0001351285-17-000006.txt : 20170216 0001351285-17-000006.hdr.sgml : 20170216 20170216213436 ACCESSION NUMBER: 0001351285-17-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170214 FILED AS OF DATE: 20170216 DATE AS OF CHANGE: 20170216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1919 NORTH LYNN STREET STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 1-800-788-0822 MAIL ADDRESS: STREET 1: 1919 NORTH LYNN STREET STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIERNO THOMAS M CENTRAL INDEX KEY: 0001549271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 17619614 MAIL ADDRESS: STREET 1: C/O ROSETTA STONE INC. STREET 2: 1919 NORTH LYNN STREET, 7TH FLOOR CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 wf-form4_148729886225042.xml FORM 4 X0306 4 2017-02-14 0 0001351285 ROSETTA STONE INC RST 0001549271 PIERNO THOMAS M C/O ROSETTA STONE INC. 1621 NORTH KENT STREET, SUITE 1200 ARLINGTON VA 22209 0 1 0 0 Chief Financial Officer Common Stock 2017-02-14 4 S 0 3267 7.7908 D 75576 D This transaction was executed in multiple trades at prices ranging from $7.7307 to $7.8398 per share. The price reported above is the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price. Includes 45,289 shares of restricted common stock on which the restrictions have not yet lapsed. /s/ Sonia Galindo, attorney-in-fact 2017-02-16