-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ABJWLEkvDP9k/wxIoLa3/OXpUwe/aAkxElKMaWZTd3TvkC/TtsPllY2ztZRPo21X 03AwXhgbgi/THDuDQzXJWg== 0001350639-09-000008.txt : 20090217 0001350639-09-000008.hdr.sgml : 20090216 20090217145118 ACCESSION NUMBER: 0001350639-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Mar Asset Management, LP CENTRAL INDEX KEY: 0001350639 IRS NUMBER: 331112934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11567 FILM NUMBER: 09610849 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-328-7137 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 dec.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ? Check here if Amendment [ ] ? This Amendment (check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Del Mar Asset Management, LP Address: 711 Fifth Avenue, 5th Floor ? New York, NY 10022 ? ? ? ? Form 13F File Number: 028-11567 The institutional investment manager filing this report and the person by whom it is signed hereby request that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Marc Simons ? ? Title: Chief Operating Officer ? Phone: 212-328-7140 ? ? Signature, Place and Date of Signing: ?Marc Simons ? ? ?New York, NY ? ? ?2/17/2008 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Number of Other Included Managers: ? 0 Form 13F Information Table Entry Total: ? 174 Form 13F Information Table Value Total: ? $1,225,191 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE TFS FINANCIAL CORP PUT 87240R957 1,935 1,500 SH PUT SOLE X TFS FINANCIAL CORP PUT 87240R957 3,225 2,500 SH PUT SOLE X TFS FINANCIAL CORP CALL 87240R907 1,290 1,000 SH CALL SOLE X 2020 CHINACAP ACQUIRCO-CW11 W EXP 11/08/201 90212G117 7 107,100 SH SOLE X ACTUATE CORPORATION COM 00508B102 43 14,414 SH SOLE X ADVANCED TECHNOLOGY ACQ-CW11 W EXP 06/18/201 007556111 11 452,500 SH SOLE X AFFILIATED COMPUTER SVCS-A PUT 008190950 460 100 SH PUT SOLE X AFFILIATED COMPUTER SVCS-A PUT 008190950 29,909 6,509 SH PUT SOLE X AKAMAI TECHNOLOGIES INC NOTE 1.0% 12/1 00971TAE1 3,929 3,500,000 PRN SOLE X ALCOA INC CALL 013817901 338 300 SH CALL SOLE X ALPHA SECURITY GROUP CORP COM 02078A100 527 54,900 SH SOLE X ALPHA SECURITY GROUP-CW11 W EXP 03/23/201 02078A118 8 250,000 SH SOLE X ALTERNATIVE ASSET MANAGEMENT COM 02149U101 9,240 1,000,000 SH SOLE X AMBASSADORS INTL INC NOTE 3.75% 4/1 023178AB2 872 3,150,000 PRN SOLE X AMERICAN EXPRESS CO COM 025816109 2,783 150,000 SH SOLE X AMERICAN EXPRESS CO PUT 025816959 4,638 2,500 SH PUT SOLE X AMERICAN INTERNATIONAL GROUP CALL 026874907 157 1,000 SH CALL SOLE X AMERIGROUP CORP NOTE 