0001085146-15-001159.txt : 20150513 0001085146-15-001159.hdr.sgml : 20150513 20150512214717 ACCESSION NUMBER: 0001085146-15-001159 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150513 DATE AS OF CHANGE: 20150512 EFFECTIVENESS DATE: 20150513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13970 FILM NUMBER: 15856305 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351903 XXXXXXXX 03-31-2015 03-31-2015 SII INVESTMENTS INC/WI

5555 GRANDE MARKET DR APPLETON WI 45912

13F HOLDINGS REPORT 028-13970 N David Loasby (920) 996-2600 /s/ David Loasby Appleton WI 05-12-2015 1 542 828573 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554D20542816263SHDFND100162633M COCOM88579Y101458527834SHDFND10027834ABBOTT LABSCOM00282410059712826SHDFND10012826ABBVIE INCCOM00287Y109126621468SHDFND10021468ACACIA RESH CORPACACIA TCH COM00388130725924735SHDFND10024735ACTAVIS PLCSHSG0083B108219744SHDFND100744ADAM NAT RES FD INCCOM00548F10527511936SHDFND10011936ADAMS EXPRESS COCOM00621210480858203SHDFND10058203ADVISORSHARES TRPERITUS HG YLD00768Y5032997213SHDFND1007213AETNA INC NEWCOM00817Y108159515007SHDFND10015007AFLAC INCCOM001055102111817383SHDFND10017383AGL RES INCCOM0012041063366701SHDFND1006701AGRIUM INCCOM0089161086466171SHDFND1006171AIRGAS INCCOM0093631026115755SHDFND1005755ALASKA AIR GROUP INCCOM0116591092383588SHDFND1003588ALCATEL-LUCENTSPONSORED ADR0139043053910580SHDFND10010580ALEXION PHARMACEUTICALS INCCOM0153511094492599SHDFND1002599ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1025736968SHDFND1006968ALLEGIANT TRAVEL COCOM01748X10210665555SHDFND1005555ALLIANT ENERGY CORPCOM0188021082133361SHDFND1003361ALLSTATE CORPCOM020002101163022931SHDFND10022931ALPS ETF TRALERIAN MLP00162Q86667440581SHDFND10040581ALPS ETF TRSECTR DIV DOGS00162Q8582837676SHDFND1007676ALPS ETF TRSPROTT GL MINE00162Q64324614700SHDFND10014700ALTRIA GROUP INCCOM02209S103304660792SHDFND10060792AMAZON COM INCCOM0231351067071910SHDFND1001910AMERICAN CAPITAL AGENCY CORPCOM02503X10545021140SHDFND10021140AMERICAN EXPRESS COCOM02581610986410962SHDFND10010962AMERICAN RLTY CAP PPTYS INCCOM02917T1042900294220SHDFND100294220AMERIPRISE FINL INCCOM03076C1063062346SHDFND1002346AMGEN INCCOM0311621006804263SHDFND1004263ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1083843195SHDFND1003195ANNALY CAP MGMT INCCOM03571040937136322SHDFND10036322ANTARES PHARMA INCCOM0366421063512600SHDFND10012600APPLE INCCOM03783310013965112477SHDFND100112477ARBOR RLTY TR INCCOM038923108757108600SHDFND100108600ARCHER DANIELS MIDLAND COCOM039483102464998246SHDFND10098246ARENA PHARMACEUTICALS INCCOM0400471029721825SHDFND10021825ARIAD PHARMACEUTICALS INCCOM04033A10010012300SHDFND10012300ARROW ETF TRARROW DJ GLB YLD04273H10425410418SHDFND10010418ASSOCIATED BANC CORPCOM04548710530016132SHDFND10016132AT&T INCCOM00206R1023801116021SHDFND100116021AUTOMATIC DATA PROCESSING INCOM0530151032332697SHDFND1002697AVISTA CORPCOM05379B1072788158SHDFND1008158BANK AMER CORPCOM060505104119277388SHDFND10077388BANK MUTUAL CORP NEWCOM06375010325534734SHDFND10034734BARCLAYS BK PLCIPSP CROIL ETN06738C78619018707SHDFND10018707BARRICK GOLD CORPCOM06790110830628270SHDFND10028270BAXTER INTL INCCOM0718131092193240SHDFND1003240BB&T CORPCOM0549371073118400SHDFND1008400BERKSHIRE HATHAWAY INC DELCL A0846701082181SHDFND1001BERKSHIRE HATHAWAY INC DELCL B NEW084670702410028480SHDFND10028480BLACKROCK CAPITAL INVESTMENTCOM09253310814015453SHDFND10015453BLACKROCK CORPOR HI YLD FD ICOM09255P10727024225SHDFND10024225BLACKROCK DEBT STRAT FD INCCOM09255R10316042985SHDFND10042985BLACKROCK FLOAT RATE OME STRCOM09255X10014010116SHDFND10010116BLACKROCK MUNIENHANCED FD INCOM09253Y10020117195SHDFND10017195BLACKSTONE GROUP L PCOM UNIT LTD09253U108203051928SHDFND10051928BLUCORA INCCOM09522910021915928SHDFND10015928BOEING COCOM09702310510917237SHDFND1007237BOX SHIPS INCORPORATEDSHSY096751023538425SHDFND10038425BP PLCSPONSORED