYMORE EXCHANGE TRD FD TR2022 HG YLD CB18383M21734114500SHDFND10014500CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39937914870SHDFND10014870CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38182334450SHDFND10034450CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37376232750SHDFND10032750CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M36572631850SHDFND10031850CLAYMORE EXCHANGE TRD FD TRGUGGEN DEFN EQTY18383M8783359074SHDFND1009074CLOROX CO DELCOM18905410911999478SHDFND1009478COCA COLA COCOM1912161006070130836SHDFND100130836COHEN & STEERS CLOSED END OPCOM19248P10613812791SHDFND10012791COLGATE PALMOLIVE COCOM19416210393813268SHDFND10013268COLUMBIA PPTY TR INCCOM NEW198287203181882937SHDFND10082937COMCAST CORP NEWCL A20030N10189814739SHDFND10014739CONAGRA FOODS INCCOM20588710273016408SHDFND10016408CONOCOPHILLIPSCOM20825C104223655674SHDFND10055674CONSOLIDATED EDISON INCCOM209115104297338720SHDFND10038720CONSTELLATION BRANDS INCCL A21036P1082301529SHDFND1001529CONTINENTAL RESOURCES INCCOM21201510176225206SHDFND10025206CORNING INCCOM21935010538318369SHDFND10018369COSTCO WHSL CORP NEWCOM22160K10513278393SHDFND1008393CREDIT SUISSE ASSET MGMT INCCOM2249161063010442SHDFND10010442CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F10310345640SHDFND10045640CSX CORPCOM12640810354621231SHDFND10021231CUMMINS INCCOM2310211068327580SHDFND1007580CURIS INCCOM2312691011710500SHDFND10010500CUSHING MLP TOTAL RETURN FDCOM NEW23163120113213361SHDFND10013361CVS HEALTH CORPCOM12665010010229961SHDFND1009961CYNOSURE INCCL A2325772052655980SHDFND1005980DAKTRONICS INCCOM2342641098310279SHDFND10010279DARDEN RESTAURANTS INCCOM2371941052854245SHDFND1004245DBX ETF TRXTRAK MSCI EAFE23305120071127846SHDFND10027846DEERE & COCOM2441991056608550SHDFND1008550DELAWARE INV MN MUN INC FD ICOM24610V10382656284SHDFND10056284DELTA AIR LINES INC DELCOM NEW24736170252410678SHDFND10010678DENBURY RES INCCOM NEW2479162083515530SHDFND10015530DEUTSCHE MUN INCOMECOM25160C10634024249SHDFND10024249DIAGEO P L CSPON ADR NEW25243Q2053373121SHDFND1003121DIEBOLD INCCOM25365110331810885SHDFND10010885DISNEY WALT COCOM DISNEY254687106404040680SHDFND10040680DNP SELECT INCOME FDCOM23325P10426426201SHDFND10026201DOW CHEM COCOM260543103188337023SHDFND10037023DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10122571700SHDFND10071700DREYFUS MUN INCOME INCCOM26201R10228028845SHDFND10028845DTE ENERGY COCOM2333311073794170SHDFND1004170DU PONT E I DE NEMOURS & COCOM26353410999915827SHDFND10015827DUKE ENERGY CORP NEWCOM NEW26441C204568870673SHDFND10070673EATON CORP PLCSHSG29183103127320348SHDFND10020348EATON VANCE FLTING RATE INCCOM27827910413410292SHDFND10010292EATON VANCE LTD DUR INCOME FCOM27828H10586065729SHDFND10065729EATON VANCE SR FLTNG RTE TRCOM27828Q10524919334SHDFND10019334EATON VANCE TAX MNGD GBL DVCOM27829F10811813462SHDFND10013462ECOLAB INCCOM2788651005334742SHDFND1004742EDISON INTLCOM2810201072173011SHDFND1003011EGA EMERGING GLOBAL SHS TREGS EMKTCONS ETF26846177935115531SHDFND10015531EMERSON ELEC COCOM29101110494917560SHDFND10017560ENBRIDGE ENERGY PARTNERS L PCOM29250R10628815796SHDFND10015796ENCANA CORPCOM29250510413022016SHDFND10022016ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10016122631SHDFND10022631ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109140743949SHDFND10043949ENTERPRISE PRODS PARTNERS LCOM2937921072765112209SHDFND100112209EOG RES INCCOM26875P1012793824SHDFND1003824EQUITY