-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F0k8YQn0D21Y2BjXsNG9TPVihg633zQbWTf0jDsibSjsLy21341z1nB4g5zUHYt9 qLl0sdcuXPnzbEbJ/OBXMg== 0001140361-09-025549.txt : 20091112 0001140361-09-025549.hdr.sgml : 20091111 20091112071748 ACCESSION NUMBER: 0001140361-09-025549 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC cees Trustee LTD CENTRAL INDEX KEY: 0001351870 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11601 FILM NUMBER: 091173978 BUSINESS ADDRESS: STREET 1: 19/21 BROAD STREET CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 3PB BUSINESS PHONE: 00 44 1534 501614 MAIL ADDRESS: STREET 1: 19/21 BROAD STREET CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 3PB FORMER COMPANY: FORMER CONFORMED NAME: Abacus Corporate Trustee LTD DATE OF NAME CHANGE: 20060201 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RBC cees Trustee Limited Address: La Motte Chambers St. Helier Jersey, JE1 1PB Form 13F File Number: 28-11601 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Adrian Le Chevalier Title: Fiduciary Services Manager Phone: (44) 1534 602376 Signature, Place, and Date of Signing: /s/ Adrian Le Chevalier St. Helier, Jersey 11/11/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 353 Form 13F Information Table Value Total: $784,879,959.00 -------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 - ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- ----------- ----------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- ----------- -------- --- ---- ---------- -------- ---------- ------ ---- ALCOA INC COM 013817101 25,056 1909 SH DEFINED 1,909   0 ALCOA INC COM 013817101 6,051 461 SH DEFINED 461   0 ALTRIA GROUP INC COM 02209S103 53,400 3000 SH DEFINED 3,000   0 AMERICAN CAP LTD COM 02503Y103 17,186 5329 SH DEFINED 5,329   0 AMERICAN EXPRESS CO COM 025816109 341,406 10068 SH DEFINED 10,068   0 AMERICAN EXPRESS CO COM 025816109 40,421 1192 SH DEFINED 1,192   0 AMERICAN INTL GROUP INC COM NEW 026874784 308,560 7000 SH DEFINED 7,000   0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 53,389 1310 SH DEFINED 1,310   0 APPLE INC COM 037833100 278,025 1500 SH DEFINED 1,500   0 APPLE INC COM 037833100 278,025 1500 SH DEFINED 1,500   0 APPLE INC COM 037833100 135,306 730 SH DEFINED 730   0 BHP BILLITON PLC SPONSORED ADR 05545E209 36,107 655 SH DEFINED 655   0 BANK OF AMERICA CORPORATION COM 060505104 31,314 1854 SH DEFINED 1,854   0 BANK OF AMERICA CORPORATION COM 060505104 107,758 6380 SH DEFINED 6,380   0 BANK OF AMERICA CORPORATION COM 060505104 162,583 9626 SH DEFINED 9,626   0 BANK OF AMERICA CORPORATION COM 060505104 25,909 1534 SH DEFINED 1,534   0 BANK OF AMERICA CORPORATION COM 060505104 14,610 865 SH DEFINED 865   0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 142,336 5978 SH DEFINED 5,978   0 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 173,180 2936 SH DEFINED 2,936   0 BARRICK GOLD CORP COM 067901108 95,680 2545 SH DEFINED 2,545   0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 201,889 2 SH DEFINED 2   0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 100,945 1 SH DEFINED 1   0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 49,759 15 SH DEFINED 15   0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 132,690 40 SH DEFINED 40   0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 23,321 1640 SH DEFINED 1,640   