0001085146-13-000193.txt : 20130205 0001085146-13-000193.hdr.sgml : 20130205 20130205154653 ACCESSION NUMBER: 0001085146-13-000193 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 EFFECTIVENESS DATE: 20130205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14413 FILM NUMBER: 13573841 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 13F-HR 1 nph_ica4q2012.txt INVESTMENT CENTERS OF AMERICA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Investment Centers of America Address: 5555 Grande Market Drive Appleton, WI 54913 13F File Number: 028-14413 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Loasby Title: Chief Compliance Officer Phone: (920) 996-2600 Signature, Place, and Date of Signing: /s/ David Loasby Appleton, WI February 01, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 238 Form 13F Information Table Value Total: $279,627 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-03582 Prudential Plc FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 490 5275 SH DEFINED 01 0 0 5275 ABBOTT LABS COM 002824100 1629 24615 SH DEFINED 01 0 0 24615 ALCATEL-LUCENT SPONSORED ADR 013904305 15 10947 SH DEFINED 01 0 0 10947 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 187 23087 SH DEFINED 01 0 0 23087 ALLIANT ENERGY CORP COM 018802108 509 11549 SH DEFINED 01 0 0 11549 ALPS ETF TR ALERIAN MLP 00162Q866 968 60640 SH DEFINED 01 0 0 60640 ALTRIA GROUP INC COM 02209S103 4417 140702 SH DEFINED 01 0 0 140702 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1053 36602 SH DEFINED 01 0 0 36602 AMERICAN ELEC PWR INC COM 025537101 445 10283 SH DEFINED 01 0 0 10283 AMERICAN RLTY CAP TR INC COM 02917L101 299 26091 SH DEFINED 01 0 0 26091 ANNALY CAP MGMT INC COM 035710409 527 37657 SH DEFINED 01 0 0 37657 APPLE INC COM 037833100 7277 13654 SH DEFINED 01 0 0 13654 APPLIED MATLS INC COM 038222105 149 13117 SH DEFINED 01 0 0 13117 ARLINGTON ASSET INVT CORP CL A NEW 041356205 1065 51252 SH DEFINED 01 0 0 51252 ASHFORD HOSPITALITY TR INC COM SHS 044103109 279 26500 SH DEFINED 01 0 0 26500 AT&T INC COM 00206R102 3271 97160 SH DEFINED 01 0 0 97160 AUTOMATIC DATA PROCESSING IN COM 053015103 229 4017 SH DEFINED 01 0 0 4017 BAIDU INC SPON ADR REP A 056752108 418 4128 SH DEFINED 01 0 0 4128 BANK OF AMERICA CORPORATION COM 060505104 328 27917 SH DEFINED 01 0 0 27917 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 213 5207 SH DEFINED 01 0 0 5207 BARCLAYS BK PLC 10 YR TREAS BEAR 06740L451 2777 103843 SH DEFINED 01 0 0 103843 BB&T CORP COM 054937107 504 17300 SH DEFINED 01 0 0 17300 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 993 11117 SH DEFINED 01 0 0 11117 BLACKROCK ENERGY & RES TR COM 09250U101 1912 81236 SH DEFINED 01 0 0 81236 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 214 8619 SH DEFINED 01 0 0 8619 BOEING CO COM 097023105 553 7327 SH DEFINED 01 0 0 7327 BP PLC SPONSORED ADR 055622104 1013 24463 SH DEFINED 01 0 0 24463 BRISTOL MYERS SQUIBB CO COM 110122108 480 14706 SH DEFINED 01 0 0 14706 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 599 49425 SH DEFINED 01 0 0 49425 CATERPILLAR INC