LIFESTYLE PPTYS INCCOM29472R1082333200SHDFND1003200EVERSOURCE ENERGYCOM30040W1082614467SHDFND1004467EXELON CORPCOM30161N101109930724SHDFND10030724EXPRESS SCRIPTS HLDG COCOM30219G10873710726SHDFND10010726EXXON MOBIL CORPCOM30231G1029593114878SHDFND100114878FACEBOOK INCCL A30303M102259322797SHDFND10022797FAIRMOUNT SANTROL HLDGS INCCOM30555Q10820179805SHDFND10079805FASTENAL COCOM311900104407083007SHDFND10083007FEDEX CORPCOM31428X1064092521SHDFND1002521FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310049428409SHDFND10028409FIFTH THIRD BANCORPCOM31677310039223490SHDFND10023490FIREEYE INCCOM31816Q10140222339SHDFND10022339FIRST TR ABERDEEN GLBL OPP FCOM SHS33731910715814459SHDFND10014459FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHA33737J1172488547SHDFND1008547FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1192134593SHDFND1004593FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88635820931SHDFND10020931FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R6052213102289SHDFND100102289FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12729220598SHDFND10020598FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13582636573SHDFND10036573FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D4082805932SHDFND1005932FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R100108858642SHDFND10058642FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762126488SHDFND1006488FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10830016102SHDFND10016102FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1084639584SHDFND1009584FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10158314404SHDFND10014404FIRST TR LRGE CP CORE ALPHACOM SHS33734K109133930077SHDFND10030077FIRST TR MID CAP CORE ALPHADCOM SHS33735B1083747589SHDFND1007589FIRST TR MORNINGSTAR DIV LEASHS3369171093558139038SHDFND100139038FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q1042416558SHDFND1006558FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109163436320SHDFND10036320FIRST TR SR FLG RTE INCM FDCOM33733U10822717687SHDFND10017687FIRST TR VALUE LINE DIVID INSHS33734H1063745145482SHDFND100145482FIRSTENERGY CORPCOM3379321073379375SHDFND1009375FLOWERS FOODS INCCOM34349810157230891SHDFND10030891FORD MTR CO DELCOM PAR $0.013453708602967219792SHDFND100219792FORTRESS INVESTMENT GROUP LLCL A34958B10633670295SHDFND10070295FREEPORT-MCMORAN INCCL B35671D85715915504SHDFND10015504FRONTIER COMMUNICATIONS CORPCOM35906A10820837191SHDFND10037191FS INVT CORPCOM3026351074094444924SHDFND100444924GENERAL DYNAMICS CORPCOM3695501085754358SHDFND1004358GENERAL ELECTRIC COCOM3696041037235227149SHDFND100227149GENERAL MLS INCCOM370334104201431801SHDFND10031801GENERAL MTRS COCOM37045V1002447765SHDFND1007765GENUINE PARTS COCOM3724601056766801SHDFND1006801GEO GROUP INC NEWCOM36162J1062687724SHDFND1007724GILEAD SCIENCES INCCOM375558103189720734SHDFND10020734GLAXOSMITHKLINE PLCSPONSORED ADR37733W105293172405SHDFND10072405GLOBAL NET LEASE INCCOM37937810229033782SHDFND10033782GLOBAL X FDSGLB X SUPERDIV37950E54920510234SHDFND10010234GLOBAL X FDSGLBX SUPRINC ETF37950E33347035367SHDFND10035367GLOBAL X FDSGLOBL X JR MLP37950E3258111057SHDFND10011057GLOBAL X FDSGLOBX SUPDV US37950E29198139470SHDFND10039470GOLDMAN SACHS GROUP INCCOM38141G1042231411SHDFND1001411GOODYEAR TIRE & RUBR COCOM3825501012296985SHDFND1006985GOPRO INCCL A38268T10312410318SHDFND10010318GRAMERCY PPTY TRCOM38500210046254872SHDFND10054872GREAT