0001085146-15-000265.txt : 20150206 0001085146-15-000265.hdr.sgml : 20150206 20150205203318 ACCESSION NUMBER: 0001085146-15-000265 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150206 DATE AS OF CHANGE: 20150205 EFFECTIVENESS DATE: 20150206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14413 FILM NUMBER: 15581785 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351904 XXXXXXXX 12-31-2014 12-31-2014 INVESTMENT CENTERS OF AMERICA INC

212 N 4TH ST BISMARCK ND 58501

13F HOLDINGS REPORT 028-14413 N David Loasby (920) 996-2600 /s/ David Loasby Appleton WI 01-30-2015 1 401 463044 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101169310299SHDFND10010299ABBOTT LABSCOM002824100168436797SHDFND10036797ABBVIE INCCOM00287Y109188028479SHDFND10028479ALCOA INCCOM01381710138924655SHDFND10024655ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1029869657SHDFND1009657ALLIANCE RES PARTNER L PUT LTD PART01877R108180742024SHDFND10042024ALLIANCEBERNSTEIN INCOME FUNCOM01881E10113918613SHDFND10018613ALLIANT ENERGY CORPCOM018802108183427502SHDFND10027502ALPS ETF TRALERIAN MLP00162Q866135177274SHDFND10077274ALTRIA GROUP INCCOM02209S10311409231360SHDFND100231360AMER RLTY CAP HEALTHCAR TR ICOM02917R1082216186204SHDFND100186204AMEREN CORPCOM0236081022064467SHDFND1004467AMERICAN AIRLS GROUP INCCOM02376R1022765130SHDFND1005130AMERICAN CAPITAL AGENCY CORPCOM02503X10524311095SHDFND10011095AMERICAN EAGLE OUTFITTERS NECOM02553E10616911803SHDFND10011803AMERICAN ELEC PWR INCCOM02553710194815646SHDFND10015646AMERICAN RLTY CAP PPTYS INCCOM02917T1045755634893SHDFND100634893AMGEN INCCOM0311621003712321SHDFND1002321ANNALY CAP MGMT INCCOM03571040979574207SHDFND10074207APPLE INCCOM03783310016341147986SHDFND100147986APPLIED MATLS INCCOM03822210550720308SHDFND10020308ARCH COAL INCCOM0393801005933100SHDFND10033100ARCHER DANIELS MIDLAND COCOM03948310258911289SHDFND10011289ASHFORD HOSPITALITY TR INCCOM SHS04410310912011500SHDFND10011500AT&T INCCOM00206R1027138212362SHDFND100212362AUTOMATIC DATA PROCESSING INCOM0530151036287557SHDFND1007557BAIDU INCSPON ADR REP A05675210811384983SHDFND1004983BANK AMER CORPCOM0605051042367132089SHDFND100132089BARCLAYS BANK PLCADR PFD SR 506739H36278730253SHDFND10030253BB&T CORPCOM054937107171844197SHDFND10044197BECTON DICKINSON & COCOM0758871092121533SHDFND1001533BERKSHIRE HATHAWAY INC DELCL B NEW084670702268917873SHDFND10017873BLACK HILLS CORPCOM0921131093115840SHDFND1005840BLACKROCK DEBT STRAT FD INCCOM09255R1039325068SHDFND10025068BLACKROCK ENERGY & RES TRCOM09250U10123811980SHDFND10011980BLACKROCK ENHANCED EQT DIV TCOM09251A10415218785SHDFND10018785BLACKROCK FLOATING RATE INCOCOM09194110454742733SHDFND10042733BLACKROCK MUNIASSETS FD INCCOM09254J10213810000SHDFND10010000BLACKROCK MUNICIPAL BOND TRCOM09249H10434521558SHDFND10021558BLACKSTONE GROUP L PCOM UNIT LTD09253U10871220948SHDFND10020948BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710480645307SHDFND10045307BOEING