0001173431-14-000083.txt : 20140909 0001173431-14-000083.hdr.sgml : 20140909 20140909173758 ACCESSION NUMBER: 0001173431-14-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140905 FILED AS OF DATE: 20140909 DATE AS OF CHANGE: 20140909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tomczyk Fredric J CENTRAL INDEX KEY: 0001350921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 141094213 MAIL ADDRESS: STREET 1: TORONTO DOMINION CENTRE STREET 2: PO BOX 1 CITY: TORONTO STATE: A6 ZIP: M5K IA2 4 1 wf-form4_141029866783847.xml FORM 4 X0306 4 2014-09-05 0 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001350921 Tomczyk Fredric J 200 S. 108TH AVE. OMAHA NE 68154 1 1 0 0 President and CEO Common Stock 2014-09-05 4 S 0 25000 32.50 D 1099087 D Common Stock 2014-09-08 4 S 0 15000 32.57 D 1084087 D Common Stock 2014-09-09 4 S 0 35000 32.68 D 1049087 D This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.50 to $32.75. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. /s/ David L. Lambert, as attorney-in-fact for Fredric J. Tomczyk 2014-09-09