PLAINS ENERGY INCCOM3911641002999307SHDFND1009307HALLIBURTON COCOM40621610156815807SHDFND10015807HANCOCK JOHN PFD INCOME FDSH BEN INT41013W108145565598SHDFND10065598HANCOCK JOHN PFD INCOME FD ICOM41013X10648722898SHDFND10022898HANCOCK JOHN PFD INCOME FD ICOM41021P10325213327SHDFND10013327HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10525416731SHDFND10016731HARLEY DAVIDSON INCCOM4128221082053995SHDFND1003995HAWTHORN BANCSHARES INCCOM42047610316711306SHDFND10011306HCP INCCOM40414L10998029936SHDFND10029936HEALTHCARE TR AMER INCCL A NEW42225P501254086309SHDFND10086309HEALTHSOUTH CORPCOM NEW4219243094977132261SHDFND100132261HERSHEY COCOM4278661083684002SHDFND1004002HOME DEPOT INCCOM437076102282921236SHDFND10021236HONEYWELL INTL INCCOM438516106221919817SHDFND10019817HORMEL FOODS CORPCOM44045210062614491SHDFND10014491HOSPITALITY PPTYS TRCOM SH BEN INT44106M102215381050SHDFND10081050HOST HOTELS & RESORTS INCCOM44107P10441925037SHDFND10025037HSBC HLDGS PLCADR A 1/40PF A404280604155660699SHDFND10060699HUNTINGTON BANCSHARES INCCOM44615010414515121SHDFND10015121ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001014016482SHDFND1006482IDEXX LABS INCCOM45168D1042443100SHDFND1003100ILLINOIS TOOL WKS INCCOM4523081093052987SHDFND1002987INTEL CORPCOM4581401003568110537SHDFND100110537INTERCONTINENTAL HOTELS GROUSPON ADR NEW201445857P50945411000SHDFND10011000INTERNATIONAL BUSINESS MACHSCOM459200101245716206SHDFND10016206INTL PAPER COCOM4601461032415906SHDFND1005906INVESCO MUN TRCOM46131J10315511603SHDFND10011603INVESCO SR INCOME TRCOM46131H1075413182SHDFND10013182INVESTORS REAL ESTATE TRSH BEN INT461730103116521604600SHDFND1001604600ISHARESEM MK MINVOL ETF464286533126824597SHDFND10024597ISHARESRUS TP200 GR ETF4642894382464594SHDFND1004594ISHARES GOLD TRUSTISHARES46428510525821647SHDFND10021647ISHARES INCCORE MSCI EMKT46434G103346983412SHDFND10083412ISHARES SILVER TRUSTISHARES46428Q10952735939SHDFND10035939ISHARES TR1-3 YR CR BD ETF4642886463423255SHDFND1003255ISHARES TR1-3 YR TR BD ETF4642874573133672SHDFND1003672ISHARES TR20 YR TR BD ETF4642874322391828SHDFND1001828ISHARES TR3-7 YR TR BD ETF46428866111198844SHDFND1008844ISHARES TRCORE HIGH DV ETF46429B663163821002SHDFND10021002ISHARES TRCORE MSCI EAFE46432F8426883129481SHDFND100129481ISHARES TRCORE MSCI PAC46434V69679517229SHDFND10017229ISHARES TRCORE S&P MCP ETF464287507549838160SHDFND10038160ISHARES TRCORE S&P SCP ETF464287804534347383SHDFND10047383ISHARES TRCORE S&P500 ETF464287200551026679SHDFND10026679ISHARES TRCORE US AGGBD ET46428722611808106576SHDFND100106576ISHARES TRCORE US VAL ETF4642876637055475SHDFND1005475ISHARES TRDOW JONES US ETF4642878462952866SHDFND1002866ISHARES TREAFE MIN VOL ETF46429B689662999830SHDFND10099830ISHARES TRFLTG RATE BD ETF46429B6554669265SHDFND1009265ISHARES TRGLB CNSM STP ETF4642887372382429SHDFND1002429ISHARES TRGLOB TELECOM ETF4642872752604150SHDFND1004150ISHARES TRIBOXX HI YD ETF464288513792797241SHDFND10097241ISHARES TRIBOXX INV CP ETF464287242158413326SHDFND10013326ISHARES TRINTL SEL DIV ETF464288448233180492SHDFND10080492ISHARES TRJP MOR EM MK ETF464288281157914502SHDFND10014502ISHARES TRMBS ETF4642885889678809SHDFND1008809ISHARES TRMRG RL ES CP ETF46428853913513925SHDFND10013925ISHARES TRMRGSTR MD CP ETF46428820812358508SHDFND1008508ISHARES TRMSCI EAFE ETF464287465511489550SHDFND10089550ISHARES TRMSCI EMG MKT ETF464287234119334572SHDFND10034572ISHARES TRN AMER TECH