0001085146-15-002278.txt : 20151112 0001085146-15-002278.hdr.sgml : 20151112 20151112085728 ACCESSION NUMBER: 0001085146-15-002278 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13970 FILM NUMBER: 151221773 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351903 XXXXXXXX 09-30-2015 09-30-2015 SII INVESTMENTS INC/WI

5555 GRANDE MARKET DR APPLETON WI 45912

13F HOLDINGS REPORT 028-13970 N David Loasby 920 996-2600 /s/ David Loasby Appleton WI 11-11-2015 1 553 869089 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554D20511511378SHDFND100113783M COCOM88579Y101248517533SHDFND10017533ABBOTT LABSCOM00282410057614369SHDFND10014369ABBVIE INCCOM00287Y109104719456SHDFND10019456ABERDEEN LATIN AMER EQTY FDCOM00306K10643927105SHDFND10027105ACACIA RESH CORPACACIA TCH COM00388130720722430SHDFND10022430ADAM NAT RES FD INCCOM00548F10523012686SHDFND10012686ADAMS DIVERSIFIED EQUITY FDCOM00621210487868703SHDFND10068703AEGON N VNY REGISTRY SH0079241037513032SHDFND10013032AETNA INC NEWCOM00817Y108165415150SHDFND10015150AFLAC INCCOM001055102107918108SHDFND10018108AIRGAS INCCOM0093631026927750SHDFND1007750ALASKA AIR GROUP INCCOM011659109115014469SHDFND10014469ALBANY MOLECULAR RESH INCCOM01242310918610695SHDFND10010695ALCATEL-LUCENTSPONSORED ADR0139043054211872SHDFND10011872ALEXION PHARMACEUTICALS INCCOM0153511099045797SHDFND1005797ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10262510553SHDFND10010553ALLEGIANT TRAVEL COCOM01748X10212015555SHDFND1005555ALLERGAN PLCSHSG0177J1085972206SHDFND1002206ALLIANCEBERNSTEIN GBL HGH INCOM01879R10639235555SHDFND10035555ALLIANT ENERGY CORPCOM0188021082293895SHDFND1003895ALLSTATE CORPCOM020002101245242133SHDFND10042133ALPS ETF TRALERIAN MLP00162Q86698279177SHDFND10079177ALPS ETF TRSECTR DIV DOGS00162Q85837511102SHDFND10011102ALPS ETF TRSPROTT GL MINE00162Q64318514700SHDFND10014700ALTRIA GROUP INCCOM02209S103337662215SHDFND10062215AMAZON COM INCCOM02313510612492437SHDFND1002437AMERICAN CAP LTDCOM02503Y10333227386SHDFND10027386AMERICAN CAPITAL AGENCY CORPCOM02503X10535218745SHDFND10018745AMERICAN EXPRESS COCOM0258161093745070SHDFND1005070AMERISOURCEBERGEN CORPCOM03073E1052973136SHDFND1003136AMGEN INCCOM0311621005343888SHDFND1003888ANNALY CAP MGMT INCCOM03571040939839871SHDFND10039871ANTARES PHARMA INCCOM0366421067140600SHDFND10040600APPLE INCCOM03783310014221128831SHDFND100128831APPLIED INDL TECHNOLOGIES INCOM03820C1052045336SHDFND1005336ARBOR RLTY TR INCCOM03892310854986600SHDFND10086600ARCHER DANIELS MIDLAND COCOM0394831024200101144SHDFND100101144ARENA PHARMACEUTICALS INCCOM0400471024019425SHDFND10019425ARMADA HOFFLER PPTYS INCCOM04208T10854254731SHDFND10054731ASSOCIATED BANC CORPCOM04548710526714814SHDFND10014814AT&T INCCOM00206R1024892150090SHDFND100150090AUTOMATIC DATA PROCESSING INCOM0530151032503107SHDFND1003107AVISTA CORPCOM05379B1073139553SHDFND1009553BAIDU INCSPON ADR REP A0567521084293132SHDFND1003132BANC CALIF INCCOM05990K10624119713SHDFND10019713BANK AMER CORPCOM060505104125480407SHDFND10080407BANK MONTREAL QUECOM0636711012254122SHDFND1004122BANK MUTUAL CORP NEWCOM06375010321628082SHDFND10028082BARCLAYS BK PLCIPSP CROIL ETN06738C78628833885SHDFND10033885BARRICK GOLD CORPCOM06790110818429045SHDFND10029045BAXALTA INCCOM07177M10335511201SHDFND10011201BB&T CORPCOM0549371072848198SHDFND1008198BERKSHIRE HATHAWAY INC DELCL A0846701083902SHDFND1002BERKSHIRE HATHAWAY INC DELCL B NEW084670702436633466SHDFND10033466BLACKROCK CAPITAL INVESTMENTCOM09253310814616573SHDFND10016573BLACKROCK CORPOR HI YLD FD ICOM09255P10736537240SHDFND10037240BLACKROCK DEBT STRAT FD INCCOM09255R10313440146SHDFND10040146BLACKROCK FLOAT RATE OME STRCOM09255X10013210220SHDFND10010220BLACKROCK MUNIYLD MICH QLTYCOM09254V10529422266SHDFND10022266BLACKSTONE GROUP L PCOM UNIT LTD09253U108186058458SHDFND10058458BOEING COCOM09702310512029212SHDFND1009212BOULDER GROWTH & INCOME FD ICOM10150710126034759SHDFND10034759BOX SHIPS INCORPORATEDSHSY096751022238425SHDFND10038425BP PLCSPONSORED