DEL COM 149123101 1734 19329 SH DEFINED 01 0 0 19329 CENTURYLINK INC COM 156700106 726 18526 SH DEFINED 01 0 0 18526 CHEVRON CORP NEW COM 166764100 1170 10827 SH DEFINED 01 0 0 10827 CHIMERA INVT CORP COM 16934Q109 182 69800 SH DEFINED 01 0 0 69800 CISCO SYS INC COM 17275R102 304 15492 SH DEFINED 01 0 0 15492 CITIGROUP INC COM NEW 172967424 330 8296 SH DEFINED 01 0 0 8296 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 857 35565 SH DEFINED 01 0 0 35565 CLOROX CO DEL COM 189054109 275 3743 SH DEFINED 01 0 0 3743 COCA COLA CO COM 191216100 1438 39689 SH DEFINED 01 0 0 39689 CONAGRA FOODS INC COM 205887102 993 33582 SH DEFINED 01 0 0 33582 CONOCOPHILLIPS COM 20825C104 1200 20595 SH DEFINED 01 0 0 20595 CONSOLIDATED EDISON INC COM 209115104 651 11549 SH DEFINED 01 0 0 11549 CUMMINS INC COM 231021106 358 3298 SH DEFINED 01 0 0 3298 DEERE & CO COM 244199105 801 9260 SH DEFINED 01 0 0 9260 DNP SELECT INCOME FD COM 23325P104 134 14036 SH DEFINED 01 0 0 14036 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 60 14400 SH DEFINED 01 0 0 14400 DREYFUS MUN INCOME INC COM 26201R102 282 27033 SH DEFINED 01 0 0 27033 DU PONT E I DE NEMOURS & CO COM 263534109 349 7813 SH DEFINED 01 0 0 7813 DUKE ENERGY CORP NEW COM NEW 26441C204 1749 27438 SH DEFINED 01 0 0 27438 DWS MUN INCOME TR COM 23338M106 166 11555 SH DEFINED 01 0 0 11555 EATON CORP PLC SHS G29183103 551 10146 SH DEFINED 01 0 0 10146 EATON VANCE LTD DUR INCOME F COM 27828H105 421 25274 SH DEFINED 01 0 0 25274 EBAY INC COM 278642103 455 8878 SH DEFINED 01 0 0 8878 EMERSON ELEC CO COM 291011104 390 7382 SH DEFINED 01 0 0 7382 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 2193 51088 SH DEFINED 01 0 0 51088 ENTERPRISE PRODS PARTNERS L COM 293792107 1182 23416 SH DEFINED 01 0 0 23416 EXELON CORP COM 30161N101 1125 37885 SH DEFINED 01 0 0 37885 EXXON MOBIL CORP COM 30231G102 2461 28382 SH DEFINED 01 0 0 28382 FASTENAL CO COM 311900104 3723 79801 SH DEFINED 01 0 0 79801 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 400 23750 SH DEFINED 01 0 0 23750 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 545 27037 SH DEFINED 01 0 0 27037 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 639 34791 SH DEFINED 01 0 0 34791 FIRST TR VALUE LINE DIVID IN SHS 33734H106 722 41842 SH DEFINED 01 0 0 41842 FLOWERS FOODS INC COM 343498101 428 18400 SH DEFINED 01 0 0 18400 FORD MTR CO DEL COM PAR $0.01 345370860 3833 295878 SH DEFINED 01 0 0 295878 FORTRESS INVESTMENT GROUP LL CL A 34958B106 235 53469 SH DEFINED 01 0 0 53469 FREEPORT-MCMORAN COPPER & GO COM 35671D857 250 7265 SH DEFINED 01 0 0 7265 FRONTIER COMMUNICATIONS CORP COM 35906A108 47 11241 SH DEFINED 01 0 0 11241 GENERAL ELECTRIC CO COM 369604103 1861 89198 SH DEFINED 01 0 0 89198 GENERAL MLS INC COM 370334104 493 12180 SH DEFINED 01 0 0 12180 GOOGLE INC CL A 38259P508 351 494 SH DEFINED 01 0 0 494 HALLIBURTON CO COM 406216101 242 7057 SH DEFINED 01 0 0 7057 HANCOCK JOHN PFD INCOME FD I COM 41013X106 277 12750 SH DEFINED 01 0 0 12750 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 549 40569 SH DEFINED 01 0 0 40569 