0001085146-12-000733.txt : 20120515
0001085146-12-000733.hdr.sgml : 20120515
20120514205248
ACCESSION NUMBER: 0001085146-12-000733
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120514
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC
CENTRAL INDEX KEY: 0001351904
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14413
FILM NUMBER: 12840693
BUSINESS ADDRESS:
STREET 1: 212 N 4TH ST
CITY: BISMARCK
STATE: ND
ZIP: 58501
BUSINESS PHONE: 701-250-3201
MAIL ADDRESS:
STREET 1: 212 N 4TH ST
CITY: BISMARCK
STATE: ND
ZIP: 58501
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND
DATE OF NAME CHANGE: 20060201
13F-HR
1
nph_ica1q2012.txt
INVESTMENT CENTERS OF AMERICA
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Investment Centers of America
Address: 5555 Grande Market Drive
Appleton, WI 54913
13F File Number: 028-14413
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David Loasby
Title: Chief Compliance Officer
Phone: (920) 996-2600
Signature, Place, and Date of Signing:
/s/ David Loasby Appleton, WI May 09, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 212
Form 13F Information Table Value Total: $197,385 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 1073 12041 SH SOLE 0 0 12041
ABBOTT LABS COM 002824100 785 12886 SH SOLE 0 0 12886
ABERDEEN ASIA PACIFIC INCOM COM 003009107 101 13754 SH SOLE 0 0 13754
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 199 24333 SH SOLE 0 0 24333
ALLIANT ENERGY CORP COM 018802108 305 7039 SH SOLE 0 0 7039
ALTRIA GROUP INC COM 02209S103 1985 64128 SH SOLE 0 0 64128
AMERICAN ELEC PWR INC COM 025537101 352 8988 SH SOLE 0 0 8988
AMERICAN RLTY CAP TR INC COM 02917L101 1095 107146 SH SOLE 0 0 107146
ANALYSTS INTL CORP COM NEW 032681207 239 44090 SH SOLE 0 0 44090
ANNALY CAP MGMT INC COM 035710409 2330 147221 SH SOLE 0 0 147221
APPLE INC COM 037833100 4154 6924 SH SOLE 0 0 6924
APPLIED MATLS INC COM 038222105 141 11444 SH SOLE 0 0 11444
ARCH COAL INC COM 039380100 122 11500 SH SOLE 0 0 11500
ARLINGTON ASSET INVT CORP CL A NEW 041356205 488 22238 SH SOLE 0 0 22238
ASHFORD HOSPITALITY TR INC COM SHS 044103109 441 49000 SH SOLE 0 0 49000
AT&T INC COM 00206R102 1957 62834 SH SOLE 0 0 62834
BANK OF AMERICA CORPORATION COM 060505104 232 23825 SH SOLE 0 0 23825
BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 449 10654 SH SOLE 0 0 10654
BARCLAYS BK PLC 10 YR TREAS BEAR 06740L451 1603 47314 SH SOLE 0 0 47314
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1091 13528 SH SOLE 0 0 13528
BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 17 25000 SH SOLE 0 0 25000
BLACKROCK CREDIT ALL IN TR I COM SHS 09249V103 124 11128 SH SOLE 0 0 11128
BLACKROCK ENERGY & RES TR COM 09250U101 1842 70098 SH SOLE 0 0 70098
BLACKROCK ENHANCED EQT DIV T COM 09251A104 407 54031 SH SOLE 0 0 54031
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 218 8200 SH SOLE 0 0 8200
BOEING CO COM 097023105 312 4174 SH SOLE 0 0 4174
BP PLC SPONSORED ADR 055622104 464 10240 SH SOLE 0 0 10240
BRISTOL MYERS SQUIBB CO COM 110122108 222 6658 SH SOLE 0 0 6658
CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 508 39516 SH SOLE 0 0 39516
CATERPILLAR INC DEL COM 149123101 1057 9910 SH SOLE 0 0 9910
CENTURYLINK INC COM 156700106 668 17282 SH SOLE 0 0 17282
CHEVRON CORP NEW COM 166764100 961 8977 SH SOLE 0 0 8977
CHIMERA INVT CORP COM 16934Q109 214 75000 SH SOLE 0 0 75000
CISCO SYS INC COM 17275R102 227 10806 SH SOLE 0 0 10806
CITIGROUP INC COM NEW 172967424 279 7626 SH SOLE 0 0 7626
CLOROX CO DEL COM 189054109 262 3813 SH SOLE 0 0 3813
COCA COLA CO COM 191216100 893 12124 SH SOLE 0 0 12124
CONAGRA FOODS INC COM 205887102 510 19484 SH SOLE 0 0 19484
CONOCOPHILLIPS COM 20825C104 577 7563 SH SOLE 0 0 7563
CONSOLIDATED EDISON INC COM 209115104 1020 17330 SH SOLE 0 0 17330
CSX CORP COM 126408103 223 10422 SH SOLE 0 0 10422
DEERE & CO COM 244199105 622 7682 SH SOLE 0 0 7682
DOW CHEM CO COM 260543103 406 11851 SH SOLE 0 0 11851
DREYFUS MUN INCOME INC COM 26201R102 228 23000 SH SOLE 0 0 23000
DU PONT E I DE NEMOURS & CO COM 263534109 331 6296 SH SOLE 0 0 6296
DUKE ENERGY CORP NEW COM 26441C105 1008 48136 SH SOLE 0 0 48136
DWS MUN INCOME TR COM 23338M106 159 11555 SH SOLE 0 0 11555
EATON VANCE LTD DUR INCOME F COM 27828H105 307 18938 SH SOLE 0 0 18938
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1316 28079 SH SOLE 0 0 28079
ENTERPRISE PRODS PARTNERS L COM 293792107 880 17371 SH SOLE 0 0 17371
EXELON CORP COM 30161N101 886 22354 SH SOLE 0 0 22354
EXXON MOBIL CORP COM 30231G102 1952 22478 SH SOLE 0 0 22478
FASTENAL CO COM 311900104 4601 85030 SH SOLE 0 0 85030
FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 226 14900 SH SOLE 0 0 14900
FIRST TR ISE GLOBAL ENGR & C COM 33736M103 445 10971 SH SOLE 0 0 10971
FIRST TR VALUE LINE DIVID IN SHS 33734H106 357 21164 SH SOLE 0 0 21164
FLOTEK INDS INC DEL COM 343389102 221 18220 SH SOLE 0 0 18220
FLOWERS FOODS INC COM 343498101 375 18400 SH SOLE 0 0 18400
FORD MTR CO DEL COM PAR $0.01 345370860 1951 156928 SH SOLE 0 0 156928
FRONTIER COMMUNICATIONS CORP COM 35906A108 46 11292 SH SOLE 0 0 11292
GABELLI DIVD & INCOME TR COM 36242H104 1433 87717 SH SOLE 0 0 87717
GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 905 42587 SH SOLE 0 0 42587
GENERAL ELECTRIC CO COM 369604103 1907 95115 SH SOLE 0 0 95115
GENERAL MLS INC COM 370334104 355 9004 SH SOLE 0 0 9004
GOOGLE INC CL A 38259P508 436 686 SH SOLE 0 0 686
HALLIBURTON CO COM 406216101 213 6422 SH SOLE 0 0 6422
HANCOCK JOHN PFD INCOME FD I COM 41013X106 262 11950 SH SOLE 0 0 11950
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 402 29950 SH SOLE 0 0 29950
HEINZ H J CO COM 423074103 723 13587 SH SOLE 0 0 13587
HEWLETT PACKARD CO COM 428236103 363 15145 SH SOLE 0 0 15145
HOME DEPOT INC COM 437076102 229 4543 SH SOLE 0 0 4543
HONEYWELL INTL INC COM 438516106 286 4667 SH SOLE 0 0 4667
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 451 17060 SH SOLE 0 0 17060
HSBC HLDGS PLC ADR A 1/40PF A 404280604 460 18393 SH SOLE 0 0 18393
INTEL CORP COM 458140100 1226 43676 SH SOLE 0 0 43676
INTERNATIONAL BUSINESS MACHS COM 459200101 765 3665 SH SOLE 0 0 3665
INVESCO MORTGAGE CAPITAL INC COM 46131B100 354 20000 SH SOLE 0 0 20000
