-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ChPFs2JT6ivJeUZAClQfxqx7qVSEkEcv9zziXmrQ3hBAzRQ5N9bOmnr30z5yvNp7 BIFieQoZWjM5fMFdbPs2dw== 0000919574-08-008324.txt : 20081114 0000919574-08-008324.hdr.sgml : 20081114 20081114134749 ACCESSION NUMBER: 0000919574-08-008324 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXIAL CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001351143 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11699 FILM NUMBER: 081189482 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 212-984-2100 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 13F-HR 1 d936825_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Axial Capital Management LLC Address: 101 Park Avenue, 48th Floor New York, New York 10178 13F File Number: 28-11699 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eliav Assouline Title: Managing Member Phone: (212) 984-2100 Signature, Place and Date of Signing: /s/ Eliav Assouline New York, New York November 14, 2008 - -------------------- ------------------------ ----------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 41 Form 13F Information Table Value Total: $560,163 (thousands) List of Other Included Managers: No. Form 13F File Number Name (1) 28-11700 Axial Capital, LP (2) Axial Capital Institutional, LP FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- AMERISTAR CASINOS INC COM 03070Q101 851 60,000 SH SHARED-DEFINED 1,2 0 60,000 0 ANTHRACITE CAP INC COM 037023108 567 105,700 SH SHARED-DEFINED 1,2 0 105,700 0 ARBOR RLTY TR INC COM 038923108 1,487 148,706 SH SHARED-DEFINED 1,2 0 148,706 0 BARE ESCENTUALS INC COM 067511105 1,046 96,200 SH SHARED-DEFINED 1,2 0 96,200 0 BB&T CORP COM 054937107 18,637 493,044 SH SHARED-DEFINED 1,2 0 493,044 0 CANADIAN SOLAR INC COM 136635109 3,587 183,688 SH SHARED-DEFINED 1,2 0 183,688 0 CAPITAL TRUST INC MD CL A NEW 14052H506 3,745 241,593 SH SHARED-DEFINED 1,2 0 241,593 0 CAPITALSOURCE INC COM 14055X102 14,883 1,210,001 SH SHARED-DEFINED 1,2 0 1,210,001 0 CONSTANT CONTACT INC COM 210313102 1,707 99,997 SH SHARED-DEFINED 1,2 0 99,997 0 COUSINS PPTYS INC COM 222795106 3,844 152,375 SH SHARED-DEFINED 1,2 0 152,375 0 DATA DOMAIN INC COM 23767P109 4,454 200,000 SH SHARED-DEFINED 1,2 0 200,000 0 DIAMONDS TR UNIT SER 1 252787106 37,071 342,111 SH SHARED-DEFINED 1,2 0 342,111 0 FIRST BANCORP P R COM 318672102 1,984 179,409 SH SHARED-DEFINED 1,2 0 179,409 0 FIRST BUSEY CORP COM 319383105 3,930 214,425 SH SHARED-DEFINED 1,2 0 214,425 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 25,526 890,022 SH SHARED-DEFINED 1,2 0 890,022 0 FNB CORP PA COM 302520101 16,035 1,003,428 SH SHARED-DEFINED 1,2 0 1,003,428 0 GENERAL MTRS CORP COM 370442105 5,292 560,000 SH SHARED-DEFINED 1,2 0 560,000 0 GREENHILL & CO INC COM 395259104 44,272 600,296 SH SHARED-DEFINED 1,2 0 600,296 0 GT SOLAR INTL INC COM 3623E0209 4,364 402,200 SH SHARED-DEFINED 1,2 0 402,200 0 HNI CORP COM 404251100 41,184 1,625,249 SH SHARED-DEFINED 1,2 0 1,625,249 0 ISTAR FINL INC COM 45031U101 6,938 1,387,552 SH SHARED-DEFINED 1,2 0 1,387,552 0 JER INVT TR INC COM 46614H301 658 136,595 SH SHARED-DEFINED 1,2 0 136,595 0 LAS VEGAS SANDS CORP COM 517834107 9,200 254,773 SH SHARED-DEFINED 1,2 0 254,773 0 M & F WORLDWIDE CORP COM 552541104 20,790 519,753 SH SHARED-DEFINED 1,2 0 519,753 0 MGM MIRAGE COM 552953101 7,153 250,997 SH SHARED-DEFINED 1,2 0 250,997 0 MIDDLEBY CORP COM 596278101 8,263 152,149 SH SHARED-DEFINED 1,2 0 152,149 0 MOBILE MINI INC COM 60740F105 3,056 158,096 SH SHARED-DEFINED 1,2 0 158,096 0 POLARIS INDS INC COM 731068102 10,424 229,146 SH SHARED-DEFINED 1,2 0 229,146 0 PUBLIC STORAGE COM 74460D109 21,179 211,816 SH SHARED-DEFINED 1,2 0 211,816 0 QLT INC COM 746927102 18,968 5,818,392 SH SHARED-DEFINED 1,2 0 5,818,392 0 RAIT FINANCIAL TRUST COM 749227104 1,596 290,800 SH SHARED-DEFINED 1,2 0 290,800 0 REDWOOD TR INC COM 758075402 19,252 885,974 SH SHARED-DEFINED 1,2 0 885,974 0 SMITHFIELD FOODS INC COM 832248108 478 30,100 SH SHARED-DEFINED 1,2 0 30,100 0 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 4,185 397,405 SH SHARED-DEFINED 1,2 0 397,405 0 SPDR GOLD TRUST GOLD SHS 78463V107 41,770 491,007 SH SHARED-DEFINED 1,2 0 491,007 0 SPDR TR UNIT SER 1 78462F103 116,589 1,005,166 SH SHARED-DEFINED 1,2 0 1,005,166 0 STANDARD PAC CORP NEW COM 85375C101 9,190 1,871,638 SH SHARED-DEFINED 1,2 0 1,871,638 0 TRUE RELIGION APPAREL INC COM 89784N104 8,904 344,438 SH SHARED-DEFINED 1,2 0 344,438 0 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 1,326 100,000 SH SHARED-DEFINED 1,2 0 100,000 0 VISTAPRINT LIMITED SHS G93762204 8,881 270,433 SH SHARED-DEFINED 1,2 0 270,433 0 ZIONS BANCORPORATION COM 989701107 6,895 178,176 SH SHARED-DEFINED 1,2 0 178,176 0
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