COCOM097023105289022290SHDFND10022290BP PLCSPONSORED ADR055622104186448957SHDFND10048957BP PRUDHOE BAY RTY TRUNIT BEN INT05563010770110393SHDFND10010393BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN1067761079413528SHDFND10013528BRISTOL MYERS SQUIBB COCOM110122108173129258SHDFND10029258BROADCOM CORPCL A1113201072876570SHDFND1006570CALAMOS CONV & HIGH INCOME FCOM SHS12811P108136298555SHDFND10098555CALAMOS CONV OPP AND INC FDSH BEN INT12811710817513628SHDFND10013628CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER13147610353123696SHDFND10023696CASEYS GEN STORES INCCOM1475281034675163SHDFND1005163CATERPILLAR INC DELCOM149123101180719725SHDFND10019725CELGENE CORPCOM1510201044293857SHDFND1003857CENTURYLINK INCCOM15670010695223978SHDFND10023978CHAMBERS STR PPTYSCOM15784210534743085SHDFND10043085CHENIERE ENERGY INCCOM NEW16411R2083615135SHDFND1005135CHEVRON CORP NEWCOM166764100227520300SHDFND10020300CHIMERA INVT CORPCOM16934Q10913040969SHDFND10040969CISCO SYS INCCOM17275R10261121925SHDFND10021925CITIGROUP INCCOM NEW172967424268849680SHDFND10049680CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50626611873SHDFND10011873CLAYMORE EXCHANGE TRD FD TRGUGG BULL 201518383M42326310055SHDFND10010055CLAYMORE EXCHANGE TRD FD TRGUGG SPINOFF ETF18383M60554312104SHDFND10012104CLOROX CO DELCOM1890541095525336SHDFND1005336COCA COLA COCOM191216100353984322SHDFND10084322COHEN & STEERS INFRASTRUCTURCOM19248A10938516898SHDFND10016898COLGATE PALMOLIVE COCOM1941621034015796SHDFND1005796COLUMBIA PPTY TR INCCOM NEW19828720399439214SHDFND10039214COMCAST CORP NEWCL A20030N1012664608SHDFND1004608CONAGRA FOODS INCCOM20588710246512742SHDFND10012742CONOCOPHILLIPSCOM20825C104262137952SHDFND10037952CONSOLIDATED EDISON INCCOM209115104200030197SHDFND10030197COOPER TIRE & RUBR COCOM2168311072467174SHDFND1007174CORNING INCCOM21935010536816140SHDFND10016140COSTCO WHSL CORP NEWCOM22160K1053602534SHDFND1002534CSX CORPCOM1264081033479651SHDFND1009651CUMMINS INCCOM2310211068025588SHDFND1005588CUSHING MLP TOTAL RETURN FDCOM SHS2316311028714748SHDFND10014748CVS HEALTH CORPCOM1266501003904008SHDFND1004008DARDEN RESTAURANTS INCCOM2371941052023395SHDFND1003395DBX ETF TRXTRAK MSCI EAFE23305120065524233SHDFND10024233DEERE & COCOM244199105132214928SHDFND10014928DELAWARE INV MN MUN INC FD ICOM24610V10315611651SHDFND10011651DELTA AIR LINES INC DELCOM NEW2473617023076244SHDFND1006244DEVON ENERGY CORP NEWCOM25179M1032063403SHDFND1003403DIEBOLD INCCOM25365110341711997SHDFND10011997DIREXION SHS ETF TRDRX S&P500BULL25459W8625706400SHDFND1006400DISNEY WALT COCOM DISNEY2546871067007485SHDFND1007485DNP SELECT INCOME FDCOM23325P10417516677SHDFND10016677DOW CHEM COCOM26054310382018020SHDFND10018020DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10135899561SHDFND10099561DREYFUS MUN INCOME INCCOM26201R10224425380SHDFND10025380DTE ENERGY COCOM2333311072362729SHDFND1002729DU PONT E I DE NEMOURS & COCOM263534109127517334SHDFND10017334DUKE ENERGY CORP