-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AAu6lJy1brCw8f+MFRk6QA9x0f15ItV6Inphm5CIiln2EgKo05M+9KsabdVJPjCb MxuICSf+NdFLBfHjnt4JQw== 0000919574-10-006463.txt : 20101115 0000919574-10-006463.hdr.sgml : 20101115 20101115105115 ACCESSION NUMBER: 0000919574-10-006463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JACOBS ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001351063 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11647 FILM NUMBER: 101189851 BUSINESS ADDRESS: STREET 1: ONE FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 212-271-5126 MAIL ADDRESS: STREET 1: ONE FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10003 13F-HR 1 d1146017_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |__| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Jacobs Asset Management, L.L.C. Address: 11 East 26th Street Suite 1900 New York, NY 10010 13F File Number: 028-11647 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sy Jacobs Title: Managing Member Phone: (212) 271-5526 Signature, Place and Date of Signing: /s/ Sy Jacobs New York, NY November 15, 2010 - ------------------ ----------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: $376,560 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-11646 JAM Partners, LP FORM 13F INFORMATION TABLE September 30, 2010
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE CUSIP VALUE SHR/PRN SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS NUMBER (X1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ------ ------- ------ --- ---- ---------- -------- ----- ------ ---- 1ST UTD BANCORP INC FLA COM 33740N105 3,125 485,928 SH DEFINED 1 485,928 1ST UTD BANCORP INC FLA COM 33740N105 2,377 369,612 SH SOLE NONE 369,612 ABINGTON BANCORP INC COM 00350L109 5,400 512,371 SH DEFINED 1 512,371 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 5,278 169,479 SH DEFINED 1 169,479 ANWORTH MORTGAGE ASSET CP COM 037347101 2,069 290,224 SH DEFINED 1 290,224 AON CORP COM 037389103 5,867 150,000 SH DEFINED 1 150,000 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 8,327 275,000 SH DEFINED 1 275,000 BANCORP INC DEL COM 05969A105 1,505 225,000 SH DEFINED 1 225,000 BANK COMM HLDGS COM 06424J103 1,733 450,000 SH DEFINED 1 450,000 BANK COMM HLDGS COM 06424J103 3,164 821,940 SH SOLE NONE 821,940 BANNER CORP COM 06652V109 8,430 3,903,000 SH DEFINED 1 3,903,000 BANNER CORP COM 06652V109 3,780 1,750,000 SH SOLE NONE 1,750,000 BEACON FED BANCORP INC COM 073582108 3,617 350,467 SH DEFINED 1 350,467 BEACON FED BANCORP INC COM 073582108 2,735 265,000 SH SOLE NONE 265,000 BROOKLYN FEDERAL BANCORP INC COM 114039100 611 339,522 SH DEFINED 1 339,522 CAPE BANCORP INC COM 139209100 7,743 1,018,855 SH DEFINED 1 1,018,855 CAPE BANCORP INC COM 139209100 2,170 285,544 SH SOLE NONE 285,544 CASH AMER INTL INC COM 14754D100 18,778 536,500 SH DEFINED 1 536,500 CATHAY GENERAL BANCORP COM 149150104 8,879 746,776 SH DEFINED 1 746,776 CENTER BANCORP INC COM 151408101 6,780 881,673 SH DEFINED 1 881,673 CENTURY BANCORP INC MASS CL A NON VTG 156432106 5,096 213,299 SH DEFINED 1 213,299 CHICOPEE BANCORP INC COM 168565109 4,663 413,391 SH DEFINED 1 413,391 CITIZENS REPUBLIC BANCORP IN COM 174420109 2,478 2,750,000 SH DEFINED 1 2,750,000 CLIFTON SVGS BANKCORP INC COM 18712Q103 4,704 547,000 SH DEFINED 1 547,000 ESSA BANCORP