0000909012-11-000524.txt : 20111018
0000909012-11-000524.hdr.sgml : 20111018
20111018115327
ACCESSION NUMBER: 0000909012-11-000524
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111018
DATE AS OF CHANGE: 20111018
EFFECTIVENESS DATE: 20111018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WestEnd Advisors, LLC
CENTRAL INDEX KEY: 0001351731
IRS NUMBER: 201796773
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11741
FILM NUMBER: 111145190
BUSINESS ADDRESS:
BUSINESS PHONE: 704-556-9300
MAIL ADDRESS:
STREET 1: 4064 COLONY ROAD
STREET 2: SUITE 130
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
13F-HR
1
t306513.txt
WEA
13F-HR
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment: [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: WestEnd Advisors LLC
Address: 4064 Colony Road
Suite 130
Charlotte, NC 28211
Form 13F File Number: 28-11741
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it that all information contained herein is true, correct and complete
and that it is understood that all required items, statements schedules, lists
and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert L. Pharr
Title: Managing Partner
Phone: 704-556-9300
Signature City State and Date of Signing:
Robert L. Pharr Charlotte NC
------------------------------------------------------------------------
Signature City State Date
Report Type:
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $$1,796,240,161.92
List of Other Included Managers: NONE
13F Holdings Report
AS OF DATE: 9/30/2011
INVESTMENT
ISSUER TITLE OF CUSIP MKT SHARES/ DISCRETION OTHER VOTING AUTHORITY
NAME CLASS NUMBER VAL PRINC AMT SOLE(A) SHARED MNGRS SOLE SHARED NONE
Adobe Systems, Inc. Common Stock 00724f101 79,384,552.25 3,284,425.00 3,284,425.00 0.00 ALL 1,885,246.00 0.00 1,399,179.00
American Tower Common Stock 029912201 96,170,997.00 1,787,565.00 1,787,565.00 0.00 ALL 1,088,816.00 0.00 698,749.00
Amgen, Inc. Common Stock 031162100 90,515,547.60 1,646,935.00 1,646,935.00 0.00 ALL 986,685.00 0.00 660,250.00
Autodesk, Inc. Common Stock 052769106 76,917,578.85 2,767,815.00 2,767,815.00 0.00 ALL 1,560,545.00 0.00 1,207,270.00
Bed Bath & Beyond Common Stock 075896100 94,378,853.03 1,646,813.00 1,646,813.00 0.00 ALL 998,284.00 0.00 648,529.00
Celgene Corp. Common Stock 151020104 96,177,680.28 1,553,508.00 1,553,508.00 0.00 ALL 954,248.00 0.00 599,260.00
Coach, Inc. Common Stock 189754104 83,070,325.18 1,602,746.00 1,602,746.00 0.00 ALL 956,130.00 0.00 646,616.00
Costco Wholesale Common Stock 22160K105 95,299,791.89 1,160,353.00 1,160,353.00 0.00 ALL 709,214.00 0.00 451,139.00
E M C Corp. Common Stock 268648102 80,463,107.98 3,833,402.00 3,833,402.00 0.00 ALL 2,181,748.00 0.00 1,651,654.00
Intel Corp. Common Stock 458140100 93,132,294.66 4,366,258.54 4,366,258.54 0.00 ALL 2,653,420.54 0.00 1,712,838.00
Int'l Business
Machines Common Stock 459200101 96,795,616.23 553,529.00 553,529.00 0.00 ALL 336,655.00 0.00 216,874.00
Johnson Controls, Inc. Common Stock 478366107 70,834,461.12 2,686,176.00 2,686,176.00 0.00 ALL 1,466,688.00 0.00 1,219,488.00
Lowes Cos. Inc. Common Stock 548661107 82,852,690.74 4,284,006.76 4,284,006.76 0.00 ALL 2,451,450.76 0.00 1,832,556.00
Nike, Inc. Class B Common Stock 654106103 95,508,085.73 1,116,923.00 1,116,923.00 0.00 ALL 677,187.00 0.00 439,736.00
Nordstrom, Inc. Common Stock 655664100 87,579,980.00 1,917,250.00 1,917,250.00 0.00 ALL 1,135,703.00 0.00 781,547.00
Oracle Corp. Common Stock 68389X105 87,522,117.14 3,045,306.79 3,045,306.79 0.00 ALL 1,811,266.79 0.00 1,234,040.00
Qualcomm, Inc. Common Stock 747525103 85,137,378.89 1,750,717.23 1,750,717.23 0.00 ALL 1,039,612.23 0.00 711,105.00
Target Corp. Common Stock 87612E106 96,279,148.71 1,963,277.91 1,963,277.91 0.00 ALL 1,212,018.91 0.00 751,259.00
Verizon Comm., Inc. Common Stock 92343V104 95,512,008.00 2,595,435.00 2,595,435.00 0.00 ALL 1,558,483.00 0.00 1,036,952.00
Whole Foods Market Common Stock 966837106 88,062,501.87 1,348,377.00 1,348,377.00 0.00 ALL 818,036.00 0.00 530,341.00
International Asia
ex-Japan ETF Common Stock 464288182 2,577,035.37 55,253.76 55,253.76 0.00 ALL 52,981.76 0.00 2,272.00
Ishares Dow Jones
US Technology Sector Common Stock 464287721 3,040,178.04 51,406.46 51,406.46 0.00 ALL 45,035.46 0.00 6,371.00
Ishares Dow Jones
US Telecom Sector Common Stock 464287713 820,161.85 40,223.73 40,223.73 0.00 ALL 35,251.73 0.00 4,972.00
iShares Investment
Grade Corp Bond Fund Common Stock 464287242 506,823.58 4,512.72 4,512.72 0.00 ALL 3,559.72 0.00 953.00
IShares Nasdaq
Biotechnology Common Stock 464287556 896,400.84 9,602.58 9,602.58 0.00 ALL 8,410.58 0.00 1,192.00
ISHARES TR BARCLYS
1-3YR CR Common Stock 464288646 1,380,983.34 13,281.24 13,281.24 0.00 ALL 10,180.24 0.00 3,101.00
SPDR Barclays Capital
High Yield Bond ETF Common Stock 78464A417 420,351.55 11,615.13 11,615.13 0.00 ALL 8,768.13 0.00 2,847.00
SPDR Dow Jones Total
Market ETF Common Stock 78464A805 342,809.58 4,072.34 4,072.34 0.00 ALL 4,072.34 0.00 0.00
SPDR Tr Unit Ser 1 Common Stock 78462F103 686,481.05 6,067.00 6,067.00 0.00 ALL 6,067.00 0.00 0.00
Vanguard Consumer
Discretionary ETF Common Stock 92204A108 2,995,753.40 53,725.85 53,725.85 0.00 ALL 47,062.85 0.00 6,663.00
Vanguard Consumer
Staples ETF Common Stock 92204A207 861,092.56 11,295.98 11,295.98 0.00 ALL 9,897.98 0.00 1,398.00
VANGUARD INDEX FDS
EXTEND MKT ETF Common Stock 922908652 4,635,840.89 100,560.54 100,560.54 0.00 ALL 96,319.54 0.00 4,241.00
Vanguard Intl Equity
Index All World
Ex US Common Stock 922042775 5,481,532.71 141,568.51 141,568.51 0.00 ALL 135,813.51 0.00 5,755.00