NEWCOM NEW26441C204548565580SHDFND10065580E M C CORP MASSCOM2686481022638834SHDFND1008834EATON CORP PLCSHSG29183103122418033SHDFND10018033EATON VANCE LTD DUR INCOME FCOM27828H10563044557SHDFND10044557EATON VANCE TAX MNGD GBL DVCOM27829F10813113956SHDFND10013956EATON VANCE TXMGD GL BUYWR OCOM27829C10512911672SHDFND10011672EBAY INCCOM2786421032264035SHDFND1004035ECOLAB INCCOM2788651002402318SHDFND1002318EDISON INTLCOM2810201074386682SHDFND1006682EMERSON ELEC COCOM29101110467810924SHDFND10010924ENBRIDGE ENERGY PARTNERS L PCOM29250R10644711149SHDFND10011149ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109315948363SHDFND10048363ENSCO PLCSHS CLASS AG3157S106110136854SHDFND10036854ENTERPRISE PRODS PARTNERS LCOM293792107288779967SHDFND10079967EXCHANGE TRADED CONCEPTS TRYORK HIINC MLP30150510319315241SHDFND10015241EXELON CORPCOM30161N10178921443SHDFND10021443EXPRESS SCRIPTS HLDG COCOM30219G1086878108SHDFND1008108EXXON MOBIL CORPCOM30231G102553860045SHDFND10060045FACEBOOK INCCL A30303M102103813198SHDFND10013198FASTENAL COCOM3119001045042105954SHDFND100105954FEDEX CORPCOM31428X1062351352SHDFND1001352FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310059126945SHDFND10026945FIREEYE INCCOM31816Q1013672116301SHDFND100116301FIRST TR ABERDEEN GLBL OPP FCOM SHS33731910716413691SHDFND10013691FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60532214724SHDFND10014724FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D408105621307SHDFND10021307FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X14364210642SHDFND10010642FIRST TR EXCHANGE TRADED FDINDLS PROD DUR33734X15037112237SHDFND10012237FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10051924389SHDFND10024389FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1014209578SHDFND1009578FIRST TR MID CAP CORE ALPHADCOM SHS33735B10863211989SHDFND10011989FIRST TR MORNINGSTAR DIV LEASHS336917109176473544SHDFND10073544FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109159532552SHDFND10032552FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330416611439SHDFND10011439FIRST TR VALUE LINE DIVID INSHS33734H1063207132744SHDFND100132744FLOWERS FOODS INCCOM34349810145223499SHDFND10023499FMSA HLDGS INCCOM30255X1068812745SHDFND10012745FORD MTR CO DELCOM PAR $0.013453708603026194905SHDFND100194905FORTRESS INVESTMENT GROUP LLCL A34958B10656470295SHDFND10070295FREEPORT-MCMORAN INCCL B35671D85731113228SHDFND10013228FRONTIER COMMUNICATIONS CORPCOM35906A10810315146SHDFND10015146FS INVT CORPCOM3026351072347236203SHDFND100236203GENERAL ELECTRIC COCOM3696041033666144273SHDFND100144273GENERAL MLS INCCOM370334104124323350SHDFND10023350GENERAL MTRS COCOM37045V100114332788SHDFND10032788GEO GROUP INC NEWCOM36162J1062907206SHDFND1007206GILEAD SCIENCES INCCOM3755581037898454SHDFND1008454GLAXOSMITHKLINE PLCSPONSORED ADR37733W105208649078SHDFND10049078GLOBAL X FDSGLBX SUPRINC ETF37950E33341728634SHDFND10028634GLOBAL X FDSGLOBL X JR MLP37950E32516311687SHDFND10011687GOLDMAN