ADR055622104254183306SHDFND10083306BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN1067761073818327SHDFND10018327BRISTOL MYERS SQUIBB COCOM110122108234139410SHDFND10039410BRISTOW GROUP INCCOM11039410344016615SHDFND10016615BROOKFIELD HIGH INCOME FD INCOM11272P10227938310SHDFND10038310BUNGE LIMITEDCOMG16962105132218018SHDFND10018018CA INCCOM12673P1052218089SHDFND1008089CAL MAINE FOODS INCCOM NEW1280302024989162SHDFND1009162CANADIAN NATL RY COCOM1363751022274006SHDFND1004006CAPSTEAD MTG CORPCOM NO PAR14067E50647948111SHDFND10048111CAPSTONE TURBINE CORPCOM14067D102411258SHDFND10011258CATERPILLAR INC DELCOM14912310175111448SHDFND10011448CBS CORP NEWCL B12485720268017069SHDFND10017069CELGENE CORPCOM1510201046866340SHDFND1006340CENTRAL EUR RUSS & TURK FD ICOM15343610065036462SHDFND10036462CENTRAL FD CDA LTDCL A15350110157053794SHDFND10053794CENTRAL GOLDTRUSTTR UNIT15354610654713789SHDFND10013789CENTRAL SECS CORPCOM15512310232716581SHDFND10016581CHEVRON CORP NEWCOM166764100590574658SHDFND10074658CHIPOTLE MEXICAN GRILL INCCOM169656105482673SHDFND100673CIGNA CORPORATIONCOM1255091093472579SHDFND1002579CISCO SYS INCCOM17275R102103939425SHDFND10039425CITIGROUP INCCOM NEW1729674244479065SHDFND1009065CLAYMORE EXCHANGE TRD FD TRGUG BLT2016 HY18383M41592435823SHDFND10035823CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M381209184888SHDFND10084888CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50626114136SHDFND10014136CLAYMORE EXCHANGE TRD FD TRGUGG CA ENRG INC18383Q60615220998SHDFND10020998CLOROX CO DELCOM1890541092111815SHDFND1001815COCA COLA COCOM191216100132132968SHDFND10032968COGNIZANT TECHNOLOGY SOLUTIOCL A1924461026159773SHDFND1009773COLGATE PALMOLIVE COCOM1941621033866074SHDFND1006074COLUMBIA PIPELINE GROUP INCCOM19828010921912012SHDFND10012012COLUMBIA PPTY TR INCCOM NEW198287203117750737SHDFND10050737COMCAST CORP NEWCL A20030N10172812938SHDFND10012938COMMUNICATIONS SALES&LEAS INCOM20341J10446026093SHDFND10026093CONAGRA FOODS INCCOM20588710244310944SHDFND10010944CONOCOPHILLIPSCOM20825C10411493239443SHDFND100239443CONSOLIDATED EDISON INCCOM2091151044807134SHDFND1007134CONSTELLATION BRANDS INCCL A21036P1088156484SHDFND1006484CORNING INCCOM21935010517610401SHDFND10010401COSTCO WHSL CORP NEWCOM22160K10510557327SHDFND1007327COUNTY BANCORP INCCOM22190710882643120SHDFND10043120CROSSROADS SYS INCCOM NEW22765D2092116000SHDFND10016000CUTWATER SELECT INCOME FDCOM23222910472638280SHDFND10038280CVS HEALTH CORPCOM126650100145815084SHDFND10015084CYTORI THERAPEUTICS INCCOM23283K1051645000SHDFND10045000DANAHER CORP DELCOM2358511023884523SHDFND1004523DARDEN RESTAURANTS INCCOM2371941052703958SHDFND1003958DAVITA HEALTHCARE PARTNERS ICOM23918K1082793860SHDFND1003860DBX ETF TRXTRAK MSCI EAFE23305120056021402SHDFND10021402DCT INDUSTRIAL TRUST INCCOM NEW23315320486325612SHDFND10025612DEERE & COCOM2441991053094174SHDFND1004174DELTA AIR LINES INC DELCOM NEW2473617023257254SHDFND1007254DEUTSCHE GLOBAL HIGH INCOMECOM25158V10858577566SHDFND10077566DEUTSCHE HIGH INCOME TRSHS25155R10011414535SHDFND10014535DEUTSCHE STRATEGIC INCOME TRSHS25160F10962160272SHDFND10060272DEVON ENERGY CORP NEWCOM25179M10349013224SHDFND10013224DIREXION SHS ETF TRDAILY GOLD MINER25459Y3898328625SHDFND10028625DISCOVER FINL SVCSCOM2547091082234324SHDFND1004324DISNEY WALT COCOM DISNEY254687106328432286SHDFND10032286DNP SELECT INCOME FDCOM23325P1041221136272SHDFND100136272DOMINION RES INC VA NEWCOM25746U1093845444SHDFND1005444DOW CHEM COCOM260543103111026220SHDFND10026220DRAGONWAVE INCCOM26144M103018900SHDFND10018900DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S1013010000SHDFND10010000DREYFUS STRATEGIC MUNS INCCOM26193210711614260SHDFND10014260DTE ENERGY COCOM2333311072853554SHDFND1003554DU PONT E I DE NEMOURS & COCOM26353410966113705SHDFND10013705DUKE ENERGY CORP NEWCOM NEW26441C20490112586SHDFND10012586DUKE REALTY CORPCOM NEW26441150538119930SHDFND10019930DUPONT FABROS TECHNOLOGY INCCOM26613Q10626710403SHDFND10010403E M C CORP MASSCOM26864810231112895SHDFND10012895EAGLE ROCK ENERGY PARTNERS