HEALTH CARE REIT INC COM 42217K106 278 4558 SH DEFINED 01 0 0 4558 HEALTHCARE TR AMER INC CL A 42225P105 538 54266 SH DEFINED 01 0 0 54266 HEINZ H J CO COM 423074103 1039 17978 SH DEFINED 01 0 0 17978 HOME DEPOT INC COM 437076102 229 3747 SH DEFINED 01 0 0 3747 HONEYWELL INTL INC COM 438516106 558 8800 SH DEFINED 01 0 0 8800 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 387 16550 SH DEFINED 01 0 0 16550 HSBC HLDGS PLC ADR A 1/40PF A 404280604 565 22585 SH DEFINED 01 0 0 22585 HUNTINGTON BANCSHARES INC COM 446150104 307 48000 SH DEFINED 01 0 0 48000 INTEL CORP COM 458140100 1490 72398 SH DEFINED 01 0 0 72398 INTERNATIONAL BUSINESS MACHS COM 459200101 986 5145 SH DEFINED 01 0 0 5145 INVESCO MORTGAGE CAPITAL INC COM 46131B100 2197 111541 SH DEFINED 01 0 0 111541 INVESCO MUN OPPORTUNITY TR COM 46132C107 167 11549 SH DEFINED 01 0 0 11549 INVESTORS REAL ESTATE TR SH BEN INT 461730103 5215 596620 SH DEFINED 01 0 0 596620 ISHARES GOLD TRUST ISHARES 464285105 179 10993 SH DEFINED 01 0 0 10993 ISHARES INC MSCI CDA INDEX 464286509 381 13343 SH DEFINED 01 0 0 13343 ISHARES INC MSCI CHILE INVES 464286640 785 12418 SH DEFINED 01 0 0 12418 ISHARES INC MSCI BRIC INDX 464286657 242 5968 SH DEFINED 01 0 0 5968 ISHARES SILVER TRUST ISHARES 46428Q109 383 13070 SH DEFINED 01 0 0 13070 ISHARES TR DJ SEL DIV INX 464287168 1728 30186 SH DEFINED 01 0 0 30186 ISHARES TR BARCLYS TIPS BD 464287176 5822 48090 SH DEFINED 01 0 0 48090 ISHARES TR CORE S&P500 ETF 464287200 2197 15364 SH DEFINED 01 0 0 15364 ISHARES TR CORE TOTUSBD ETF 464287226 9202 82895 SH DEFINED 01 0 0 82895 ISHARES TR MSCI EMERG MKT 464287234 570 12824 SH DEFINED 01 0 0 12824 ISHARES TR IBOXX INV CPBD 464287242 6062 50124 SH DEFINED 01 0 0 50124 ISHARES TR S&P500 GRW 464287309 2562 33791 SH DEFINED 01 0 0 33791 ISHARES TR S&P 500 VALUE 464287408 1270 19147 SH DEFINED 01 0 0 19147 ISHARES TR MSCI EAFE INDEX 464287465 1112 19651 SH DEFINED 01 0 0 19651 ISHARES TR RUSSELL MIDCAP 464287499 1511 13323 SH DEFINED 01 0 0 13323 ISHARES TR CORE S&P MCP ETF 464287507 687 6750 SH DEFINED 01 0 0 6750 ISHARES TR RUSSELL1000GRW 464287614 1223 18670 SH DEFINED 01 0 0 18670 ISHARES TR RUSSELL 1000 464287622 212 2670 SH DEFINED 01 0 0 2670 ISHARES TR RUSSELL 2000 464287655 1994 23576 SH DEFINED 01 0 0 23576 ISHARES TR DJ US UTILS 464287697 877 10190 SH DEFINED 01 0 0 10190 ISHARES TR DJ US TECH SEC 464287721 2777 39041 SH DEFINED 01 0 0 39041 ISHARES TR CORE S&P SCP ETF 464287804 650 8237 SH DEFINED 01 0 0 8237 ISHARES TR S&P EURO PLUS 464287861 318 8059 SH DEFINED 01 0 0 8059 ISHARES TR JPMORGAN USD 464288281 358 2966 SH DEFINED 01 0 0 2966 ISHARES TR EPRA/NAR NA IN 464288455 466 9870 SH DEFINED 01 0 0 9870 ISHARES TR HIGH YLD CORP 464288513 3233 34621 SH DEFINED 01 0 0 34621 ISHARES TR RESIDENT PLS CAP 464288562 227 4612 SH DEFINED 01 0 0 4612 ISHARES TR BARCLYS MBS BD 464288588 2886 26824 SH DEFINED 01 0 0 26824 ISHARES TR BARCLYS CR BD 464288620 4331 38323 SH DEFINED 01 0 0 38323 ISHARES TR BARCLYS 1-3YR CR 464288646 780 7432 SH DEFINED 01 0 0 7432 ISHARES TR US PFD STK IDX 464288687 3075 77568 SH