SACHS GROUP INCCOM38141G1042441263SHDFND1001263GOOGLE INCCL A38259P508484907SHDFND100907GOOGLE INCCL C38259P706401756SHDFND100756GOPRO INCCL A38268T1032714317SHDFND1004317GREAT PLAINS ENERGY INCCOM39116410034011984SHDFND10011984HALLIBURTON COCOM40621610156514255SHDFND10014255HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10849524486SHDFND10024486HANCOCK JOHN PFD INCOME FD ICOM41013X10643621441SHDFND10021441HANCOCK JOHN PFD INCOME FD ICOM41021P10324513689SHDFND10013689HARLEY DAVIDSON INCCOM4128221082563890SHDFND1003890HCP INCCOM40414L10970115882SHDFND10015882HEALTH CARE REIT INCCOM42217K106208327624SHDFND10027624HEALTHCARE TR AMER INCCL A NEW42225P501142652962SHDFND10052962HESS CORPCOM42809H1073444688SHDFND1004688HEWLETT PACKARD COCOM42823610341710392SHDFND10010392HOME DEPOT INCCOM4370761029589149SHDFND1009149HONEYWELL INTL INCCOM438516106105110541SHDFND10010541HOSPITALITY PPTYS TRCOM SH BEN INT44106M102122039350SHDFND10039350HSBC HLDGS PLCADR A 1/40PF A404280604120847090SHDFND10047090ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001015315692SHDFND1005692INTEL CORPCOM458140100358698590SHDFND10098590INTERCONTINENTAL HOTELS GROUSPON ADR NEW201445857P5093037569SHDFND1007569INTERNATIONAL BUSINESS MACHSCOM4592001013582255SHDFND1002255INTL PAPER COCOM4601461032975581SHDFND1005581INVESTORS REAL ESTATE TRSH BEN INT46173010386481058074SHDFND1001058074ISHARES1-3 YR CR BD ETF4642886464173974SHDFND1003974ISHARESIBOXX HI YD ETF464288513386543280SHDFND10043280ISHARESINTL SEL DIV ETF464288448191556854SHDFND10056854ISHARESNAT AMT FREE BD4642884142452226SHDFND1002226ISHARESNORT AME RE ETF46428845575713250SHDFND10013250ISHARESU.S. PFD STK ETF4642886876234157896SHDFND100157896ISHARESU.S. PHARMA ETF4642888367655030SHDFND1005030ISHARES GOLD TRUSTISHARES46428510516014092SHDFND10014092ISHARES SILVER TRUSTISHARES46428Q10931720628SHDFND10020628ISHARES TRCORE HIGH DV ETF46429B6635296914SHDFND1006914ISHARES TRCORE S&P MCP ETF4642875078125647SHDFND1005647ISHARES TRCORE S&P SCP ETF4642878047036168SHDFND1006168ISHARES TRCORE S&P500 ETF464287200226610961SHDFND10010961ISHARES TRCORE US AGGBD ET4642872262862593SHDFND1002593ISHARES TRIBOXX INV CP ETF46428724211449558SHDFND1009558ISHARES TRMRNGSTR LG-CP ET464287127182914809SHDFND10014809ISHARES TRMSCI EAFE ETF464287465300949487SHDFND10049487ISHARES TRMSCI EMG MKT ETF46428723495124184SHDFND10024184ISHARES TRRUS 1000 ETF4642876223102687SHDFND1002687ISHARES TRRUS 1000 GRW ETF464287614217722771SHDFND10022771ISHARES TRRUS 1000 VAL ETF4642875988187819SHDFND1007819ISHARES TRRUS 2000 GRW ETF4642876483622539SHDFND1002539ISHARES TRRUS 2000 VAL ETF4642876305335249SHDFND1005249ISHARES TRRUS MD CP GR ETF4642874812762953SHDFND1002953ISHARES TRRUS MID-CAP ETF46428749910966550SHDFND1006550ISHARES TRRUSSELL 2000 ETF464287655385532248SHDFND10032248ISHARES TRS&P 500 GRWT ETF46428730910419337SHDFND1009337ISHARES TRS&P 500 VAL ETF464287408146515590SHDFND10015590ISHARES TRS&P