0001350639-11-000011.txt : 20111108
0001350639-11-000011.hdr.sgml : 20111108
20111108125404
ACCESSION NUMBER: 0001350639-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111108
DATE AS OF CHANGE: 20111108
EFFECTIVENESS DATE: 20111108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Del Mar Asset Management, LP
CENTRAL INDEX KEY: 0001350639
IRS NUMBER: 331112934
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11567
FILM NUMBER: 111186998
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVENUE
STREET 2: FIFTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-328-7137
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE
STREET 2: FIFTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
sep11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
?
Check here if Amendment [ ]
?
This Amendment (check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name:
Del Mar Asset Management, LP
Address:
711 Fifth Avenue, 5th Floor
?
New York, NY 10022
?
?
?
?
Form 13F File Number: 028-11567
The institutional investment manager filing this report and the person by whom
it is signed hereby request that the person signing the report is authorized to
submit it, that all information contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules,
lists, and tables, are considered integral parts of this form.
Person signing this report on behalf of Reporting Manager:
Name:
Marc Simons
?
?
Title:
Chief Operating Officer
?
Phone:
212-328-7140
?
?
Signature, Place and Date of Signing:
?Marc Simons
?
?
?New York, NY
?
?
11/08/2011
[Signature]
[City, State]
[Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this report
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Number of Other Included Managers:
?
0
Form 13F Information Table Entry Total:
?
276
Form 13F Information Table Value Total:
?
$1,416,048
(thousands)
List of Other Included Managers:
NONE
FORM 13F INFORMATION TABLE
COLUMN 1
COLUMN 2
COLUMN 3
COLUMN 4
COLUMN 5
COLUMN 6
COLUMN 7
COLUMN 8
VALUE
SHRS OR
SH/
PUT/
INVESTMENT
OTHER
VOTING AUTHORITY
NAME OF ISSUER
TITLE OF CLASS
CUSIP
(X$1000)
PRN AMT
PRN
CALL
DISCRETION
MANAGERS
SOLE
SHARED
NONE
3M CO
COM
88579Y101
312
4,344
SH
X
3M CO
PUT
88579Y101
574
80
SH
PUT
X
ABBOTT LABS
COM
002824100
395
7,724
SH
X
ABBOTT LABS
PUT
002824100
890
174
SH
PUT
X
ALCOA INC
COM
013817101
788
82,372
SH
X
ALEXION PHARMACEUTICALS INC
COM
015351109
278
4,340
SH
X
ALTAIR NANOTECHNOLOGIES INC
COM NEW
021373204
40
29,738
SH
X
ALTRIA GROUP INC
COM
02209S103
286
10,671
SH
X
ALTRIA GROUP INC
PUT
02209S103
638
238
SH
PUT
X
AMAZON COM INC
COM
023135106
332
1,535
SH
X
AMAZON COM INC
PUT
023135106
822
38
SH
PUT
X
AMERICAN EXPRESS CO
COM
025816109
346
7,714
SH
X
AMERICAN EXPRESS CO
PUT
025816109
485
108
SH
PUT
X
AMERICAN TOWER CORP
CL A
029912201
210
