0001085146-14-000601.txt : 20140213 0001085146-14-000601.hdr.sgml : 20140213 20140213161046 ACCESSION NUMBER: 0001085146-14-000601 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14413 FILM NUMBER: 14606174 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351904 XXXXXXXX 12-31-2013 12-31-2013 INVESTMENT CENTERS OF AMERICA INC

212 N 4TH ST BISMARCK ND 58501

13F HOLDINGS REPORT 028-14413 N David Loasby (920) 996-2600 /s/ David Loasby Appleton WI 01-21-2014 1 248 210362 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101136911418SHDFND10011418ABBOTT LABSCOM00282410071721638SHDFND10021638ABBVIE INCCOM00287Y10977417588SHDFND10017588AFLAC INCCOM0010551022674280SHDFND1004280ALCOA INCCOM01381710128134352SHDFND10034352ALLIANCE RES PARTNER L PUT LTD PART01877R1085937901SHDFND1007901ALLIANCEBERNSTEIN INCOME FUNCOM01881E10114119945SHDFND10019945ALLIANT ENERGY CORPCOM01880210878115747SHDFND10015747ALPS ETF TRALERIAN MLP00162Q86692752687SHDFND10052687ALTRIA GROUP INCCOM02209S1033630104773SHDFND100104773AMERICAN ELEC PWR INCCOM02553710153812388SHDFND10012388AMERICAN RLTY CAP PPTYS INCCOM02917T10480364407SHDFND10064407AMGEN INCCOM0311621002141902SHDFND1001902ANI PHARMACEUTICALS INCCOM00182C10310511591SHDFND10011591ANNALY CAP MGMT INCCOM03571040956048091SHDFND10048091APPLE INCCOM03783310046889722SHDFND1009722APPLIED MATLS INCCOM03822210521312106SHDFND10012106ARMOUR RESIDENTIAL REIT INCCOM042315101544128710SHDFND100128710ASHFORD HOSPITALITY TR INCCOM SHS04410310926721500SHDFND10021500AT&T INCCOM00206R1024257125340SHDFND100125340AUTOMATIC DATA PROCESSING INCOM0530151034075577SHDFND1005577BAIDU INCSPON ADR REP A0567521086023922SHDFND1003922BANK OF AMERICA CORPORATIONCOM06050510462044537SHDFND10044537BERKSHIRE HATHAWAY INC DELCL B NEW084670702139012132SHDFND10012132BLACK HILLS CORPCOM0921131092254527SHDFND1004527BLACKROCK ENERGY & RES TRCOM09250U10168326063SHDFND10026063BLACKROCK ENHANCED EQT DIV TCOM09251A10412015872SHDFND10015872BLACKROCK FLOATING RATE INCOCOM09194110436225542SHDFND10025542BLACKROCK MUNIASSETS FD INCCOM09254J10213211000SHDFND10011000BOARDWALK PIPELINE PARTNERSUT LTD PARTNER096627104115337700SHDFND10037700BOEING COCOM0970231057466293SHDFND1006293BP PLCSPONSORED ADR055622104119827958SHDFND10027958BP PRUDHOE BAY RTY TRUNIT BEN INT0556301072763197SHDFND1003197BRISTOL MYERS SQUIBB COCOM11012210893720208SHDFND10020208CALAMOS CONV & HIGH INCOME FCOM SHS12811P10820016023SHDFND10016023CATERPILLAR INC DELCOM149123101168420121SHDFND10020121CENTRAL VALLEY CMNTY BANCORPCOM15568510014314506SHDFND10014506CENTURYLINK INCCOM15670010669421865SHDFND10021865CHEVRON CORP NEWCOM166764100181814825SHDFND10014825CISCO SYS INCCOM17275R10241117810SHDFND10017810CITIGROUP INCCOM NEW17296742459912265SHDFND10012265CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50641917716SHDFND10017716CLOROX CO DELCOM1890541092222706SHDFND1002706COCA COLA