DEFINED 01 0 0 77568 ISHARES TR HGH DIV EQT FD 46429B663 432 7405 SH DEFINED 01 0 0 7405 JOHNSON & JOHNSON COM 478160104 2542 36279 SH DEFINED 01 0 0 36279 JPMORGAN CHASE & CO COM 46625H100 357 8122 SH DEFINED 01 0 0 8122 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 247 6425 SH DEFINED 01 0 0 6425 KIMBERLY CLARK CORP COM 494368103 874 10385 SH DEFINED 01 0 0 10385 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1338 16739 SH DEFINED 01 0 0 16739 KODIAK OIL & GAS CORP COM 50015Q100 133 14816 SH DEFINED 01 0 0 14816 KRAFT FOODS GROUP INC COM 50076Q106 571 12297 SH DEFINED 01 0 0 12297 LENNAR CORP CL A 526057104 237 6072 SH DEFINED 01 0 0 6072 LILLY ELI & CO COM 532457108 657 13255 SH DEFINED 01 0 0 13255 LINN ENERGY LLC UNIT LTD LIAB 536020100 714 20270 SH DEFINED 01 0 0 20270 LINNCO LLC COMSHS LTD INT 535782106 207 5750 SH DEFINED 01 0 0 5750 LMP REAL ESTATE INCOME FD IN COM 50208C108 544 49603 SH DEFINED 01 0 0 49603 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 244 5239 SH DEFINED 01 0 0 5239 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 725 15054 SH DEFINED 01 0 0 15054 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 209 3928 SH DEFINED 01 0 0 3928 MARKET VECTORS ETF TR PFD SEC EXFINL 57061R791 427 20866 SH DEFINED 01 0 0 20866 MCDONALDS CORP COM 580135101 1484 16830 SH DEFINED 01 0 0 16830 MDU RES GROUP INC COM 552690109 1132 53433 SH DEFINED 01 0 0 53433 MEDTRONIC INC COM 585055106 278 6786 SH DEFINED 01 0 0 6786 MERCK & CO INC NEW COM 58933Y105 1219 29849 SH DEFINED 01 0 0 29849 MEREDITH CORP COM 589433101 769 22253 SH DEFINED 01 0 0 22253 MFA FINANCIAL INC COM 55272X102 1033 127419 SH DEFINED 01 0 0 127419 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 76 10474 SH DEFINED 01 0 0 10474 MICROSOFT CORP COM 594918104 683 25657 SH DEFINED 01 0 0 25657 MONDELEZ INTL INC CL A 609207105 908 35260 SH DEFINED 01 0 0 35260 MONSANTO CO NEW COM 61166W101 345 3652 SH DEFINED 01 0 0 3652 NEUBERGER BERMAN CA INT MUN COM 64123C101 230 14850 SH DEFINED 01 0 0 14850 NEXTERA ENERGY INC COM 65339F101 324 4698 SH DEFINED 01 0 0 4698 NORFOLK SOUTHERN CORP COM 655844108 746 12042 SH DEFINED 01 0 0 12042 NUVEEN MUN VALUE FD INC COM 670928100 209 20471 SH DEFINED 01 0 0 20471 NUVEEN PREMIER MUN INCOME FD COM 670988104 180 12276 SH DEFINED 01 0 0 12276 NUVEEN QUALITY PFD INCOME FD COM 67072C105 893 94924 SH DEFINED 01 0 0 94924 ORACLE CORP COM 68389X105 235 7041 SH DEFINED 01 0 0 7041 PENGROWTH ENERGY CORP COM 70706P104 101 20243 SH DEFINED 01 0 0 20243 PEPSICO INC COM 713448108 1830 26674 SH DEFINED 01 0 0 26674 PFIZER INC COM 717081103 622 24636 SH DEFINED 01 0 0 24636 PHILIP MORRIS INTL INC COM 718172109 2547 30498 SH DEFINED 01 0 0 30498 PHILLIPS 66 COM 718546104 746 14044 SH DEFINED 01 0 0 14044 PIMCO CORPORATE & INCOME OPP COM 72201B101 230 11905 SH DEFINED 01 0 0 11905 PIMCO ETF TR TOTL RETN ETF 72201R775 324 2950 SH DEFINED 01 0 0 2950 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 345 12348 SH DEFINED 01 0 0 12348 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 635 34613 SH DEFINED 01 