INC COM 29667D104 3,890 328,539 SH DEFINED 1 328,539 FOX CHASE BANCORP INC NEW COM 35137T108 6,773 716,000 SH DEFINED 1 716,000 HARTFORD FINL SVCS GROUP INC COM 416515104 8,893 387,500 SH DEFINED 1 387,500 HERITAGE FINL GROUP COM 42725U109 1,472 174,872 SH SOLE NONE 174,872 HERITAGE OAKS BANCORP COM 42724R107 3,039 920,911 SH DEFINED 1 920,911 HF FINL CORP COM 404172108 4,765 454,658 SH DEFINED 1 454,658 HF FINL CORP COM 404172108 2,413 230,254 SH SOLE NONE 230,254 HOME BANCORP INC COM 43689E107 2,657 198,611 SH DEFINED 1 198,611 HOME BANCORP INC COM 43689E107 1,573 117,584 SH SOLE NONE 117,584 HOME FED BANCORP INC MD COM 43710G105 4,448 365,500 SH DEFINED 1 365,500 HOME FED BANCORP INC MD COM 43710G105 802 65,882 SH SOLE NONE 65,882 JPMORGAN CHASE & CO COM 46625H100 18,079 475,000 SH DEFINED 1 475,000 LAKE SHORE BANCORP INC COM 510700107 1,852 230,694 SH DEFINED 1 230,694 LAKE SHORE BANCORP INC COM 510700107 1,996 248,596 SH SOLE NONE 248,596 LENNAR CORP CL B 526057302 15,688 1,273,400 SH DEFINED 1 1,273,400 LOEWS CORP COM 540424108 11,844 312,500 SH DEFINED 1 312,500 LOUISANA BANCORP INC NEW COM 54619P104 3,074 217,735 SH DEFINED 1 217,735 LOUISANA BANCORP INC NEW COM 54619P104 2,264 160,311 SH SOLE NONE 160,311 MIDSOUTH BANCORP INC COM 598039105 5,192 366,892 SH DEFINED 1 366,892 MIDSOUTH BANCORP INC COM 598039105 3,381 238,949 SH SOLE NONE 238,949 NARA BANCORP INC COM 63080P105 2,786 395,172 SH DEFINED 1 395,172 NEWPORT BANCORP INC COM 651754103 1,577 133,290 SH DEFINED 1 133,290 NORTH VALLEY BANCORP COM 66304M105 5,193 3,166,666 SH SOLE NONE 3,166,666 NORTHEAST CMNTY BANCORP INC COM 664112109 3,395 574,510 SH DEFINED 1 574,510 NORTHEAST CMNTY BANCORP INC COM 664112109 301 50,894 SH SOLE NONE 50,894 NORTHWEST BANCSHARES INC MD COM 667340103 8,385 750,000 SH DEFINED 1 750,000 OCEANFIRST FINL CORP COM 675234108 3,374 275,000 SH DEFINED 1 275,000 OCWEN FINL CORP COM NEW 675746309 17,468 1,722,725 SH DEFINED 1 1,722,725 OLD NATL BANCORP IND COM 680033107 340 32,400 SH DEFINED 1 32,400 OMNIAMERICAN BANCORP INC COM 68216R107 5,635 500,000 SH DEFINED 1 500,000 ORIENTAL FINL GROUP INC COM 68618W100 17,486 1,314,769 SH DEFINED 1 1,314,769 ORIENTAL FINL GROUP INC COM 68618W100 4,604 346,200 SH SOLE NONE 346,200 ORITANI FINL CORP DEL COM 68633D103 4,430 443,900 SH DEFINED 1 443,900 PENNYMAC MTG INVT TR COM 70931T103 2,839 158,700 SH DEFINED 1 158,700 PLATINUM UNDERWRITER HLDGS L COM G7127P100 19,584 450,000 SH DEFINED 1 450,000 POPULAR INC COM 733174106 9,137 3,150,856 SH DEFINED 1 3,150,856 PROSHARES TR PSHS ULTSH 20YRS 74347R297 3,984 127,500 SH DEFINED 1 127,500 PROVIDENT FINL HLDGS INC COM 743868101 6,042 1,038,136 SH DEFINED 1 1,038,136 RIVERVIEW BANCORP INC COM 769397100 3,850 1,944,444 SH SOLE NONE 1,944,444 TECHE HLDG CO COM 878330109 1,812 58,438 SH SOLE NONE 58,438 UNITED FINANCIAL BANCORP INC COM 91030T109 5,220 386,347 SH DEFINED 1 386,347 WASHINGTON BKG CO OAK HBR WA COM 937303105 6,476 467,237 SH DEFINED 1 467,237 WASHINGTON BKG CO OAK HBR WA COM 937303105 3,078 222,080 SH SOLE NONE 222,080 WILLIS LEASE FINANCE CORP COM 970646105 7,096 705,410 SH DEFINED 1 705,410 WILLIS LEASE FINANCE CORP COM 970646105 4,791 476,227 SH SOLE NONE 476,227 WILSHIRE BANCORP INC COM 97186T108 4,273 653,354 SH DEFINED 1 653,354
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