LUNIT26985R1043426398SHDFND10026398EASTMAN CHEM COCOM277432100138521361SHDFND10021361EATON CORP PLCSHSG291831034669079SHDFND1009079EATON VANCE TAX MNGD GBL DVCOM27829F1089311232SHDFND10011232ECOLAB INCCOM2788651003333035SHDFND1003035EMCOR GROUP INCCOM29084Q1002024493SHDFND1004493ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10952412755SHDFND10012755ENTERPRISE PRODS PARTNERS LCOM29379210741816843SHDFND10016843EUROPEAN EQUITY FUNDCOM29876810243755510SHDFND10055510EXPRESS SCRIPTS HLDG COCOM30219G1082773455SHDFND1003455EXXON MOBIL CORPCOM30231G102462062309SHDFND10062309FACEBOOK INCCL A30303M102285431880SHDFND10031880FEDEX CORPCOM31428X10611778175SHDFND1008175FIDELITY NATL INFORMATION SVCOM31620M1065147680SHDFND1007680FIFTH THIRD BANCORPCOM31677310021911627SHDFND10011627FIRST TR ENERGY INFRASTRCTRCOM33738C10322313955SHDFND10013955FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E1043168732SHDFND1008732FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X101124336368SHDFND10036368FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1196303150395SHDFND100150395FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X200157873111SHDFND10073111FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605109950073SHDFND10050073FIRST TR EXCHANGE TRADED FDFIRST TR NASDAQ33738R506169083000SHDFND10083000FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1437790133743SHDFND100133743FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10080743741SHDFND10043741FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R1182339646SHDFND1009646FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E203103410197SHDFND10010197FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D3092084321SHDFND1004321FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X17678724985SHDFND10024985FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10832417253SHDFND10017253FIRST TR FTSE EPRA/NAREIT DECOM33736N10170817337SHDFND10017337FIRST TR INTER DUR PFD & INCOM33718W103124858112SHDFND10058112FIRST TR LRGE CP CORE ALPHACOM SHS33734K10978518753SHDFND10018753FIRST TR MLP & ENERGY INCOMECOM33739B10456135238SHDFND10035238FIRST TR MORNINGSTAR DIV LEASHS33691710924611162SHDFND10011162FIRST TR NAS100 EQ WEIGHTEDSHS3373441053739319SHDFND1009319FIRST TR STRATEGIC HIGH INCCOM SHS NEW3373533041463127411SHDFND100127411FIRST TR VALUE LINE DIVID INSHS33734H1062239814SHDFND1009814FLAHERTY & CRUMRINE PFD INCCOM33848E10611511250SHDFND10011250FLUOR CORP NEWCOM34341210266615759SHDFND10015759FOOT LOCKER INCCOM3448491044636420SHDFND1006420FORD MTR CO DELCOM PAR $0.013453708602124156542SHDFND100156542FRANKLIN RES INCCOM354613101119832115SHDFND10032115FREEPORT-MCMORAN INCCL B35671D85715015617SHDFND10015617FRONTIER COMMUNICATIONS CORPCOM35906A10820745748SHDFND10045748FS INVT CORPCOM3026351073850412897SHDFND100412897FST TR NEW OPPORT MLP & ENECOM33739M10025320349SHDFND10020349FTI CONSULTING INCCOM302941109132031902SHDFND10031902GENERAL AMERN INVS INCCOM36880210438912581SHDFND10012581GENERAL DYNAMICS CORPCOM3695501087005063SHDFND1005063GENERAL ELECTRIC COCOM3696041037258286900SHDFND100286900GENERAL MLS INCCOM3703341045269356SHDFND1009356GENTEX CORPCOM37190110925416370SHDFND10016370GENWORTH FINL INCCOM CL A37247D1066614040SHDFND10014040GILEAD SCIENCES INCCOM375558103369037587SHDFND10037587GLAXOSMITHKLINE PLCSPONSORED ADR37733W10571918392SHDFND10018392GLOBAL NET LEASE INCCOM37937810242946690SHDFND10046690GOLDMAN SACHS GROUP INCCOM38141G104237813666SHDFND10013666GOOGLE INCCL A38259P50817572747SHDFND1002747GOOGLE INCCL C38259P70611531904SHDFND1001904HAIN CELESTIAL GROUP INCCOM40521710052710255SHDFND10010255HALLIBURTON COCOM40621610160517129SHDFND10017129HALYARD HEALTH INCCOM40650V1002749463SHDFND1009463HANESBRANDS INCCOM4103451022659134SHDFND1009134HARLEY DAVIDSON INCCOM4128221083877060SHDFND1007060HARTFORD FINL SVCS GROUP INCCOM416515104131928800SHDFND10028800HCP INCCOM40414L10971619199SHDFND10019199HEALTHCARE TR AMER INCCL A NEW42225P50172329577SHDFND10029577HEARTLAND