0001173431-14-000087.txt : 20140912
0001173431-14-000087.hdr.sgml : 20140912
20140912210029
ACCESSION NUMBER: 0001173431-14-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140910
FILED AS OF DATE: 20140912
DATE AS OF CHANGE: 20140912
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tomczyk Fredric J
CENTRAL INDEX KEY: 0001350921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 141101913
MAIL ADDRESS:
STREET 1: TORONTO DOMINION CENTRE
STREET 2: PO BOX 1
CITY: TORONTO
STATE: A6
ZIP: M5K IA2
4
1
wf-form4_141057001872946.xml
FORM 4
X0306
4
2014-09-10
0
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001350921
Tomczyk Fredric J
200 S. 108TH AVE.
OMAHA
NE
68154
1
1
0
0
President and CEO
Common Stock
2014-09-10
4
S
0
60000
32.79
D
989087
D
Common Stock
2014-09-11
4
S
0
29349
32.80
D
959738
D
Common Stock
2014-09-12
4
S
0
35651
33.13
D
924087
D
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.70 to $32.90. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.80 to $32.82. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.86 to $33.33. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
/s/ David L. Lambert, as attorney-in-fact for Fredric J. Tomczyk
2014-09-12