MC 400GR ETF4642876062611636SHDFND1001636ISHARES TRS&P MC 400VL ETF4642877054353424SHDFND1003424ISHARES TRSELECT DIVID ETF464287168432954517SHDFND10054517ISHARES TRSP SMCP600GR ETF4642878873272682SHDFND1002682ISHARES TRSP SMCP600VL ETF4642878792802379SHDFND1002379ISHARES TRTIPS BD ETF464287176157814179SHDFND10014179ISHARES TRTRANS AVG ETF4642871925993659SHDFND1003659ISHARES TRU.S. TECH ETF4642877216626376SHDFND1006376ISHARES TRU.S. UTILITS ETF464287697144912250SHDFND10012250JOHNSON & JOHNSONCOM478160104544652275SHDFND10052275JOHNSON CTLS INCCOM4783661072445025SHDFND1005025JPMORGAN CHASE & COALERIAN ML ETN46625H365258856473SHDFND10056473JPMORGAN CHASE & COCOM46625H100143723049SHDFND10023049KAYNE ANDERSON MLP INVT COCOM48660610639410191SHDFND10010191KEYCORP NEWCOM49326710829421159SHDFND10021159KIMBERLY CLARK CORPCOM494368103273923627SHDFND10023627KINDER MORGAN INC DELCOM49456B101355784278SHDFND10084278KITE RLTY GROUP TRCOM NEW49803T300118041026SHDFND10041026KKR & CO L P DELCOM UNITS48248M10230413075SHDFND10013075KRAFT FOODS GROUP INCCOM50076Q106133521351SHDFND10021351LEE ENTERPRISES INCCOM5237681097821230SHDFND10021230LEGGETT & PLATT INCCOM5246601072165053SHDFND1005053LIFEVANTAGE CORPCOM53222K1061310000SHDFND10010000LILLY ELI & COCOM532457108164923868SHDFND10023868LINN ENERGY LLCUNIT LTD LIAB53602010025024780SHDFND10024780LINNCO LLCCOMSHS LTD INT53578210626225355SHDFND10025355LOCKHEED MARTIN CORPCOM539830109269613978SHDFND10013978LORILLARD INCCOM5441471012173445SHDFND1003445LOWES COS INCCOM5486611073124485SHDFND1004485MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801062012420SHDFND1002420MANAGED HIGH YIELD PLUS FD ICOM561911108575320907SHDFND100320907MARKET VECTORS ETF TRHG YLD MUN ETF57060U87834111015SHDFND10011015MARKET VECTORS ETF TRPFD SEC EXFINL57061R79167132617SHDFND10032617MATTEL INCCOM577081102113536629SHDFND10036629MCDONALDS CORPCOM580135101132314113SHDFND10014113MCKESSON CORPCOM58155Q1032791346SHDFND1001346MDU RES GROUP INCCOM5526901093086130928SHDFND100130928MEDTRONIC INCCOM5850551066779364SHDFND1009364MEMORIAL RESOURCE DEV CORPCOM58605Q10923012750SHDFND10012750MERCK & CO INC NEWCOM58933Y105307054020SHDFND10054020MEREDITH CORPCOM589433101160729649SHDFND10029649MFA FINL INCCOM55272X10224030000SHDFND10030000MICRONET ENERTEC TECH INCCOM5951171024512200SHDFND10012200MICROSOFT CORPCOM594918104150332414SHDFND10032414MONDELEZ INTL INCCL A609207105202055445SHDFND10055445MONOGRAM RESIDENTIAL TR INCCOM60979P10549853811SHDFND10053811MONSANTO CO NEWCOM61166W1014493770SHDFND1003770MORGAN STANLEYCOM NEW6174464482656801SHDFND1006801MORGAN STANLEYCUSHNG MLP ETN61760E84661945459SHDFND10045459NATIONAL GRID PLCSPON ADR NEW6362743002663777SHDFND1003777NATIONAL OILWELL VARCO INCCOM6370711012043049SHDFND1003049NEUBERGER BERMAN CA INT MUNCOM64123C10122914350SHDFND10014350NEW YORK MTG TR INCCOM PAR $.026496045018410959SHDFND10010959NEXTERA ENERGY INCCOM65339F1017256807SHDFND1006807NORFOLK SOUTHERN