0001225208-13-015911.txt : 20130705
0001225208-13-015911.hdr.sgml : 20130704
20130705134714
ACCESSION NUMBER: 0001225208-13-015911
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130703
FILED AS OF DATE: 20130705
DATE AS OF CHANGE: 20130705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown J McCauley
CENTRAL INDEX KEY: 0001351766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 13955424
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
doc4.xml
X0306
4
2013-07-03
0000014693
BROWN FORMAN CORP
BF'B
0001351766
Brown J McCauley
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
1
Class A Common
2013-07-03
4
P
0
411.0000
68.5000
A
6000.0000
I
Williams Trust
Class A Common
5227.0000
D
Class B Common
68290.0000
D
Class B Common
6092.5220
I
By 401k
Class A Common
907663.0000
I
By Brown Ventures, LLC
Class B Common
124519.0000
I
By Brown Ventures, LLC
Class A Common
6282.0000
I
By Children
Class B Common
589.0000
I
By Children
Class A Common
107246.0000
I
By JMB Irrev Trust
Class A Common
176898.0000
I
By MAE LLC
Class B Common
11314.0000
I
By Spouse
Class A Common
6125.0000
I
By Spouse Irrev Trust
Class A Common
3925.0000
I
By Spray Trust
Class A Common
1000.0000
I
Crummey Trust
Class A Common
148439.0000
I
GRAT
Class A Common
71249.0000
I
Spouse GRAT
Restricted Stock Units
2014-04-30
Class B Common
917.0000
917.0000
D
Restricted Stock Units
2015-04-30
Class B Common
778.0000
778.0000
D
Restricted Stock Units
2016-04-30
Class B Common
254.0000
254.0000
D
Number of shares the reporting person has acquired under the Brown-Forman 401 (k) plan as of June 28, 2013.
Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.
The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
Kelly Bowen, Attorney in Fact for J. McCauley Brown
2013-07-05