0001085146-14-001039.txt : 20140509 0001085146-14-001039.hdr.sgml : 20140509 20140509165322 ACCESSION NUMBER: 0001085146-14-001039 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140509 DATE AS OF CHANGE: 20140509 EFFECTIVENESS DATE: 20140509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14413 FILM NUMBER: 14829891 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351904 XXXXXXXX 03-31-2014 03-31-2014 INVESTMENT CENTERS OF AMERICA INC

212 N 4TH ST BISMARCK ND 58501

13F HOLDINGS REPORT 028-14413 N David Loasby (920) 996-2600 /s/ David Loasby Appleton WI 05-09-2014 1 389 479946 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101212417709SHDFND10017709ABBOTT LABSCOM002824100148144820SHDFND10044820ABBVIE INCCOM00287Y109145533230SHDFND10033230ABERDEEN ASIA PACIFIC INCOMCOM0030091077412002SHDFND10012002AFLAC INCCOM0010551023044866SHDFND1004866AGL RES INCCOM0012041062174714SHDFND1004714ALCOA INCCOM01381710134141677SHDFND10041677ALLIANCE RES PARTNER L PUT LTD PART01877R108117615645SHDFND10015645ALLIANCEBERNSTEIN INCOME FUNCOM01881E10128740459SHDFND10040459ALLIANT ENERGY CORPCOM018802108133126876SHDFND10026876ALPS ETF TRALERIAN MLP00162Q8662288130133SHDFND100130133ALTRIA GROUP INCCOM02209S1037699222502SHDFND100222502AMAZON COM INCCOM023135106262837SHDFND100837AMEREN CORPCOM0236081022186137SHDFND1006137AMERICAN CAP LTDCOM02503Y10315110894SHDFND10010894AMERICAN CAPITAL AGENCY CORPCOM02503X10524210551SHDFND10010551AMERICAN ELEC PWR INCCOM02553710185219564SHDFND10019564AMERICAN EXPRESS COCOM0258161092713588SHDFND1003588AMERICAN RLTY CAP PPTYS INCCOM02917T104119495679SHDFND10095679AMGEN INCCOM0311621002502218SHDFND1002218ANI PHARMACEUTICALS INCCOM00182C10324026192SHDFND10026192ANNALY CAP MGMT INCCOM03571040999285034SHDFND10085034APPLE INCCOM0378331001030621377SHDFND10021377APPLIED MATLS INCCOM03822210526314899SHDFND10014899ARMOUR RESIDENTIAL REIT INCCOM0423151011112264170SHDFND100264170ASHFORD HOSPITALITY TR INCCOM SHS04410310926721500SHDFND10021500AT&T INCCOM00206R1026178182216SHDFND100182216AUTOMATIC DATA PROCESSING INCOM0530151034526198SHDFND1006198BAIDU INCSPON ADR REP A0567521087244723SHDFND1004723BANK OF AMERICA CORPORATIONCOM06050510479657230SHDFND10057230BARCLAYS BANK PLCADR PFD SR 506739H36242216629SHDFND10016629BARCLAYS BANK PLCSP ADR 7.1%PF306739H77626410400SHDFND10010400BARCLAYS BK PLC10 YR TREAS BULL06740L49397414545SHDFND10014545BERKSHIRE HATHAWAY INC DELCL B NEW084670702216418902SHDFND10018902BLACK HILLS CORPCOM0921131092655327SHDFND1005327BLACKROCK DEBT STRAT FD INCCOM09255R1034410950SHDFND10010950BLACKROCK ENERGY & RES TRCOM09250U101144354988SHDFND10054988BLACKROCK ENHANCED EQT DIV TCOM09251A10414318950SHDFND10018950BLACKROCK FLOATING RATE INCOCOM09194110458140868SHDFND10040868BLACKROCK MUNIASSETS FD INCCOM09254J10213211000SHDFND10011000BLACKSTONE GROUP L PCOM UNIT LTD09253U10835813904SHDFND10013904BOARDWALK PIPELINE PARTNERSUT LTD PARTNER096627104121639774SHDFND10039774BOEING COCOM097023105175214776SHDFND10014776BP PLCSPONSORED ADR055622104194845332SHDFND10045332BP PRUDHOE BAY RTY TRUNIT BEN INT0556301078629982SHDFND1009982BRISTOL MYERS SQUIBB COCOM110122108164135365SHDFND10035365CALAMOS CONV & HIGH INCOME FCOM SHS12811P10872358229SHDFND10058229CALAMOS CONV OPP AND INC FDSH BEN