0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 5,830 410 SH DEFINED 410   0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 4,266 300 SH DEFINED 300   0 BOEING CO COM 097023105 162,360 3000 SH DEFINED 3,000   0 CME GROUP INC COM 12572Q105 61,288 199 SH DEFINED 199   0 CAMECO CORP COM 13321L108 63,147 2291 SH DEFINED 2,291   0 CANADIAN NAT RES LTD COM 136385101 66,988 1000 SH DEFINED 1,000   0 CATERPILLAR INC DEL COM 149123101 48,385 943 SH DEFINED 943   0 CEMEX SAB DE CV SPON ADR NEW 151290889 13,897 1076 SH DEFINED 1,076   0 CHESAPEAKE ENERGY CORP COM 165167107 1,277,100 45000 SH DEFINED 45,000   0 CHUBB CORP COM 171232101 63,491 1260 SH DEFINED 1,260   0 CITIGROUP INC COM 172967101 23,457 4892 SH DEFINED 4,892   0 CITIGROUP INC COM 172967101 23,112 4820 SH DEFINED 4,820   0 CITIGROUP INC COM 172967101 5,514 1150 SH DEFINED 1,150   0 CITIGROUP INC COM 172967101 47,950 10000 SH DEFINED 10,000   0 CITIGROUP INC COM 172967101 2,877 600 SH DEFINED 600   0 CITIGROUP INC COM 172967101 5,083 1060 SH DEFINED 1,060   0 CITIGROUP INC COM 172967101 53,464 11150 SH DEFINED 11,150   0 CITIGROUP INC COM 172967101 20,091 4190 SH DEFINED 4,190   0 CITIGROUP INC COM 172967101 47,950 10000 SH DEFINED 10,000   0 CITIGROUP INC COM 172967101 1,079 225 SH DEFINED 225   0 CITIGROUP INC COM 172967101 15,200 3170 SH DEFINED 3,170   0 CITIGROUP INC COM 172967101 17,742 3700 SH DEFINED 3,700   0 CITIGROUP INC COM 172967101 11,556 2410 SH DEFINED 2,410   0 CITIGROUP INC COM 172967101 1,439 300 SH DEFINED 300   0 CITIGROUP INC COM 172967101 25,749 5370 SH DEFINED 5,370   0 CITIGROUP INC COM 172967101 33,460 6978 SH DEFINED 6,978   0 CITIGROUP INC COM 172967101 1,486 310 SH DEFINED 310   0 CITIGROUP INC COM 172967101 9,470 1975 SH DEFINED 1,975   0 CONOCOPHILLIPS COM 20825C104 87,752 1944 SH DEFINED 1,944   0 CONOCOPHILLIPS COM 20825C104 122,149 2706 SH DEFINED 2,706   0 CONOCOPHILLIPS COM 20825C104 55,071 1220 SH DEFINED 1,220   0 CONOCOPHILLIPS COM 20825C104 53,040 1175 SH DEFINED 1,175   0 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 80,298 835 SH DEFINED 835   0 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 46,258 418 SH DEFINED 418   0 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 81,600 10000 SH DEFINED 10,000   0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- ----------- ----------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- ----------- -------- --- ---- ---------- -------- ---------- ------ ---- DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 27,300 2000 SH DEFINED 2,000   0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 573,030 6000 SH DEFINED 6,000   0 DIREXION SHS ETF TR DLY EMRGMKT BULL 25459W300 185,693 1372 SH DEFINED 1,372   0 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W490 46,997 2260 SH DEFINED 2,260   0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459W516 66,033 804 SH DEFINED 804   0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 112,448 2490 SH DEFINED 2,490   0 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 14,160 4000 SH DEFINED 4,000   0 ENSCO INTL INC COM 26874Q100 63,773 1500 SH DEFINED 1,500   0 E TRADE FINANCIAL CORP COM 269246104 15,660 9000 SH DEFINED 9,000   0 EBAY INC COM 278642103 59,000 2500 SH DEFINED 2,500   0 EXXON MOBIL CORP COM 30231G102 428,457 6248 SH DEFINED 6,248   0 F M C CORP COM NEW 302491303 70,269 1250 SH DEFINED 1,250   