ADR055622104176144853SHDFND10044853BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN1067761076912635SHDFND10012635BRISTOL MYERS SQUIBB COCOM110122108105516418SHDFND10016418BRISTOW GROUP INCCOM110394103113020730SHDFND10020730BROOKFIELD HIGH INCOME FD INCOM11272P10234038310SHDFND10038310BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012212922SHDFND1002922BUNGE LIMITEDCOMG16962105132316098SHDFND10016098CAPITAL ONE FINL CORPCOM14040H1053344220SHDFND1004220CAPSTEAD MTG CORPCOM NO PAR14067E50652643833SHDFND10043833CAPSTONE TURBINE CORPCOM14067D102711258SHDFND10011258CATERPILLAR INC DELCOM149123101109613691SHDFND10013691CBS CORP NEWCL B12485720281013365SHDFND10013365CELGENE CORPCOM1510201043232795SHDFND1002795CENTRAL EUR RUSS & TURK FD ICOM15343610053025937SHDFND10025937CENTRAL FD CDA LTDCL A15350110165454742SHDFND10054742CENTRAL GOLDTRUSTTR UNIT15354610655113802SHDFND10013802CENTRAL SECS CORPCOM15512310234415811SHDFND10015811CHEVRON CORP NEWCOM166764100647961904SHDFND10061904CHIPOTLE MEXICAN GRILL INCCOM169656105258391SHDFND100391CISCO SYS INCCOM17275R102104537870SHDFND10037870CITIGROUP INCCOM NEW1729674244458630SHDFND1008630CIVEO CORPCOM1787871072710726SHDFND10010726CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M381254197817SHDFND10097817CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50650022722SHDFND10022722CLAYMORE EXCHANGE TRD FD TRGUGG CA ENRG INC18383Q60653251238SHDFND10051238CLEAN ENERGY FUELS CORPCOM1844991017012960SHDFND10012960COCA COLA COCOM191216100236758514SHDFND10058514COGNIZANT TECHNOLOGY SOLUTIOCL A1924461025809260SHDFND1009260COLGATE PALMOLIVE COCOM1941621032042934SHDFND1002934COLUMBIA PPTY TR INCCOM NEW198287203134349722SHDFND10049722COMCAST CORP NEWCL A20030N1015169251SHDFND1009251CONAGRA FOODS INCCOM2058871023258908SHDFND1008908CONOCOPHILLIPSCOM20825C10414428231852SHDFND100231852CONSOLIDATED EDISON INCCOM2091151044807929SHDFND1007929CONSTELLATION BRANDS INCCL A21036P1085444697SHDFND1004697COSTCO WHSL CORP NEWCOM22160K105155810298SHDFND10010298CUMMINS INCCOM2310211062792000SHDFND1002000CUTWATER SELECT INCOME FDCOM23222910468734170SHDFND10034170CVS HEALTH CORPCOM126650100136013260SHDFND10013260CYTORI THERAPEUTICS INCCOM23283K1052420000SHDFND10020000DANAHER CORP DELCOM2358511023704352SHDFND1004352DARDEN RESTAURANTS INCCOM237194105316445596SHDFND10045596DAVITA HEALTHCARE PARTNERS ICOM23918K1083073777SHDFND1003777DBX ETF TRXTRAK MSCI EAFE23305120037812608SHDFND10012608DCT INDUSTRIAL TRUST INCCOM NEW23315320481423489SHDFND10023489DEERE & COCOM2441991055526264SHDFND1006264DELTA AIR LINES INC DELCOM NEW2473617022746111SHDFND1006111DEUTSCHE GLOBAL HIGH INCOMECOM25158V10865377566SHDFND10077566DEUTSCHE HIGH INCOME TRSHS25155R10013014535SHDFND10014535DEUTSCHE STRATEGIC INCOME TRSHS25160F10970160272SHDFND10060272DEVON ENERGY CORP NEWCOM25179M1035769554SHDFND1009554DIRECTVCOM25490A3095025898SHDFND1005898DIREXION SHS ETF TRDAILY GOLD MINER25459Y38910210800SHDFND10010800DISCOVER FINL SVCSCOM2547091084678245SHDFND1008245DISNEY WALT COCOM DISNEY254687106222621306SHDFND10021306DNP SELECT INCOME FDCOM23325P1041436136146SHDFND100136146DOMINION RES INC VA NEWCOM25746U1094235973SHDFND1005973DOW CHEM COCOM26054310378616277SHDFND10016277DRAGONWAVE INCCOM26144M1031320400SHDFND10020400DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S1013610000SHDFND10010000DREYFUS STRATEGIC MUNS INCCOM26193210714717459SHDFND10017459DTE ENERGY COCOM2333311072262822SHDFND1002822DU PONT E I DE NEMOURS & COCOM2635341096449003SHDFND1009003DUKE ENERGY CORP NEWCOM NEW26441C2046308126SHDFND1008126DUKE REALTY CORPCOM NEW26441150540018280SHDFND10018280DUPONT FABROS TECHNOLOGY INCCOM26613Q1062898841SHDFND1008841E M C CORP MASSCOM26864810227510750SHDFND10010750EAGLE ROCK ENERGY PARTNERS LUNIT26985R1046126398SHDFND10026398EASTMAN CHEM COCOM277432100159122949SHDFND10022949EATON CORP PLCSHSG2918310376811309SHDFND10011309EATON VANCE TAX MNGD GBL DVCOM27829F10812512732SHDFND10012732EBAY