0 0 34613 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 335 17968 SH DEFINED 01 0 0 17968 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 425 29007 SH DEFINED 01 0 0 29007 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1616 24866 SH DEFINED 01 0 0 24866 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 334 5804 SH DEFINED 01 0 0 5804 PROCTER & GAMBLE CO COM 742718109 1353 19943 SH DEFINED 01 0 0 19943 PROSHARES TR PSHS SH MDCAP400 74347R800 633 25011 SH DEFINED 01 0 0 25011 PROSHARES TR PSHS SHTRUSS2000 74347R826 1251 51819 SH DEFINED 01 0 0 51819 PROSPECT CAPITAL CORPORATION COM 74348T102 1150 105785 SH DEFINED 01 0 0 105785 PULTE GROUP INC COM 745867101 317 17481 SH DEFINED 01 0 0 17481 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 205 2907 SH DEFINED 01 0 0 2907 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 569 8180 SH DEFINED 01 0 0 8180 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 623 11611 SH DEFINED 01 0 0 11611 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 231 2529 SH DEFINED 01 0 0 2529 SCHLUMBERGER LTD COM 806857108 417 6029 SH DEFINED 01 0 0 6029 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 566 14903 SH DEFINED 01 0 0 14903 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1915 48374 SH DEFINED 01 0 0 48374 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1830 52823 SH DEFINED 01 0 0 52823 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1902 40376 SH DEFINED 01 0 0 40376 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2652 37037 SH DEFINED 01 0 0 37037 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1926 118608 SH DEFINED 01 0 0 118608 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1769 46500 SH DEFINED 01 0 0 46500 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 638 18349 SH DEFINED 01 0 0 18349 SIRIUS XM RADIO INC COM 82967N108 155 52875 SH DEFINED 01 0 0 52875 SOUTHERN CO COM 842587107 523 12182 SH DEFINED 01 0 0 12182 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 206 1579 SH DEFINED 01 0 0 1579 SPDR GOLD TRUST GOLD SHS 78463V107 1952 12091 SH DEFINED 01 0 0 12091 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 265 3457 SH DEFINED 01 0 0 3457 SPDR S&P 500 ETF TR TR UNIT 78462F103 699 4906 SH DEFINED 01 0 0 4906 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 214 1148 SH DEFINED 01 0 0 1148 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 211 8614 SH DEFINED 01 0 0 8614 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 506 7215 SH DEFINED 01 0 0 7215 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 4764 103891 SH DEFINED 01 0 0 103891 SPDR SERIES TRUST S&P DIVID ETF 78464A763 4346 74809 SH DEFINED 01 0 0 74809 SUMMIT HOTEL PPTYS COM 866082100 10522 1106732 SH DEFINED 01 0 0 1106732 SYSCO CORP COM 871829107 208 6611 SH DEFINED 01 0 0 6611 TARGET CORP COM 87612E106 217 3683 SH DEFINED 01 0 0 3683 TECO ENERGY INC COM 872375100 173 10360 SH DEFINED 01 0 0 10360 TELEFONICA S A SPONSORED ADR 879382208 709 52613 SH DEFINED 01 0 0 52613 TESORO CORP COM 881609101 260 5919 SH DEFINED 01 0 0 5919 