-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FZ0WGpvoutyW7/EDz6+V5ITWOH+s9VayeGdiDBuz0equ1h9zrBaMh6qpYWEOESKz Ss9bUwaJJ+HBYqXtNWt5hg== 0001350639-08-000020.txt : 20081114 0001350639-08-000020.hdr.sgml : 20081114 20081114135405 ACCESSION NUMBER: 0001350639-08-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Mar Asset Management, LP CENTRAL INDEX KEY: 0001350639 IRS NUMBER: 331112934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11567 FILM NUMBER: 081189534 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-328-7137 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 sept.txt FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 2020 CHINACAP ACQUIRCO-CW11 *W EXP 11/08/201 90212G117 21 107,100 SH SOLE X 3M CO COM 88579Y101 274 4,010 SH SOLE X ABBOTT LABORATORIES COM 2824100 509 8,840 SH SOLE X ADVANCED TECHNOLOGY ACQ-CW11 *W EXP 06/18/201 7556111 25 452,500 SH SOLE X AFFILIATED COMPUTER SVCS-A PUT 8190100 32,955 6,509 SH PUT SOLE X AIRMEDIA GROUP INC-ADR SPONSORED ADR 9411109 745 100,000 SH SOLE X AK STEEL HOLDING CORP COM 1547108 742 28,640 SH SOLE X AKAM 1% 15 DEC 2033 NOTE 1% 12/12/2033 00971TAE1 35,426 28,500,000 PRN SOLE X ALPHA NATURAL RESOURCES INC CALL 02076X102 3,857 750 SH CALL SOLE X ALPHA NATURAL RESOURCES INC COM 02076X102 4,012 78,000 SH SOLE X ALPHA SECURITY GROUP-CW11 *W EXP 03/23/201 02078A118 50 250,000 SH SOLE X ALTERNATIVE ASSET MANAGEMENT COM 02149U101 9,000 1,000,000 SH SOLE X ALTRIA GROUP INC COM 02209S103 235 11,820 SH SOLE X AMERICAN EXPRESS CO COM 25816109 236 6,650 SH SOLE X AMERICAN INTERNATIONAL GROUP (NY COM 26874107 970 291,392 SH SOLE X AMERICAN INTERNATIONAL GROUP CALL 26874107 2,751 8,262 SH CALL SOLE X AMERICAN INTERNATIONAL GROUP PUT 26874107 2,845 8,544 SH PUT SOLE X AMGEN INC COM 31162100 360 6,070 SH SOLE X AMIE 3.75% 15 APR 2027 144A NOTE 3.75% 4/1 023178AB2 1,399 3,150,000 PRN SOLE X AMPHENOL CORP-CL A CL A 32095101 201 5,000 SH SOLE X APACHE CORP COM 37411105 200 1,920 SH SOLE X APEX BIOVENTURES ACQUIS-CW11 *W EXP 06/07/201 03753Q113 51 342,500 SH SOLE X APEX BIOVENTURES ACQUISITION COM 03753Q105 2,250 300,000 SH SOLE X APPLE INC COM 37833100 555 4,880 SH SOLE X ASIA SPECIAL SITUATION ACQ SHS G0538M105 675 75,000 SH SOLE X ASIA SPECIAL SITUATION-CW12 SHS ADDED KYG0538M1217 50 450,000 SH SOLE X AT&T INC COM 00206R102 944 33,810 SH SOLE X ATLAS ACQUISITION HOLDI-CW12 *W EXP 01/23/201 49162118 82 456,000 SH SOLE X ATLAS ACQUISTION HOLDINGS(ASE) COM 49162100 1,349 150,000 SH SOLE X AXCELIS TECHNOLOGIES INC(NMS) COM 54540109 17 10,000 SH SOLE X BANK OF AMERICA CORP COM 60505104 916 26,160 SH SOLE X BANK OF AMERICA CORP CALL 60505104 12,250 3,500 SH CALL SOLE X BANK OF AMERICA CORP PUT 60505104 17,325 4,950 SH PUT SOLE X BANK OF NEW YORK MELLON CORP COM 64058100 214 6,570 SH SOLE X BAXTER INTERNATIONAL INC. COM 71813109 236 3,600 SH SOLE X BB&T CORPORATION COM 54937107 497 13,150 SH SOLE X BLK 2.625% 15 FEB 2035 DBCV 2.625% 2/15/2035 09247XAB7 16,983 8,756,000 PRN SOLE X BOEING CO (NYS) COM 97023105 244 4,250 SH SOLE X BPI ENERGY HOLDINGS INC COM 55934103 894 4,706,400 SH SOLE X BPW ACQUISITION CORP-CW14 *W EXP 02/26/201 55637110 31 102,500 SH SOLE X BRISTOL-MYERS SQUIBB CO COM 110122108 237 11,360 SH SOLE X BURLINGTON NORTHERN SANTA FE CALL 12189T104 2,311 250 SH CALL SOLE X CA 1.625% 15 DEC 2009 NOTE 1.625% 