COCOM191216100188248718SHDFND10048718COLE REAL ESTATE INVTS INCCOM19329V1057070579220SHDFND100579220COLGATE PALMOLIVE COCOM1941621032253758SHDFND1003758COMCAST CORP NEWCL A20030N1012405358SHDFND1005358CONAGRA FOODS INCCOM20588710230510045SHDFND10010045CONOCOPHILLIPSCOM20825C104132818921SHDFND10018921CONSOLIDATED EDISON INCCOM20911510475913693SHDFND10013693CORNING INCCOM21935010521414560SHDFND10014560COSTCO WHSL CORP NEWCOM22160K1053222770SHDFND1002770CSX CORPCOM12640810334513352SHDFND10013352CUMMINS INCCOM2310211062902159SHDFND1002159DEERE & COCOM2441991056207556SHDFND1007556DELAWARE INV MN MUN INC FD ICOM24610V10372856416SHDFND10056416DISNEY WALT COCOM DISNEY2546871062824346SHDFND1004346DNP SELECT INCOME FDCOM23325P10411211548SHDFND10011548DOW CHEM COCOM2605431032195547SHDFND1005547DREYFUS MUN INCOME INCCOM26201R10227231276SHDFND10031276DREYFUS STRATEGIC MUNS INCCOM26193210710312998SHDFND10012998DU PONT E I DE NEMOURS & COCOM26353410959710096SHDFND10010096DUFF & PHELPS UTIL CORP BD TCOM26432K10819218452SHDFND10018452DUKE ENERGY CORP NEWCOM NEW26441C204192728892SHDFND10028892DWS MUN INCOME TRCOM23338M10613210700SHDFND10010700EATON CORP PLCSHSG291831035678131SHDFND1008131EATON VANCE LTD DUR INCOME FCOM27828H10516810821SHDFND10010821EBAY INCCOM2786421034007140SHDFND1007140ECOLAB INCCOM2788651002602654SHDFND1002654EDISON INTLCOM2810201073076719SHDFND1006719EMERSON ELEC COCOM2910111044967624SHDFND1007624ENBRIDGE ENERGY PARTNERS L PCOM29250R1062096913SHDFND1006913ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1003014628SHDFND1004628ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109184435502SHDFND10035502ENTERPRISE PRODS PARTNERS LCOM293792107134222093SHDFND10022093EXELON CORPCOM30161N10167922933SHDFND10022933EXXON MOBIL CORPCOM30231G102349140159SHDFND10040159FAB UNVL CORPCOM30277110016120717SHDFND10020717FACEBOOK INCCL A30303M1022184261SHDFND1004261FASTENAL COCOM311900104473594721SHDFND10094721FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310043420050SHDFND10020050FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10095646151SHDFND10046151FIRST TR MORNINGSTAR DIV LEASHS33691710958127747SHDFND10027747FIRST TR VALUE LINE DIVID INSHS33734H10692245927SHDFND10045927FLOWERS FOODS INCCOM34349810153124449SHDFND10024449FORD MTR CO DELCOM PAR $0.013453708605926347344SHDFND100347344FORTRESS INVESTMENT GROUP LLCL A34958B10656770295SHDFND10070295FREEPORT-MCMORAN COPPER & GOCOM35671D8573269802SHDFND1009802FRONTIER COMMUNICATIONS CORPCOM35906A1084510536SHDFND10010536GENERAL ELECTRIC COCOM369604103228795247SHDFND10095247GENERAL MLS INCCOM37033410488118283SHDFND10018283GILEAD SCIENCES INCCOM3755581032153408SHDFND1003408GLAXOSMITHKLINE PLCSPONSORED ADR37733W1052023993SHDFND1003993GOOGLE INCCL A38259P508485552SHDFND100552HALLIBURTON COCOM4062161012525195SHDFND1005195HANCOCK JOHN PFD INCOME FD ICOM41013X10623812425SHDFND10012425HAWTHORN BANCSHARES INCCOM42047610314210454SHDFND10010454HEALTH