ETF4642875492312075SHDFND1002075ISHARES TRNASDQ BIOTEC ETF464287556251970SHDFND100970ISHARES TRNATIONAL MUN ETF4642884143142812SHDFND1002812ISHARES TRRUS 1000 ETF4642876226065324SHDFND1005324ISHARES TRRUS 1000 GRW ETF46428761410952109737SHDFND100109737ISHARES TRRUS 1000 VAL ETF464287598850586039SHDFND10086039ISHARES TRRUS 2000 GRW ETF4642876482061559SHDFND1001559ISHARES TRRUS 2000 VAL ETF4642876304925289SHDFND1005289ISHARES TRRUS MD CP GR ETF4642874816066585SHDFND1006585ISHARES TRRUS MDCP VAL ETF4642874732673769SHDFND1003769ISHARES TRRUS MID-CAP ETF464287499433426601SHDFND10026601ISHARES TRRUSSELL 2000 ETF464287655684961804SHDFND10061804ISHARES TRS&P 500 GRWT ETF464287309902777812SHDFND10077812ISHARES TRS&P 500 VAL ETF464287408616468542SHDFND10068542ISHARES TRS&P MC 400GR ETF4642876063752304SHDFND1002304ISHARES TRS&P MC 400VL ETF4642877053993208SHDFND1003208ISHARES TRSELECT DIVID ETF464287168274233602SHDFND10033602ISHARES TRSP SMCP600GR ETF4642878874733826SHDFND1003826ISHARES TRSP SMCP600VL ETF4642878795825158SHDFND1005158ISHARES TRTIPS BD ETF464287176343330183SHDFND10030183ISHARES TRTRANS AVG ETF4642871924543196SHDFND1003196ISHARES TRU.S. CNSM SV ETF46428758011978245SHDFND1008245ISHARES TRU.S. ENERGY ETF46428779695127478SHDFND10027478ISHARES TRU.S. PFD STK ETF46428868710100258244SHDFND100258244ISHARES TRU.S. PHARMA ETF4642888369707080SHDFND1007080ISHARES TRU.S. TECH ETF4642877219018276SHDFND1008276ISHARES TRU.S. UTILITS ETF464287697164613301SHDFND10013301ISHARES TRUS HLTHCARE ETF4642877622271626SHDFND1001626ISHARES TRUSA MIN VOL ETF46429B697139331675SHDFND10031675JOHNSON & JOHNSONCOM478160104990191477SHDFND10091477JOHNSON CTLS INCCOM47836610748512392SHDFND10012392JPMORGAN CHASE & COALERIAN ML ETN46625H365206476170SHDFND10076170JPMORGAN CHASE & COCOM46625H100274546375SHDFND10046375KAYNE ANDERSON MLP INVT COCOM48660610621713354SHDFND10013354KELLOGG COCOM4878361082052691SHDFND1002691KEMPHARM INCCOM48844510715210492SHDFND10010492KEY ENERGY SVCS INCCOM492914106617463SHDFND10017463KEYCORP NEWCOM4932671081549140395SHDFND100140395KIMBALL INTL INCCL B49427410311410000SHDFND10010000KIMBERLY CLARK CORPCOM494368103570442496SHDFND10042496KINDER MORGAN INC DELCOM49456B1012578143888SHDFND100143888KITE RLTY GROUP TRCOM NEW49803T30027910037SHDFND10010037KRAFT HEINZ COCOM500754106240430590SHDFND10030590KROGER COCOM50104410138410017SHDFND10010017LEE ENTERPRISES INCCOM5237681093821230SHDFND10021230LEGGETT & PLATT INCCOM5246601072966111SHDFND1006111LILLY ELI & COCOM532457108192226787SHDFND10026787LINNCO LLCCOM SHS LTD INT535782106630304SHDFND10030304LOCKHEED MARTIN CORPCOM539830109410218531SHDFND10018531LOWES COS INCCOM54866110791912152SHDFND10012152MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801063334850SHDFND1004850MANAGED HIGH YIELD PLUS FD ICOM561911108720404876SHDFND100404876MARATHON OIL CORPCOM56584910613912490SHDFND10012490MARKET VECTORS ETF TRBUSI DEVCO ETF57060U31639624185SHDFND10024185MARKET VECTORS ETF TRGOLD MINER ETF57060U10032716348SHDFND10016348MARKET VECTORS ETF TRHG YLD MUN ETF57060U87860819402SHDFND10019402MARKET VECTORS ETF TRHIGH INCOME MLP57061R2476315420SHDFND10015420MARKET VECTORS ETF TRPFD SEC EXFINL57061R79178638979SHDFND10038979MARRIOTT INTL INC NEWCL A5719032024105753SHDFND1005753MASTERCARD INCCL A57636Q1043563775SHDFND1003775MATTEL INCCOM577081102181654088SHDFND10054088MCDONALDS CORPCOM580135101235618706SHDFND10018706MCKESSON CORPCOM58155Q1032951887SHDFND1001887MDU RES