INVESTORS REAL ESTATE TR SH BEN INT 461730103 3994 519312 SH SOLE 0 0 519312
ISHARES GOLD TRUST ISHARES 464285105 779 47684 SH SOLE 0 0 47684
ISHARES INC MSCI CDA INDEX 464286509 361 12734 SH SOLE 0 0 12734
ISHARES INC MSCI BRIC INDX 464286657 203 5059 SH SOLE 0 0 5059
ISHARES INC MSCI PAC J IDX 464286665 500 11598 SH SOLE 0 0 11598
ISHARES INC MSCI SWEDEN 464286756 574 19792 SH SOLE 0 0 19792
ISHARES INC MSCI JAPAN 464286848 393 39111 SH SOLE 0 0 39111
ISHARES INC MSCI ITALY 464286855 1225 93640 SH SOLE 0 0 93640
ISHARES TR DJ SEL DIV INX 464287168 846 15139 SH SOLE 0 0 15139
ISHARES TR BARCLYS TIPS BD 464287176 2728 23133 SH SOLE 0 0 23133
ISHARES TR S&P 500 INDEX 464287200 2482 17624 SH SOLE 0 0 17624
ISHARES TR BARCLY USAGG B 464287226 7918 72138 SH SOLE 0 0 72138
ISHARES TR MSCI EMERG MKT 464287234 705 16447 SH SOLE 0 0 16447
ISHARES TR IBOXX INV CPBD 464287242 3683 31778 SH SOLE 0 0 31778
ISHARES TR S&P500 GRW 464287309 2696 35824 SH SOLE 0 0 35824
ISHARES TR S&P 500 VALUE 464287408 1330 20468 SH SOLE 0 0 20468
ISHARES TR MSCI EAFE INDEX 464287465 1461 26739 SH SOLE 0 0 26739
ISHARES TR RUSSELL MIDCAP 464287499 1712 15445 SH SOLE 0 0 15445
ISHARES TR S&P MIDCAP 400 464287507 940 9434 SH SOLE 0 0 9434
ISHARES TR PHLX SOX SEMICND 464287523 240 4016 SH SOLE 0 0 4016
ISHARES TR RUSSELL1000GRW 464287614 1534 23262 SH SOLE 0 0 23262
ISHARES TR RUSSELL 2000 464287655 1225 14798 SH SOLE 0 0 14798
ISHARES TR DJ US TECH SEC 464287721 3278 42074 SH SOLE 0 0 42074
ISHARES TR S&P SMLCAP 600 464287804 705 9224 SH SOLE 0 0 9224
ISHARES TR S&P EURO PLUS 464287861 564 15119 SH SOLE 0 0 15119
ISHARES TR LARGE VAL INDX 464288109 244 3836 SH SOLE 0 0 3836
ISHARES TR JPMORGAN USD 464288281 254 2218 SH SOLE 0 0 2218
ISHARES TR EPRA/NAR NA IN 464288455 334 7275 SH SOLE 0 0 7275
ISHARES TR HIGH YLD CORP 464288513 1498 16452 SH SOLE 0 0 16452
ISHARES TR BARCLYS MBS BD 464288588 2455 22741 SH SOLE 0 0 22741
ISHARES TR BARCLYS CR BD 464288620 3433 31234 SH SOLE 0 0 31234
ISHARES TR BARCLYS 1-3YR CR 464288646 393 3741 SH SOLE 0 0 3741
ISHARES TR US PFD STK IDX 464288687 1299 33314 SH SOLE 0 0 33314
JOHNSON & JOHNSON COM 478160104 1665 25193 SH SOLE 0 0 25193
JPMORGAN CHASE & CO COM 46625H100 270 5884 SH SOLE 0 0 5884
KIMBERLY CLARK CORP COM 494368103 401 5497 SH SOLE 0 0 5497
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 825 9994 SH SOLE 0 0 9994
KODIAK OIL & GAS CORP COM 50015Q100 176 17676 SH SOLE 0 0 17676
KRAFT FOODS INC CL A 50075N104 774 20169 SH SOLE 0 0 20169
LENNAR CORP CL A 526057104 343 12768 SH SOLE 0 0 12768
LILLY ELI & CO COM 532457108 381 9510 SH SOLE 0 0 9510
LINN ENERGY LLC UNIT LTD LIAB 536020100 831 21770 SH SOLE 0 0 21770
LMP REAL ESTATE INCOME FD IN COM 50208C108 336 32578 SH SOLE 0 0 32578
MANITOWOC INC COM 563571108 458 33023 SH SOLE 0 0 33023
MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 687 12632 SH SOLE 0 0 12632
MASCO CORP COM 574599106 145 10918 SH SOLE 0 0 10918
MCDONALDS CORP COM 580135101 1220 12369 SH SOLE 0 0 12369
MDU RES GROUP INC COM 552690109 971 43678 SH SOLE 0 0 43678