INCCOM2786421033045205SHDFND1005205ECOLAB INCCOM2788651003523075SHDFND1003075ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10955910042SHDFND10010042ENTERPRISE PRODS PARTNERS LCOM29379210758817878SHDFND10017878EOG RES INCCOM26875P101259128196SHDFND10028196EXPRESS SCRIPTS HLDG COCOM30219G1082823270SHDFND1003270EXXON MOBIL CORPCOM30231G102439451565SHDFND10051565FACEBOOK INCCL A30303M102224827725SHDFND10027725FEDEX CORPCOM31428X10613448187SHDFND1008187FIDELITY NATL INFORMATION SVCOM31620M1062784078SHDFND1004078FIRST TR ENERGY INFRASTRCTRCOM33738C10331413871SHDFND10013871FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X10150213448SHDFND10013448FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1195054113463SHDFND100113463FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X200163564423SHDFND10064423FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3024907553SHDFND1007553FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60548220115SHDFND10020115FIRST TR EXCHANGE TRADED FDFT STRG INCM ETF33739Q3093877680SHDFND1007680FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X143563984205SHDFND10084205FIRST TR EXCHANGE TRADED FDINDLS PROD DUR33734X1502498057SHDFND1008057FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R100101448186SHDFND10048186FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R1182479225SHDFND1009225FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2038597284SHDFND1007284FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1763239030SHDFND1009030FIRST TR FTSE EPRA/NAREIT DECOM33736N10176216835SHDFND10016835FIRST TR HIGH INCOME L/S FDCOM33738E10916910373SHDFND10010373FIRST TR INTER DUR PFD & INCOM33718W103111249684SHDFND10049684FIRST TR LRGE CP CORE ALPHACOM SHS33734K10964213794SHDFND10013794FIRST TR MLP & ENERGY INCOMECOM33739B10452325823SHDFND10025823FIRST TR MULTI CP VAL ALPHACOM SHS33733C1082094335SHDFND1004335FIRST TR NAS100 EQ WEIGHTEDSHS3373441052816413SHDFND1006413FIRST TR STRATEGIC HIGH INCCOM SHS NEW337353304112378832SHDFND10078832FLAHERTY & CRUMRINE PFD INCCOM33848E10614512000SHDFND10012000FLEXTRONICS INTL LTDORDY2573F10213310347SHDFND10010347FLUOR CORP NEWCOM343412102101817808SHDFND10017808FOOT LOCKER INCCOM3448491043806033SHDFND1006033FORD MTR CO DELCOM PAR $0.013453708602937182246SHDFND100182246FRANKLIN RES INCCOM35461310168513368SHDFND10013368FREEPORT-MCMORAN INCCL B35671D85727214206SHDFND10014206FRONTIER COMMUNICATIONS CORPCOM35906A10840657416SHDFND10057416FS INVT CORPCOM3026351074324426941SHDFND100426941FST TR NEW OPPORT MLP & ENECOM33739M10025014709SHDFND10014709FTI CONSULTING INCCOM302941109119732089SHDFND10032089GENERAL AMERN INVS INCCOM36880210442412111SHDFND10012111GENERAL DYNAMICS CORPCOM3695501085183819SHDFND1003819GENERAL ELECTRIC COCOM3696041036084246065SHDFND100246065GENERAL MLS INCCOM37033410481114178SHDFND10014178GENERAL MTRS COCOM37045V1003228581SHDFND1008581GILEAD SCIENCES INCCOM375558103312931870SHDFND10031870GLAXOSMITHKLINE PLCSPONSORED ADR37733W10553611669SHDFND10011669GOLDMAN SACHS GROUP INCCOM38141G104191710207SHDFND10010207GOOGLE INCCL A38259P50837896882SHDFND1006882GOOGLE INCCL C38259P7069101667SHDFND1001667GRAN TIERRA ENERGY INCCOM38500T1015620400SHDFND10020400GREENBRIER COS INCCOM3936571014207270SHDFND1007270HAIN CELESTIAL GROUP INCCOM4052171005658786SHDFND1008786HALLIBURTON COCOM40621610163814564SHDFND10014564HANESBRANDS INCCOM41034510237611200SHDFND10011200HANSEN MEDICAL INCCOM4113071011314700SHDFND10014700HARLEY DAVIDSON INCCOM4128221082504125SHDFND1004125HARTFORD FINL SVCS GROUP INCCOM416515104113427094SHDFND10027094HCP INCCOM40414L1093578256SHDFND1008256HEALTH CARE REIT INCCOM42217K106204426427SHDFND10026427HEALTHCARE TR AMER INCCL A NEW42225P50159321322SHDFND10021322HEARTLAND FINL USA INCCOM42234Q1022979100SHDFND1009100HEWLETT PACKARD COCOM4282361032176969SHDFND1006969HOME DEPOT INCCOM43707610210319055SHDFND1009055HOME PROPERTIES INCCOM4373061032533665SHDFND1003665HONEYWELL