GROUP INCCOM5526901094557234050SHDFND100234050MEDICAL PPTYS TRUST INCCOM58463J30420916050SHDFND10016050MEDTRONIC PLCSHSG5960L10389711925SHDFND10011925MERCK & CO INC NEWCOM58933Y105438783141SHDFND10083141METLIFE INCCOM59156R1082435556SHDFND1005556MICROSOFT CORPCOM594918104277450137SHDFND10050137MIMEDX GROUP INCCOM60249610126029850SHDFND10029850MONDELEZ INTL INCCL A609207105293873453SHDFND10073453MONOGRAM RESIDENTIAL TR INCCOM60979P10511811948SHDFND10011948MORGAN STANLEYCUSHNG MLP ETN61760E84626943688SHDFND10043688NATIONAL GRID PLCSPON ADR NEW6362743002693769SHDFND1003769NATIONAL OILWELL VARCO INCCOM6370711012116888SHDFND1006888NETFLIX INCCOM64110L106111210915SHDFND10010915NEUBERGER BERMAN CA INT MUNCOM64123C10123514350SHDFND10014350NEXTERA ENERGY INCCOM65339F10111199404SHDFND1009404NIKE INCCL B65410610365610741SHDFND10010741NORDIC AMERICAN TANKERS LIMICOMG6577310617812767SHDFND10012767NORFOLK SOUTHERN CORPCOM6558441083594357SHDFND1004357NORTHERN OIL & GAS INC NEVCOM6655311094812110SHDFND10012110NORTHERN TIER ENERGY LPCOM UN REPR PART66582610324910521SHDFND10010521NORTHSTAR REALTY EUROPE CORPCOM66706L10126022133SHDFND10022133NORTHSTAR RLTY FIN CORPCOM66704R80399176040SHDFND10076040NOVARTIS A GSPONSORED ADR66987V1094065622SHDFND1005622NOVO-NORDISK A SADR6701002053646685SHDFND1006685NQ MOBILE INCADR REPSTG CL A64118U1086013050SHDFND10013050NUCOR CORPCOM670346105299863363SHDFND10063363NUVEEN ENHANCED MUN VALUE FDCOM67074M10121213334SHDFND10013334NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10061761937SHDFND10061937NUVEEN INVT QUALITY MUN FD ICOM67062E10325716020SHDFND10016020NUVEEN MUN HIGH INCOME OPP FCOM67068210322716169SHDFND10016169NUVEEN MUN VALUE FD INCCOM67092810061258124SHDFND10058124NUVEEN QUALITY PFD INCOME FDCOM67072C1051948216370SHDFND100216370NUVEEN SELECT QUALITY MUN FDCOM67097310654637253SHDFND10037253NUVEEN SR INCOME FDCOM67067Y1049516013SHDFND10016013NXP SEMICONDUCTORS N VCOMN6596X1094115081SHDFND1005081O REILLY AUTOMOTIVE INC NEWCOM67103H1078433094SHDFND1003094OASIS PETE INC NEWCOM67421510815721915SHDFND10021915OCCIDENTAL PETE CORP DELCOM6745991052774020SHDFND1004020OGE ENERGY CORPCOM6708371032097311SHDFND1007311OLD SECOND BANCORP INC ILLCOM68027710010314452SHDFND10014452OMEGA HEALTHCARE INVS INCCOM6819361003389518SHDFND1009518ONCOTHYREON INCCOM6823241081612395SHDFND10012395ORACLE CORPCOM68389X10554013241SHDFND10013241ORBITAL ATK INCCOM68557N1032502861SHDFND1002861OTTER TAIL CORPCOM68964810380427113SHDFND10027113PAYPAL HLDGS INCCOM70450Y1032145549SHDFND1005549PENGROWTH ENERGY CORPCOM70706P1043224366SHDFND10024366PEPSICO INCCOM713448108566355505SHDFND10055505PEREGRINE PHARMACEUTICALS INCOM NEW7136613041125000SHDFND10025000PFIZER INCCOM7170811035283178153SHDFND100178153PHILIP MORRIS INTL INCCOM718172109725873757SHDFND10073757PHILLIPS 66COM71854610495511117SHDFND10011117PIEDMONT OFFICE REALTY TR INCOM CL A720190206134066120SHDFND10066120PIMCO CORPORATE INCOME STRATCOM72200U10032723730SHDFND10023730PIMCO ETF TRENHAN SHRT MA AC72201R8332682654SHDFND1002654PIMCO ETF TRTTL RTN ACTV ETF72201R77510419873SHDFND1009873PIMCO STRATEGIC INCOME FD INCOM72200X10416518058SHDFND10018058PIONEER HIGH INCOME TRCOM72369H10614914921SHDFND10014921PITNEY BOWES INCCOM7244791002139873SHDFND1009873POLYMET MINING CORPCOM7319161021315500SHDFND10015500POTASH CORP SASK INCCOM73755L10718310695SHDFND10010695POWERSHARES ETF TR IIBUILD AMER ETF73937B4072438082SHDFND1008082POWERSHARES ETF