2.0% 5/1 03073TAB8 3,088 3,500,000 PRN SOLE X AMGEN INC NOTE 0.125% 2/0 031162AN0 4,825 5,000,000 PRN SOLE X AMGEN INC NOTE 0.375% 2/0 031162AQ3 9,480 10,000,000 PRN SOLE X AMYLIN PHARMACEUTICALS INC COM 032346108 434 40,000 SH SOLE X APEX BIOVENTURES ACQUIS-CW11 W EXP 06/07/201 03753Q113 10 342,500 SH SOLE X APEX BIOVENTURES ACQUISITION COM 03753Q105 2,226 300,000 SH SOLE X APPLE CALL 37833900 2,492 292 SH CALL SOLE X APPLE CALL 37833900 2,492 292 SH CALL SOLE X ASIA SPECIAL SITUATION ACQ SHS G0538M105 675 75,000 SH SOLE X ATLAS ACQUISITION HOLDI-CW12 W EXP 01/23/201 49162118 46 456,000 SH SOLE X ATLAS ACQUISITION HOLDINGS COM 049162100 1,359 150,000 SH SOLE X BANK OF AMERICA CORP COM 060505104 3,590 255,000 SH SOLE X BANK OF AMERICA CORP CALL 060505904 2,816 2,000 SH CALL SOLE X BANK OF AMERICA CORP PUT 060505954 230 163 SH PUT SOLE X BANK OF AMERICA CORP PUT 060505954 986 700 SH PUT SOLE X BANK OF AMERICA CORP PUT 060505954 2,816 2,000 SH PUT SOLE X BEST BUY SDCV 2.25% 1/1 086516AF8 6,214 7,000,000 PRN SOLE X BLACKROCK INC DBCV 2.625% 2/1 09247XAB7 12,296 8,756,000 PRN SOLE X BPW ACQUISITION CORP-CW14 W EXP 02/26/201 055637110 15 102,500 SH SOLE X BURLINGTON NORTHERN SANTA FE CALL 12189T904 1,893 250 SH CALL SOLE X CA INC NOTE 1.625% 12/1 204912AQ2 10,907 10,000,000 PRN SOLE X CBS CORP-CLASS B CALL 124857903 5,324 6,500 SH CALL SOLE X CHARTER COMMUNICATIONS-CL A CL A 16117M107 12 150,000 SH SOLE X CHARTER COMMUNICATIONS-CL A CL A 16117M107 45 550,000 SH SOLE X CHINA HOLDINGS ACQUISIT-CW12 W EXP 11/16/201 16942N114 4 446,000 SH SOLE X CITIGROUP INC COM 172967101 537 80,000 SH SOLE X CITIGROUP INC CALL 172967901 6,469 9,641 SH CALL SOLE X CITIGROUP INC PUT 172967951 12,078 18,000 SH PUT SOLE X CLEAN ENERGY FUELS CORP CALL 184499901 302 500 SH CALL SOLE X COLUMBUS ACQUISITION CORP COM 198851107 2,285 300,000 SH SOLE X COLUMBUS ACQUISITION-CW11 EXP 05/18/201 198851115 18 451,200 SH SOLE X COMMSCOPE INC SDCV 1.0% 3/1 203372AD9 16,859 17,000,000 PRN SOLE X DST SYSTEMS INC DBCV 3.625% 8/1 233326AD9 6,555 7,500,000 PRN SOLE X EARTHLINK INC NOTE 3.25% 11/1 270321AA0 1,784 2,000,000 PRN SOLE X ENDO PHARMACEUT HLDGS IN NOTE 1.75% 4/1 29264FAA4 4,249 4,500,000 PRN SOLE X ENTERGY CORP CALL 29364G903 6,235 750 SH CALL SOLE X ENTERPRISE ACQUISITION CORP COM 29365R108 1,834 200,000 SH SOLE X ENTERPRISE ACQUISITION-CW11 W EXP 11/07/201 29365R116 10 320,500 SH SOLE X EXXON MOBIL CORP CALL 30231G902 3,992 500 SH CALL SOLE X FORTRESS INVESTMENT GRP-CL A CL A 34958B106 139 138,700 SH SOLE X FREEPORT-MCMORAN COPPER CALL 35671D907 1,161 475 SH