3,906
SH
X
AMGEN INC
COM
031162100
225
4,094
SH
X
AMGEN INC
PUT
031162100
550
100
SH
PUT
X
AMKOR TECHNOLOGY INC
COM
031652100
60
13,705
SH
X
AMR CORP
COM
001765106
59
19,858
SH
X
ANADARKO PETE CORP
COM
032511107
2,245
35,600
SH
X
ANADARKO PETE CORP
CALL
032511107
3,153
500
SH
CALL
X
ANADARKO PETE CORP
PUT
032511107
3,153
500
SH
PUT
X
ANALOG DEVICES INC
COM
032654105
2,951
94,417
SH
X
APPLE INC
COM
037833100
1,385
3,632
SH
X
APPLE INC
PUT
037833100
3,966
104
SH
PUT
X
ARCHER DANIELS MIDLAND CO
COM
039483102
904
36,429
SH
X
ARES CAP CORP
COM
04010L103
238
17,276
SH
X
ARIAD PHARMACEUTICALS INC
CALL
04033A100
9,669
11,000
SH
CALL
X
ARMOUR RESIDENTIAL REIT INC
*W EXP 11/07/201
042315119
14
681,975
SH
X
AT&T INC
COM
00206R102
1,096
38,434
SH
X
AT&T INC
PUT
00206R102
1,888
662
SH
PUT
X
AUTODESK INC
COM
052769106
1,037
37,325
SH
X
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
1,061
32,379
SH
X
AVON PRODS INC
COM
054303102
903
46,082
SH
X
BANK MONTREAL QUE
COM
063671101
700
12,525
SH
X
BANK OF AMERICA CORPORATION
COM
060505104
582
95,156
SH
X
BANK OF AMERICA CORPORATION
PUT
060505104
661
1,080
SH
PUT
X
BARCLAYS BK PLC
PUT
06740C261
4,803
900
SH
PUT
X
BARNES & NOBLE INC
COM
067774109
237
20,000
SH
X
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
691
9,721
SH
X
BERKSHIRE HATHAWAY INC DEL
PUT
084670702
1,392
196
SH
PUT
X
BEST BUY INC
COM
086516101
978
41,979
SH
X
BOEING CO
COM
097023105
219
3,615
SH
X
BOEING CO
PUT
097023105
484
80
SH
PUT
X
BRISTOL MYERS SQUIBB CO
PUT
110122108
621
198
SH
PUT
X
BROADWIND ENERGY INC
COM
11161T108
11
33,207
SH
X
BUNGE LTD
BG
G16962105
3,246
55,687
SH
X
CAPITAL ONE FINL CORP
*W EXP 11/14/201
14040H139
761
55,000
SH
X
CAPITAL ONE FINL CORP
COM
14040H105
813
20,525
SH
X
CATERPILLAR INC DEL
COM
149123101
310
4,201
SH
X
CATERPILLAR INC DEL
PUT
149123101
546
74
SH
PUT
X
CEPHALON INC
CALL
156708109
24,226
3,002
SH
CALL
X
CHEVRON CORP NEW
COM
166764100
1,213
13,102
SH
X
CHEVRON CORP NEW
PUT
166764100
2,018
218
SH
PUT
X
CIENA CORP
COM NEW
171779309
684
61,100
SH
X
CIENA CORP
PUT
171779309
689
615
SH
PUT
X
CISCO SYS INC
COM
17275R102
1,312
84,647
SH
X
CISCO SYS INC
PUT
17275R102
958
618
SH
PUT
X
CIT GROUP INC
COM NEW
125581801
3,145
103,546
SH
X
CITIGROUP INC
COM NEW
172967424
428
16,718
SH
X
CITIGROUP INC
PUT
172967424
799
312
SH
PUT
X
CMS ENERGY CORP
NOTE 2.875%12/0
125896AW0
11,713
7,500,000
PRN
X
COCA COLA CO
COM
191216100
675
9,987
SH
X
COCA COLA CO
PUT
191216100
1,757
260
SH
PUT
X
COMCAST CORP NEW
CL A
20030N101
2,279
108,937
SH
X
COMCAST CORP NEW
PUT
20030N101
661
316
SH
PUT
X
CONOCOPHILLIPS
COM
20825C104
477
7,532
SH
X
CONOCOPHILLIPS
PUT
20825C104
1,000
158
SH
PUT
X
COOPER INDUSTRIES PLC
SHS
G24140108
258
5,602
SH
X
CREDIT SUISSE NASSAU BRH
ETN IDX-LKD 20
22542D845
8,144
402,152
SH
X