TR IIDWA TCTL SCTR73937B49837515900SHDFND10015900POWERSHARES ETF TR IIINSUR NATL MUN73936T47432112507SHDFND10012507POWERSHARES ETF TR IIPFD PORTFOLIO73936T565104769863SHDFND10069863POWERSHARES ETF TR IIS&P500 LOW VOL73937B7793127735SHDFND1007735POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2863086787SHDFND1006787POWERSHARES ETF TRUSTFINL PFD PTFL73935X229155482717SHDFND10082717POWERSHARES ETF TRUSTFTSE RAFI 100073935X5833594073SHDFND1004073POWERSHARES ETF TRUSTINTL DIV ACHV73935X716108278136SHDFND10078136POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76973432260SHDFND10032260POWERSHARES QQQ TRUSTUNIT SER 173935A104450741302SHDFND10041302POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40826512965SHDFND10012965PPG INDS INCCOM6935061075264727SHDFND1004727PROCTER & GAMBLE COCOM7427181099587116631SHDFND100116631PROSHARES TRS&P 500 DV ARIST74348A467165231638SHDFND10031638PROSHARES TRSHRT RUSSELL200074348A2104707492SHDFND1007492PROSPECT CAPITAL CORPORATIONCOM74348T10239653691SHDFND10053691PRUDENTIAL FINL INCCOM7443201023584949SHDFND1004949PUTNAM MANAGED MUN INCOM TRCOM74682310316521556SHDFND10021556QUALCOMM INCCOM7475251034599032SHDFND1009032QUANTA SVCS INCCOM74762E1026474287031SHDFND100287031RAYTHEON COCOM NEW7551115072021652SHDFND1001652REALTY INCOME CORPCOM756109104103216472SHDFND10016472REXAHN PHARMACEUTICALS INCCOM761640101310000SHDFND10010000RITE AID CORPCOM76775410426632941SHDFND10032941ROSS STORES INCCOM77829610372912602SHDFND10012602ROYAL BK CDA MONTREAL QUECOM7800871022324056SHDFND1004056ROYAL DUTCH SHELL PLCSPON ADR B78025910751610450SHDFND10010450ROYAL DUTCH SHELL PLCSPONS ADR A780259206151331211SHDFND10031211RYDEX ETF TRUSTGUG S&P MC400 PG78355W6013342758SHDFND1002758RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106232829531SHDFND10029531RYDEX ETF TRUSTGUG S&P500 PU GR78355W403685086243SHDFND10086243RYDEX ETF TRUSTGUG S&P500EQWTEN78355W8662224585SHDFND1004585RYDEX ETF TRUSTGUG S&P500EQWTUT78355W7913804600SHDFND1004600SANDISK CORPCOM80004C1016438461SHDFND1008461SCHLUMBERGER LTDCOM806857108109614888SHDFND10014888SCHWAB STRATEGIC TRUS LCAP GR ETF80852430055710586SHDFND10010586SCHWAB STRATEGIC TRUS SML CAP ETF808524607214041221SHDFND10041221SEADRILL LIMITEDSHSG7945E1056820862SHDFND10020862SELECT INCOME REITCOM SH BEN INT81618T100121952956SHDFND10052956SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407158419978SHDFND10019978SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30854010166SHDFND10010166SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209237234914SHDFND10034914SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506158025630SHDFND10025630SELECT SECTOR SPDR TRSBI INT-FINL81369Y605201488961SHDFND10088961SELECT SECTOR SPDR TRSBI INT-INDS81369Y704142825754SHDFND10025754SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886222944813SHDFND10044813SELECT SECTOR SPDR TRSBI MATERIALS81369Y1003257271SHDFND1007271SELECT SECTOR SPDR TRTECHNOLOGY81369Y80392120776SHDFND10020776SEMPRA ENERGYCOM8168511093253119SHDFND1003119SHERWIN WILLIAMS COCOM824348106261918SHDFND100918SIRIUS XM HLDGS INCCOM82968B10321955370SHDFND10055370SKYWORKS SOLUTIONS INCCOM83088M10284710873SHDFND10010873SNAP ON INCCOM8330341012611654SHDFND1001654SOUTHERN COCOM842587107323662711SHDFND10062711SPDR DOW JONES INDL AVRG ETFUT SER 178467X109201511392SHDFND10011392SPDR GOLD TRUSTGOLD SHS78463V107262422260SHDFND10022260SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7492234553SHDFND1004553SPDR