FINL USA INCCOM42234Q1023309100SHDFND1009100HOLLYFRONTIER CORPCOM4361061083326787SHDFND1006787HOME DEPOT INCCOM43707610211379828SHDFND1009828HOME PROPERTIES INCCOM4373061032443265SHDFND1003265HONEYWELL INTL INCCOM4385161063013205SHDFND1003205HORMEL FOODS CORPCOM4404521006289918SHDFND1009918HUMANA INCCOM4448591022931635SHDFND1001635HUNTINGTON BANCSHARES INCCOM4461501041621153841SHDFND100153841ICON PLCSHSG4705A10089212544SHDFND10012544ILLINOIS TOOL WKS INCCOM452308109447254312SHDFND10054312INCYTE CORPCOM45337C1022222000SHDFND1002000INDEXIQ ETF TRIQ MRGR ARB ETF45409B80034512386SHDFND10012386INGREDION INCCOM457187102185921416SHDFND10021416INTEL CORPCOM458140100133344216SHDFND10044216INTERACTIVE BROKERS GROUP INCOM45841N1073759475SHDFND1009475INTERNATIONAL BUSINESS MACHSCOM459200101259718002SHDFND10018002ISHARESEM MK MINVOL ETF4642865333797565SHDFND1007565ISHARESGRWT ALLOCAT ETF46428986745211837SHDFND10011837ISHARESMODERT ALLOC ETF46428987535510473SHDFND10010473ISHARESMSCI JAPAN ETF46428684814412679SHDFND10012679ISHARES GOLD TRUSTISHARES46428510595188917SHDFND10088917ISHARES INCCORE MSCI EMKT46434G103141635631SHDFND10035631ISHARES SILVER TRUSTISHARES46428Q10934625051SHDFND10025051ISHARES TR0-5YR HI YL CP46434V4072034452SHDFND1004452ISHARES TR1-3 YR CR BD ETF4642886467997579SHDFND1007579ISHARES TR1-3 YR TR BD ETF464287457162719140SHDFND10019140ISHARES TR3-7 YR TR BD ETF4642886613152523SHDFND1002523ISHARES TRCOHEN&STEER REIT4642875645005383SHDFND1005383ISHARES TRCORE HIGH DV ETF46429B6632763973SHDFND1003973ISHARES TRCORE MSCI EAFE46432F8426481122714SHDFND100122714ISHARES TRCORE MSCI PAC46434V69657212776SHDFND10012776ISHARES TRCORE S&P MCP ETF464287507490835930SHDFND10035930ISHARES TRCORE S&P SCP ETF464287804330531004SHDFND10031004ISHARES TRCORE S&P500 ETF464287200650833785SHDFND10033785ISHARES TRCORE US AGGBD ET46428722611614105914SHDFND100105914ISHARES TRDOW JONES US ETF464287846109111256SHDFND10011256ISHARES TREUROPE ETF4642878612636603SHDFND1006603ISHARES TRGLOB HLTHCRE ETF4642873252662686SHDFND1002686ISHARES TRGLOB TELECOM ETF4642872752995238SHDFND1005238ISHARES TRGLOBAL TECH ETF4642872912652935SHDFND1002935ISHARES TRIBOXX HI YD ETF464288513307137000SHDFND10037000ISHARES TRIBOXX INV CP ETF4642872424493874SHDFND1003874ISHARES TRINTERM CR BD ETF4642886384063752SHDFND1003752ISHARES TRINTL PFD STK ETF46429B13526115894SHDFND10015894ISHARES TRINTL SEL DIV ETF464288448112339995SHDFND10039995ISHARES TRJP MOR EM MK ETF464288281137912990SHDFND10012990ISHARES TRMBS ETF4642885884624191SHDFND1004191ISHARES TRMRGSTR MD CP ETF4642882085093692SHDFND1003692ISHARES TRMRNGSTR INC ETF46432F87540317124SHDFND10017124ISHARES TRMRNGSTR LG-CP GR4642871194223771SHDFND1003771ISHARES TRMRNGSTR LG-CP VL4642881092973860SHDFND1003860ISHARES TRMRNING SM CP ETF46428870310159069SHDFND1009069ISHARES TRMSCI EAFE ETF464287465384166933SHDFND10066933ISHARES TRMSCI EMG MKT ETF46428723499630615SHDFND10030615ISHARES TRNASDQ BIOTEC ETF464287556599419920SHDFND10019920ISHARES TRRUS 1000 ETF4642876223943670SHDFND1003670ISHARES TRRUS 1000 GRW ETF464287614557159963SHDFND10059963ISHARES TRRUS 1000 VAL ETF464287598467550051SHDFND10050051ISHARES TRRUS MD CP GR ETF4642874813163589SHDFND1003589ISHARES TRRUS MDCP VAL ETF46428747373010873SHDFND10010873ISHARES TRRUS MID-CAP ETF464287499501632155SHDFND10032155ISHARES TRRUSSELL 2000 ETF464287655390335731SHDFND10035731ISHARES TRRUSSELL 3000 ETF4642876892922562SHDFND1002562ISHARES TRS&P 500 GRWT ETF464287309800874339SHDFND10074339ISHARES TRS&P 500 VAL ETF464287408641476352SHDFND10076352ISHARES TRS&P MC 400GR ETF4642876063041928SHDFND1001928ISHARES TRS&P MC 400VL ETF4642877054123561SHDFND1003561ISHARES TRSELECT DIVID ETF4642871685137063SHDFND1007063ISHARES TRSP SMCP600GR ETF4642878872191831SHDFND1001831ISHARES TRSP SMCP600VL ETF4642878794474245SHDFND1004245ISHARES TRTIPS BD ETF4642871761026592735SHDFND10092735ISHARES TRU.S. FINLS ETF4642877882482918SHDFND1002918ISHARES TRU.S. INDS ETF4642877544124258SHDFND1004258ISHARES TRU.S. PFD