INT12811710813811051SHDFND10011051CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER1314761032208175SHDFND1008175CATERPILLAR INC DELCOM149123101216925943SHDFND10025943CENTRAL VALLEY CMNTY BANCORPCOM15568510014314506SHDFND10014506CENTURYLINK INCCOM15670010680625453SHDFND10025453CHAMBERS STR PPTYSCOM15784210511613183SHDFND10013183CHEVRON CORP NEWCOM166764100254020697SHDFND10020697CHIMERA INVT CORPCOM16934Q10910334000SHDFND10034000CISCO SYS INCCOM17275R10268529529SHDFND10029529CITIGROUP INCCOM NEW17296742470714467SHDFND10014467CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M506115048544SHDFND10048544CLOROX CO DELCOM1890541094365327SHDFND1005327COACH INCCOM1897541042414486SHDFND1004486COCA COLA COCOM191216100315081652SHDFND10081652COLGATE PALMOLIVE COCOM1941621034437393SHDFND1007393COMCAST CORP NEWCL A20030N1013417616SHDFND1007616CONAGRA FOODS INCCOM20588710249416334SHDFND10016334CONOCOPHILLIPSCOM20825C104235533420SHDFND10033420CONSOLIDATED EDISON INCCOM209115104135724331SHDFND10024331CORNING INCCOM21935010526417916SHDFND10017916COSTCO WHSL CORP NEWCOM22160K1055604821SHDFND1004821CSX CORPCOM12640810342716538SHDFND10016538CUMMINS INCCOM2310211067625682SHDFND1005682CUSHING MLP TOTAL RETURN FDCOM SHS23163110210713333SHDFND10013333CVR PARTNERS LPCOM12663310618010003SHDFND10010003CVS CAREMARK CORPORATIONCOM1266501002243853SHDFND1003853DAKTRONICS INCCOM23426410911410184SHDFND10010184DEERE & COCOM244199105121314787SHDFND10014787DELAWARE INV MN MUN INC FD ICOM24610V10372856416SHDFND10056416DENBURY RES INCCOM NEW24791620820210850SHDFND10010850DENISON MINES CORPCOM2483561071312065SHDFND10012065DIEBOLD INCCOM2536511032357909SHDFND1007909DISNEY WALT COCOM DISNEY2546871065508385SHDFND1008385DNP SELECT INCOME FDCOM23325P10424625241SHDFND10025241DOMINION RES INC VA NEWCOM25746U1093525662SHDFND1005662DOW CHEM COCOM26054310347512052SHDFND10012052DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S1019122556SHDFND10022556DREYFUS MUN INCOME INCCOM26201R10227231276SHDFND10031276DREYFUS STRATEGIC MUNS INCCOM26193210710312998SHDFND10012998DU PONT E I DE NEMOURS & COCOM26353410987014687SHDFND10014687DUFF & PHELPS UTIL CORP BD TCOM26432K10826125082SHDFND10025082DUKE ENERGY CORP NEWCOM NEW26441C204347652054SHDFND10052054DWS MUN INCOME TRCOM23338M10613210700SHDFND10010700E M C CORP MASSCOM2686481022419282SHDFND1009282EATON CORP PLCSHSG29183103139520004SHDFND10020004EATON VANCE ENH EQTY INC FDCOM27827710819916687SHDFND10016687EATON VANCE LTD DUR INCOME FCOM27828H10564441588SHDFND10041588EATON VANCE TAX MNGD GBL DVCOM27829F1089810165SHDFND10010165EBAY INCCOM27864210387515537SHDFND10015537ECOLAB INCCOM2788651003984042SHDFND1004042EDISON INTLCOM2810201073076719SHDFND1006719EMERSON ELEC COCOM2910111046119376SHDFND1009376ENBRIDGE ENERGY PARTNERS L PCOM29250R10630510099SHDFND10010099ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1003455328SHDFND1005328ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109334764410SHDFND10064410ENTERPRISE PRODS PARTNERS LCOM293792107228637604SHDFND10037604EXCHANGE TRADED CONCEPTS TRYORK HIINC MLP30150510320611289SHDFND10011289EXELON CORPCOM30161N101108236469SHDFND10036469EXXON MOBIL CORPCOM30231G102531861173SHDFND10061173FAB UNVL CORPCOM30277110046159223SHDFND10059223FACEBOOK INCCL A30303M1024879543SHDFND1009543FASTENAL