INTL INCCOM4385161062792680SHDFND1002680HORMEL FOODS CORPCOM4404521005008794SHDFND1008794HUMANA INCCOM4448591023451935SHDFND1001935HUNTINGTON BANCSHARES INCCOM4461501041728156879SHDFND100156879ICON PLCSHSG4705A1006519273SHDFND1009273IDACORP INCCOM4511071062994802SHDFND1004802ILLINOIS TOOL WKS INCCOM452308109363037354SHDFND10037354INDEXIQ ETF TRIQ MRGR ARB ETF45409B8002889923SHDFND1009923INGLES MKTS INCCL A4570301043436920SHDFND1006920INGREDION INCCOM4571871027739890SHDFND1009890INTEGRYS ENERGY GROUP INCCOM45822P105186825942SHDFND10025942INTEL CORPCOM458140100135043144SHDFND10043144INTERACTIVE BROKERS GROUP INCOM45841N10743912910SHDFND10012910INTERNATIONAL BUSINESS MACHSCOM459200101273517095SHDFND10017095ISHARES15 AMT-FREE ETF4642893392544859SHDFND1004859ISHARES3-7 YR TR BD ETF4642886612311865SHDFND1001865ISHARESEM MK MINVOL ETF4642865335158746SHDFND1008746ISHARESGRWT ALLOCAT ETF46428986747611650SHDFND10011650ISHARESIBOXX HI YD ETF464288513234325830SHDFND10025830ISHARESINTL SEL DIV ETF464288448144042780SHDFND10042780ISHARESJP MOR EM MK ETF46428828110569504SHDFND1009504ISHARESMRGSTR MD CP ETF4642882083512281SHDFND1002281ISHARESMRNING SM CP ETF46428870310678136SHDFND1008136ISHARESU.S. PFD STK ETF464288687240659930SHDFND10059930ISHARESU.S. PHARMA ETF4642888369845626SHDFND1005626ISHARESUS HLTHCR PR ETF4642888283282474SHDFND1002474ISHARESUS HOME CONS ETF46428875238913852SHDFND10013852ISHARES GOLD TRUSTISHARES4642851051398123353SHDFND100123353ISHARES INCCORE MSCI EMKT46434G103147530446SHDFND10030446ISHARES SILVER TRUSTISHARES46428Q10940124953SHDFND10024953ISHARES TR1-3 YR TR BD ETF464287457102212026SHDFND10012026ISHARES TR20+ YR TR BD ETF4642874326655088SHDFND1005088ISHARES TRCOHEN&STEER REIT4642875645665597SHDFND1005597ISHARES TRCORE HIGH DV ETF46429B6632483321SHDFND1003321ISHARES TRCORE MSCI EAFE46432F842323555294SHDFND10055294ISHARES TRCORE MSCI PAC46434V6964178095SHDFND1008095ISHARES TRCORE S&P MCP ETF464287507341522467SHDFND10022467ISHARES TRCORE S&P SCP ETF464287804262022182SHDFND10022182ISHARES TRCORE S&P500 ETF464287200784237791SHDFND10037791ISHARES TRCORE US AGGBD ET4642872261010690716SHDFND10090716ISHARES TRDOW JONES US ETF4642878466225913SHDFND1005913ISHARES TREUROPE ETF4642878612435375SHDFND1005375ISHARES TRGLOB HLTHCRE ETF4642873252332146SHDFND1002146ISHARES TRGLOBAL ENERG ETF4642873412537069SHDFND1007069ISHARES TRIBOXX INV CP ETF4642872424703866SHDFND1003866ISHARES TRINTL PFD STK ETF46429B13531915894SHDFND10015894ISHARES TRMRNGSTR INC ETF46432F87545317524SHDFND10017524ISHARES TRMRNGSTR LG-CP GR4642871193202701SHDFND1002701ISHARES TRMSCI EAFE ETF464287465301846922SHDFND10046922ISHARES TRMSCI EMG MKT ETF464287234114528583SHDFND10028583ISHARES TRNASDQ BIOTEC ETF4642875567262122SHDFND1002122ISHARES TRRUS 1000 ETF4642876227856668SHDFND1006668ISHARES TRRUS 1000 GRW ETF464287614697070436SHDFND10070436ISHARES TRRUS 1000 VAL ETF464287598562254538SHDFND10054538ISHARES TRRUS MD CP GR ETF4642874812442495SHDFND1002495ISHARES TRRUS MDCP VAL ETF464287473119715849SHDFND10015849ISHARES TRRUS MID-CAP ETF464287499450125988SHDFND10025988ISHARES TRRUSSELL 2000 ETF464287655379730593SHDFND10030593ISHARES TRS&P 500 GRWT ETF464287309573850345SHDFND10050345ISHARES TRS&P 500 VAL ETF464287408468050540SHDFND10050540ISHARES TRS&P MC 400GR ETF4642876062501457SHDFND1001457ISHARES TRS&P MC 400VL ETF4642877054313292SHDFND1003292ISHARES TRSELECT DIVID ETF464287168242930759SHDFND10030759ISHARES TRSP SMCP600VL ETF4642878794753998SHDFND1003998ISHARES TRTIPS BD ETF464287176853975209SHDFND10075209ISHARES TRU.S. BAS MTL ETF4642878382042510SHDFND1002510ISHARES TRU.S. ENERGY ETF4642877962024641SHDFND1004641ISHARES TRU.S. FINLS ETF4642877882192475SHDFND1002475ISHARES TRU.S. INDS ETF4642877545475067SHDFND1005067ISHARES TRU.S. REAL ES ETF4642877393554490SHDFND1004490ISHARES TRU.S. TECH ETF4642877212302218SHDFND1002218ISHARES TRU.S. UTILITS ETF4642876979318335SHDFND1008335ISHARES