0 FMC TECHNOLOGIES INC COM 30249U101 57,426 1100 SH DEFINED 1,100   0 FIRST TR ISE REVERE NAT GAS COM 33734J102 98,450 5920 SH DEFINED 5,920   0 FIRST TR STRATEGIC HIGH INC COM SHS 337353106 51,360 12000 SH DEFINED 12,000   0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 150,344 2190 SH DEFINED 2,190   0 GANNETT INC COM 364730101 190,650 15252 SH DEFINED 15,252   0 GENERAL ELECTRIC CO COM 369604103 32,810 2000 SH DEFINED 2,000   0 GENERAL ELECTRIC CO COM 369604103 246,075 15000 SH DEFINED 15,000   0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 720,658,964 18228379 SH DEFINED 18,228,379   0 GLG PARTNERS INC COM 37929X107 22,484 5600 SH DEFINED 5,600   0 GLG PARTNERS INC COM 37929X107 5,621 1400 SH DEFINED 1,400   0 GOLDMAN SACHS GROUP INC COM 38141G104 153,786 835 SH DEFINED 835   0 GOLDMAN SACHS GROUP INC COM 38141G104 138,131 750 SH DEFINED 750   0 GOLDMAN SACHS GROUP INC COM 38141G104 132,053 717 SH DEFINED 717   0 GOLDMAN SACHS GROUP INC COM 38141G104 13,813 75 SH DEFINED 75   0 GOLDMAN SACHS GROUP INC COM 38141G104 77,538 421 SH DEFINED 421   0 GOLDMAN SACHS GROUP INC COM 38141G104 186,938 1015 SH DEFINED 1,015   0 GOLDMAN SACHS GROUP INC COM 38141G104 186,938 1015 SH DEFINED 1,015   0 GOLDMAN SACHS GROUP INC COM 38141G104 114,189 620 SH DEFINED 620   0 GOLDMAN SACHS GROUP INC COM 38141G104 10,130 55 SH DEFINED 55   0 GOOGLE INC CL A 38259P508 146,274 295 SH DEFINED 295   0 GOOGLE INC CL A 38259P508 3,471 7 SH DEFINED 7   0 GOOGLE INC CL A 38259P508 34,709 70 SH DEFINED 70   0 INDIA FD INC COM 454089103 98,046 3378 SH DEFINED 3,378   0 INTUITIVE SURGICAL INC COM NEW 46120E602 13,104 50 SH DEFINED 50   0 ISHARES INC MSCI BRAZIL 464286400 41,429 612 SH DEFINED 612   0 ISHARES INC MSCI STH AFRCA 464286780 8,771 160 SH DEFINED 160   0 ISHARES INC MSCI JAPAN 464286848 265,623 26790 SH DEFINED 26,790   0 ISHARES INC MSCI ITALY 464286855 25,206 1235 SH DEFINED 1,235   0 ISHARES INC MSCI HONG KONG 464286871 44,600 2870 SH DEFINED 2,870   0 ISHARES TR INDEX DJ SEL DIV INX 464287168 29,309 710 SH DEFINED 710   0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 230,214 2239 SH DEFINED 2,239   0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 24,546 600 SH DEFINED 600   0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 111,562 2727 SH DEFINED 2,727   0 ISHARES TR INDEX S&P 500 INDEX 464287200 72,056 680 SH DEFINED 680   0 ISHARES TR INDEX S&P 500 INDEX 464287200 1,089,108 10278 SH DEFINED 10,278   0 ISHARES TR INDEX S&P 500 INDEX 464287200 80,004 755 SH DEFINED 755   0 ISHARES TR INDEX S&P 500 INDEX 464287200 52,347 494 SH DEFINED 494   0 ISHARES TR INDEX MSCI EMERG MKT 464287234 35,046 900 SH DEFINED 900   0 ISHARES TR INDEX MSCI EMERG MKT 464287234 87,965 2259 SH DEFINED 2,259   0 ISHARES TR INDEX MSCI EMERG MKT 464287234 63,083 1620 SH DEFINED 1,620   0 ISHARES TR INDEX MSCI EMERG MKT 464287234 54,088 1389 SH DEFINED 1,389   0 ISHARES TR INDEX MSCI EMERG MKT 464287234 81,774 2100 SH DEFINED 2,100   0 ISHARES TR INDEX S&P GBL ENER 464287341 17,088 500 SH DEFINED 500   0 ISHARES TR INDEX S&P GBL ENER 464287341 38,925 1139 SH DEFINED 1,139   0 ISHARES TR INDEX S&P LTN AM 40 464287390 42,461 990 SH DEFINED 990   0 ISHARES TR INDEX COHEN&ST RLTY 464287564 46613 960 SH DEFINED 960   0 ISHARES TR INDEX S&P GLB100INDX 464287572 44586 767 SH DEFINED 767   0 ISHARES TR INDEX DJ US TECH SEC 464287721 155880 