COCOM311900104310062026SHDFND10062026FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310048522385SHDFND10022385FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R100100948696SHDFND10048696FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1083158448SHDFND1008448FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1012576937SHDFND1006937FIRST TR MORNINGSTAR DIV LEASHS336917109149971724SHDFND10071724FIRST TR VALUE LINE DIVID INSHS33734H106157078138SHDFND10078138FIRSTENERGY CORPCOM3379321072045543SHDFND1005543FLOWERS FOODS INCCOM34349810154325021SHDFND10025021FORD MTR CO DELCOM PAR $0.013453708606936406616SHDFND100406616FORTRESS INVESTMENT GROUP LLCL A34958B10656770295SHDFND10070295FREEPORT-MCMORAN COPPER & GOCOM35671D85740412082SHDFND10012082FRONTIER COMMUNICATIONS CORPCOM35906A1089622998SHDFND10022998GABELLI EQUITY TR INCCOM36239710111817450SHDFND10017450GABELLI GLOBL UTIL & INCOMECOM SH BEN INT36242L10530215339SHDFND10015339GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A10911210475SHDFND10010475GENERAL ELECTRIC COCOM3696041033633151076SHDFND100151076GENERAL MLS INCCOM370334104163833924SHDFND10033924GILEAD SCIENCES INCCOM3755581032343711SHDFND1003711GLAXOSMITHKLINE PLCSPONSORED ADR37733W10559411723SHDFND10011723GLOBAL SHIP LEASE INC NEWSHS AY271831056312600SHDFND10012600GLOBAL X FDSGLBX SUPRINC ETF37950E33331621337SHDFND10021337GOOGLE INCCL A38259P508558636SHDFND100636GROUPON INCCOM CL A39947310729625403SHDFND10025403HALLIBURTON COCOM4062161013867956SHDFND1007956HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10830415866SHDFND10015866HANCOCK JOHN PFD INCOME FD ICOM41013X10633217276SHDFND10017276HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10521217756SHDFND10017756HARLEY DAVIDSON INCCOM4128221082684138SHDFND1004138HARTFORD FINL SVCS GROUP INCCOM4165151042197006SHDFND1007006HAWTHORN BANCSHARES INCCOM42047610314210454SHDFND10010454HEALTH CARE REIT INCCOM42217K106166726433SHDFND10026433HEALTHCARE TR AMER INCCL A42225P1051076100548SHDFND100100548HERSHEY COCOM4278661082983213SHDFND1003213HEWLETT PACKARD COCOM42823610321610459SHDFND10010459HOME DEPOT INCCOM4370761027569899SHDFND1009899HONEYWELL INTL INCCOM43851610691810995SHDFND10010995HOSPITALITY PPTYS TRCOM SH BEN INT44106M1022569050SHDFND1009050HSBC HLDGS PLCADR A 1/40PF A40428060484734321SHDFND10034321HUTCHINSON TECHNOLOGY INCCOM4484071064111500SHDFND10011500INTEL CORPCOM458140100227199003SHDFND10099003INTERNATIONAL BUSINESS MACHSCOM45920010110855781SHDFND1005781INVESCO MORTGAGE CAPITAL INCCOM46131B10092959794SHDFND10059794INVESTORS REAL ESTATE TRSH BEN INT4617301037910955615SHDFND100955615ISHARESMSCI BRZ CAP ETF4642864003507249SHDFND1007249ISHARESMSCI CDA ETF46428650955319479SHDFND10019479ISHARESEM MK MINVOL ETF4642865333676228SHDFND1006228ISHARESMSCI JAPAN ETF46428684838832226SHDFND10032226ISHARESNYSE COMPSIT ETF4642871432022284SHDFND1002284ISHARESSELECT DIVID ETF464287168393859200SHDFND10059200ISHARESTIPS BD ETF464287176546348764SHDFND10048764ISHARESCORE S&P500 ETF464287200388922886SHDFND10022886ISHARESCORE TOTUSBD ETF464287226219720433SHDFND10020433ISHARESMSCI EMG MKT ETF464287234138833873SHDFND10033873ISHARESIBOXX INV CP ETF464287242540447509SHDFND10047509ISHARESS&P 500 GRWT ETF464287309268429900SHDFND10029900ISHARESGLOBAL ENERG