TRUS HLTHCARE ETF464287762202813257SHDFND10013257JETBLUE AIRWAYS CORPCOM47714310178040539SHDFND10040539JOHNSON & JOHNSONCOM478160104646864231SHDFND10064231JOHNSON CTLS INCCOM478366107268053181SHDFND10053181JPMORGAN CHASE & COCOM46625H100191831652SHDFND10031652KENNAMETAL INCCOM48917010052415670SHDFND10015670KEYCORP NEWCOM49326710819413744SHDFND10013744KIMBERLY CLARK CORPCOM494368103130412075SHDFND10012075KINDER MORGAN INC DELCOM49456B101393193472SHDFND10093472KITE RLTY GROUP TRCOM NEW49803T30037413288SHDFND10013288KNOLL INCCOM NEW49890420025911105SHDFND10011105KOHLS CORPCOM500255104249431987SHDFND10031987KRAFT FOODS GROUP INCCOM50076Q106352740451SHDFND10040451KROGER COCOM5010441018005104470SHDFND100104470LAKELAND FINL CORPCOM51165610061615215SHDFND10015215LAMAR ADVERTISING CO NEWCL A5128161093806429SHDFND1006429LANNET INCCOM5160121013084524SHDFND1004524LAS VEGAS SANDS CORPCOM5178341073586463SHDFND1006463LIBERTY ALL STAR EQUITY FDSH BEN INT53015810421436813SHDFND10036813LILLY ELI & COCOM5324571085527584SHDFND1007584LINCOLN ELEC HLDGS INCCOM5339001064787317SHDFND1007317LINCOLN NATL CORP INDCOM5341871092103678SHDFND1003678LINN ENERGY LLCUNIT LTD LIAB53602010031428955SHDFND10028955LINNCO LLCCOMSHS LTD INT53578210649350933SHDFND10050933LOCKHEED MARTIN CORPCOM5398301093971954SHDFND1001954LORILLARD INCCOM5441471014306516SHDFND1006516LOWES COS INCCOM5486611074756368SHDFND1006368MACYS INCCOM55616P1043305100SHDFND1005100MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801063164128SHDFND1004128MAGNA INTL INCCOM5592224013135844SHDFND1005844MAIN STREET CAPITAL CORPCOM56035L1042799087SHDFND1009087MANITOWOC INCCOM56357110831414610SHDFND10014610MARATHON PETE CORPCOM56585A1022752708SHDFND1002708MARKET VECTORS ETF TRGOLD MINER ETF57060U10041822664SHDFND10022664MARKET VECTORS ETF TRMKT VECTR WIDE57060U13431510334SHDFND10010334MASTERCARD INCCL A57636Q1044865640SHDFND1005640MCCORMICK & CO INCCOM NON VTG5797802063604735SHDFND1004735MCDONALDS CORPCOM580135101184718997SHDFND10018997MCGRAW HILL FINL INCCOM5806451092302229SHDFND1002229MEDTRONIC PLCSHSG5960L1037079000SHDFND1009000MERCK & CO INC NEWCOM58933Y105260845377SHDFND10045377MFS INTERMARKET INCOME TRUSTSH BEN INT59318R10344452380SHDFND10052380MGE ENERGY INCCOM55277P1042104715SHDFND1004715MICROSOFT CORPCOM5949181045312131163SHDFND100131163MONDELEZ INTL INCCL A60920710570319644SHDFND10019644MONOGRAM RESIDENTIAL TR INCCOM60979P10554458352SHDFND10058352MONTGOMERY STR INCOME SECS ICOM61411510363537500SHDFND10037500MORGAN STANLEYCOM NEW617446448120233694SHDFND10033694NATIONAL PRESTO INDS INCCOM63721510467810630SHDFND10010630NAVIDEA BIOPHARMACEUTICALS ICOM63937X10310968015SHDFND10068015NEW GERMANY FD INCCOM6444651063427221255SHDFND100221255NEW YORK CMNTY BANCORP INCCOM64944510388753037SHDFND10053037NEW YORK REIT INCCOM64976L10958956215SHDFND10056215NEXTERA ENERGY INCCOM65339F101111310724SHDFND10010724NIKE INCCL B6541061035105073SHDFND1005073NISOURCE INCCOM65473P1052645967SHDFND1005967NORDSON CORPCOM6556631026588371SHDFND1008371NORFOLK SOUTHERN CORPCOM655844108492547882SHDFND10047882NORTHSTAR RLTY FIN CORPCOM NEW66704R704121767151SHDFND10067151NOVARTIS A GSPONSORED ADR66987V1092983011SHDFND1003011NOVO-NORDISK A SADR670100205220741337SHDFND10041337NUCOR CORPCOM670346105194040728SHDFND10040728NVIDIA CORPCOM67066G104114154409SHDFND10054409OMEGA HEALTHCARE INVS INCCOM6819361002095180SHDFND1005180OMNICARE INCCOM681904108128416660SHDFND10016660ORACLE CORPCOM68389X105401492837SHDFND10092837OSHKOSH CORPCOM6882392012545213SHDFND1005213PALO ALTO NETWORKS INCCOM6974351052251519SHDFND1001519PANERA BREAD COCL A69840W1082951837SHDFND1001837PARAMOUNT GOLD & SILVER CORPCOM69924P1023534250SHDFND10034250PAREXEL INTL CORPCOM6994621075728271SHDFND1008271PEPSICO INCCOM713448108355037055SHDFND10037055PFIZER INCCOM717081103329194810SHDFND10094810PHILIP MORRIS INTL INCCOM718172109138718375SHDFND10018375PHILLIPS 66COM7185461048990114284SHDFND100114284PIEDMONT