3000 SH DEFINED 3,000   0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- ----------- ----------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- ----------- -------- --- ---- ---------- -------- ---------- ------ ---- ISHARES TR INDEX DJ US FINL SEC 464287788 186855 3548 SH DEFINED 3,548   0 ISHARES TR INDEX DJ US FINL SEC 464287788 934277 17740 SH DEFINED 17,740   0 ISHARES TR INDEX S&P SMLCAP 600 464287804 55271 1056 SH DEFINED 1,056   0 ISHARES TR INDEX S&P EURO PLUS 464287861 37316 970 SH DEFINED 970   0 ISHARES TR INDEX S&P EURO PLUS 464287861 40778 1060 SH DEFINED 1,060   0 ISHARES TR JPMORGAN USD 464288281 33420 325 SH DEFINED 325   0 ISHARES TR HIGH YLD CORP 464288513 215700 2500 SH DEFINED 2,500   0 ISHARES SILVER TRUST ISHARES 46428Q109 61734 3770 SH DEFINED 3,770   0 ISHARES SILVER TRUST ISHARES 46428Q109 23498 1435 SH DEFINED 1,435   0 ISHARES SILVER TRUST ISHARES 46428Q109 36353 2220 SH DEFINED 2,220   0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 148425 5000 SH DEFINED 5,000   0 JPMORGAN CHASE & CO COM 46625H100 302564 6911 SH DEFINED 6,911   0 JPMORGAN CHASE & CO COM 46625H100 311363 7112 SH DEFINED 7,112   0 JPMORGAN CHASE & CO COM 46625H100 12477 285 SH DEFINED 285   0 JPMORGAN CHASE & CO COM 46625H100 460084 10509 SH DEFINED 10,509   0 JPMORGAN CHASE & CO COM 46625H100 410262 9371 SH DEFINED 9,371   0 JPMORGAN CHASE & CO COM 46625H100 18694 427 SH DEFINED 427   0 JPMORGAN CHASE & CO COM 46625H100 85065 1943 SH DEFINED 1,943   0 JPMORGAN CHASE & CO COM 46625H100 61292 1400 SH DEFINED 1,400   0 JPMORGAN CHASE & CO COM 46625H100 309875 7078 SH DEFINED 7,078   0 JPMORGAN CHASE & CO COM 46625H100 84233 1924 SH DEFINED 1,924   0 JPMORGAN CHASE & CO COM 46625H100 48114 1099 SH DEFINED 1,099   0 JPMORGAN CHASE & CO COM 46625H100 85590 1955 SH DEFINED 1,955   0 JPMORGAN CHASE & CO COM 46625H100 75433 1723 SH DEFINED 1,723   0 JPMORGAN CHASE & CO COM 46625H100 46757 1068 SH DEFINED 1,068   0 JPMORGAN CHASE & CO COM 46625H100 58359 1333 SH DEFINED 1,333   0 JPMORGAN CHASE & CO COM 46625H100 98067 2240 SH DEFINED 2,240   0 JPMORGAN CHASE & CO COM 46625H100 61423 1403 SH DEFINED 1,403   0 JPMORGAN CHASE & CO COM 46625H100 65407 1494 SH DEFINED 1,494   0 JPMORGAN CHASE & CO COM 46625H100 1500384 34271 SH DEFINED 34,271   0 JPMORGAN CHASE & CO COM 46625H100 200031 4569 SH DEFINED 4,569   0 JPMORGAN CHASE & CO COM 46625H100 247357 5650 SH DEFINED 5,650   0 JPMORGAN CHASE & CO COM 46625H100 98943 2260 SH DEFINED 2,260   0 JPMORGAN CHASE & CO COM 46625H100 384739 8788 SH DEFINED 8,788   0 JPMORGAN CHASE & CO COM 46625H100 221614 5062 SH DEFINED 5,062   0 JPMORGAN CHASE & CO COM 46625H100 295033 6739 SH DEFINED 6,739   0 JPMORGAN CHASE & CO COM 46625H100 37432 855 SH DEFINED 855   0 JPMORGAN CHASE & CO COM 46625H100 75783 1731 SH DEFINED 1,731   0 JPMORGAN CHASE & CO COM 46625H100 436662 9974 SH DEFINED 9,974   0 JPMORGAN CHASE & CO COM 46625H100 46232 1056 SH DEFINED 1,056   0 JPMORGAN CHASE & CO COM 46625H100 55425 1266 SH DEFINED 1,266   0 JPMORGAN CHASE & CO COM 46625H100 89749 2050 SH DEFINED 2,050   0 JPMORGAN CHASE & CO COM 46625H100 55119 1259 SH DEFINED 1,259   0 JPMORGAN CHASE & CO COM 46625H100 108968 2489 SH DEFINED 2,489   0 JPMORGAN CHASE & CO COM 46625H100 47064 1075 SH DEFINED 1,075   0 JPMORGAN CHASE & CO COM 46625H100 62781 1434 SH DEFINED 1,434   0 JPMORGAN CHASE & CO COM 46625H100 