0000919574-13-006633.txt : 20131114
0000919574-13-006633.hdr.sgml : 20131114
20131114142708
ACCESSION NUMBER: 0000919574-13-006633
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXIAL CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001351143
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11699
FILM NUMBER: 131219023
BUSINESS ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
BUSINESS PHONE: (212) 984-2100
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001351143
XXXXXXXX
09-30-2013
09-30-2013
false
AXIAL CAPITAL MANAGEMENT, LLC
101 PARK AVENUE
20TH FLOOR
NEW YORK
NY
10178
13F HOLDINGS REPORT
028-11699
N
Eliav Assouline
Managing Member
212-984-2100
/s/ Eliav Assouline
New York
NY
11-14-2013
2
19
494424
1
0001209258
028-11700
AXIAL CAPITAL, LP
2
0001521096
028-14501
Axial Capital Master, L.P.
INFORMATION TABLE
2
infotable.xml
3-D SYS CORP DEL
COM NEW
88554D205
4289
79445
SH
DFND
1,2
79445
0
0
3-D SYS CORP DEL
COM NEW
88554D205
4827
89400
SH
Put
DFND
1,2
89400
0
0
AUTODESK INC
COM
052769106
7098
172405
SH
DFND
1,2
172405
0
0
COVANTA HLDG CORP
COM
22282E102
21047
984423
SH
DFND
1,2
984423
0
0
GRAINGER W W INC
COM
384802104
39152
149600
SH
Put
DFND
1,2
149600
0
0
ISHARES
RUSSELL 2000 ETF
464287655
113169
1061526
SH
DFND
1,2
1061526
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
6194
140479
SH
DFND
1,2
140479
0
0
MONDELEZ INTL INC
CL A
609207105
15697
499564
SH
DFND
1,2
499564
0
0
NETFLIX INC
COM
64110L106
58843
190300
SH
Put
DFND
1,2
190300
0
0
QLT INC
COM
746927102
41045
8865036
SH
DFND
1,2
8865036
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
7221
124500
SH
Put
DFND
1,2
124500
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
3779
109509
SH
DFND
1,2
109509
0
0
SEALED AIR CORP NEW
COM
81211K100
14189
521849
SH
DFND
1,2
521849
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
107680
640915
SH
DFND
1,2
640915
0
0
TESLA MTRS INC
COM
88160R101
9823
50800
SH
Put
DFND
1,2
50800
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
4977
148520
SH
DFND
1,2
148520
0
0
US SILICA HLDGS INC
COM
90346E103
13054
524247
SH
DFND
1,2
524247
0
0
WRIGHT MED GROUP INC
COM
98235T107
14578
558957
SH
DFND
1,2
558957
0
0
ZOETIS INC
CL A
98978V103
7763
249452
SH
DFND
1,2
249452
0
0