CORPCOM6558441087456798SHDFND1006798NORTHERN TIER ENERGY LPCOM UN REPR PART66582610337817168SHDFND10017168NORTHFIELD BANCORP INC DELCOM66611T10820714045SHDFND10014045NORTHSTAR RLTY FIN CORPCOM NEW66704R7042496142092SHDFND100142092NOVAGOLD RES INCCOM NEW66987E2062910000SHDFND10010000NOVO-NORDISK A SADR6701002053037122SHDFND1007122NUSTAR ENERGY LPUNIT COM67058H1022554430SHDFND1004430NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10031427751SHDFND10027751NUVEEN INVT QUALITY MUN FD ICOM67062E10318612170SHDFND10012170NUVEEN MUN VALUE FD INCCOM67092810036037017SHDFND10037017NUVEEN QUALITY PFD INCOME FDCOM67072C1051758196895SHDFND100196895NUVEEN SELECT QUALITY MUN FDCOM67097310635725507SHDFND10025507OASIS PETE INC NEWCOM67421510818010844SHDFND10010844OCCIDENTAL PETE CORP DELCOM6745991055997482SHDFND1007482OGE ENERGY CORPCOM6708371032055845SHDFND1005845OLD SECOND BANCORP INC ILLCOM6802771008816238SHDFND10016238ONEOK INC NEWCOM6826801032024081SHDFND1004081ONEOK PARTNERS LPUNIT LTD PARTN68268N1032406054SHDFND1006054ORACLE CORPCOM68389X1053497798SHDFND1007798OTTER TAIL CORPCOM6896481033009712SHDFND1009712PEABODY ENERGY CORPCOM7045491049812759SHDFND10012759PENGROWTH ENERGY CORPCOM70706P1049731357SHDFND10031357PEPSICO INCCOM713448108397042064SHDFND10042064PFIZER INCCOM717081103242277840SHDFND10077840PHILIP MORRIS INTL INCCOM718172109416751197SHDFND10051197PHILLIPS 66COM71854610477810776SHDFND10010776PIMCO CORPORATE INCOME STRATCOM72200U10062641326SHDFND10041326PIMCO ETF TRTTL RTN ACTV ETF72201R7754023736SHDFND1003736PINNACLE WEST CAP CORPCOM7234841012533700SHDFND1003700POLYCOM INCCOM73172K10415611600SHDFND10011600POTASH CORP SASK INCCOM73755L10748413592SHDFND10013592POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10560433071SHDFND10033071POWERSHARES ETF TR IIBUILD AMER ETF73937B4072528390SHDFND1008390POWERSHARES ETF TR IIS&P500 LOW VOL73937B7792105515SHDFND1005515POWERSHARES ETF TRUSTFINL PFD PTFL73935X229167591745SHDFND10091745POWERSHARES ETF TRUSTFTSE RAFI 100073935X5836276869SHDFND1006869POWERSHARES ETF TRUSTINTL DIV ACHV73935X7162093119172SHDFND100119172POWERSHARES ETF TRUST IIDWA EMKT MOM PTF73936Q20768838908SHDFND10038908POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56537225424SHDFND10025424POWERSHARES QQQ TRUSTUNIT SER 173935A104310530094SHDFND10030094PPG INDS INCCOM6935061074171804SHDFND1001804PROCTER & GAMBLE COCOM742718109619067966SHDFND10067966PROSHARES TRPSHS SHTRUSS200074347R82646129893SHDFND10029893PROSPECT CAPITAL CORPORATIONCOM74348T10238447000SHDFND10047000PULTE GROUP INCCOM74586710139418257SHDFND10018257QUALCOMM INCCOM7475251034105566SHDFND1005566QUANTA SVCS INCCOM74762E1025293186422SHDFND100186422RAYTHEON COCOM NEW7551115073192977SHDFND1002977REALTY INCOME CORPCOM7561091042886094SHDFND1006094RITE AID CORPCOM76775410413417500SHDFND10017500ROYAL BK SCOTLAND GROUP PLCADR PREF SER N78009777044017809SHDFND10017809ROYAL DUTCH SHELL PLCSPON ADR B7802591074045790SHDFND1005790ROYAL