CREDIT SUISSE NASSAU BRH
EXCH NT LKD 31
22542D753
1,060
54,200
SH
X
CUBIST PHARMACEUTICALS INC
NOTE 2.500%11/0
229678AD9
5,455
4,000,000
PRN
X
CVR ENERGY INC
COM
12662P108
1,057
50,000
SH
X
CVS CAREMARK CORPORATION
COM
126650100
237
7,055
SH
X
CVS CAREMARK CORPORATION
PUT
126650100
490
146
SH
PUT
X
CYPRESS SEMICONDUCTOR CORP
COM
232806109
962
64,267
SH
X
DELL INC
COM
24702R101
977
69,108
SH
X
DIAMOND FOODS INC
COM
252603105
152,538
1,911,500
SH
X
DIRECTV
COM CL A
25490A101
1,057
25,000
SH
X
DISNEY WALT CO
COM DISNEY
254687106
343
11,385
SH
X
DISNEY WALT CO
PUT
254687106
664
220
SH
PUT
X
DOLLAR TREE INC
COM
256746108
457
6,080
SH
X
DRYSHIPS INC
SHS
Y2109Q101
94
40,000
SH
X
E M C CORP MASS
PUT
268648102
512
244
SH
PUT
X
E M C CORP MASS
NOTE 1.750%12/0
268648AK8
17,987
13,750,000
PRN
X
E M C CORP MASS
NOTE 1.750%12/0
268648AM4
3,527
2,500,000
PRN
X
EASTMAN KODAK CO
COM
277461109
10
12,500
SH
X
EASTMAN KODAK CO
CALL
277461109
78
1,000
SH
CALL
X
EASTMAN KODAK CO
PUT
277461109
888
11,384
SH
PUT
X
ENERGIZER HLDGS INC
COM
29266R108
918
13,810
SH
X
EOG RES INC
CALL
26875P101
2,840
400
SH
CALL
X
EXCO RESOURCES INC
COM
269279402
1,179
110,000
SH
X
EXIDE TECHNOLOGIES
COM NEW
302051206
48
12,000
SH
X
EXXON MOBIL CORP
COM
30231G102
2,054
28,277
SH
X
EXXON MOBIL CORP
PUT
30231G102
3,951
544
SH
PUT
X
FBR & CO
COM
30247C301
48
20,000
SH
X
FIDELITY NATL INFORMATION SV
COM
31620M106
730
30,000
SH
X
FIRST BANCORP P R
COM NEW
318672706
540
193,000
SH
X
FIRST TR EXCHANGE TRADED FD
ISE CLOUD COMP
33734X192
598
37,500
SH
X
FMC TECHNOLOGIES INC
COM
30249U101
332
8,829
SH
X
FORD MTR CO DEL
*W EXP 01/01/201
345370134
4,757
2,152,516
SH
X
FORD MTR CO DEL
CALL
345370134
4,757
2,152,516
SH
X
FOREST LABS INC
COM
345838106
968
31,426
SH
X
FOREST OIL CORP
COM PAR $0.01
346091705
288
20,000
SH
X
FRIENDFINDER NETWORKS INC
COM IPO
358453306
1,980
1,076,180
SH
X
GAP INC DEL
COM
364760108
227
13,958
SH
X
May 13 Puts on GDI
PUT
365558105
16
5,700
SH
PUT
X
GENERAL ELECTRIC CO
COM
369604103
693
45,539
SH
X
GENERAL ELECTRIC CO
PUT
369604103
1,884
1,238
SH
PUT
X
GENERAL MLS INC
COM
370334104
1,559
40,503
SH
X
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
50,989
4,380,492
SH
X
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
3,965
500,000
SH
X
GENERAL MTRS CO
COM
37045V100
202
10,000
SH
X
GILEAD SCIENCES INC
NOTE 0.625% 5/0
375558AH6
2,854
2,500,000
PRN
X
GILEAD SCIENCES INC
NOTE 1.000% 5/0
375558AN3
5,414
5,000,000
PRN
X
GLEACHER & CO INC
COM
377341102
706
593,300
SH
X
GLOBAL EAGLE ACQUISITION COR
UNIT 99/99/9999
37951D201
2,513
250,000
SH
X
GOLDCORP INC NEW
NOTE 2.000% 8/0
380956AB8
3,114
2,500,000
PRN
X
GOLDMAN SACHS GROUP INC
COM
38141G104
363
3,835
SH
X
GOLDMAN SACHS GROUP INC
PUT
38141G104
548
58
SH
PUT
X
GOODRICH CORP
COM
382388106
1,207
10,000
SH
X
GOODRICH CORP