CALL SOLE X FREEPORT-MCMORAN COPPER CALL 35671D900 2,444 1,000 SH CALL SOLE X GENEVA ACQUISITION CORP COM 37185Y104 293 50,000 SH SOLE X GHL ACQUISITION CORP-CW13 W EXP 02/14/201 36172H116 105 525,100 SH SOLE X GLOBAL BRANDS ACQUISITI-CW12 W EXP 12/06/201 378982110 23 450,000 SH SOLE X GLOBAL CONSUMER ACQUISITION COM 378983100 2,718 300,000 SH SOLE X GLOBAL CONSUMR ACQUISIT-CW12 W EXP 11/27/201 378983118 5 50,000 SH SOLE X GOLDEN POND HEALTHCARE INC COM 38116J109 1,808 250,000 SH SOLE X GOLDMAN SACHS GROUP INC COM 38141G104 273 3,240 SH SOLE X GOLDMAN SACHS GROUP INC CALL 38141G904 2,591 307 SH CALL SOLE X GOOGLE INC-CL A CL A 38259P508 1,384 4,500 SH SOLE X GOOGLE INC-CL A PUT 38259P958 7,691 250 SH PUT SOLE X GSC ACQUISITION CO COM 40053G106 1,880 200,000 SH SOLE X GSC ACQUISITION CO-CW11 W EXP 06/25/201 40053G114 5 250,000 SH SOLE X HANOVER CAPITAL MORTGAGE HLD COM 410761100 42 461,465 SH SOLE X HICKS ACQUISITION CO I INC COM 429086309 2,745 300,000 SH SOLE X HICKS ACQUISITION CO I-CW11 W EXP 09/28/201 429086127 5 100,000 SH SOLE X HIGHLANDS ACQUISITION C-CW12 W EXP 10/03/201 430880112 4 105,200 SH SOLE X HLTH CORP COM 40422Y101 130 12,435 SH SOLE X HOLOGIC INC FRNT 2.0% 12/1 436440AA9 2,946 5,000,000 PRN SOLE X HUNTSMAN CORP COM 447011107 783 227,500 SH SOLE X HUNTSMAN CORP COM 447011107 335 97,500 SH SOLE X IDEATION ACQUISITION CO-CW11 W EXP 11/19/201 451665111 13 439,735 SH SOLE X IDEATION ACQUISITION CORP COM 451665103 488 67,735 SH SOLE X INTER-ATLANTIC FINANCIA-CW11 W EXP 10/02/201 45890H 11 8 10 481,000 SH SOLE X INTL GAME TECHNOLOGY DBCV 2.6%12/1 459902AP7 7,088 7,500,000 PRN SOLE X IPCS INC COM NEW 44980Y305 1,666 242,793 SH SOLE X IRON MOUNTAIN INC COM 462846106 495 20,000 SH SOLE X JENNIFER CONVERTIBLES INC COM 476153101 59 164,600 SH SOLE X KBL HEALTHCARE ACQUISIT-CW11 W EXP 07/18/201 48241N115 5 270,100 SH SOLE X LIFEPOINT HOSPITALS INC NOTE 3.5% 5/1 53219LAH2 1,676 2,500,000 PRN SOLE X MACY'S INC COM 55616P104 704 68,000 SH SOLE X MACY'S INC PUT 55616P954 2,070 2,000 SH PUT SOLE X MASSEY ENERGY CO NOTE 3.25 8/0 576203AJ2 1,925 3,550,000 PRN SOLE X MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 6,822 300,000 SH SOLE X MATERIALS SELECT SECTOR SPDR PUT 81369Y950 15,918 7,000 SH PUT SOLE X MBF HEALTHCARE ACQUISITION COM 552650103 795 100,000 SH SOLE X MCDONALD'S CORP COM 580135101 1,244 20,000 SH SOLE X MEDIA & ENTERTAINMENT H-CW11 W EXP 03/09/201 58439W116 1 420,900 SH SOLE X MEDICIS PHARMACEUTICAL NOTE 2.5% 6/06/2032 58470KAA2 3,506 5,000,000 PRN SOLE X MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 