STK ETF464288687165042859SHDFND10042859ISHARES TRU.S. PHARMA ETF46428883612478411SHDFND1008411ISHARES TRU.S. REAL ES ETF4642877392193107SHDFND1003107ISHARES TRU.S. TECH ETF4642877212122140SHDFND1002140ISHARES TRU.S. UTILITS ETF4642876979248530SHDFND1008530ISHARES TRUS HLTHCARE ETF4642877629236606SHDFND1006606ISHARES TRUS HLTHCR PR ETF4642888284493614SHDFND1003614ISHARES TRUS HOME CONS ETF46428875278530100SHDFND10030100ISHARES U S ETF TRSHT MAT BD ETF46431W50779915962SHDFND10015962JETBLUE AIRWAYS CORPCOM477143101178669489SHDFND10069489JOES JEANS INCCOM47777N101310500SHDFND10010500JOHNSON & JOHNSONCOM478160104480551617SHDFND10051617JOHNSON CTLS INCCOM478366107225854443SHDFND10054443JPMORGAN CHASE & COCOM46625H100193631779SHDFND10031779KELLOGG COCOM4878361082253381SHDFND1003381KENNAMETAL INCCOM48917010031112680SHDFND10012680KEYCORP NEWCOM49326710818814409SHDFND10014409KIMBERLY CLARK CORPCOM494368103162114815SHDFND10014815KINDER MORGAN INC DELCOM49456B101239486511SHDFND10086511KNOLL INCCOM NEW49890420054624991SHDFND10024991KOHLS CORPCOM500255104145831433SHDFND10031433KRAFT HEINZ COCOM50075410680211368SHDFND10011368KROGER COCOM5010441017817216966SHDFND100216966LAKELAND FINL CORPCOM51165610075716785SHDFND10016785LAMAR ADVERTISING CO NEWCL A5128161093656967SHDFND1006967LANDSTAR SYS INCCOM51509810164710243SHDFND10010243LIBERTY ALL STAR EQUITY FDSH BEN INT53015810416933100SHDFND10033100LILLY ELI & COCOM5324571085356427SHDFND1006427LINCOLN ELEC HLDGS INCCOM53390010697918673SHDFND10018673LINCOLN NATL CORP INDCOM5341871092064354SHDFND1004354LINN ENERGY LLCUNIT LTD LIAB5360201006524927SHDFND10024927LINNCO LLCCOM SHS LTD INT53578210613248380SHDFND10048380LOCKHEED MARTIN CORPCOM5398301095132497SHDFND1002497LOWES COS INCCOM5486611073825540SHDFND1005540MACYS INCCOM55616P1042815457SHDFND1005457MAGNA INTL INCCOM5592224013346914SHDFND1006914MAIN STREET CAPITAL CORPCOM56035L10432011958SHDFND10011958MANAGED HIGH YIELD PLUS FD ICOM5619111082113000SHDFND10013000MANITOWOC INCCOM56357110828418859SHDFND10018859MARATHON PETE CORPCOM56585A1022876214SHDFND1006214MARKEL CORPCOM570535104219274SHDFND100274MARKET VECTORS ETF TRGOLD MINER ETF57060U10021115819SHDFND10015819MARKET VECTORS ETF TRJR GOLD MINERS E57061R54443522123SHDFND10022123MASTERCARD INCCL A57636Q1043984410SHDFND1004410MATTEL INCCOM57708110230814527SHDFND10014527MCCORMICK & CO INCCOM NON VTG5797802063714635SHDFND1004635MCDONALDS CORPCOM580135101101510267SHDFND10010267MCKESSON CORPCOM58155Q1034812570SHDFND1002570MEDTRONIC PLCSHSG5960L1035017443SHDFND1007443MERCK & CO INC NEWCOM58933Y105318264204SHDFND10064204MGE ENERGY INCCOM55277P1042004875SHDFND1004875MICROSOFT CORPCOM5949181045811131475SHDFND100131475MKS INSTRUMENT INCCOM55306N10480023894SHDFND10023894MONDELEZ INTL INCCL A60920710583520316SHDFND10020316MONOGRAM RESIDENTIAL TR INCCOM60979P10518519850SHDFND10019850MONSANTO CO NEWCOM61166W1012112436SHDFND1002436MONTGOMERY STR INCOME SECS ICOM61411510372741750SHDFND10041750MORGAN STANLEYCOM NEW617446448125739900SHDFND10039900NATIONAL PRESTO INDS INCCOM637215104140216715SHDFND10016715NAVIDEA BIOPHARMACEUTICALS ICOM63937X10320590315SHDFND10090315NETFLIX INCCOM64110L1067397180SHDFND1007180NEW GERMANY FD INCCOM6444651063261226049SHDFND100226049NEW YORK CMNTY BANCORP INCCOM64944510397353805SHDFND10053805NEW YORK REIT INCCOM64976L10957557139SHDFND10057139NEXTERA ENERGY INCCOM65339F101102110431SHDFND10010431NIKE INCCL B65410610310498528SHDFND1008528NISOURCE INCCOM65473P10522112016SHDFND10012016NORDSON CORPCOM655663102117418626SHDFND10018626NORFOLK SOUTHERN CORPCOM655844108399352337SHDFND10052337NORTHROP GRUMMAN CORPCOM6668071024102490SHDFND1002490NORTHSTAR RLTY FIN CORPCOM NEW66704R70499980994SHDFND10080994NOVARTIS A GSPONSORED ADR66987V1093193479SHDFND1003479NOVO-NORDISK A SADR670100205244545156SHDFND10045156NUCOR CORPCOM670346105189450364SHDFND10050364NUVEEN DIVERSIFIED DIV INCMCOM6706EP10515214584SHDFND10014584NUVEEN MICH QUALITY INCOME MCOM67097910316812735SHDFND10012735NUVEEN PFD INCOME