CALL
382388106
31,751
2,631
SH
CALL
X
GOOGLE INC
CL A
38259P508
579
1,124
SH
X
GOOGLE INC
PUT
38259P508
1,442
28
SH
PUT
X
GREATER CHINA FD INC
COM
39167B102
166
17,000
SH
X
GREEN MTN COFFEE ROASTERS IN
COM
393122106
741
7,973
SH
X
GRIFOLS S A
SPONSORED ADR
398438309
5,112
800,000
SH
X
HARBIN ELECTRIC INC
CALL
41145W109
3,310
1,603
SH
CALL
X
HARBIN ELECTRIC INC
PUT
41145W109
1,033
500
SH
PUT
X
HASBRO INC
COM
418056107
2,712
83,171
SH
X
HEWLETT PACKARD CO
COM
428236103
2,778
123,748
SH
X
HEWLETT PACKARD CO
PUT
428236103
633
282
SH
PUT
X
HOME DEPOT INC
COM
437076102
2,352
71,566
SH
X
HOME DEPOT INC
PUT
437076102
559
170
SH
PUT
X
INTEL CORP
COM
458140100
1,436
67,325
SH
X
INTEL CORP
PUT
458140100
1,297
608
SH
PUT
X
INTERDIGITAL INC
CALL
45867G101
11,878
2,550
SH
CALL
X
INTERNATIONAL BUSINESS MACHS
COM
459200101
851
4,865
SH
X
INTERNATIONAL BUSINESS MACHS
PUT
459200101
2,343
134
SH
PUT
X
ISHARES INC
MSCI BRAZIL
464286400
520
10,000
SH
X
ISHARES INC
MSCI GERMAN
464286806
914
50,000
SH
X
ISHARES TR
CALL
464287481
993
200
SH
CALL
X
ISHARES TR
CALL
464287473
1,928
500
SH
CALL
X
ISHARES TR
CALL
464287598
1,132
200
SH
CALL
X
ISHARES TR
S&P 100 IDX FD
464287101
329
6,394
SH
X
ISHARES TR
CALL
464287309
3,062
500
SH
CALL
X
ISHARES TR
US PFD STK IDX
464288687
666
18,700
SH
X
JARDEN CORP
COM
471109108
3,020
106,875
SH
X
JOHNSON & JOHNSON
COM
478160104
1,070
16,796
SH
X
JOHNSON & JOHNSON
PUT
478160104
1,962
308
SH
PUT
X
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
924
99,250
SH
X
JPMORGAN CHASE & CO
COM
46625H100
954
31,684
SH
X
JPMORGAN CHASE & CO
PUT
46625H100
1,289
428
SH
PUT
X
KOHLS CORP
COM
500255104
384
7,822
SH
X
KRAFT FOODS INC
CL A
50075N104
356
10,608
SH
X
KRAFT FOODS INC
PUT
50075N104
698
208
SH
PUT
X
L-3 COMMUNICATIONS CORP
DEBT 3.000% 8/0
502413AW7
9,525
10,000,000
PRN
X
LAS VEGAS SANDS CORP
COM
517834107
231
6,023
SH
X
LEVEL 3 COMMUNICATIONS INC
COM
52729N100
894
600,000
SH
X
LEXMARK INTL NEW
CL A
529771107
942
34,855
SH
X
LMP CAP & INCOME FD INC
COM
50208A102
1,243
108,531
SH
X
MALAYSIA FD INC
COM
560905101
136
15,000
SH
X
MARVELL TECHNOLOGY GROUP LTD
MRVL
G5876H105
338
23,254
SH
X
MARVELL TECHNOLOGY GROUP LTD
MRVL
G5876H905
883
608
SH
CALL
X
MATTEL INC
COM
577081102
2,904
112,149
SH
X
MCDERMOTT INTL INC
COM
580037109
111
10,274
SH
X
MCDONALDS CORP
COM
580135101
481
5,472
SH
X
MCDONALDS CORP
PUT
580135101
1,001
114
SH
PUT
X
MEAD JOHNSON NUTRITION CO
COM
582839106
4,178
60,701
SH
X
MEDCO HEALTH SOLUTIONS INC
CALL
58405U102
4,717
1,006
SH
CALL
X
MEDTRONIC INC
NOTE 1.625% 4/1
585055AM8
12,513
12,500,000
PRN
X
MEMC ELECTR MATLS INC
COM
552715104
809
154,320
SH
X
MERCK & CO INC NEW
COM
58933Y105
445
13,616
SH
X
MERCK & CO INC NEW
PUT
58933Y105
1,138
348
SH
PUT
X
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
8,652