ETF4642873412085051SHDFND1005051ISHARESS&P 500 VAL ETF464287408216427498SHDFND10027498ISHARES7-10 Y TR BD ETF464287440709469598SHDFND10069598ISHARESMSCI EAFE ETF464287465237336936SHDFND10036936ISHARESRUS MID-CAP ETF464287499194713926SHDFND10013926ISHARESCORE S&P MCP ETF464287507126710239SHDFND10010239ISHARESRUS 1000 VAL ETF46428759892910727SHDFND10010727ISHARESS&P MC 400GR ETF4642876062111516SHDFND1001516ISHARESRUS 1000 GRW ETF464287614260433179SHDFND10033179ISHARESRUS 1000 ETF4642876225375673SHDFND1005673ISHARESRUS 2000 VAL ETF4642876305065543SHDFND1005543ISHARESRUSSELL 2000 ETF464287655518348631SHDFND10048631ISHARESRUS 3000 VAL ETF4642876636826004SHDFND1006004ISHARESU.S. UTILITS ETF464287697212222537SHDFND10022537ISHARESU.S. TELECOM ETF46428771364123561SHDFND10023561ISHARESU.S. TECH ETF464287721242330615SHDFND10030615ISHARESCORE S&P SCP ETF464287804131113229SHDFND10013229ISHARESSP SMCP600VL ETF4642878792582519SHDFND1002519ISHARESJP MOR EM MK ETF4642882812662496SHDFND1002496ISHARESNAT AMT FREE BD4642884142842719SHDFND1002719ISHARESINTL SEL DIV ETF464288448106829046SHDFND10029046ISHARESNORT AME RE ETF46428845552511098SHDFND10011098ISHARESIBOXX HI YD ETF464288513492253545SHDFND10053545ISHARESMRG RL ES CP ETF46428853915813125SHDFND10013125ISHARESRESID RL EST CAP4642885622905932SHDFND1005932ISHARESMBS ETF464288588171416160SHDFND10016160ISHARESCREDIT BD ETF464288620333331083SHDFND10031083ISHARES1-3 YR CR BD ETF464288646392837251SHDFND10037251ISHARESU.S. PFD STK ETF4642886876655175751SHDFND100175751ISHARESUS HLTHCR PR ETF4642888284154764SHDFND1004764ISHARESU.S. PHARMA ETF4642888364744490SHDFND1004490ISHARES GOLD TRUSTISHARES46428510554141430SHDFND10041430ISHARES INCCORE MSCI EMKT46434G10362512715SHDFND10012715ISHARES SILVER TRUSTISHARES46428Q10963930765SHDFND10030765ISHARES TRFLTG RATE BD ETF46429B6553837591SHDFND1007591ISHARES TRHIGH DIVIDND ETF46429B663126618964SHDFND10018964JOHNSON & JOHNSONCOM478160104580166886SHDFND10066886JOHNSON CTLS INCCOM47836610744710498SHDFND10010498JPMORGAN CHASE & COCOM46625H10068913271SHDFND10013271JPMORGAN CHASE & COALERIAN ML ETN46625H365237853385SHDFND10053385KELLOGG COCOM4878361082303901SHDFND1003901KIMBERLY CLARK CORPCOM494368103180419068SHDFND10019068KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106407951059SHDFND10051059KINDER MORGAN INC DELCOM49456B1012316434SHDFND1006434KODIAK OIL & GAS CORPCOM50015Q10051943250SHDFND10043250KRAFT FOODS GROUP INCCOM50076Q106128024097SHDFND10024097LIFEVANTAGE CORPCOM53222K1062912500SHDFND10012500LILLY ELI & COCOM532457108142528199SHDFND10028199LINN ENERGY LLCUNIT LTD LIAB5360201002499547SHDFND1009547LMP REAL ESTATE INCOME FD INCOM50208C10824223150SHDFND10023150LOCKHEED MARTIN CORPCOM539830109206216004SHDFND10016004MARKET VECTORS ETF TRMKTVEC SMUNETF57060U80321412207SHDFND10012207MARKET VECTORS ETF TRHG YLD MUN ETF57060U8782177406SHDFND1007406MARKET VECTORS ETF TRPFD SEC EXFINL57061R79179941651SHDFND10041651MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN5707591002263146SHDFND1003146MCDONALDS CORPCOM580135101202620824SHDFND10020824MCKESSON CORPCOM58155Q1032171679SHDFND1001679MDU RES GROUP INCCOM5526901093030108863SHDFND100108863MEDTRONIC INCCOM5850551064678820SHDFND1008820MERCK & CO INC NEWCOM58933Y105259854114SHDFND10054114MEREDITH