CARE REIT INCCOM42217K10667610706SHDFND10010706HEALTHCARE TR AMER INCCL A42225P10556152443SHDFND10052443HOME DEPOT INCCOM4370761023544675SHDFND1004675HONEYWELL INTL INCCOM43851610684110071SHDFND10010071HOSPITALITY PPTYS TRCOM SH BEN INT44106M1022458650SHDFND1008650HSBC HLDGS PLCADR A 1/40PF A40428060439015832SHDFND10015832INTEL CORPCOM458140100135458932SHDFND10058932INTERNATIONAL BUSINESS MACHSCOM4592001019164886SHDFND1004886INVESCO MORTGAGE CAPITAL INCCOM46131B10091558876SHDFND10058876INVESTORS REAL ESTATE TRSH BEN INT4617301033699446426SHDFND100446426ISHARES1-3 YR CR BD ETF4642886466346035SHDFND1006035ISHARESCORE S&P MCP ETF4642875073292654SHDFND1002654ISHARESCORE S&P SCP ETF4642878043143164SHDFND1003164ISHARESCORE S&P500 ETF46428720011566807SHDFND1006807ISHARESCORE TOTUSBD ETF4642872263493257SHDFND1003257ISHARESFLTG RATE BD ETF46429B6553757431SHDFND1007431ISHARESHIGH DIVIDND ETF46429B6633845727SHDFND1005727ISHARESIBOXX HI YD ETF464288513206922512SHDFND10022512ISHARESIBOXX INV CP ETF464287242167914768SHDFND10014768ISHARESINTL SEL DIV ETF46428844846712716SHDFND10012716ISHARESMSCI EAFE ETF46428746599815556SHDFND10015556ISHARESMSCI EMG MKT ETF46428723463015404SHDFND10015404ISHARESNAT AMT FREE BD4642884142752628SHDFND1002628ISHARESNORT AME RE ETF4642884554248959SHDFND1008959ISHARESRUS 1000 ETF4642876222212332SHDFND1002332ISHARESRUS 1000 GRW ETF4642876145567088SHDFND1007088ISHARESRUS 3000 VAL ETF4642876633372972SHDFND1002972ISHARESRUS MID-CAP ETF4642874996954955SHDFND1004955ISHARESRUSSELL 2000 ETF464287655188117633SHDFND10017633ISHARESS&P 500 GRWT ETF4642873098739719SHDFND1009719ISHARESS&P 500 VAL ETF4642874087329278SHDFND1009278ISHARESSELECT DIVID ETF464287168128919370SHDFND10019370ISHARESTIPS BD ETF464287176171715317SHDFND10015317ISHARESU.S. PFD STK ETF464288687303980303SHDFND10080303ISHARESU.S. PHARMA ETF4642888362121981SHDFND1001981ISHARESU.S. UTILITS ETF46428769799710619SHDFND10010619ISHARES GOLD TRUSTISHARES46428510518313916SHDFND10013916ISHARES SILVER TRUSTISHARES46428Q10928413720SHDFND10013720JOHNSON & JOHNSONCOM478160104349840317SHDFND10040317JOHNSON CTLS INCCOM4783661073999377SHDFND1009377JPMORGAN CHASE & COALERIAN ML ETN46625H365161236189SHDFND10036189JPMORGAN CHASE & COCOM46625H10054910526SHDFND10010526KIMBERLY CLARK CORPCOM494368103111711795SHDFND10011795KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106202125329SHDFND10025329KODIAK OIL & GAS CORPCOM50015Q10038832390SHDFND10032390KRAFT FOODS GROUP INCCOM50076Q10654110136SHDFND10010136LIFEVANTAGE CORPCOM53222K1062711500SHDFND10011500LILLY ELI & COCOM53245710885916947SHDFND10016947LOCKHEED MARTIN CORPCOM53983010910598243SHDFND1008243MARKET VECTORS ETF TRHG YLD MUN ETF57060U8782177406SHDFND1007406MARKET VECTORS ETF TRMKTVEC SMUNETF57060U80321412207SHDFND10012207MARKET VECTORS ETF TRPFD SEC EXFINL57061R79170236596SHDFND10036596MCDONALDS CORPCOM580135101141914580SHDFND10014580MDU