7,500,000
PRN
X
MICRON TECHNOLOGY INC
CALL
595112103
1,008
2,000
SH
CALL
X
MICROSOFT CORP
COM
594918104
881
35,403
SH
X
MICROSOFT CORP
PUT
594918104
2,086
838
SH
PUT
X
MOODYS CORP
COM
615369105
1,087
35,693
SH
X
MOTOROLA MOBILITY HLDGS INC
CALL
620097105
60,199
15,934
SH
CALL
X
MUELLER WTR PRODS INC
COM SER A
624758108
49
19,836
SH
X
MYLAN INC
NOTE 1.250% 3/1
628530AG2
2,504
2,500,000
PRN
X
MYLAN INC
NOTE 3.750% 9/1
628530AJ6
14,500
10,000,000
PRN
X
NATIONAL OILWELL VARCO INC
CALL
637071101
3,073
600
SH
CALL
X
NETAPP INC
NOTE 1.750% 6/0
64110DAB0
6,080
5,000,000
PRN
X
NEUTRAL TANDEM INC
COM
64128B108
348
36,000
SH
X
NOVELLUS SYS INC
COM
670008101
1,042
38,230
SH
X
NYSE EURONEXT
CALL
629491101
18,176
7,821
SH
CALL
X
OCCIDENTAL PETE CORP DEL
COM
674599105
381
5,332
SH
X
OCCIDENTAL PETE CORP DEL
PUT
674599105
672
94
SH
PUT
X
ODYSSEY MARINE EXPLORATION I
COM
676118102
37
15,000
SH
X
ONYX PHARMACEUTICALS INC
COM
683399109
5,642
187,996
SH
X
ONYX PHARMACEUTICALS INC
PUT
683399109
5,684
1,894
SH
PUT
X
ORACLE CORP
COM
68389X105
408
14,210
SH
X
ORACLE CORP
PUT
68389X105
1,196
416
SH
PUT
X
PARKERVISION INC
COM
701354102
7,544
8,429,571
SH
X
PATRIOT COAL CORP
CALL
70336T104
1,015
1,200
SH
CALL
X
PEPSICO INC
COM
713448108
646
10,444
SH
X
PEPSICO INC
PUT
713448108
1,127
182
SH
PUT
X
PERKINELMER INC
COM
714046109
886
46,104
SH
X
PFIZER INC
COM
717081103
690
39,025
SH
X
PFIZER INC
PUT
717081103
1,616
914
SH
PUT
X
PHILIP MORRIS INTL INC
COM
718172109
876
14,049
SH
X
PHILIP MORRIS INTL INC
PUT
718172109
1,260
202
SH
PUT
X
PIONEER NAT RES CO
NOTE 2.875% 1/1
723787AH0
11,946
10,000,000
PRN
X
PITNEY BOWES INC
COM
724479100
2,903
154,400
SH
X
POTASH CORP SASK INC
COM
73755L107
716
16,566
SH
X
POWERSHARES ETF TRUST
DYNA BUYBK ACH
73935X286
428
18,150
SH
X
POWERSHS DB MULTI SECT COMM
DB OIL FUND
73936B507
543
23,577
SH
X
PROCTER & GAMBLE CO
COM
742718109
910
14,410
SH
X
PROCTER & GAMBLE CO
PUT
742718109
1,946
308
SH
PUT
X
PRUDENTIAL FINL INC
CALL
744320102
1,406
300
SH
CALL
X
QUALCOMM INC
COM
747525103
335
6,880
SH
X
QUALCOMM INC
PUT
747525103
934
192
SH
PUT
X
RADIAN GROUP INC
COM
750236101
28
13,000
SH
X
RESEARCH IN MOTION LTD
CALL
760975102
1,167
575
SH
CALL
X
ROPER INDS INC NEW
FRNT 1/1
776696AA4
7,949
9,205,000
PRN
X
SAFEWAY INC
COM NEW
786514208
925
55,649
SH
X
SANOFI CVR
GCVRZ
80105N113
127
119,660
SH
X
SBA COMMUNICATIONS CORP
NOTE 4.000%10/0
78388JAM8
6,453
5,000,000
PRN
X
SCHLUMBERGER LTD
COM
806857108
655
10,963
SH
X
SCHLUMBERGER LTD
PUT
806857108
920
154
SH
PUT
X
SEADRILL LIMITED
SHS
G7945E105
329
11,968
SH
X
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
200
19,493
SH
X
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
236
20,000
SH
X
SIRIUS XM RADIO INC
COM
82967N108
269
177,850
SH
X
SIX FLAGS ENTMT CORP NEW
COM
83001A102
582