CORPCOM589433101125026290SHDFND10026290MGM RESORTS INTERNATIONALCOM552953101116357547SHDFND10057547MICROSOFT CORPCOM59491810495428744SHDFND10028744MONDELEZ INTL INCCL A609207105245577107SHDFND10077107MONSANTO CO NEWCOM61166W1014334096SHDFND1004096MORGAN STANLEYCUSHNG MLP ETN61760E84643124374SHDFND10024374NATIONAL OILWELL VARCO INCCOM6370711013584586SHDFND1004586NATURAL RESOURCE PARTNERS LCOM UNIT L P63900P10320210668SHDFND10010668NCR CORP NEWCOM62886E10846211646SHDFND10011646NEUBERGER BERMAN CA INT MUNCOM64123C10121514850SHDFND10014850NEXTERA ENERGY INCCOM65339F1015837288SHDFND1007288NORFOLK SOUTHERN CORPCOM655844108124415949SHDFND10015949NORTHERN OIL & GAS INC NEVCOM66553110915210400SHDFND10010400NORTHERN TIER ENERGY LPCOM UN REPR PART66582610336818484SHDFND10018484NUCOR CORPCOM6703461053166421SHDFND1006421NUSTAR ENERGY LPUNIT COM67058H1023258096SHDFND1008096NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10266371000SHDFND10071000NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10054944852SHDFND10044852NUVEEN INVT QUALITY MUN FD ICOM67062E10317012295SHDFND10012295NUVEEN MUN VALUE FD INCCOM67092810024626754SHDFND10026754NUVEEN PREMIER MUN INCOME FDCOM67098810431624767SHDFND10024767NUVEEN QUALITY PFD INCOME FDCOM67072C1051069130901SHDFND100130901NUVEEN SELECT QUALITY MUN FDCOM67097310627421295SHDFND10021295OCCIDENTAL PETE CORP DELCOM6745991054735058SHDFND1005058OGE ENERGY CORPCOM6708371032577191SHDFND1007191OLD SECOND BANCORP INC ILLCOM6802771008514452SHDFND10014452ONEOK INC NEWCOM6826801032304277SHDFND1004277ONEOK PARTNERS LPUNIT LTD PARTN68268N1032043895SHDFND1003895ORACLE CORPCOM68389X1052718013SHDFND1008013OTTER TAIL CORPCOM68964810340414556SHDFND10014556PENGROWTH ENERGY CORPCOM70706P10417229104SHDFND10029104PEPSICO INCCOM713448108305738126SHDFND10038126PFIZER INCCOM717081103202770177SHDFND10070177PHILIP MORRIS INTL INCCOM718172109375843119SHDFND10043119PHILLIPS 66COM718546104117320018SHDFND10020018PIEDMONT OFFICE REALTY TR INCOM CL A720190206119367675SHDFND10067675PIMCO ETF TRTOTL RETN ETF72201R7757466985SHDFND1006985PIMCO ETF TRENHAN SHRT MAT72201R833101810039SHDFND10010039PIMCO STRATEGIC INCOME FD INCOM72200X10413012263SHDFND10012263PIONEER FLOATING RATE TRCOM72369J10218214520SHDFND10014520PITNEY BOWES INCCOM72447910022312262SHDFND10012262PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031053236042SHDFND1006042PLUG POWER INCCOM NEW72919P2021115000SHDFND10015000POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10582531714SHDFND10031714POWERSHARES ETF TRUSTFINL PFD PTFL73935X229140582208SHDFND10082208POWERSHARES ETF TRUSTFTSE RAFI 100073935X5832062713SHDFND1002713POWERSHARES ETF TRUSTINTL DIV ACHV73935X71693553645SHDFND10053645POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56546233784SHDFND10033784POWERSHARES QQQ TRUSTUNIT SER 173935A104216827417SHDFND10027417PPG INDS INCCOM6935061072321399SHDFND1001399PROCTER & GAMBLE COCOM742718109323241812SHDFND10041812PROSHARES TRPSHS SH MDCAP40074347R80042721241SHDFND10021241PROSHARES TRPSHS SHTRUSS200074347R82689448024SHDFND10048024PROSPECT CAPITAL CORPORATIONCOM74348T10277668469SHDFND10068469PULTE GROUP INCCOM74586710129617804SHDFND10017804QUALCOMM INCCOM7475251033615378SHDFND1005378RAYTHEON COCOM NEW7551115072513121SHDFND1003121REALTY INCOME