RES GROUP INCCOM552690109195070055SHDFND10070055MEDTRONIC INCCOM5850551064017576SHDFND1007576MERCK & CO INC NEWCOM58933Y105154432138SHDFND10032138MEREDITH CORPCOM58943310158612341SHDFND10012341MGM RESORTS INTERNATIONALCOM55295310140820263SHDFND10020263MICROSOFT CORPCOM59491810468420486SHDFND10020486MONDELEZ INTL INCCL A60920710598230721SHDFND10030721MONSANTO CO NEWCOM61166W1013473284SHDFND1003284MORGAN STANLEYCUSHNG MLP ETN61760E84620711700SHDFND10011700NEUBERGER BERMAN CA INT MUNCOM64123C10121514850SHDFND10014850NEXTERA ENERGY INCCOM65339F1013574471SHDFND1004471NORFOLK SOUTHERN CORPCOM6558441086037721SHDFND1007721NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10246549902SHDFND10049902NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10041734053SHDFND10034053NUVEEN INVT QUALITY MUN FD ICOM67062E10317012295SHDFND10012295NUVEEN MUN VALUE FD INCCOM67092810024626754SHDFND10026754NUVEEN PREMIER MUN INCOME FDCOM67098810431624767SHDFND10024767NUVEEN QUALITY PFD INCOME FDCOM67072C10553365035SHDFND10065035NUVEEN SELECT QUALITY MUN FDCOM67097310626520609SHDFND10020609OCCIDENTAL PETE CORP DELCOM6745991053113358SHDFND1003358OGE ENERGY CORPCOM6708371032085791SHDFND1005791ORACLE CORPCOM68389X1052116239SHDFND1006239OTTER TAIL CORPCOM68964810329110493SHDFND10010493PENGROWTH ENERGY CORPCOM70706P1049916695SHDFND10016695PEPSICO INCCOM713448108188023454SHDFND10023454PFIZER INCCOM717081103139948474SHDFND10048474PHILIP MORRIS INTL INCCOM718172109172319816SHDFND10019816PHILLIPS 66COM71854610489515234SHDFND10015234PIEDMONT OFFICE REALTY TR INCOM CL A72019020678844721SHDFND10044721PIMCO ETF TRTOTL RETN ETF72201R7754033770SHDFND1003770POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10531812169SHDFND10012169POWERSHARES ETF TRUSTFINL PFD PTFL73935X22971441663SHDFND10041663POWERSHARES ETF TRUSTFTSE RAFI 100073935X5832062713SHDFND1002713POWERSHARES ETF TRUSTINTL DIV ACHV73935X71644425443SHDFND10025443POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56532523756SHDFND10023756POWERSHARES QQQ TRUSTUNIT SER 173935A1047609607SHDFND1009607PROCTER & GAMBLE COCOM742718109193225012SHDFND10025012PROSPECT CAPITAL CORPORATIONCOM74348T10252746443SHDFND10046443REALTY INCOME CORPCOM7561091042105221SHDFND1005221ROYAL BK SCOTLAND GROUP PLCADR PREF SER N78009777021810476SHDFND10010476ROYAL DUTCH SHELL PLCSPON ADR B7802591072473558SHDFND1003558ROYAL DUTCH SHELL PLCSPONS ADR A7802592063755653SHDFND1005653SCHLUMBERGER LTDCOM8068571083624068SHDFND1004068SCHWAB STRATEGIC TRUS SML CAP ETF8085246074028313SHDFND1008313SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073856325SHDFND1006325SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3082867081SHDFND1007081SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2094579020SHDFND1009020SELECT SECTOR SPDR TRSBI INT-FINL81369Y60541220594SHDFND10020594SELECT SECTOR SPDR TRSBI INT-INDS81369Y70484618091SHDFND10018091SEMPRA