0000014693-16-000090.txt : 20160331 0000014693-16-000090.hdr.sgml : 20160331 20160331173653 ACCESSION NUMBER: 0000014693-16-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20160331 DATE AS OF CHANGE: 20160331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown J McCauley CENTRAL INDEX KEY: 0001351766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 161544274 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 wf-form4_145946020248884.xml FORM 4 X0306 4 2016-01-19 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001351766 Brown J McCauley 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 0 1 0 Class A Common 2016-01-19 5 G 0 E 3000 0 D 217 I By Spouse Class A Common 2016-01-19 5 G 0 E 3000 0 A 16062 D Class B Common 66484 D Class A Common 968395 I By Brown Ventures, LLC Class B Common 64481 I By Brown Ventures, LLC Class B Common 8841.5903 I by IRA Class A Common 181940 I By JMB Irrev Trust Class A Common 176898 I By MAE LLC Class A Common 50704 I By Spouse Irrev Trust Class A Common 3925 I By Spray Trust Class A Common 1000 I Crummey Trust Class A Common 96698 I Spouse GRAT Class A Common 15995 I Williams Trust Class B Common 1020 I Williams Trust Restricted Stock Units 2016-04-30 Class B Common 254.0 254 D Restricted Stock Units 2017-04-30 Class B Common 212.0 212 D Restricted Stock Units 2018-04-30 Class B Common 171.0 171 D Restricted Stock Units 2019-04-30 Class B Common 158.0 158 D Updated as of February 24, 2016 to reflect new total and distribution of all shares from issuer's 401(k) plan to the reporting person's IRA account. Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016. The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017. The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018. The Restricted Stock Units were granted on July 23, 2015, and vest April 30, 2019. Kelly Bowen, Attorney in Fact for J. McCauley Brown 2016-03-31