OFFICE REALTY TR INCOM CL A72019020687346879SHDFND10046879PIMCO DYNAMIC CR INCOME FDCOM SHS72202D106201198530SHDFND10098530PIMCO ETF TR25YR+ ZERO U S72201R8822131691SHDFND1001691PIMCO ETF TRTTL RTN ACTV ETF72201R7753553219SHDFND1003219PIMCO STRATEGIC INCOME FD INCOM72200X10411111930SHDFND10011930PNC FINL SVCS GROUP INCCOM6934751052873076SHDFND1003076POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10517910495SHDFND10010495POWERSHARES ETF TR IIPWRSH S&P500HI73937B65433310150SHDFND10010150POWERSHARES ETF TR IIS&P500 LOW VOL73937B77952613847SHDFND10013847POWERSHARES ETF TRUSTCON DISCRE SEC73935X4192635539SHDFND1005539POWERSHARES ETF TRUSTCON STAPLE SEC73935X3932073823SHDFND1003823POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1532144867SHDFND1004867POWERSHARES ETF TRUSTDYN PHRMA PORT73935X7994736257SHDFND1006257POWERSHARES ETF TRUSTDYNM LRG CP VL73935X7087416241336SHDFND100241336POWERSHARES ETF TRUSTFINL PFD PTFL73935X22928015088SHDFND10015088POWERSHARES ETF TRUSTFTSE RAFI 100073935X5838579418SHDFND1009418POWERSHARES ETF TRUSTFTSE US1500 SM73935X567215020658SHDFND10020658POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X1951604141572SHDFND100141572POWERSHARES ETF TRUST IIKBW YIELD REIT73936Q8193309183SHDFND1009183POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76945118784SHDFND10018784POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56539426566SHDFND10026566POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55723312309SHDFND10012309POWERSHARES QQQ TRUSTUNIT SER 173935A104592155788SHDFND10055788PRECISION CASTPARTS CORPCOM7401891052111003SHDFND1001003PRICE T ROWE GROUP INCCOM74144T1084325326SHDFND1005326PRICELINE GRP INCCOM NEW74150340311831019SHDFND1001019PROCTER & GAMBLE COCOM742718109277033934SHDFND10033934PROSHARES TRULTRA FNCLS NEW74347X6333982745SHDFND1002745PROSPECT CAPITAL CORPORATIONCOM74348T10219923652SHDFND10023652PROSPECT CAPITAL CORPORATIONNOTE 5.750% 3/174348TAL63030000PRNDFND10030000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM41515000PRNDFND10015000QORVO INCCOM74736K1016187704SHDFND1007704QUALCOMM INCCOM7475251033184579SHDFND1004579QUICKLOGIC CORPCOM74837P1084422250SHDFND10022250RAYTHEON COCOM NEW755111507431539488SHDFND10039488REALTY INCOME CORPCOM75610910456110895SHDFND10010895RENT A CTR INC NEWCOM76009N100101536879SHDFND10036879RETAIL PPTYS AMER INCCL A76131V20253833533SHDFND10033533RITE AID CORPCOM76775410413715571SHDFND10015571ROCKWELL AUTOMATION INCCOM7739031096195321SHDFND1005321ROYAL BK CDA MONTREAL QUECOM7800871022794611SHDFND1004611ROYAL DUTCH SHELL PLCSPONS ADR A7802592062664444SHDFND1004444RYDER SYS INCCOM7835491087517911SHDFND1007911RYDEX ETF TRUSTGUG S&P MC400 PG78355W60112919733SHDFND1009733RYDEX ETF TRUSTGUG S&P500 EQ WT78355W1063814696SHDFND1004696RYDEX ETF TRUSTGUG S&P500 EWCON78355W874177916469SHDFND10016469RYDEX ETF TRUSTGUG S&P500 PU GR78355W403114513756SHDFND10013756RYDEX ETF TRUSTGUG S&P500 PU VA78355W3048227152561SHDFND100152561SANDRIDGE ENERGY INCCOM80007P3073418955SHDFND10018955SCHLUMBERGER LTDCOM80685710890710894SHDFND10010894SCHWAB CHARLES CORP NEWCOM8085131053572117321SHDFND100117321SCHWAB STRATEGIC TRUS DIVIDEND EQ80852479785021334SHDFND10021334SCHWAB STRATEGIC TRUS LCAP VA ETF80852440954212464SHDFND10012464SCOTTS MIRACLE GRO COCL A8101861063324932SHDFND1004932SEADRILL LIMITEDSHSG7945E10524425908SHDFND10025908SELECT INCOME REITCOM SH BEN INT81618T100102941071SHDFND10041071SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2095547650SHDFND1007650SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5066858779SHDFND1008779SELECT SECTOR SPDR TRSBI INT-FINL81369Y60574130843SHDFND10030843SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88668415297SHDFND10015297SELECT SECTOR SPDR TRTECHNOLOGY81369Y803125730846SHDFND10030846SEQUENOM INCCOM NEW8173374059924766SHDFND10024766SHERWIN WILLIAMS COCOM824348106257902SHDFND100902SIRIUS XM HLDGS