0001351721-12-000008.txt : 20121106
0001351721-12-000008.hdr.sgml : 20121106
20121106160327
ACCESSION NUMBER: 0001351721-12-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121106
DATE AS OF CHANGE: 20121106
EFFECTIVENESS DATE: 20121106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockview Management, LLC
CENTRAL INDEX KEY: 0001351721
IRS NUMBER: 861105924
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11749
FILM NUMBER: 121183268
BUSINESS ADDRESS:
STREET 1: ONE STATION PLACE
STREET 2: 7TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203-388-4924
MAIL ADDRESS:
STREET 1: ONE STATION PLACE
STREET 2: 7TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
quarter2012093013f.txt
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
[ ] includes the cover page.
Institutional Investment Manager Filing this Report:
Name: RockView Management, LLC
Address: One Station Place
Stamford, CT 06902
Form 13F File Number: 028-11749
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Melanie Chan
Title: Chief Compliance Officer
Phone: 203-388-4926
Signature, Place, and Date of Signing:
Melanie Chan Stamford, CT 11/06/2012
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 9
Form 13F Information Table Value Total: $ 2,476 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
NONE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------- -------------- ---------- -------- -------- ---- ----- ------- -------- ------ ------ -----
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 67 7567 SH SOLE NONE 7567
VECTOR GROUP LTD FRNT 11/1 92240MAS7 1269 1000000 PRN SOLE NONE 1000000
BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 360 40000 SH SOLE NONE 40000
KKR FINANCIAL HLDGS LLC COM 48248A306 378 37600 SH SOLE NONE 37600
MCDONALDS CORP COM 580135101 184 2000 SH SOLE NONE 2000
VERIZON COMMUNICATIONS INC COM 92343V104 182 4000 SH SOLE NONE 4000
ARMOUR RESIDENTIAL REIT INC *W EXP 11/07/201 042315119 2 86000 SH SOLE NONE 86000
SEARCHMEDIA HOLDINGS LTD *W EXP 11/19/201 G8005Y114 3 60300 SH SOLE NONE 60300
TWO HBRS INVT CORP *W EXP 11/07/201 90187B119 32 34150 SH SOLE NONE 34150