CORPCOM75610910440610163SHDFND10010163RITE AID CORPCOM7677541047415541SHDFND10015541ROSS STORES INCCOM7782961034165705SHDFND1005705ROYAL BK SCOTLAND GROUP PLCADR PREF SER N78009777044221314SHDFND10021314ROYAL DUTCH SHELL PLCSPON ADR B7802591074336263SHDFND1006263ROYAL DUTCH SHELL PLCSPONS ADR A78025920677811735SHDFND10011735RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106112617184SHDFND10017184RYDEX ETF TRUSTGUG S&P500 PU GR78355W4035318331SHDFND1008331RYDEX ETF TRUSTGUG S&P MC400 PG78355W6012892606SHDFND1002606SCHLUMBERGER LTDCOM8068571086787658SHDFND1007658SCHWAB STRATEGIC TRUS SML CAP ETF80852460780116544SHDFND10016544SELECT SECTOR SPDR TRSBI MATERIALS81369Y10048411436SHDFND10011436SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209321163306SHDFND10063306SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308235658360SHDFND10058360SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407223636526SHDFND10036526SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506184522070SHDFND10022070SELECT SECTOR SPDR TRSBI INT-FINL81369Y6053221161080SHDFND100161080SELECT SECTOR SPDR TRSBI INT-INDS81369Y704268757569SHDFND10057569SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88679321295SHDFND10021295SEMPRA ENERGYCOM8168511093413942SHDFND1003942SMITH & WESSON HLDG CORPCOM83175610124121491SHDFND10021491SOUTHERN COCOM842587107102224909SHDFND10024909SPDR DOW JONES INDL AVRG ETFUT SER 178467X10915139946SHDFND1009946SPDR GOLD TRUSTGOLD SHS78463V107340926433SHDFND10026433SPDR INDEX SHS FDSASIA PACIF ETF78463X3012192853SHDFND1002853SPDR INDEX SHS FDSINTL HLTH ETF78463X6814029734SHDFND1009734SPDR S&P 500 ETF TRTR UNIT78462F103208512316SHDFND10012316SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1074712080SHDFND1002080SPDR SERIES TRUSTBRC HGH YLD BD78464A41755513956SHDFND10013956SPDR SERIES TRUSTNUVN BRCLY MUNI78464A45831613877SHDFND10013877SPDR SERIES TRUSTDB INT GVT ETF78464A490310752296SHDFND10052296SPDR SERIES TRUSTS&P DIVID ETF78464A7639975144325SHDFND100144325SPDR SERIES TRUSTS&P HOMEBUILD78464A88837712279SHDFND10012279SPECTRA ENERGY CORPCOM8475601092216520SHDFND1006520SPIRIT RLTY CAP INC NEWCOM84860W10219721042SHDFND10021042SPROTT PHYSICAL GOLD TRUSTUNIT85207H10427724967SHDFND10024967STARBUCKS CORPCOM85524410981010402SHDFND10010402STRYKER CORPCOM8636671012243281SHDFND1003281SUMMIT HOTEL PPTYSCOM866082100130031401032SHDFND1001401032SUPERVALU INCCOM86853610317320944SHDFND10020944SYSCO CORPCOM8718291072176843SHDFND1006843TARGET CORPCOM87612E1063856039SHDFND1006039TESORO CORPCOM8816091012645919SHDFND1005919TOTAL S ASPONSORED ADR89151E1093525967SHDFND1005967TRINA SOLAR LIMITEDSPON ADR89628E104113976975SHDFND10076975TWO HBRS INVT CORPCOM90187B10114815003SHDFND10015003ULTRA PETROLEUM CORPCOM90391410939819400SHDFND10019400UNION PAC CORPCOM9078181082401527SHDFND1001527UNITED PARCEL SERVICE INCCL B9113121064034424SHDFND1004424UNITED TECHNOLOGIES CORPCOM9130171093393116SHDFND1003116UNITEDHEALTH GROUP INCCOM91324P1022263148SHDFND1003148US BANCORP DELCOM NEW90297330479521790SHDFND10021790VALE S AADR91912E10525316190SHDFND10016190VANGUARD BD INDEX FD INCLONG TERM BOND921937793198023737SHDFND10023737VANGUARD BD INDEX FD INCINTERMED TERM921937819284734076SHDFND10034076VANGUARD BD INDEX FD INCSHORT TRM