DUTCH SHELL PLCSPONS ADR A780259206130319505SHDFND10019505RYDEX ETF TRUSTGUG S&P MC400 PG78355W6012051685SHDFND1001685RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106237929738SHDFND10029738RYDEX ETF TRUSTGUG S&P500 PU GR78355W4037399275SHDFND1009275SCHLUMBERGER LTDCOM8068571087268501SHDFND1008501SCHWAB STRATEGIC TRUS LCAP GR ETF8085243004107920SHDFND1007920SCHWAB STRATEGIC TRUS SML CAP ETF808524607131123690SHDFND10023690SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3082224617SHDFND1004617SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209142320783SHDFND10020783SELECT SECTOR SPDR TRSBI INT-FINL81369Y605147059517SHDFND10059517SELECT SECTOR SPDR TRSBI INT-INDS81369Y704211837453SHDFND10037453SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8864249025SHDFND1009025SELECT SECTOR SPDR TRSBI MATERIALS81369Y1002765649SHDFND1005649SELECT SECTOR SPDR TRTECHNOLOGY81369Y8032856936SHDFND1006936SEMPRA ENERGYCOM8168511093773378SHDFND1003378SIRIUS XM HLDGS INCCOM82968B10312335225SHDFND10035225SKYWORKS SOLUTIONS INCCOM83088M1022473399SHDFND1003399SOUTHERN COCOM842587107159632501SHDFND10032501SPDR DOW JONES INDL AVRG ETFUT SER 178467X109200311249SHDFND10011249SPDR GOLD TRUSTGOLD SHS78463V107227320071SHDFND10020071SPDR S&P 500 ETF TRTR UNIT78462F103244011891SHDFND10011891SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1075221979SHDFND1001979SPDR SERIES TRUSTBRC HGH YLD BD78464A41750913183SHDFND10013183SPDR SERIES TRUSTDB INT GVT ETF78464A4902103693SHDFND1003693SPDR SERIES TRUSTNUVN BR SHT MUNI78464A42537515381SHDFND10015381SPDR SERIES TRUSTNUVN BRCLY MUNI78464A45831913204SHDFND10013204SPDR SERIES TRUSTS&P DIVID ETF78464A76314309181539SHDFND100181539SPECTRA ENERGY CORPCOM84756010960216570SHDFND10016570SPIRIT RLTY CAP INC NEWCOM84860W10226722428SHDFND10022428SPROTT PHYSICAL GOLD TRUSTUNIT85207H10419219632SHDFND10019632STARBUCKS CORPCOM855244109102612575SHDFND10012575SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821043919084SHDFND1009084SUMMIT HOTEL PPTYSCOM866082100176691420454SHDFND1001420454SYSCO CORPCOM8718291072666635SHDFND1006635TARGET CORPCOM87612E1062843717SHDFND1003717TIME WARNER INCCOM NEW8873173032492913SHDFND1002913TOTAL S ASPONSORED ADR89151E1093556947SHDFND1006947TRANSOCEAN LTDREG SHSH8817H10033518292SHDFND10018292TRIANGLE PETE CORPCOM NEW89600B2019219250SHDFND10019250TRINITY INDS INCCOM89652210961722085SHDFND10022085TWO HBRS INVT CORPCOM90187B10118318322SHDFND10018322UNION PAC CORPCOM9078181087836580SHDFND1006580UNITED PARCEL SERVICE INCCL B9113121065895293SHDFND1005293UNITED TECHNOLOGIES CORPCOM9130171094503907SHDFND1003907UNIVERSAL DISPLAY CORPCOM91347P1052488982SHDFND1008982US BANCORP DELCOM NEW90297330462113823SHDFND10013823VALE S AADR91912E10539348425SHDFND10048425VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328853513589SHDFND1003589VANGUARD BD INDEX FD INCSHORT TRM BOND9219378275156433SHDFND1006433VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378354395343SHDFND1005343VANGUARD