OPPRTNY FDCOM67073B10611012334SHDFND10012334NVIDIA CORPCOM67066G104142757710SHDFND10057710ORACLE CORPCOM68389X105343395010SHDFND10095010OSHKOSH CORPCOM68823920138110503SHDFND10010503PALO ALTO NETWORKS INCCOM69743510510145924SHDFND1005924PANERA BREAD COCL A69840W1083441788SHDFND1001788PAYCHEX INCCOM7043261073096497SHDFND1006497PAYPAL HLDGS INCCOM70450Y10351216516SHDFND10016516PEOPLES BANCORP INCCOM70978910136117155SHDFND10017155PEPSICO INCCOM713448108387441042SHDFND10041042PFIZER INCCOM7170811033387108219SHDFND100108219PHILIP MORRIS INTL INCCOM718172109137117301SHDFND10017301PHILLIPS 66COM7185461048823114812SHDFND100114812PIEDMONT OFFICE REALTY TR INCOM CL A72019020666637240SHDFND10037240PIMCO DYNAMIC CR INCOME FDCOM SHS72202D1062192119895SHDFND100119895PIMCO STRATEGIC INCOME FD INCOM72200X10410211930SHDFND10011930PNC FINL SVCS GROUP INCCOM6934751053233620SHDFND1003620POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10523915700SHDFND10015700POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B65439312465SHDFND10012465POWERSHARES ETF TR IIS&P500 LOW VOL73937B77949113678SHDFND10013678POWERSHARES ETF TRUSTCON DISCRE SEC73935X4192876289SHDFND1006289POWERSHARES ETF TRUSTCON STAPLE SEC73935X3932063823SHDFND1003823POWERSHARES ETF TRUSTDYN PHRMA PORT73935X7994396611SHDFND1006611POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2862415515SHDFND1005515POWERSHARES ETF TRUSTDYNM LRG CP VL73935X708199771208SHDFND10071208POWERSHARES ETF TRUSTFINL PFD PTFL73935X22931517375SHDFND10017375POWERSHARES ETF TRUSTFTSE RAFI 100073935X5837128547SHDFND1008547POWERSHARES ETF TRUSTFTSE US1500 SM73935X567199921826SHDFND10021826POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X1951438137272SHDFND100137272POWERSHARES ETF TRUST IIKBW YIELD REIT73936Q8192959896SHDFND1009896POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76931813988SHDFND10013988POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56525317302SHDFND10017302POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55724313634SHDFND10013634POWERSHARES QQQ TRUSTUNIT SER 173935A104506350039SHDFND10050039PPL CORPCOM69351T1062136442SHDFND1006442PRAXAIR INCCOM74005P1046936802SHDFND1006802PRICELINE GRP INCCOM NEW74150340312671030SHDFND1001030PROCTER & GAMBLE COCOM742718109234832727SHDFND10032727PROSHARES TRULTRA FNCLS NEW74347X6333535490SHDFND1005490PROSPECT CAPITAL CORPORATIONCOM74348T10218526184SHDFND10026184PROSPECT CAPITAL CORPORATIONNOTE 4.750% 4/174348TAQ5108120000PRNDFND100120000PROSPECT CAPITAL CORPORATIONNOTE 5.750% 3/174348TAL63030000PRNDFND10030000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM47579000PRNDFND10079000PUBLIC SVC ENTERPRISE GROUPCOM74457310643210328SHDFND10010328QORVO INCCOM74736K10154512078SHDFND10012078QUALCOMM INCCOM7475251032945495SHDFND1005495QUICKLOGIC CORPCOM74837P1083822550SHDFND10022550RAYTHEON COCOM NEW755111507479743908SHDFND10043908RCS CAP CORPCOM CL A74937W1023340130SHDFND10040130REALTY INCOME CORPCOM75610910466013952SHDFND10013952RENT A CTR INC NEWCOM76009N10087936195SHDFND10036195RETAIL PPTYS AMER INCCL A76131V20254839002SHDFND10039002REYNOLDS AMERICAN INCCOM7617131064129150SHDFND1009150RITE AID CORPCOM7677541041566260480SHDFND100260480ROCKWELL AUTOMATION INCCOM7739031096756621SHDFND1006621ROWAN COMPANIES PLCSHS CL AG7665A10153933217SHDFND10033217ROYAL BK CDA MONTREAL QUECOM7800871022714881SHDFND1004881ROYAL DUTCH SHELL PLCSPONS ADR A7802592062735749SHDFND1005749RUBICON MINERALS CORPCOM7809111031216731SHDFND10016731RYDER SYS INCCOM7835491085597596SHDFND1007596RYDEX ETF TRUSTGUG S&P MC400 PG78355W60111879616SHDFND1009616RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10674810184SHDFND10010184RYDEX ETF TRUSTGUG S&P500 EWCON78355W874176816582SHDFND10016582RYDEX ETF TRUSTGUG S&P500 PU GR78355W403199325779SHDFND10025779RYDEX ETF TRUSTGUG S&P500 PU VA78355W3047693160963SHDFND100160963SCHLUMBERGER LTDCOM8068571086729811SHDFND1009811SCHWAB CHARLES CORP NEWCOM8085131053305115684SHDFND100115684SCHWAB STRATEGIC TRUS LCAP VA