33,623 768 SH DEFINED 768   0 JPMORGAN CHASE & CO COM 46625H100 71449 1632 SH DEFINED 1,632   0 JPMORGAN CHASE & CO COM 46625H100 40978 936 SH DEFINED 936   0 JPMORGAN CHASE & CO COM 46625H100 82525 1885 SH DEFINED 1,885   0 JPMORGAN CHASE & CO COM 46625H100 95222 2175 SH DEFINED 2,175   0 JPMORGAN CHASE & CO COM 46625H100 49865 1139 SH DEFINED 1,139   0 JPMORGAN CHASE & CO COM 46625H100 37519 857 SH DEFINED 857   0 JPMORGAN CHASE & CO COM 46625H100 36206 827 SH DEFINED 827   0 JPMORGAN CHASE & CO COM 46625H100 72675 1660 SH DEFINED 1,660   0 JPMORGAN CHASE & CO COM 46625H100 22853 522 SH DEFINED 522   0 JPMORGAN CHASE & CO COM 46625H100 544098 12428 SH DEFINED 12,428   0 JPMORGAN CHASE & CO COM 46625H100 520150 11881 SH DEFINED 11,881   0 JPMORGAN CHASE & CO COM 46625H100 76659 1751 SH DEFINED 1,751   0 JPMORGAN CHASE & CO COM 46625H100 23773 543 SH DEFINED 543   0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- ----------- ----------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- ----------- -------- --- ---- ---------- -------- ---------- ------ ---- JPMORGAN CHASE & CO COM 46625H100 83182 1900 SH DEFINED 1,900   0 JPMORGAN CHASE & CO COM 46625H100 64138 1465 SH DEFINED 1,465   0 JPMORGAN CHASE & CO COM 46625H100 60460 1381 SH DEFINED 1,381   0 JPMORGAN CHASE & CO COM 46625H100 72719 1661 SH DEFINED 1,661   0 JPMORGAN CHASE & CO COM 46625H100 78804 1800 SH DEFINED 1,800   0 JPMORGAN CHASE & CO COM 46625H100 21058 481 SH DEFINED 481   0 JPMORGAN CHASE & CO COM 46625H100 96185 2197 SH DEFINED 2,197   0 JPMORGAN CHASE & CO COM 46625H100 29989 685 SH DEFINED 685   0 JPMORGAN CHASE & CO COM 46625H100 529563 12096 SH DEFINED 12,096   0 JPMORGAN CHASE & CO COM 46625H100 65101 1487 SH DEFINED 1,487   0 JPMORGAN CHASE & CO COM 46625H100 410262 9371 SH DEFINED 9,371   0 JPMORGAN CHASE & CO COM 46625H100 77359 1767 SH DEFINED 1,767   0 JPMORGAN CHASE & CO COM 46625H100 250903 5731 SH DEFINED 5,731   0 JPMORGAN CHASE & CO COM 46625H100 177265 4049 SH DEFINED 4,049   0 JPMORGAN CHASE & CO COM 46625H100 520194 11882 SH DEFINED 11,882   0 JPMORGAN CHASE & CO COM 46625H100 45,312 1035 SH DEFINED 1,035   0 JPMORGAN CHASE & CO COM 46625H100 108968 2489 SH DEFINED 2,489   0 JPMORGAN CHASE & CO COM 46625H100 60898 1391 SH DEFINED 1,391   0 JPMORGAN CHASE & CO COM 46625H100 43036 983 SH DEFINED 983   0 JPMORGAN CHASE & CO COM 46625H100 237419 5423 SH DEFINED 5,423   0 JPMORGAN CHASE & CO COM 46625H100 19438 444 SH DEFINED 444   0 JPMORGAN CHASE & CO COM 46625H100 24385 557 SH DEFINED 557   0 JPMORGAN CHASE & CO COM 46625H100 24736 565 SH DEFINED 565   0 JPMORGAN CHASE & CO COM 46625H100 91850 2098 SH DEFINED 2,098   0 JPMORGAN CHASE & CO COM 46625H100 73244 1673 SH DEFINED 1,673   0 JPMORGAN CHASE & CO COM 46625H100 57483 1313 SH DEFINED 1,313   0 JPMORGAN CHASE & CO COM 46625H100 82613 1887 SH DEFINED 1,887   0 JPMORGAN CHASE & CO COM 46625H100 222315 5078 SH DEFINED 5,078   0 JPMORGAN CHASE & CO COM 46625H100 32,485 742 SH DEFINED 742   0 JPMORGAN CHASE & CO COM 46625H100 148414 3390 SH DEFINED 3,390   0 JPMORGAN CHASE & CO COM 46625H100 94390 2156 SH DEFINED 2,156   0 JPMORGAN CHASE & CO COM 46625H100 7837 179 SH DEFINED 179   0 JPMORGAN CHASE & CO COM 46625H100 127006 2901 SH DEFINED 2,901   0 JPMORGAN CHASE & CO COM 46625H100 59935 1369 SH DEFINED 1,369   0 JPMORGAN CHASE & CO COM 46625H100 63218 1444 SH DEFINED 