21,000
SH
X
SOTHEBYS
NOTE 3.125% 6/1
835898AC1
6,659
6,000,000
PRN
X
SOUTHERN UN CO NEW
COM
844030106
1,217
30,000
SH
X
SOUTHERN UN CO NEW
CALL
844030106
10,143
2,500
SH
CALL
X
SPDR S&P 500 ETF TR
TR UNIT
78462F103
127,289
1,127,747
SH
X
SPDR S&P 500 ETF TR
CALL
78462F103
56,435
5,000
SH
CALL
X
SPDR S&P 500 ETF TR
PUT
78462F103
400,689
35,500
SH
PUT
X
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
231
5,000
SH
X
SPRINT NEXTEL CORP
COM SER 1
852061100
430
141,369
SH
X
SUNTECH PWR HLDGS CO LTD
ADR
86800C104
41
17,807
SH
X
SUSQUEHANNA BANCSHARES INC P
COM
869099101
168
30,800
SH
X
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
694
60,736
SH
X
TARGET CORP
COM
87612E106
385
7,849
SH
X
TE CONNECTIVITY LTD
REG SHS
H84989104
673
23,927
SH
X
TELEFLEX INC
COM
879369106
964
17,937
SH
X
TEMPLE INLAND INC
PUT
879868107
6,748
2,151
SH
PUT
X
TENARIS S A
SPONSORED ADR
88031M109
251
9,849
SH
X
TENET HEALTHCARE CORP
COM
88033G100
42
10,286
SH
X
TEXTRON INC
NOTE 4.500% 5/0
883203BN0
3,813
2,500,000
PRN
X
THOMAS & BETTS CORP
COM
884315102
2,893
72,481
SH
X
TUPPERWARE BRANDS CORP
COM
899896104
1,256
23,370
SH
X
TYCO INTERNATIONAL LTD
SHS
H89128104
348
8,550
SH
X
UNITED PARCEL SERVICE INC
CL B
911312106
340
5,377
SH
X
UNITED PARCEL SERVICE INC
PUT
911312106
682
108
SH
PUT
X
UNITED STATES STL CORP NEW
CALL
912909108
660
300
SH
CALL
X
UNITED STATES STL CORP NEW
NOTE 4.000% 5/1
912909AE8
2,606
2,500,000
PRN
X
UNITED TECHNOLOGIES CORP
COM
913017109
261
3,709
SH
X
UNITED TECHNOLOGIES CORP
PUT
913017109
718
102
SH
PUT
X
UNITEDHEALTH GROUP INC
PUT
91324P102
563
122
SH
PUT
X
VALERO ENERGY CORP NEW
COM
91913Y100
799
44,964
SH
X
VALIDUS HOLDINGS LTD
VR
G9319H102
249
10,000
SH
X
VALSPAR CORP
COM
920355104
1,011
32,404
SH
X
VANGUARD INTL EQUITY INDEX F
CALL
922042858
717
200
SH
CALL
X
VANTAGE DRILLING COMPANY
ORD SHS
g93205113
648
518,538
SH
X
VARIAN SEMICONDUCTOR EQUIPMN
CALL
922207105
25,879
4,232
SH
CALL
X
VARIAN SEMICONDUCTOR EQUIPMN
PUT
922207105
6,115
1,000
SH
PUT
X
VERIZON COMMUNICATIONS INC
COM
92343V104
458
12,458
SH
X
VERIZON COMMUNICATIONS INC
PUT
92343V104
1,192
324
SH
PUT
X
VIACOM INC NEW
CL B
92553P201
709
18,300
SH
X
WAL MART STORES INC
COM
931142103
2,157
41,569
SH
X
WAL MART STORES INC
PUT
931142103
1,111
214
SH
PUT
X
WALTER ENERGY INC
CALL
93317Q105
3,001
500
SH
CALL
X
WALTER INVT MGMT CORP
COM
93317W102
212
9,229
SH
X
WEATHERFORD INTL LTD
WFT
H27013103
161
13,149
SH
X
WELLS FARGO & CO NEW
COM
949746101
617
25,587
SH
X
WELLS FARGO & CO NEW
PUT
949746101
1,370
568
SH
PUT
X
WHIRLPOOL CORP
COM
963320106
2,658
53,257
SH
X
XEROX CORP
COM
984121103
885
126,903
SH
X
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
1,353
563,766
SH
X
ZIONS BANCORPORATION
CALL
989701115
1,353
563,766
SH
X
ZOGENIX INC
COM
98978L105
188
102,847
SH
X