4,413 5,000,000 PRN SOLE X MEDTRONIC INC NOTE 1.5% 4/1 585055AL0 7,059 7,500,000 PRN SOLE X MERRILL LYNCH & CO INC COM 590188108 291 25,000 SH SOLE X MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 668 2,000,000 PRN SOLE X MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 1,253 3,750,000 PRN SOLE X MICROSOFT CORP CALL 594918904 21,384 11,000 SH CALL SOLE X MOLINA HEALTHCARE INC NOTE 3.75% 10/0 60855RAA8 2,547 4,445,000 PRN SOLE X MORGAN STANLEY COM 617446448 3,779 235,600 SH SOLE X MORGAN STANLEY PUT 617446958 411 256 SH PUT SOLE X MORGAN STANLEY PUT 617446958 4,010 2,500 SH PUT SOLE X NEW YORK COMMUNITY BANCORP COM 649445103 235 19,659 SH SOLE X NORFOLK SOUTHERN CORP PUT 655844958 11,763 2,500 SH PUT SOLE X NTR ACQUISITION CO-CW11 W EXP 06/28/201 629415118 0 300,000 SH SOLE X NVIDIA CORP CALL 67066G904 2,422 3,001 SH CALL SOLE X OCH-ZIFF CAPITAL MANAGEMEN-A CL A 67551U105 118 23,000 SH SOLE X OVERTURE ACQUISITION CO-CW13 W EXP 01/30/201 G6830P118 35 458,500 SH SOLE X OVERTURE ACQUISITION CORP SHS G6830P100 2,733 300,000 SH SOLE X PIONEER NATURAL RESOURCE NOTE 2.875% 1/1 723787AH0 3,526 5,000,000 PRN SOLE X PNC FINANCIAL SERVICES GROUP COM 693475105 6,535 133,364 SH SOLE X PNC FINANCIAL SERVICES GROUP PUT 693475955 1,539 314 SH PUT SOLE X PNC FINANCIAL SERVICES GROUP PUT 693475955 3,361 686 SH PUT SOLE X PNC FINANCIAL SERVICES GROUP PUT 693475955 4,900 1,000 SH PUT SOLE X POLARIS ACQUISITION CORP COM 73104R102 2,730 300,000 SH SOLE X POLARIS ACQUISITION CORP W EXP 01/10/201 73104R110 20 450,000 SH SOLE X PROSPECT ACQUISITION CO-CW12 W EXP 11/14/201 74347T111 32 458,000 SH SOLE X PRUDENTIAL FINANCIAL INC FRNT 12/1 744320AH5 14,325 15,000,000 PRN SOLE X PRUDENTIAL FINANCIAL INC PUT 744320952 70 23 SH PUT SOLE X QUEST SOFTWARE INC COM 74834T103 324 25,707 SH SOLE X QUEST SOFTWARE INC COM 74834T103 1,666 132,346 SH SOLE X QWEST COMMUNICATIONS INT NOTE 3.5% 11/1 749121BY4 14,335 16,950,000 PRN SOLE X REINSURANCE GROUP OF AMERICA COM NEW 759351604 1,895 44,250 SH SOLE X REINSURANCE GROUP OF AMERICA - N COM NEW 759351604 246 5,750 SH SOLE X RENAISSANCE ACQUISITION-CW11 W EXP 01/28/201 75966C115 4 128,200 SH SOLE X RF MICRO DEVICES INC NOTE 1.00% 4/1 749941AJ9 1,015 3,000,000 PRN SOLE X ROPER INDUSTRIES INC NOTE 1.481% 1/15/2034 776696AA4 6,450 12,000,000 PRN SOLE X SANTA MONICA MEDIA CORP COM 802501106 975 125,000 SH SOLE X SANTA MONICA MEDIA CORP-CW11 W EXP 03/27/201 802501114 1 75,000 SH SOLE X SAPPHIRE INDUSTRIALS CO-CW12 W EXP 01/17/201 80306T117 24 150,000 SH SOLE X SEANERGY MARITIME CORP-CW11 W EXP 09/24/201 