1,444   0 JPMORGAN CHASE & CO COM 46625H100 56739 1296 SH DEFINED 1,296   0 JPMORGAN CHASE & CO COM 46625H100 27713 633 SH DEFINED 633   0 JPMORGAN CHASE & CO COM 46625H100 329795 7533 SH DEFINED 7,533   0 JPMORGAN CHASE & CO COM 46625H100 79811 1823 SH DEFINED 1,823   0 JPMORGAN CHASE & CO COM 46625H100 192326 4393 SH DEFINED 4,393   0 JPMORGAN CHASE & CO COM 46625H100 65582 1498 SH DEFINED 1,498   0 JPMORGAN CHASE & CO COM 46625H100 73682 1683 SH DEFINED 1,683   0 JPMORGAN CHASE & CO COM 46625H100 98943 2260 SH DEFINED 2,260   0 JPMORGAN CHASE & CO COM 46625H100 12346 282 SH DEFINED 282   0 JPMORGAN CHASE & CO COM 46625H100 385001 8794 SH DEFINED 8,794   0 JPMORGAN CHASE & CO COM 46625H100 26750 611 SH DEFINED 611   0 JPMORGAN CHASE & CO COM 46625H100 96141 2196 SH DEFINED 2,196   0 JPMORGAN CHASE & CO COM 46625H100 870828 19891 SH DEFINED 19,891   0 JPMORGAN CHASE & CO COM 46625H100 43999 1005 SH DEFINED 1,005   0 JPMORGAN CHASE & CO COM 46625H100 162117 3703 SH DEFINED 3,703   0 JPMORGAN CHASE & CO COM 46625H100 59059 1349 SH DEFINED 1,349   0 JPMORGAN CHASE & CO COM 46625H100 108968 2489 SH DEFINED 2,489   0 JPMORGAN CHASE & CO COM 46625H100 27625 631 SH DEFINED 631   0 JPMORGAN CHASE & CO COM 46625H100 57264 1308 SH DEFINED 1,308   0 JPMORGAN CHASE & CO COM 46625H100 48683 1112 SH DEFINED 1,112   0 JPMORGAN CHASE & CO COM 46625H100 105028 2399 SH DEFINED 2,399   0 JPMORGAN CHASE & CO COM 46625H100 49647 1134 SH DEFINED 1,134   0 JPMORGAN CHASE & CO COM 46625H100 28851 659 SH DEFINED 659   0 JPMORGAN CHASE & CO COM 46625H100 24604 562 SH DEFINED 562   0 JPMORGAN CHASE & CO COM 46625H100 47458 1084 SH DEFINED 1,084   0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- ----------- ----------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- ----------- -------- --- ---- ---------- -------- ---------- ------ ---- JPMORGAN CHASE & CO COM 46625H100 137119 3132 SH DEFINED 3,132   0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 4302 237 SH DEFINED 237   0 JOHNSON & JOHNSON COM 478160104 30428 500 SH DEFINED 500   0 JOHNSON & JOHNSON COM 478160104 73026 1200 SH DEFINED 1,200   0 JOHNSON & JOHNSON COM 478160104 91283 1500 SH DEFINED 1,500   0 KRAFT FOODS INC CL A 50075N104 99375 3785 SH DEFINED 3,785   0 KRAFT FOODS INC CL A 50075N104 78765 3000 SH DEFINED 3,000   0 LEXMARK INTL NEW CL A 529771107 68820 3195 SH DEFINED 3,195   0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 5300 794 SH DEFINED 794   0 MANULIFE FINL CORP COM 56501R106 7505 360 SH DEFINED 360   0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 23525 520 SH DEFINED 520   0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 19688 710 SH DEFINED 710   0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 77170 2000 SH DEFINED 2,000   0 METLIFE INC COM 59156R108 60920 1600 SH DEFINED 1,600   0 MICROSOFT CORP COM 594918104 51878 2010 SH DEFINED 2,010   0 MONSANTO CO NEW COM 61166W101 24441 316 SH DEFINED 316   0 MORGAN STANLEY EASTN EUR FD COM 616988101 70038 4542 SH DEFINED 4,542   0 MORGAN STANLEY COM NEW 617446448 36903 1196 SH DEFINED 1,196   0 MORGAN STANLEY COM NEW 617446448 123420 4000 SH DEFINED 4,000   0 MORGAN STANLEY LNG EURO ETN20 617480272 145480 4000 SH DEFINED 4,000   0 NATIONAL BK GREECE S A ADR PRF SER A 633643507 169190 7000 SH DEFINED 7,000   0 NATIONAL OILWELL VARCO INC COM 637071101 3020500 70000 SH DEFINED 70,000   