INCCOM82968B1034311203SHDFND10011203SKYWORKS SOLUTIONS INCCOM83088M1024304356SHDFND1004356SM ENERGY COCOM78454L1002334500SHDFND1004500SOUTHERN COCOM84258710758613352SHDFND10013352SOUTHERN COPPER CORPCOM84265V1052026841SHDFND1006841SOUTHWEST AIRLS COCOM84474110858613247SHDFND10013247SOVRAN SELF STORAGE INCCOM84610H1084214500SHDFND1004500SPDR DOW JONES INDL AVRG ETFUT SER 178467X1096783805SHDFND1003805SPDR GOLD TRUSTGOLD SHS78463V1079678525SHDFND1008525SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7492545152SHDFND1005152SPDR INDEX SHS FDSS&P WRLD EX US78463X8892097366SHDFND1007366SPDR S&P 500 ETF TRTR UNIT78462F103335116223SHDFND10016223SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107202729SHDFND100729SPDR SERIES TRUSTBRC HGH YLD BD78464A417317480911SHDFND10080911SPDR SERIES TRUSTNUVN BR SHT MUNI78464A4256893283359SHDFND100283359SPDR SERIES TRUSTS&P 500 GROWTH78464A4092902936SHDFND1002936SPDR SERIES TRUSTS&P DIVID ETF78464A763209126730SHDFND10026730SPDR SERIES TRUSTWELLS FG PFD ETF78464A29257212933SHDFND10012933SPIRIT AIRLS INCCOM8485771025286808SHDFND1006808SPIRIT RLTY CAP INC NEWCOM84860W1021390114962SHDFND100114962SPROTT PHYSICAL PLAT PALLADUNIT85207Q1048210200SHDFND10010200STARBUCKS CORPCOM855244109191120219SHDFND10020219STRATASYS LTDSHSM855481013847510SHDFND1007510SUNEDISON INCCOM86732Y10974330942SHDFND10030942SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1083217739SHDFND1007739SWISS HELVETIA FD INCCOM87087510156949453SHDFND10049453TARGET CORPCOM87612E106222527160SHDFND10027160TCW STRATEGIC INCOME FUND INCOM8723401045911000SHDFND10011000TEAM INCCOM87815510081620975SHDFND10020975TELEFLEX INCCOM8793691063162610SHDFND1002610TEMPLETON DRAGON FD INCCOM88018T1012479100188SHDFND100100188TEMPLETON GLOBAL INCOME FDCOM88019810612617540SHDFND10017540TEVA PHARMACEUTICAL INDS LTDADR8816242093255232SHDFND1005232TEXAS INSTRS INCCOM8825081042554453SHDFND1004453THERMO FISHER SCIENTIFIC INCCOM8835561024963687SHDFND1003687TORTOISE ENERGY INFRSTRCTR CCOM89147L10099323555SHDFND10023555TORTOISE PWR & ENERGY INFRASCOM89147X10480130188SHDFND10030188TOTAL S ASPONSORED ADR89151E1093457004SHDFND1007004TOTAL SYS SVCS INCCOM89190610945711966SHDFND10011966TOWERSTREAM CORPCOM8920001002210970SHDFND10010970TRANSALTA CORPCOM89346D10723424873SHDFND10024873TRANSOCEAN LTDREG SHSH8817H10086859635SHDFND10059635TRAVELERS COMPANIES INCCOM89417E1093793489SHDFND1003489TRINITY INDS INCCOM8965221092667547SHDFND1007547TWENTY FIRST CENTY FOX INCCL A90130A10199529556SHDFND10029556TWITTER INCCOM90184L102141928330SHDFND10028330TYSON FOODS INCCL A902494103127233226SHDFND10033226U S G CORPCOM NEW9032934052007520SHDFND1007520UGI CORP NEWCOM9026811052708213SHDFND1008213UMPQUA HLDGS CORPCOM90421410342524901SHDFND10024901UNDER ARMOUR INCCL A9043111073264037SHDFND1004037UNION PAC CORPCOM907818108141013005SHDFND10013005UNITED PARCEL SERVICE INCCL B9113121063223294SHDFND1003294UNITED RENTALS INCCOM911363109165318153SHDFND10018153UNITED STATES STL CORP NEWCOM91290910824610048SHDFND10010048UNITED TECHNOLOGIES CORPCOM913017109138811823SHDFND10011823UNITEDHEALTH GROUP INCCOM91324P102189415971SHDFND10015971UNIVERSAL INS HLDGS INCCOM91359V107185472461SHDFND10072461US BANCORP DELCOM NEW902973304122728088SHDFND10028088VALE S AADR91912E105711124570SHDFND100124570VALERO ENERGY CORP NEWCOM91913Y10069110915SHDFND10010915VANGUARD BD INDEX FD INCINTERMED TERM92193781913578157501SHDFND100157501VANGUARD BD INDEX FD INCLONG TERM BOND921937793900993436SHDFND10093436VANGUARD BD INDEX FD INCSHORT TRM BOND92193782724406303169SHDFND100303169VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835110713275SHDFND10013275VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40712060222774SHDFND100222774VANGUARD INDEX FDSEXTEND MKT ETF922908652268128986SHDFND10028986VANGUARD INDEX FDSGROWTH ETF92290873632669312276SHDFND100312276VANGUARD INDEX FDSMCAP GR IDXVIP922908538145213443SHDFND10013443VANGUARD INDEX FDSMCAP