0001173431-14-000083.txt : 20140909
0001173431-14-000083.hdr.sgml : 20140909
20140909173758
ACCESSION NUMBER: 0001173431-14-000083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140905
FILED AS OF DATE: 20140909
DATE AS OF CHANGE: 20140909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tomczyk Fredric J
CENTRAL INDEX KEY: 0001350921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 141094213
MAIL ADDRESS:
STREET 1: TORONTO DOMINION CENTRE
STREET 2: PO BOX 1
CITY: TORONTO
STATE: A6
ZIP: M5K IA2
4
1
wf-form4_141029866783847.xml
FORM 4
X0306
4
2014-09-05
0
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001350921
Tomczyk Fredric J
200 S. 108TH AVE.
OMAHA
NE
68154
1
1
0
0
President and CEO
Common Stock
2014-09-05
4
S
0
25000
32.50
D
1099087
D
Common Stock
2014-09-08
4
S
0
15000
32.57
D
1084087
D
Common Stock
2014-09-09
4
S
0
35000
32.68
D
1049087
D
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.50 to $32.75. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
/s/ David L. Lambert, as attorney-in-fact for Fredric J. Tomczyk
2014-09-09