0001415889-24-002684.txt : 20240205 0001415889-24-002684.hdr.sgml : 20240205 20240205184415 ACCESSION NUMBER: 0001415889-24-002684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240205 DATE AS OF CHANGE: 20240205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lish Scott CENTRAL INDEX KEY: 0001831608 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 24597423 MAIL ADDRESS: STREET 1: C/O ALPHATEC SPINE, INC. STREET 2: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 form4-02052024_110206.xml X0508 4 2024-02-01 0001350653 Alphatec Holdings, Inc. ATEC 0001831608 Lish Scott C/O ALPHATEC SPINE, INC. 1950 CAMINO VIDA ROBLE CARLSBAD CA 92008 false true false false CHIEF OPERATING OFFICER 1 Common Stock 2024-02-01 4 A 0 100166 0 A 543667 D Common Stock 2024-02-02 4 S 0 25210 16.47 D 518457 D On February 1, 2024, the issuer awarded 100,166 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock. Includes 2,410 shares acquired under the issuer's employee stock purchase plan on June 20, 2023. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, as amended on August 10, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.29 to $16.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Tyson E. Marshall, Attorney-in-Fact 2024-02-05