BOND921937827618476839SHDFND10076839VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835140317421SHDFND10017421VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407254951328SHDFND10051328VANGUARD INDEX FDSMCAP VL IDXVIP9229085124516173SHDFND1006173VANGUARD INDEX FDSMCAP GR IDXVIP9229085383914548SHDFND1004548VANGUARD INDEX FDSREIT ETF922908553463769526SHDFND10069526VANGUARD INDEX FDSSML CP GRW ETF9229085953222800SHDFND1002800VANGUARD INDEX FDSSM CP VAL ETF9229086114184644SHDFND1004644VANGUARD INDEX FDSMID CAP ETF922908629143713990SHDFND10013990VANGUARD INDEX FDSEXTEND MKT ETF9229086523654727SHDFND1004727VANGUARD INDEX FDSGROWTH ETF922908736839498689SHDFND10098689VANGUARD INDEX FDSVALUE ETF9229087449975142087SHDFND100142087VANGUARD INDEX FDSSMALL CP ETF922908751414040347SHDFND10040347VANGUARD INDEX FDSTOTAL STK MKT922908769719481801SHDFND10081801VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF9220427188528475SHDFND1008475VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427422594613SHDFND1004613VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277567013647SHDFND10013647VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858349586427SHDFND10086427VANGUARD INTL EQUITY INDEX FMEGA CAP GRO ETF9220428663675987SHDFND1005987VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287473213407SHDFND10013407VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4096007511SHDFND1007511VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C771312260551SHDFND10060551VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8705336392SHDFND1006392VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088447456106688SHDFND100106688VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438585934148992SHDFND100148992VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406104618130SHDFND10018130VANGUARD WORLD FDSCONSUM DIS ETF92204A1084794811SHDFND1004811VANGUARD WORLD FDSCONSUM STP ETF92204A207198018928SHDFND10018928VANGUARD WORLD FDSENERGY ETF92204A3063883221SHDFND1003221VANGUARD WORLD FDSFINANCIALS ETF92204A4052616370SHDFND1006370VANGUARD WORLD FDSINF TECH ETF92204A7022032500SHDFND1002500VANGUARD WORLD FDSUTILITIES ETF92204A8766828403SHDFND1008403VANTAGE DRILLING COMPANYORD SHSG932051137542976SHDFND10042976VERIZON COMMUNICATIONS INCCOM92343V1044768101523SHDFND100101523VISA INCCOM CL A92826C8396103157SHDFND1003157WALGREEN COCOM93142210971113052SHDFND10013052WAL-MART STORES INCCOM931142103262535484SHDFND10035484WASTE MGMT INC DELCOM94106L109216952641SHDFND10052641WELLS FARGO & CO NEWCOM949746101130231422SHDFND10031422WELLS FARGO ADV GLB DIV OPPCOM94987C10310714921SHDFND10014921WHITING PETE CORP NEWCOM9663871022183627SHDFND1003627WHOLE FOODS MKT INCCOM9668371063526022SHDFND1006022WILLIAMS PARTNERS L PCOM UNIT L P96950F1043156013SHDFND1006013WINDSTREAM HLDGS INCCOM97382A10122527935SHDFND10027935WISDOMTREE TREMERG MKTS ETF97717W31559111402SHDFND10011402WISDOMTREE TRDIV EX-FINL FD97717W40693314621SHDFND10014621WISDOMTREE TRMIDCAP DIVI FD97717W5053865503SHDFND1005503WISDOMTREE TRASIA PAC EXJP FD97717W8282063009SHDFND1003009WISDOMTREE TRJAPN HEDGE EQT97717W8512825817SHDFND1005817XCEL ENERGY INCCOM98389B100171561849SHDFND10061849XEROX CORPCOM98412110315114527SHDFND10014527XILINX INCCOM98391910150910905SHDFND10010905YUM BRANDS INCCOM98849810189612496SHDFND10012496