TOTAL S A SPONSORED ADR 89151E109 201 3860 SH DEFINED 01 0 0 3860 VALE S A ADR 91912E105 502 24162 SH DEFINED 01 0 0 24162 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 2016 21423 SH DEFINED 01 0 0 21423 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2402 27272 SH DEFINED 01 0 0 27272 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 11654 143720 SH DEFINED 01 0 0 143720 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1126 13421 SH DEFINED 01 0 0 13421 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 222 3795 SH DEFINED 01 0 0 3795 VANGUARD INDEX FDS REIT ETF 922908553 1975 30044 SH DEFINED 01 0 0 30044 VANGUARD INDEX FDS SM CP VAL ETF 922908611 245 3379 SH DEFINED 01 0 0 3379 VANGUARD INDEX FDS MID CAP ETF 922908629 490 5938 SH DEFINED 01 0 0 5938 VANGUARD INDEX FDS GROWTH ETF 922908736 6340 89071 SH DEFINED 01 0 0 89071 VANGUARD INDEX FDS VALUE ETF 922908744 6349 107899 SH DEFINED 01 0 0 107899 VANGUARD INDEX FDS SMALL CP ETF 922908751 2223 27516 SH DEFINED 01 0 0 27516 VANGUARD INDEX FDS TOTAL STK MKT 922908769 290 3959 SH DEFINED 01 0 0 3959 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 424 4583 SH DEFINED 01 0 0 4583 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 328 7210 SH DEFINED 01 0 0 7210 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2681 60224 SH DEFINED 01 0 0 60224 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 502 9355 SH DEFINED 01 0 0 9355 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 371 4629 SH DEFINED 01 0 0 4629 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3307 63368 SH DEFINED 01 0 0 63368 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 438 4983 SH DEFINED 01 0 0 4983 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2626 44042 SH DEFINED 01 0 0 44042 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 3973 112771 SH DEFINED 01 0 0 112771 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 956 19387 SH DEFINED 01 0 0 19387 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 319 4158 SH DEFINED 01 0 0 4158 VERIZON COMMUNICATIONS INC COM 92343V104 2279 52609 SH DEFINED 01 0 0 52609 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 251 9980 SH DEFINED 01 0 0 9980 WALGREEN CO COM 931422109 380 10258 SH DEFINED 01 0 0 10258 WAL-MART STORES INC COM 931142103 1330 19483 SH DEFINED 01 0 0 19483 WASTE MGMT INC DEL COM 94106L109 1079 32004 SH DEFINED 01 0 0 32004 WELLS FARGO & CO NEW COM 949746101 320 9330 SH DEFINED 01 0 0 9330 WELLS FARGO ADV GLB DIV OPP COM 94987C103 103 13371 SH DEFINED 01 0 0 13371 WINDSTREAM CORP COM 97381W104 132 16149 SH DEFINED 01 0 0 16149 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 338 5930 SH DEFINED 01 0 0 5930 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 335 6030 SH DEFINED 01 0 0 6030 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 300 5191 SH DEFINED 01 0 0 5191 WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 610 8810 SH DEFINED 01 0 0 8810 XCEL ENERGY INC COM 98389B100 587 22081 SH DEFINED 01 0 0 22081 YUM BRANDS INC COM 988498101 453 6727 SH DEFINED 01 0 0 6727