0001221073-12-000053.txt : 20120730
0001221073-12-000053.hdr.sgml : 20120730
20120730065701
ACCESSION NUMBER: 0001221073-12-000053
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120730
DATE AS OF CHANGE: 20120730
EFFECTIVENESS DATE: 20120730
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHILLIPS FINANCIAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001350660
IRS NUMBER: 201131890
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11590
FILM NUMBER: 12992023
BUSINESS ADDRESS:
STREET 1: 6920 POINTE INVERNESS WAY
STREET 2: SUITE 230
CITY: FORT WAYNE
STATE: IN
ZIP: 46804
BUSINESS PHONE: 260-420-7732
MAIL ADDRESS:
STREET 1: 6920 POINTE INVERNESS WAY
STREET 2: SUITE 230
CITY: FORT WAYNE
STATE: IN
ZIP: 46804
13F-HR
1
mktc_pfm2q2012.txt
PHILLIPS FINANCIAL MANAGEMENT, LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Phillips Financial Management, LLC
Address: 6920 Pointe Inverness Way, Suite 230
Fort Wayne, IN 46804
13F File Number: 028-11590
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeanine M. Herold
Title: Chief Compliance Officer
Phone: (260) 420-7732
Signature, Place, and Date of Signing:
/s/ Jeanine M. Herold Fort Wayne, IN July 27, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 56
Form 13F Information Table Value Total: $212,801 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
GENERAL ELECTRIC CO COM 369604103 647 32578 SH SOLE 0 0 32578
ISHARES GOLD TRUST ISHARES 464285105 325 21095 SH SOLE 0 0 21095
ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 490 14768 SH SOLE 0 0 14768
ISHARES TR DJ SEL DIV INX 464287168 587 10231 SH SOLE 0 0 10231
ISHARES TR BARCLYS TIPS BD 464287176 2616 21536 SH SOLE 0 0 21536
ISHARES TR S&P 500 INDEX 464287200 19729 143996 SH SOLE 0 0 143996
ISHARES TR BARCLY USAGG B 464287226 3929 34949 SH SOLE 0 0 34949
ISHARES TR S&P NA NAT RES 464287374 890 24572 SH SOLE 0 0 24572
ISHARES TR S&P 500 VALUE 464287408 19111 308997 SH SOLE 0 0 308997
ISHARES TR MSCI EAFE INDEX 464287465 13476 274214 SH SOLE 0 0 274214
ISHARES TR RUSSELL MIDCAP 464287499 2226 21233 SH SOLE 0 0 21233
ISHARES TR S&P MIDCAP 400 464287507 22201 236305 SH SOLE 0 0 236305
ISHARES TR RUSSELL1000VAL 464287598 1219 17891 SH SOLE 0 0 17891
ISHARES TR RUSSELL 1000 464287622 1947 25838 SH SOLE 0 0 25838
ISHARES TR RUSL 2000 VALU 464287630 768 10979 SH SOLE 0 0 10979
ISHARES TR S&P SMLCAP 600 464287804 738 10089 SH SOLE 0 0 10089
ISHARES TR S&P SMLCP VALU 464287879 8958 120649 SH SOLE 0 0 120649
ISHARES TR S&P SH NTL AMTFR 464288158 1154 10790 SH SOLE 0 0 10790
ISHARES TR MSCI ACWI INDX 464288257 436 11910 SH SOLE 0 0 11910
JPMORGAN CHASE & CO COM 46625H100 632 18649 SH SOLE 0 0 18649
LINCOLN NATL CORP IND COM 534187109 1712 85260 SH SOLE 0 0 85260
SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1383 29060 SH SOLE 0 0 29060
SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 490 13125 SH SOLE 0 0 13125
SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 967 43859 SH SOLE 0 0 43859
SPDR S&P 500 ETF TR TR UNIT 78462F103 1782 13058 SH SOLE 0 0 13058
SPDR SERIES TRUST INTR TRM CORP BD 78464A375 1072 31056 SH SOLE 0 0 31056
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 2523 63704 SH SOLE 0 0 63704
SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 425 17380 SH SOLE 0 0 17380
SPDR SERIES TRUST BARC CAPTL ETF 78464A474 2283 74550 SH SOLE 0 0 74550
SPDR SERIES TRUST DJ REIT ETF 78464A607 10956 149285 SH SOLE 0 0 149285
SPDR SERIES TRUST BARCL CAP TIPS 78464A656 4089 67425 SH SOLE 0 0 67425
TOWER FINANCIAL CORP COM 891769101 267 24564 SH SOLE 0 0 24564
US BANCORP DEL COM NEW 902973304 1153 34328 SH SOLE 0 0 34328
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 1545 26098 SH SOLE 0 0 26098
VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 770 12091 SH SOLE 0 0 12091
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1610 25582 SH SOLE 0 0 25582
VANGUARD BD INDEX FD INC INTERMED TERM 921937819 5815 64613 SH SOLE 0 0 64613
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 4342 53335 SH SOLE 0 0 53335
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 17904 210242 SH SOLE 0 0 210242
VANGUARD INDEX FDS S&P 500 ETF SH 922908413 1248 19989 SH SOLE 0 0 19989
VANGUARD INDEX FDS REIT ETF 922908553 7119 107787 SH SOLE 0 0 107787
VANGUARD INDEX FDS SM CP VAL ETF 922908611 3590 52735 SH SOLE 0 0 52735
VANGUARD INDEX FDS MID CAP ETF 922908629 5031 65504 SH SOLE 0 0 65504
VANGUARD INDEX FDS LARGE CAP ETF 922908637 1849 29720 SH SOLE 0 0 29720
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 990 17656 SH SOLE 0 0 17656
VANGUARD INDEX FDS VALUE ETF 922908744 2751 49215 SH SOLE 0 0 49215
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1410 20222 SH SOLE 0 0 20222
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11204 277111 SH SOLE 0 0 277111
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1828 46402 SH SOLE 0 0 46402
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 624 14868 SH SOLE 0 0 14868
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1370 15737 SH SOLE 0 0 15737
VANGUARD STAR FD INTL STK IDXFD 921909768 3094 74185 SH SOLE 0 0 74185
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 1588 51060 SH SOLE 0 0 51060
VANGUARD WORLD FD MEGA VALUE 300 921910840 3035 74527 SH SOLE 0 0 74527
VANGUARD WORLD FD MEGA CAP INDEX 921910873 2505 53423 SH SOLE 0 0 53423
WILLIAMS COS INC DEL COM 969457100 398 12698 SH SOLE 0 0 12698