0 NEXEN INC COM 65334H102 23965 1062.215 SH DEFINED 1,062   0 POSCO SPONSORED ADR 693483109 66898 643 SH DEFINED 643   0 PACIFIC ETHANOL INC COM 69423U107 3919 7500 SH DEFINED 7,500   0 PAN AMERICAN SILVER CORP COM 697900108 38113 1680 SH DEFINED 1,680   0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 38577 840 SH DEFINED 840   0 PFIZER INC COM 717081103 66140 4000 SH DEFINED 4,000   0 PFIZER INC COM 717081103 16535 1000 SH DEFINED 1,000   0 PIMCO HIGH INCOME FD COM SHS 722014107 35224 3400 SH DEFINED 3,400   0 POTASH CORP SASK INC COM 73755L107 101435 1127.361 SH DEFINED 1,127   0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 74967 1775 SH DEFINED 1,775   0 POWERSHARES ETF TRUST PRVT EQTY PORT 73935X195 35454 3800 SH DEFINED 3,800   0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 83450 5000 SH DEFINED 5,000   0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 1224 48 SH DEFINED 48   0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 108775 4264 SH DEFINED 4,264   0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 15306 600 SH DEFINED 600   0 PRIDE INTL INC DEL COM 74153Q102 1673375 55000 SH DEFINED 55,000   0 PROSHARES TR PSHS ULT S&P 500 74347R107 28657 835 SH DEFINED 835   0 PROSHARES TR PSHS ULT S&P 500 74347R107 109824 3200 SH DEFINED 3,200   0 PROSHARES TR PSHS SHTFINL ETF 74347R230 89690 2000 SH DEFINED 2,000   0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 8795 200 SH DEFINED 200   0 PROSHARES TR PSHS ULTRA DOW30 74347R305 21994 581 SH DEFINED 581   0 PROSHARES TR PSHS SHRT S&P500 74347R503 28145 500 SH DEFINED 500   0 PROSHARES TR PSHS ULTSHT FINL 74347R628 43387 1732 SH DEFINED 1,732   0 PROSHARES TR PSHS ULTSHT FINL 74347R628 19539 780 SH DEFINED 780   0 PROSHARES TR PSHS ULTSHT FINL 74347R628 42961 1715 SH DEFINED 1,715   0 PROSHARES TR PSHS ULTSHT FINL 74347R628 57565 2298 SH DEFINED 2,298   0 PROSHARES TR PSHS ULTSHT FINL 74347R628 7515 300 SH DEFINED 300   0 PROSHARES TR PSHS ULTRA R/EST 74347R677 45133 7560 SH DEFINED 7,560   0 PROSHARES TR PSHS ULTRA R/EST 74347R677 69491 11640 SH DEFINED 11,640   0 PROSHARES TR PSHS ULTRA O&G 74347R719 18006 562 SH DEFINED 562   0 PROSHARES TR PSHS ULTRA O&G 74347R719 51264 1600 SH DEFINED 1,600   0 PROSHARES TR PSHS ULTRA INDL 74347R727 36657 1305 SH DEFINED 1,305   0 PROSHARES TR PSHS ULTRA INDL 74347R727 61658 2195 SH DEFINED 2,195   0 PROSHARES TR PSHS ULTRA FINL 74347R743 73835 12525 SH DEFINED 12,525   0 PROSHARES TR PSHS ULTRA FINL 74347R743 34238 5808 SH DEFINED 5,808   0 PROSHARES TR PSHS ULTRA FINL 74347R743 11790 2000 SH DEFINED 2,000   0 PROSHARES TR PSHS ULTRA FINL 74347R743 47531 8063 SH DEFINED 8,063   0 PROSHARES TR PSHS ULTRA FINL 74347R743 66714 11317 SH DEFINED 11,317   0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- ----------- ----------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- ----------- -------- --- ---- ---------- -------- ---------- ------ ---- PROSHARES TR PSHS ULT BASMATL 74347R776 51947 1899 SH DEFINED 1,899   0 PROSHARES TR PSHS ULT BASMATL 74347R776 44807 1638 SH DEFINED 1,638   0 PROSHARES TR PSHS ULSHT SP500 74347R883 48504 1200 SH DEFINED 1,200   0 PROSHARES TR PSHS ULSHT SP500 74347R883 48302 1195 SH DEFINED 1,195   0 PROSHARES TR PSHS ULSHT SP500 74347R883 85084 2105 SH DEFINED 2,105   0 PROSHARES TR PSHS ULSHT SP500 74347R883 26071 645 SH DEFINED 645   0 PROSHARES TR