ETF80852440975819057SHDFND10019057SCHWAB STRATEGIC TRUS LRG CAP ETF8085242012635756SHDFND1005756SCHWAB STRATEGIC TRUS MID-CAP ETF8085245082085322SHDFND1005322SEADRILL LIMITEDSHSG7945E10511319331SHDFND10019331SELECT INCOME REITCOM SH BEN INT81618T100105855691SHDFND10055691SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20990613607SHDFND10013607SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y50674512236SHDFND10012236SELECT SECTOR SPDR TRSBI INT-FINL81369Y605115250758SHDFND10050758SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88699523077SHDFND10023077SELECT SECTOR SPDR TRTECHNOLOGY81369Y8033889843SHDFND1009843SELECTIVE INS GROUP INCCOM8163001073059746SHDFND1009746SEQUENOM INCCOM NEW8173374053518566SHDFND10018566SHERWIN WILLIAMS COCOM824348106214960SHDFND100960SKYWORKS SOLUTIONS INCCOM83088M1022593107SHDFND1003107SOUTH JERSEY INDS INCCOM83851810826810573SHDFND10010573SOUTHERN COCOM84258710762014015SHDFND10014015SOUTHWEST AIRLS COCOM844741108147038692SHDFND10038692SOVRAN SELF STORAGE INCCOM84610H1083844100SHDFND1004100SPDR DOW JONES INDL AVRG ETFUT SER 178467X1092341454SHDFND1001454SPDR GOLD TRUSTGOLD SHS78463V107133212495SHDFND10012495SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7493858479SHDFND1008479SPDR S&P 500 ETF TRTR UNIT78462F103333817411SHDFND10017411SPDR SERIES TRUSTBRC HGH YLD BD78464A4173802106614SHDFND100106614SPDR SERIES TRUSTNUVN BR SHT MUNI78464A4258018329151SHDFND100329151SPDR SERIES TRUSTS&P 500 GROWTH78464A4092022172SHDFND1002172SPDR SERIES TRUSTS&P 600 SML CAP78464A8133033107SHDFND1003107SPDR SERIES TRUSTS&P DIVID ETF78464A763203628259SHDFND10028259SPIRIT RLTY CAP INC NEWCOM84860W10275882751SHDFND10082751SPROTT PHYSICAL PLAT PALLADUNIT85207Q1047010200SHDFND10010200STARBUCKS CORPCOM855244109286050449SHDFND10050449SUNEDISON INCCOM86732Y10936751044SHDFND10051044SUPERVALU INCCOM8685361038111079SHDFND10011079SWISS HELVETIA FD INCCOM87087510170865485SHDFND10065485TARGET CORPCOM87612E106243030859SHDFND10030859TEAM INCCOM87815510063919945SHDFND10019945TELEFLEX INCCOM8793691063242610SHDFND1002610TEMPLETON DRAGON FD INCCOM88018T1012453131823SHDFND100131823TEMPLETON GLOBAL INCOME FDCOM88019810612821269SHDFND10021269TESLA MTRS INCCOM88160R1012521018SHDFND1001018TEVA PHARMACEUTICAL INDS LTDADR8816242092995275SHDFND1005275TEXAS INSTRS INCCOM8825081042525098SHDFND1005098THERMO FISHER SCIENTIFIC INCCOM8835561023783130SHDFND1003130TIER REIT INCCOM NEW88650V2081601109267SHDFND100109267TORTOISE ENERGY INFRSTRCTR CCOM89147L10057821383SHDFND10021383TORTOISE PWR & ENERGY INFRASCOM89147X10476440544SHDFND10040544TOTAL S ASPONSORED ADR89151e1093838507SHDFND1008507TOTAL SYS SVCS INCCOM89190610965214366SHDFND10014366TRANSALTA CORPCOM89346D1075412058SHDFND10012058TRANSOCEAN LTDREG SHSH8817H10048337134SHDFND10037134TWITTER INCCOM90184L10280131133SHDFND10031133TYSON FOODS INCCL A902494103144533549SHDFND10033549UMPQUA HLDGS CORPCOM90421410340825096SHDFND10025096UNDER ARMOUR INCCL A9043111075445613SHDFND1005613UNITED PARCEL SERVICE INCCL B9113121063243266SHDFND1003266UNITED RENTALS INCCOM911363109100716704SHDFND10016704UNITED STATES STL CORP NEWCOM91290910817917548SHDFND10017548UNITED TECHNOLOGIES CORPCOM913017109102911540SHDFND10011540UNITEDHEALTH GROUP INCCOM91324P102226719540SHDFND10019540UNIVERSAL INS HLDGS INCCOM91359V107224175850SHDFND10075850US BANCORP DELCOM NEW902973304141534588SHDFND10034588VALERO ENERGY CORP NEWCOM91913Y10081813576SHDFND10013576VANGUARD BD INDEX FD INCINTERMED TERM92193781915707185125SHDFND100185125VANGUARD BD INDEX FD INCLONG TERM BOND92193779311547128939SHDFND100128939VANGUARD BD INDEX FD INCSHORT TRM BOND92193782726299327073SHDFND100327073VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835181722182SHDFND10022182VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40721375403834SHDFND100403834VANGUARD INDEX FDSEXTEND MKT ETF922908652293435950SHDFND10035950VANGUARD INDEX FDSGROWTH ETF92290873634314342001SHDFND100342001VANGUARD INDEX FDSMCAP GR IDXVIP922908538126413002SHDFND10013002VANGUARD