INDEX SHS FDSS&P WRLD EX US78463X88926210326SHDFND10010326SPDR S&P 500 ETF TRTR UNIT78462F103527025636SHDFND10025636SPDR S&P 500 ETF TRTR UNIT78462F10311000SHPutDFND1001000SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1076352416SHDFND1002416SPDR SER TRNUVN BR SHT MUNI78468R739115323625SHDFND10023625SPDR SER TRNUVN BRCLY MUNI78468R7214649453SHDFND1009453SPDR SERIES TRUSTBRC CNV SECS ETF78464A35975617400SHDFND10017400SPDR SERIES TRUSTBRC HGH YLD BD78464A41751414954SHDFND10014954SPDR SERIES TRUSTBRCLYS LG TRS ET78464A6643905167SHDFND1005167SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2012891663SHDFND1001663SPDR SERIES TRUSTS&P DIVID ETF78464A76322270278648SHDFND100278648SPECTRA ENERGY CORPCOM84756010964521135SHDFND10021135SPIRIT RLTY CAP INC NEWCOM84860W10217915691SHDFND10015691SPRINT CORPCOM SER 185207U10522265175SHDFND10065175SPROTT PHYSICAL GOLD TRUSTUNIT85207H10411010951SHDFND10010951STANLEY BLACK & DECKER INCCOM8545021012132030SHDFND1002030STARBUCKS CORPCOM855244109323054084SHDFND10054084STRYKER CORPCOM8636671016125712SHDFND1005712SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN86448210440113448SHDFND10013448SUMMIT HOTEL PPTYSCOM86608210011226937931SHDFND100937931SUPERVALU INCCOM86853610311620263SHDFND10020263SYSCO CORPCOM87182910760112924SHDFND10012924TARGET CORPCOM87612E106289835165SHDFND10035165TECK RESOURCES LTDCL B8787422049913000SHDFND10013000TEMPLETON GLOBAL INCOME FDCOM8801981069614752SHDFND10014752TESLA MTRS INCCOM88160R1012651153SHDFND1001153TEVA PHARMACEUTICAL INDS LTDADR8816242092935497SHDFND1005497TIME WARNER INCCOM NEW8873173032223084SHDFND1003084TJX COS INC NEWCOM8725401096548311SHDFND1008311TOTAL S ASPONSORED ADR89151E10953511875SHDFND10011875TRACTOR SUPPLY COCOM8923561064224676SHDFND1004676TRANSOCEAN LTDREG SHSH8817H10016818222SHDFND10018222TREMOR VIDEO INCCOM89484Q1003218200SHDFND10018200TRIANGLE PETE CORPCOM NEW89600B201916350SHDFND10016350TRINITY INDS INCCOM89652210921511970SHDFND10011970TWO HBRS INVT CORPCOM90187B10112214999SHDFND10014999TYSON FOODS INCCL A9024941033875807SHDFND1005807UBS AG JERSEY BRHETRAC WELLS BDCI902641588131964515SHDFND10064515UNDER ARMOUR INCCL A90431110796311405SHDFND10011405UNILEVER PLCSPON ADR NEW9047677043207027SHDFND1007027UNION PAC CORPCOM90781810899412445SHDFND10012445UNITED DEV FDG IVCOM910187103014693SHDFND10014693UNITED PARCEL SERVICE INCCL B911312106110510365SHDFND10010365UNITED STATES OIL FUND LPUNITS91232N10878981191SHDFND10081191UNITED TECHNOLOGIES CORPCOM9130171095755732SHDFND1005732UNITEDHEALTH GROUP INCCOM91324P1026705181SHDFND1005181US BANCORP DELCOM NEW902973304135533423SHDFND10033423VALE S AADR91912E10516438820SHDFND10038820VALERO ENERGY CORP NEWCOM91913Y1003365229SHDFND1005229VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328855425580SHDFND1005580VANGUARD BD INDEX FD INCINTERMED TERM921937819687879845SHDFND10079845VANGUARD BD INDEX FD INCLONG TERM BOND921937793863792758SHDFND10092758VANGUARD BD INDEX FD INCSHORT TRM BOND92193782715675194449SHDFND100194449VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835210325389SHDFND10025389VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40713996256678SHDFND100256678VANGUARD INDEX FDSEXTEND MKT ETF9229086523934764SHDFND1004764VANGUARD INDEX FDSGROWTH ETF92290873626059244777SHDFND100244777VANGUARD INDEX FDSLARGE CAP ETF9229086378539075SHDFND1009075VANGUARD INDEX FDSMCAP GR