PSHS ULSHT SP500 74347R883 12126 300 SH DEFINED 300   0 PROSHARES TR II ULTSH DJ UBS CRU 74347W809 16829 1008 SH DEFINED 1,008   0 PROSHARES TR II ULTSH DJ UBS CRU 74347W809 23924 1433 SH DEFINED 1,433   0 PROSHARES TR MSCI EMRG ETF 74347X302 67063 860 SH DEFINED 860   0 PROSHARES TR FTSE XINH ETF 74347X880 36450 545 SH DEFINED 545   0 RESEARCH IN MOTION LTD COM 760975102 35205 525 SH DEFINED 525   0 ROYAL BK CDA MONTREAL QUE COM 780087102 81573 1530 SH DEFINED 1,530   0 ROYAL BK CDA MONTREAL QUE COM 780087102 5960128 111790 SH DEFINED 111,790   0 ROYAL BK CDA MONTREAL QUE COM 780087102 11753806 220458 SH DEFINED 220,458   0 SPDR TR UNIT SER 1 78462F103 71818 680 SH DEFINED 680   0 SPDR TR UNIT SER 1 78462F103 39078 370 SH DEFINED 370   0 SPDR GOLD TRUST GOLD SHS 78463V107 430316 4353 SH DEFINED 4,353   0 SPDR GOLD TRUST GOLD SHS 78463V107 72164 730 SH DEFINED 730   0 SPDR GOLD TRUST GOLD SHS 78463V107 108741 1100 SH DEFINED 1,100   0 SPDR GOLD TRUST GOLD SHS 78463V107 76613 775 SH DEFINED 775   0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 52781 925 SH DEFINED 925   0 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 70223 3010 SH DEFINED 3,010   0 SCHLUMBERGER LTD COM 806857108 10424 175 SH DEFINED 175   0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 109402 7335 SH DEFINED 7,335   0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14915 1000 SH DEFINED 1,000   0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 2692987 59791 SH DEFINED 59,791   0 SOUTHERN COPPER CORP COM 84265V105 90210 2937 SH DEFINED 2,937   0 SWEDISH EXPT CR CORP ROG ARGI ETN22 870297603 140000 20000 SH DEFINED 20,000   0 SWEDISH EXPT CR CORP ROG ARGI ETN22 870297603 5390 770 SH DEFINED 770   0 SWEDISH EXPT CR CORP ROG ARGI ETN22 870297603 31654 4522 SH DEFINED 4,522   0 TEXAS INSTRS INC COM 882508104 59250 2500 SH DEFINED 2,500   0 TORONTO DOMINION BK ONT COM NEW 891160509 12831 200 SH DEFINED 200   0 UNILEVER N V N Y SHS NEW 904784709 57760 2000 SH DEFINED 2,000   0 UNITED STATES OIL FUND LP UNITS 91232N108 36155 1000 SH DEFINED 1,000   0 UNITED STATES STL CORP NEW COM 912909108 58327 1315 SH DEFINED 1,315   0 URANIUM RES INC COM PAR $0.001 916901507 28875 25000 SH DEFINED 25,000   0 VALE S A ADR REPSTG PFD 91912E204 99232 4830 SH DEFINED 4,830   0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 80976 2100 SH DEFINED 2,100   0 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 71302 1440 SH DEFINED 1,440   0 VANGUARD INDEX FDS STK MRK ETF 922908769 61481 1148 SH DEFINED 1,148   0 VERENIUM CORP COM NEW 92340P209 3719 541 SH DEFINED 541   0 VIRGIN MEDIA INC COM 92769L101 13600 977 SH DEFINED 977   0 WELLS FARGO & CO NEW COM 949746101 50183 1783 SH DEFINED 1,783   0 WHOLE FOODS MKT INC COM 966837106 74536 2445 SH DEFINED 2,445   0 WILLIAMS CLAYTON ENERGY INC COM 969490101 41471 1378 SH DEFINED 1,378   0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 116475 5000 SH DEFINED 5,000   0 BUNGE LIMITED COM G16962105 12518 200 SH DEFINED 200   0 GLOBAL SOURCES LTD ORD G39300101 69350 10080 SH DEFINED 10,080   0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 569250 15000 SH DEFINED 15,000   0 UBS AG SHS NEW H89231338 95709 5220 SH DEFINED 5,220   0 DANAOS CORPORATION SHS Y1968P105 10110 2000 SH DEFINED 2,000   0 VISA INC COM CL A 92826C839 3187858 46144 SH DEFINED 46,144   0
-----END PRIVACY-ENHANCED MESSAGE-----