8-K 1 a201405078k.htm 8-K 2014.05.07 8K


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported): August 5, 2014
 
Rosetta Stone Inc.
(Exact name of registrant as specified in its charter)
 
Delaware
 
001-34283
 
043837082
(State or Other Jurisdiction
of Incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification Number)
 
1919 North Lynn St., 7th Fl., Arlington, Virginia 22209
(Address of principal executive offices, including zip code)
 
800-788-0822
(Registrant’s telephone number, including area code)
 
N/A
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 2.02. Results of Operations and Financial Condition.
 
On August 5, 2014, Rosetta Stone Inc. announced its financial results for the fiscal second quarter ended June 30, 2014.  A copy of the press release is furnished as Exhibit 99.1 to this report.  In addition, a copy of the presentation slides which will be discussed during the company’s earnings call at 5:00 p.m. Eastern Time on Tuesday, August 5, 2014 is attached to this report as Exhibit 99.2 and incorporated herein by reference.
 
In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including the exhibits, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
 
Item 7.01. Regulation FD Disclosure.
 
See “Item 2.02 Results of Operations and Financial Condition” above.
 
Item 9.01. Financial Statements and Exhibits.

(d)
Exhibits.

99.1
Press Release dated August 5, 2014

99.2
Presentation slides from the Rosetta Stone Inc. webcast of its fiscal second quarter ended June 30, 2014 earnings call held on August 5, 2014, furnished herewith.
 


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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: August 5, 2014 
 
 
By:
/s/ Christian Na
 
 
Name: Christian Na
 
 
Title:  Corporate Secretary

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EXHIBIT INDEX
 
Exhibit
 No.
 
Description
 
 
 
99.1
 
Press Release dated August 5, 2014.
 
 
 
99.2
 
Presentation slides from the Rosetta Stone Inc. webcast of its fiscal second quarter ended June 30, 2014 earnings call held on August 5, 2014, furnished herewith.


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