IDXVIP9229085386026000SHDFND1006000VANGUARD INDEX FDSMCAP VL IDXVIP9229085128719969SHDFND1009969VANGUARD INDEX FDSMID CAP ETF922908629405133474SHDFND10033474VANGUARD INDEX FDSREIT ETF92290855310597126631SHDFND100126631VANGUARD INDEX FDSS&P 500 ETF SHS922908363188810016SHDFND10010016VANGUARD INDEX FDSSM CP VAL ETF922908611379437232SHDFND10037232VANGUARD INDEX FDSSMALL CP ETF9229087511097398346SHDFND10098346VANGUARD INDEX FDSSML CP GRW ETF922908595136611497SHDFND10011497VANGUARD INDEX FDSTOTAL STK MKT922908769537551284SHDFND10051284VANGUARD INDEX FDSVALUE ETF92290874427562334590SHDFND100334590VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277580318569SHDFND10018569VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428588949258558SHDFND100258558VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874108922523SHDFND10022523VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF92204274266411560SHDFND10011560VANGUARD NAT RES LLCCOM UNIT92205F1066852819SHDFND10052819VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C7716505121801SHDFND100121801VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088448708107252SHDFND100107252VANGUARD STAR FDVG TL INTL STK F921909768173938688SHDFND10038688VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385830244842945SHDFND100842945VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406477569247SHDFND10069247VANGUARD WORLD FDSCONSUM DIS ETF92204A1088056492SHDFND1006492VANGUARD WORLD FDSCONSUM STP ETF92204A207160911847SHDFND10011847VANGUARD WORLD FDSENERGY ETF92204A306159518617SHDFND10018617VANGUARD WORLD FDSFINANCIALS ETF92204A405172837257SHDFND10037257VANGUARD WORLD FDSHEALTH CAR ETF92204A5047816341SHDFND1006341VANGUARD WORLD FDSINF TECH ETF92204A70210559643SHDFND1009643VANGUARD WORLD FDSTELCOMM ETF92204A8843303550SHDFND1003550VANGUARD WORLD FDSUTILITIES ETF92204A8764834465SHDFND1004465VECTOR GROUP LTDCOM92240M10826611650SHDFND10011650VECTREN CORPCOM92240G1013536997SHDFND1006997VENTAS INCCOM92276F100219434923SHDFND10034923VEREIT INCCOM92339V1005749647622SHDFND100647622VERIZON COMMUNICATIONS INCCOM92343V1049315172538SHDFND100172538VISA INCCOM CL A92826C839215228010SHDFND10028010VISTA GOLD CORPCOM NEW927926303714250SHDFND10014250VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30842913426SHDFND10013426W P CAREY INCCOM92936U1093125032SHDFND1005032WALGREENS BOOTS ALLIANCE INCCOM931427108132515728SHDFND10015728WAL-MART STORES INCCOM931142103189627662SHDFND10027662WASTE MGMT INC DELCOM94106L109333156122SHDFND10056122WEC ENERGY GROUP INCCOM92939U1062844718SHDFND1004718WELLS FARGO & CO NEWCOM949746101334469002SHDFND10069002WELLTOWER INCCOM95040Q104258137219SHDFND10037219WESTAR ENERGY INCCOM95709T1002264535SHDFND1004535WESTERN ASSET MGD HI INCM FDCOM95766L1077216200SHDFND10016200WESTERN DIGITAL CORPCOM9581021052144578SHDFND1004578WHITING PETE CORP NEWCOM96638710222127752SHDFND10027752WILLIAMS COS INC DELCOM96945710017510927SHDFND10010927WISDOMTREE TRDIV EX-FINL FD97717W406151620025SHDFND10020025WISDOMTREE TREUROPE HEDGED EQ97717X70173714192SHDFND10014192WISDOMTREE TRITL HIGH DIV FD97717W80262316693SHDFND10016693WISDOMTREE TRMDCP EARN FUND97717W5708479435SHDFND1009435WISDOMTREE TRMIDCAP DIVI FD97717W5056277212SHDFND1007212WISDOMTREE TRSMALLCAP DIVID97717W6044997255SHDFND1007255XCEL ENERGY INCCOM98389B1004573109371SHDFND100109371XENIA HOTELS & RESORTS INCCOM98401710320913306SHDFND10013306YUM BRANDS INCCOM988498101117114294SHDFND10014294