INDEX FDSMCAP VL IDXVIP922908512243229244SHDFND10029244VANGUARD INDEX FDSMID CAP ETF922908629230619745SHDFND10019745VANGUARD INDEX FDSREIT ETF922908553238431743SHDFND10031743VANGUARD INDEX FDSS&P 500 ETF SHS922908363462526333SHDFND10026333VANGUARD INDEX FDSSM CP VAL ETF9229086117697952SHDFND1007952VANGUARD INDEX FDSSMALL CP ETF922908751888182261SHDFND10082261VANGUARD INDEX FDSSML CP GRW ETF922908595150612761SHDFND10012761VANGUARD INDEX FDSTOTAL STK MKT92290876910573106883SHDFND100106883VANGUARD INDEX FDSVALUE ETF92290874435782466040SHDFND100466040VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427758834207241SHDFND100207241VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428587151216196SHDFND100216196VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874145229565SHDFND10029565VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF92204286664111923SHDFND10011923VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718415945910SHDFND10045910VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427424488069SHDFND1008069VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8702292694SHDFND1002694VANGUARD SCOTTSDALE FDSLG-TERM COR BD92206C8133133633SHDFND1003633VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77110738201488SHDFND100201488VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40910609133068SHDFND100133068VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C1027136116641SHDFND100116641VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844442260297SHDFND10060297VANGUARD STAR FDVG TL INTL STK F9219097682184926SHDFND1004926VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385827147761785SHDFND100761785VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406459973305SHDFND10073305VANGUARD WORLD FDMEGA GRWTH IND9219108167319399SHDFND1009399VANGUARD WORLD FDSCONSUM DIS ETF92204A1085894976SHDFND1004976VANGUARD WORLD FDSCONSUM STP ETF92204A2078777260SHDFND1007260VANGUARD WORLD FDSENERGY ETF92204A3065626678SHDFND1006678VANGUARD WORLD FDSFINANCIALS ETF92204A4053738069SHDFND1008069VANGUARD WORLD FDSHEALTH CAR ETF92204A504584147972SHDFND10047972VANGUARD WORLD FDSINF TECH ETF92204A7022572565SHDFND1002565VANGUARD WORLD FDSUTILITIES ETF92204A8766577070SHDFND1007070VECTREN CORPCOM92240G10143010243SHDFND10010243VEEVA SYS INCCL A COM92247510823410086SHDFND10010086VENTAS INCCOM92276F10084214963SHDFND10014963VEREIT INCCOM92339V1003777488878SHDFND100488878VERIZON COMMUNICATIONS INCCOM92343V104238054844SHDFND10054844VISA INCCOM CL A92826C83994613518SHDFND10013518VRINGO INCCOM92911N1042036800SHDFND10036800VULCAN MATLS COCOM9291601092022256SHDFND1002256WALGREENS BOOTS ALLIANCE INCCOM931427108550566136SHDFND10066136WAL-MART STORES INCCOM9311421035268161SHDFND1008161WEC ENERGY GROUP INCCOM92939U10664012264SHDFND10012264WELLS FARGO & CO NEWCOM9497461017985155631SHDFND100155631WELLS FARGO ADVANTAGE MULTICOM SHS94987D10145039305SHDFND10039305WELLTOWER INCCOM95040Q1042884219SHDFND1004219WESTERN ASSET HGH YLD DFNDFDCOM95768B107109578398SHDFND10078398WESTERN ASSET MGD HI INCM FDCOM95766L1076414174SHDFND10014174WEYERHAEUSER COCOM9621661042147793SHDFND1007793WGL HLDGS INCCOM92924F1063135423SHDFND1005423WHITEWAVE FOODS COCOM9662441053338326SHDFND1008326WHOLE FOODS MKT INCCOM9668371062196957SHDFND1006957WILEY JOHN & SONS INCCL A9682232064057995SHDFND1007995WISDOMTREE TRDIV EX-FINL FD97717W406179326710SHDFND10026710WISDOMTREE TREUR HDG SMLCAP97717X55247120000SHDFND10020000WISDOMTREE TREUROPE HEDGED EQ97717X7015309774SHDFND1009774WISDOMTREE TRHIGH DIV FD97717W208248744701SHDFND10044701WISDOMTREE TRJAPN HEDGE EQT97717W8512515134SHDFND1005134WISDOMTREE TRMIDCAP DIVI FD97717W505315340570SHDFND10040570XCEL ENERGY INCCOM98389B10053315071SHDFND10015071XENIA HOTELS & RESORTS INCCOM98401710369939963SHDFND10039963YUM BRANDS INCCOM9884981013534428SHDFND1004428ZIMMER BIOMET HLDGS INCCOM98956P102209022288SHDFND10022288ZIONS BANCORPORATIONCOM98970110755920278SHDFND10020278ZOETIS INCCL A98978V1033107571SHDFND1007571