MERCK & CO INC NEW COM 58933Y105 835 21895 SH SOLE 0 0 21895
MFA FINANCIAL INC COM 55272X102 665 89051 SH SOLE 0 0 89051
MICROSOFT CORP COM 594918104 486 15097 SH SOLE 0 0 15097
MONSANTO CO NEW COM 61166W101 202 2534 SH SOLE 0 0 2534
NEUBERGER BERMAN CA INT MUN COM 64123C101 238 14850 SH SOLE 0 0 14850
NEXTERA ENERGY INC COM 65339F101 297 4884 SH SOLE 0 0 4884
NGP CAP RES CO COM 62912R107 125 18811 SH SOLE 0 0 18811
NORFOLK SOUTHERN CORP COM 655844108 591 8889 SH SOLE 0 0 8889
NUVEEN MUN VALUE FD INC COM 670928100 190 19016 SH SOLE 0 0 19016
NUVEEN QUALITY PFD INCOME FD COM 67072C105 603 70290 SH SOLE 0 0 70290
PEABODY ENERGY CORP COM 704549104 243 8382 SH SOLE 0 0 8382
PENGROWTH ENERGY CORP COM 70706P104 117 12411 SH SOLE 0 0 12411
PEPSICO INC COM 713448108 1491 22406 SH SOLE 0 0 22406
PFIZER INC COM 717081103 648 28643 SH SOLE 0 0 28643
PHILIP MORRIS INTL INC COM 718172109 1209 13636 SH SOLE 0 0 13636
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 192 10810 SH SOLE 0 0 10810
PITNEY BOWES INC COM 724479100 224 12725 SH SOLE 0 0 12725
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 298 10356 SH SOLE 0 0 10356
POWERSHARES ETF TR II S&P500 HGH BET 73937B829 323 14750 SH SOLE 0 0 14750
POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 261 14586 SH SOLE 0 0 14586
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1175 17380 SH SOLE 0 0 17380
POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 504 8581 SH SOLE 0 0 8581
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 225 10250 SH SOLE 0 0 10250
PROCTER & GAMBLE CO COM 742718109 930 13886 SH SOLE 0 0 13886
PROSHARES TR PSHS SH MDCAP400 74347R800 732 27258 SH SOLE 0 0 27258
PROSHARES TR PSHS SHTRUSS2000 74347R826 1352 51916 SH SOLE 0 0 51916
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 462 6539 SH SOLE 0 0 6539
RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1252 24182 SH SOLE 0 0 24182
RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 610 6797 SH SOLE 0 0 6797
SCHLUMBERGER LTD COM 806857108 216 3106 SH SOLE 0 0 3106
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 409 11081 SH SOLE 0 0 11081
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1990 53237 SH SOLE 0 0 53237
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2093 61235 SH SOLE 0 0 61235
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2077 45958 SH SOLE 0 0 45958
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2608 36277 SH SOLE 0 0 36277
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2035 128784 SH SOLE 0 0 128784
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2233 59951 SH SOLE 0 0 59951
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 514 14679 SH SOLE 0 0 14679
SIRIUS XM RADIO INC COM 82967N108 172 74520 SH SOLE 0 0 74520
SMITH & WESSON HLDG CORP COM 831756101 282 35892 SH SOLE 0 0 35892
SOUTHERN CO COM 842587107 585 13031 SH SOLE 0 0 13031
SPDR GOLD TRUST GOLD SHS 78463V107 955 5913 SH SOLE 0 0 5913
SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 696 9407 SH SOLE 0 0 9407
SPDR S&P 500 ETF TR TR UNIT 78462F103 378 2687 SH SOLE 0 0 2687
SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 308 12579 SH SOLE 0 0 12579
SPDR SERIES TRUST S&P DIVID ETF 78464A763 3035 53707 SH SOLE 0 0 53707
STONERIDGE INC COM 86183P102 311 31194 SH SOLE 0 0 31194
SUMMIT HOTEL PPTYS INC COM 866082100 4732 623405 SH SOLE 0 0 623405
SUNTECH PWR HLDGS CO LTD ADR 86800C104 233 76304 SH SOLE 0 0 76304
TELEFONICA S A SPONSORED ADR 879382208 531 32547 SH SOLE 0 0 32547
TEMPLETON EMERG MKTS INCOME COM 880192109 164 10557 SH SOLE 0 0 10557
UNITED PARCEL SERVICE INC CL B 911312106 255 3185 SH SOLE 0 0 3185
VALSPAR CORP COM 920355104 427 8845 SH SOLE 0 0 8845
VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 785 8863 SH SOLE 0 0 8863
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1248 14374 SH SOLE 0 0 14374
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4170 51422 SH SOLE 0 0 51422
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 746 8993 SH SOLE 0 0 8993
VANGUARD INDEX FDS REIT ETF 922908553 761 11974 SH SOLE 0 0 11974
VANGUARD INDEX FDS MID CAP ETF 922908629 279 3423 SH SOLE 0 0 3423
VANGUARD INDEX FDS GROWTH ETF 922908736 4473 63018 SH SOLE 0 0 63018
VANGUARD INDEX FDS VALUE ETF 922908744 4262 73820 SH SOLE 0 0 73820
VANGUARD INDEX FDS SMALL CP ETF 922908751 1301 16476 SH SOLE 0 0 16476
VANGUARD INDEX FDS TOTAL STK MKT 922908769 226 3146 SH SOLE 0 0 3146
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 279 6313 SH SOLE 0 0 6313
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1830 42297 SH SOLE 0 0 42297
VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 266 3342 SH SOLE 0 0 3342
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1728 33245 SH SOLE 0 0 33245
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 263 3157 SH SOLE 0 0 3157
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1724 29394 SH SOLE 0 0 29394
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 2513 74130 SH SOLE 0 0 74130
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 211 4366 SH SOLE 0 0 4366
VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 291 4058 SH SOLE 0 0 4058
VERIZON COMMUNICATIONS INC COM 92343V104 1551 40542 SH SOLE 0 0 40542
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 358 12814 SH SOLE 0 0 12814
WAL MART STORES INC COM 931142103 968 15898 SH SOLE 0 0 15898
WALGREEN CO COM 931422109 324 9649 SH SOLE 0 0 9649
WASTE MGMT INC DEL COM 94106L109 546 15587 SH SOLE 0 0 15587
WELLS FARGO & CO NEW COM 949746101 540 15825 SH SOLE 0 0 15825
WELLS FARGO ADV GLB DIV OPP COM 94987C103 92 10739 SH SOLE 0 0 10739
WESTERN ASSET HIGH INCM FD I COM 95766H106 193 19798 SH SOLE 0 0 19798
WESTERN REFNG INC COM 959319104 197 10577 SH SOLE 0 0 10577
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 539 9346 SH SOLE 0 0 9346
WISDOMTREE TRUST DIV EX-FINL FD 97717W406 237 4317 SH SOLE 0 0 4317
WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 221 3926 SH SOLE 0 0 3926
WISDOMTREE TRUST ASIA PAC EXJP FD 97717W828 1236 19219 SH SOLE 0 0 19219
XCEL ENERGY INC COM 98389B100 522 19716 SH SOLE 0 0 19716
XEROX CORP COM 984121103 83 10503 SH SOLE 0 0 10503