INDEX FDSGROWTH ETF922908736231922274SHDFND10022274VANGUARD INDEX FDSLARGE CAP ETF9229086374554815SHDFND1004815VANGUARD INDEX FDSMCAP GR IDXVIP9229085383783732SHDFND1003732VANGUARD INDEX FDSMCAP VL IDXVIP92290851293110460SHDFND10010460VANGUARD INDEX FDSMID CAP ETF922908629170313841SHDFND10013841VANGUARD INDEX FDSREIT ETF922908553708887567SHDFND10087567VANGUARD INDEX FDSS&P 500 ETF SHS9229083636603506SHDFND1003506VANGUARD INDEX FDSSM CP VAL ETF9229086118648160SHDFND1008160VANGUARD INDEX FDSSMALL CP ETF922908751231719846SHDFND10019846VANGUARD INDEX FDSSML CP GRW ETF9229085952952357SHDFND1002357VANGUARD INDEX FDSTOTAL STK MKT922908769142113389SHDFND10013389VANGUARD INDEX FDSVALUE ETF922908744131815594SHDFND10015594VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277561913180SHDFND10013180VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858178944603SHDFND10044603VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427425999995SHDFND1009995VANGUARD NAT RES LLCCOM UNIT92205F10653034819SHDFND10034819VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8705456299SHDFND1006299VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844485660029SHDFND10060029VANGUARD STAR FDVG TL INTL STK F9219097682304759SHDFND1004759VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385850013140SHDFND10013140VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406250036399SHDFND10036399VANGUARD WORLD FDSCONSUM DIS ETF92204A1085424609SHDFND1004609VANGUARD WORLD FDSCONSUM STP ETF92204A2072511990SHDFND1001990VANGUARD WORLD FDSENERGY ETF92204A3067476672SHDFND1006672VANGUARD WORLD FDSFINANCIALS ETF92204A4052484964SHDFND1004964VANGUARD WORLD FDSINF TECH ETF92204A7024424222SHDFND1004222VANGUARD WORLD FDSTELCOMM ETF92204A8842793299SHDFND1003299VANTAGE DRILLING COMPANYORD SHSG93205113917976SHDFND10017976VERIZON COMMUNICATIONS INCCOM92343V104463399083SHDFND10099083VISA INCCOM CL A92826C8398533251SHDFND1003251VISTA GOLD CORPCOM NEW927926303414350SHDFND10014350VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W3082818153SHDFND1008153WALGREENS BOOTS ALLIANCE INCCOM9314271087519829SHDFND1009829WAL-MART STORES INCCOM931142103303635278SHDFND10035278WASTE MGMT INC DELCOM94106L109158730948SHDFND10030948WELLS FARGO & CO NEWCOM949746101141825936SHDFND10025936WELLS FARGO ADV GLB DIV OPPCOM94987C10314119209SHDFND10019209WESTAR ENERGY INCCOM95709T1002145193SHDFND1005193WESTERN DIGITAL CORPCOM9581021052522275SHDFND1002275WHITING PETE CORP NEWCOM96638710234510398SHDFND10010398WILLIAMS COS INC DELCOM9694571004089143SHDFND1009143WINDSTREAM HLDGS INCCOM97382A1018810813SHDFND10010813WISDOMTREE TRDIV EX-FINL FD97717W40691111822SHDFND10011822WISDOMTREE TREMERG MKTS ETF97717W3152245221SHDFND1005221WISDOMTREE TRMDCP EARN FUND97717W5705916387SHDFND1006387WISDOMTREE TRMIDCAP DIVI FD97717W5054535403SHDFND1005403XCEL ENERGY INCCOM98389B100143640038SHDFND10040038YUM BRANDS INCCOM98849810183511429SHDFND10011429