Y73760111 120 200,000 SH SOLE X SECURE AMERICA ACQUISIT-CW11 W EXP 10/23/201 81372L111 27 455,450 SH SOLE X SESI LLC NOTE 1.5% 12/1 78412FAH7 5,216 7,500,000 PRN SOLE X SILICON GRAPHICS INC COM NEW 827056300 476 176,389 SH SOLE X SIRIUS XM RADIO INC (NMS) COM 82967N108 9 75,000 SH SOLE X SP ACQUISITION HOLDINGS INC COM 78470A104 2,182 239,300 SH SOLE X SPDR TRUST SERIES 1 UNIT SER 1 78462F103 33,651 372,911 SH SOLE X SPDR TRUST SERIES 1 PUT 78462F953 727,677 80,638 SH PUT SOLE X SPDR TRUST SERIES 1 CALL 78462F903 9,024 1,000 SH CALL SOLE X SPORTS PROPERTIES ACQUI-CW12 W EXP 01/17/201 84920F115 40 500,000 SH SOLE X SPORTS PROPERTIES ACQUISITIO COM 84920F107 2,730 300,000 SH SOLE X STONELEIGH PARTNERS ACQUISIT COM 861923100 2,340 300,000 SH SOLE X STONELEIGHT PARTNERS AC-CW11 W EXP 05/31/201 861923126 10 350,000 SH SOLE X STREAM GLOBAL SERVICES INC COM 86323M100 24 2,962 SH SOLE X SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 4,550 5,000,000 PRN SOLE X SYMANTEC CORP NOTE 1.000% 6/1 871503AD0 2,850 3,000,000 PRN SOLE X TAILWIND FINANCIAL INC COM 874023104 1,556 198,000 SH SOLE X TARGET CALL 87612E906 1,727 500 SH CALL SOLE X TARRAGON CORP COM 876287103 75 911,594 SH SOLE X TESORO CORP COM 881609101 527 40,000 SH SOLE X TM ENTERTAINMENT & MEDI-CW11 W EXP 10/17/201 87260T116 3 109,000 SH SOLE X TRANS-INDIA ACQUISITION CORP COM 893237107 770 100,000 SH SOLE X TRANS-INDIA ACQUISITION-CW12 W EXP 02/08/201 893237115 5 150,000 SH SOLE X TREMISIS ENERGY ACQ COR-CW12 W EXP 12/05/201 89472N119 35 432,400 SH SOLE X TRIAN ACQUISITION I COR-CW13 W EXP 01/23/201 89582E116 52 227,000 SH SOLE X TRIAN ACQUISITION I CORP COM 89582E108 2,023 227,000 SH SOLE X TRIPLECROWN ACQUISITION CORP COM 89677G109 679 75,000 SH SOLE X TRIPLECROWN ACQUISITION-CW12 W EXP 10/22/201 89677G117 20 200,000 SH SOLE X UNITED REFINING ENERGY CORP COM 911360105 4,615 500,000 SH SOLE X UNITED REFINING ENERGY-CW11 W EXP 12/11/201 911360113 50 500,000 SH SOLE X US BANCORP DBCV 12/1 902973AM8 4,562 5,000,000 PRN SOLE X VALERO ENERGY CORP CALL 1913Y900 2,597 1,200 SH CALL SOLE X VANTAGE DRILLING CO ORD SHS g93205113 570 518,538 SH SOLE X VANTAGE DRILLING CO-CW11 W EXP 05/24/201 G93205121 80 800,000 SH SOLE X WASTE CONNECTIONS INC NOTE 3.75% 4/0 941053ag5 1,086 1,000,000 PRN SOLE X WEBMD HEALTH CORP-CLASS A CL A 94770V102 472 20,000 SH SOLE X WELLS FARGO & CO PUT 949746951 4,422 1,500 SH PUT SOLE X WENDY'S/ARBY'S GROUP INC-A COM 950587105 1,772 358,642 SH SOLE X WENDY'S/ARBY'S GROUP INC-A COM 950587105 8,634 1,747,722 SH SOLE X -----END PRIVACY-ENHANCED MESSAGE-----