0000919574-11-004873.txt : 20110815 0000919574-11-004873.hdr.sgml : 20110815 20110815161448 ACCESSION NUMBER: 0000919574-11-004873 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXIAL CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001351143 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11699 FILM NUMBER: 111036480 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 212-984-2100 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 13F-HR 1 d1217556_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Axial Capital Management LLC Address: 101 Park Avenue, 20th Floor New York, New York 10178 13F File Number: 28-11699 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eliav Assouline Title: Managing Member Phone: (212) 984-2100 Signature, Place and Date of Signing: /s/ Eliav Assouline New York, New York August 15, 2011 -------------------- ------------------------ ------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $ 1,051,821 (thousands) List of Other Included Managers: Form 13F File Number Name (1) 28-11700 Axial Capital, LP (2) 28-14501 Axial Capital Master, L.P. FORM 13F INFORMATION TABLE Axial Capital Management LLC June 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8 VALUE SHS OR SH/ PUT/ INVSMT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE APOLLO GROUP INC CL A 037604105 9,872 226,000 PUT SOLE NONE 226,000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 20,724 219,000 PUT SOLE NONE 219,000 0 0 BRIDGEPOINT ED INC COM 10807M105 913 36,505 SH SOLE NONE 36,505 0 0 BRIDGEPOINT ED INC COM 10807M105 9,258 370,300 PUT SOLE NONE 370,300 0 0 CNINSURE INC SPONSORED ADR 18976M103 6,188 420,100 PUT SOLE NONE 420,100 0 0 COMCAST CORP NEW CL A SPL 20030N200 72,829 3,005,718 SH SOLE NONE 3,005,718 0 0 COVANTA HLDG CORP COM 22282E102 68,222 4,137,170 SH SOLE NONE 4,137,170 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 11,540 670,137 SH SOLE NONE 670,137 0 0 GOOGLE INC CL A 38259P508 16,034 31,664 SH SOLE NONE 31,664 0 0 ISHARES INC MSCI TAIWAN 464286731 14,763 972,549 SH SOLE NONE 972,549 0 0 ISHARES INC MSCI S KOREA 464286772 3,429 52,757 SH SOLE NONE 52,757 0 0 ISHARES INC MSCI GERMAN 464286806 21,839 812,163 SH SOLE NONE 812,163 0 0 ISHARES INC MSCI HONG KONG 464286871 184 9,945 SH SOLE NONE 9,945 0 0 ISHARES TR RUSSELL 2000 464287655 96,276 1,162,750 SH SOLE NONE 1,162,750 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 13,833 176,800 PUT SOLE NONE 176,800 0 0 JOY GLOBAL INC COM 481165108 28,743 301,800 PUT SOLE NONE 301,800 0 0 LIBERTY GLOBAL INC COM SER A 530555101 16,709 370,985 SH SOLE NONE 370,985 0 0 LKQ CORP COM 501889208 19,258 738,140 SH SOLE NONE 738,140 0 0 LOEWS CORP COM 540424108 7,861 186,770 SH SOLE NONE 186,770 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 42,025 1,522,648 SH SOLE NONE 1,522,648 0 0 MENS WEARHOUSE INC COM 587118100 22,178 658,090 SH SOLE NONE 658,090 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 13,873 243,176 SH SOLE NONE 243,176 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 32,432 1,528,371 SH SOLE NONE 1,528,371 0 0 QLT INC COM 746927102 49,497 6,865,036 SH SOLE NONE 6,865,036 0 0 SEMGROUP CORP CL A 81663A105 16,142 628,823 SH SOLE NONE 628,823 0 0 SOLARWINDS INC COM 83416B109 4,118 157,519 SH SOLE NONE 157,519 0 0 SOUFUN HLDGS LTD ADR 836034108 5,592 270,683 SH SOLE NONE 270,683 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 18,430 126,229 SH SOLE NONE 126,229 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 382,788 2,900,568 SH SOLE NONE 2,900,568 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 22,019 412,500 PUT SOLE NONE 412,500 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 567 72,085 SH SOLE NONE 72,085 0 0 YAHOO INC COM 984332106 3,687 245,115 SH SOLE NONE 245,115 0 0
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