VL IDXVIP922908512257227974SHDFND10027974VANGUARD INDEX FDSMID CAP ETF922908629214516160SHDFND10016160VANGUARD INDEX FDSREIT ETF922908553192323004SHDFND10023004VANGUARD INDEX FDSS&P 500 ETF SHS922908363827943766SHDFND10043766VANGUARD INDEX FDSSM CP VAL ETF9229086118217493SHDFND1007493VANGUARD INDEX FDSSMALL CP ETF922908751915674692SHDFND10074692VANGUARD INDEX FDSSML CP GRW ETF922908595149611339SHDFND10011339VANGUARD INDEX FDSTOTAL STK MKT92290876910925101894SHDFND100101894VANGUARD INDEX FDSVALUE ETF92290874435100419337SHDFND100419337VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427757342150681SHDFND100150681VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428585078124158SHDFND100124158VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874195335944SHDFND10035944VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF9220428665549062SHDFND1009062VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718286828509SHDFND10028509VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427422984845SHDFND1004845VANGUARD SCOTTSDALE FDSLG-TERM COR BD92206C8136256654SHDFND1006654VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77110435195149SHDFND100195149VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4098577106930SHDFND100106930VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C102604999084SHDFND10099084VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844273533991SHDFND10033991VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385819396486892SHDFND100486892VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406520776469SHDFND10076469VANGUARD WORLD FDMEGA GRWTH IND9219108167168593SHDFND1008593VANGUARD WORLD FDSCONSUM DIS ETF92204A1083492829SHDFND1002829VANGUARD WORLD FDSCONSUM STP ETF92204A2075634404SHDFND1004404VANGUARD WORLD FDSENERGY ETF92204A3066105604SHDFND1005604VANGUARD WORLD FDSFINANCIALS ETF92204A4052394870SHDFND1004870VANGUARD WORLD FDSHEALTH CAR ETF92204A504205015115SHDFND10015115VANGUARD WORLD FDSUTILITIES ETF92204A8765605770SHDFND1005770VECTREN CORPCOM92240G10145110243SHDFND10010243VEEVA SYS INCCL A COM92247510836614409SHDFND10014409VENTAS INCCOM92276F100118916329SHDFND10016329VERIZON COMMUNICATIONS INCCOM92343V104359573718SHDFND10073718VISA INCCOM CL A92826C83971310928SHDFND10010928VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W3082136508SHDFND1006508VRINGO INCCOM92911N104710000SHDFND10010000WALGREENS BOOTS ALLIANCE INCCOM931427108461754678SHDFND10054678WAL-MART STORES INCCOM931142103155318971SHDFND10018971WELLS FARGO & CO NEWCOM9497461017696141497SHDFND100141497WELLS FARGO ADVANTAGE MULTICOM SHS94987D10152439305SHDFND10039305WESTAR ENERGY INCCOM95709T10044911486SHDFND10011486WESTERN ASSET HGH YLD DFNDFDCOM95768B10744627105SHDFND10027105WESTERN ASSET HIGH INCM OPPCOM95766K10913424961SHDFND10024961WESTERN ASSET MGD HI INCM FDCOM95766L1077214174SHDFND10014174WEYERHAEUSER COCOM9621661042698106SHDFND1008106WHOLE FOODS MKT INCCOM9668371063566867SHDFND1006867WILEY JOHN & SONS INCCL A9682232064086665SHDFND1006665WILLIAMS COS INC DELCOM9694571003086054SHDFND1006054WINDSTREAM HLDGS INCCOM97382A1011276172000SHDFND100172000WISCONSIN ENERGY CORPCOM97665710693218776SHDFND10018776WISDOMTREE TRDIV EX-FINL FD97717W406214828268SHDFND10028268WISDOMTREE TREQTY INC FD97717W208261743239SHDFND10043239WISDOMTREE TREUR HDG SMLCAP97717X55251920000SHDFND10020000WISDOMTREE TREUROPE HEDGED EQ97717X7012804262SHDFND1004262WISDOMTREE TRJAPN HEDGE EQT97717W8512704898SHDFND1004898WISDOMTREE TRMIDCAP DIVI FD97717W505332338557SHDFND10038557WPCS INTL INCCOM PAR $.000192931L302420000SHDFND10020000XCEL ENERGY INCCOM98389B10037010766SHDFND10010766XENIA HOTELS & RESORTS INCCOM98401710384637173SHDFND10037173YAHOO INCCOM9843321062676066SHDFND1006066YUM BRANDS INCCOM9884981013474397SHDFND1004397ZIMMER HLDGS INCCOM98956P102358430500SHDFND10030500ZIONS BANCORPORATIONCOM98970110754720277SHDFND10020277ZOETIS INCCL A98978V1033497559SHDFND1007559