ENERGYCOM8168511093073548SHDFND1003548SOUTHERN COCOM84258710778719142SHDFND10019142SPDR DOW JONES INDL AVRG ETFUT SER 178467X1099266092SHDFND1006092SPDR GOLD TRUSTGOLD SHS78463V107183914299SHDFND10014299SPDR S&P 500 ETF TRTR UNIT78462F10310216039SHDFND1006039SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1074251875SHDFND1001875SPDR SERIES TRUSTBRC HGH YLD BD78464A4173478724SHDFND1008724SPDR SERIES TRUSTDB INT GVT ETF78464A4902744605SHDFND1004605SPDR SERIES TRUSTNUVN BRCLY MUNI78464A45831613877SHDFND10013877SPDR SERIES TRUSTS&P DIVID ETF78464A763418260460SHDFND10060460STARBUCKS CORPCOM8552441092983841SHDFND1003841SUMMIT HOTEL PPTYSCOM866082100122081315440SHDFND1001315440SUPERVALU INCCOM86853610314117061SHDFND10017061TARGET CORPCOM87612E1062553985SHDFND1003985TRINA SOLAR LIMITEDSPON ADR89628E10439726851SHDFND10026851ULTRA PETROLEUM CORPCOM90391410922510930SHDFND10010930UNITED TECHNOLOGIES CORPCOM9130171093042784SHDFND1002784US BANCORP DELCOM NEW90297330464417648SHDFND10017648VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378352583216SHDFND1003216VANGUARD INDEX FDSEXTEND MKT ETF9229086523284240SHDFND1004240VANGUARD INDEX FDSGROWTH ETF92290873690010574SHDFND10010574VANGUARD INDEX FDSMCAP GR IDXVIP9229085383053561SHDFND1003561VANGUARD INDEX FDSMCAP VL IDXVIP9229085123084202SHDFND1004202VANGUARD INDEX FDSMID CAP ETF9229086297016812SHDFND1006812VANGUARD INDEX FDSREIT ETF922908553191428736SHDFND10028736VANGUARD INDEX FDSSMALL CP ETF9229087516186018SHDFND1006018VANGUARD INDEX FDSSML CP GRW ETF9229085952382074SHDFND1002074VANGUARD INDEX FDSTOTAL STK MKT9229087696647555SHDFND1007555VANGUARD INDEX FDSVALUE ETF92290874496513717SHDFND10013717VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427754579320SHDFND1009320VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285883620762SHDFND10020762VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844294742088SHDFND10042088VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582055153SHDFND1005153VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640682914359SHDFND10014359VANGUARD WORLD FDSCONSUM DIS ETF92204A1082282283SHDFND1002283VANGUARD WORLD FDSCONSUM STP ETF92204A2075475228SHDFND1005228VANTAGE DRILLING COMPANYORD SHSG932051137140476SHDFND10040476VERIZON COMMUNICATIONS INCCOM92343V104290661761SHDFND10061761VISA INCCOM CL A92826C8392751424SHDFND1001424VODAFONE GROUP PLC NEWSPONS ADR NEW92857W2092807979SHDFND1007979WALGREEN COCOM93142210957210502SHDFND10010502WAL-MART STORES INCCOM931142103201027049SHDFND10027049WASTE MGMT INC DELCOM94106L109117928584SHDFND10028584WELLS FARGO & CO NEWCOM94974610194222634SHDFND10022634WINDSTREAM HLDGS INCCOM97382A10112916017SHDFND10016017WISDOMTREE TRDIV EX-FINL FD97717W40668310691SHDFND10010691WISDOMTREE TREMERG MKTS ETF97717W31553010193SHDFND10010193XCEL ENERGY INCCOM98389B100125545349SHDFND10045349YUM BRANDS INCCOM9884981013424762SHDFND1004762