0000919574-13-006633.txt : 20131114 0000919574-13-006633.hdr.sgml : 20131114 20131114142708 ACCESSION NUMBER: 0000919574-13-006633 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXIAL CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001351143 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11699 FILM NUMBER: 131219023 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: (212) 984-2100 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351143 XXXXXXXX 09-30-2013 09-30-2013 false AXIAL CAPITAL MANAGEMENT, LLC
101 PARK AVENUE 20TH FLOOR NEW YORK NY 10178
13F HOLDINGS REPORT 028-11699 N
Eliav Assouline Managing Member 212-984-2100 /s/ Eliav Assouline New York NY 11-14-2013 2 19 494424 1 0001209258 028-11700 AXIAL CAPITAL, LP 2 0001521096 028-14501 Axial Capital Master, L.P.
INFORMATION TABLE 2 infotable.xml 3-D SYS CORP DEL COM NEW 88554D205 4289 79445 SH DFND 1,2 79445 0 0 3-D SYS CORP DEL COM NEW 88554D205 4827 89400 SH Put DFND 1,2 89400 0 0 AUTODESK INC COM 052769106 7098 172405 SH DFND 1,2 172405 0 0 COVANTA HLDG CORP COM 22282E102 21047 984423 SH DFND 1,2 984423 0 0 GRAINGER W W INC COM 384802104 39152 149600 SH Put DFND 1,2 149600 0 0 ISHARES RUSSELL 2000 ETF 464287655 113169 1061526 SH DFND 1,2 1061526 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 6194 140479 SH DFND 1,2 140479 0 0 MONDELEZ INTL INC CL A 609207105 15697 499564 SH DFND 1,2 499564 0 0 NETFLIX INC COM 64110L106 58843 190300 SH Put DFND 1,2 190300 0 0 QLT INC COM 746927102 41045 8865036 SH DFND 1,2 8865036 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 7221 124500 SH Put DFND 1,2 124500 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 3779 109509 SH DFND 1,2 109509 0 0 SEALED AIR CORP NEW COM 81211K100 14189 521849 SH DFND 1,2 521849 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 107680 640915 SH DFND 1,2 640915 0 0 TESLA MTRS INC COM 88160R101 9823 50800 SH Put DFND 1,2 50800 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 4977 148520 SH DFND 1,2 148520 0 0 US SILICA HLDGS INC COM 90346E103 13054 524247 SH DFND 1,2 524247 0 0 WRIGHT MED GROUP INC COM 98235T107 14578 558957 SH DFND 1,2 558957 0 0 ZOETIS INC CL A 98978V103 7763 249452 SH DFND 1,2 249452 0 0