12/12/2009 204912AQ2 5,380 5,000,000 PRN SOLE X CAPITAL ONE FINANCIAL CORP COM 14040H105 365 7,160 SH SOLE X CASTLEPOINT HOLDINGS LTD (NMS) COM G19522112 2,504 225,000 SH SOLE X CATERPILLAR INC COM 149123101 208 3,490 SH SOLE X CCL 0% 24 OCT 2021 NOTE 10/2 US143658AS19 6,441 10,000,000 PRN SOLE X CELANESE CORP-SERIES A COM SER A 150870103 2,317 83,000 SH SOLE X CEPH 0% 15 JUN 2033 B* NOTE 6/15/2033 156708AL3 13,889 10,000,000 PRN SOLE X CHENIERE ENERGY PARTNERS LP(ASE) COM UNIT 16411Q101 1,043 150,000 SH SOLE X CHEVRON CORP COM 166764100 972 11,790 SH SOLE X CHINA HOLDINGS ACQUISIT-CW12 *W EXP 11/16/201 16942N114 89 446,000 SH SOLE X CHURCHILL VENTURES LTD-CW11 *W EXP 03/01/201 17157P117 54 489,700 SH SOLE X CISCO SYSTEMS INC [NMS] COM 17275R102 765 33,890 SH SOLE X CITIGROUP INC COM 172967101 487 23,740 SH SOLE X CITIGROUP INC CALL 172967101 10,255 5,000 SH CALL SOLE X CME GROUP INC COM 12572Q105 253 680 SH SOLE X CMS 2.875% 01 DEC 2024 NOTE 2.875% 12/01/2024 125896AW0 5,224 5,000,000 PRN SOLE X COCA-COLA CO/THE COM 191216100 603 11,400 SH SOLE X COLGATE-PALMOLIVE CO COM 194162103 219 2,900 SH SOLE X COLUMBUS ACQUISITION CORP (ASE) COM 198851107 2,280 300,000 SH SOLE X COLUMBUS ACQUISITION-CW11 *W EXP 05/18/201 198851115 68 451,200 SH SOLE X COMCAST CORP-CL A (NMS) CL A 20030N101 329 16,740 SH SOLE X CONOCOPHILLIPS COM 20825C104 639 8,720 SH SOLE X CTV 1% 15 MAR 2024 SDCV 1% 3/15/2024 203372AD9 55,955 35,000,000 PRN SOLE X CVS CAREMARK CORP COM 126650100 277 8,230 SH SOLE X CY 1.0% 15 SEP 2009 NOTE 1.000% 9/1 232806AK5 464 439,000 PRN SOLE X CYPRESS SEMICONDUCTOR CORP COM 232806109 73 13,900 SH SOLE X DEVON ENERGY CORPORATION COM 25179M103 231 2,530 SH SOLE X DR PEPPER SNAPPLE GROUP COM 2.6138E+113 1,568 59,200 SH SOLE X DST 3.625% 15 AUG 2023 DBCV 3.625% 8/1 233326AD9 22,974 19,907,000 PRN SOLE X DU PONT (E.I.) DE NEMOURS COM 263534109 209 5,180 SH SOLE X E*TRADE FINANCIAL CORP CALL 269246104 700 2,500 SH CALL SOLE X E*TRADE FINANCIAL CORP(NYS) COM 269246104 9 3,080 SH SOLE X ELI LILLY & CO COM 532457108 253 5,740 SH SOLE X EMC CORP/MASS [NYS] COM 268648102 140 11,680 SH SOLE X ENERGY PARTNERS LTD COM 29270U105 217 25,000 SH SOLE X ENTERGY CORP CALL 29364G103 6,676 750 SH CALL SOLE X ENTERPRISE ACQUISITION CORP COM ADDED 29365R108 1,836 200,000 SH SOLE X ENTERPRISE ACQUISITION-CW11 *W EXP 11/07/201 ADDED 29365R116 51 320,500 SH SOLE X EXELON CORP COM 30161N101 236 3,770 SH SOLE X EXELON CORP CALL 30161N101 3,131 500 SH CALL SOLE X EXXON MOBIL CORP COM 30231G102 2,314 29,800 SH SOLE X EXXON MOBIL CORP CALL 30231G102 3,883 500 SH CALL SOLE X FASTENAL CO PUT 31190010 4,939 1,000 SH PUT SOLE X FINANCIAL SELECT SECTOR SPDR CALL 81369Y605 3,978 2,000 SH CALL SOLE X FLOWSERVE CORP COM 34354P105 391 4,400 SH SOLE X FORD MOTOR CO COM PAR $0.01 345370860 465 89,470 SH SOLE X FORD MOTOR CO PUT 345370860 780 1,500 SH PUT SOLE X GARDNER DENVER OTC PUT 36555810 19,790 5,700 SH PUT SOLE X GENERAL ELECTRIC CO CALL 369604103 13,400 5,255 SH CALL SOLE X GENERAL ELECTRIC CO PUT 369604103 6,375 2,500 SH PUT SOLE X GENEVA ACQUISITION CORP COM 37185Y104 290 50,000 SH SOLE X GHL ACQUISITION CORP-CW13 *W EXP 02/14/201 36172H116 336 525,100 SH SOLE X GILEAD SCIENCES INC COM 375558103 241 5,280 SH SOLE X GLOBAL BRANDS ACQUISITION-CW12 *W EXP 11/27/201 378982110 90 450,000 SH SOLE X GLOBAL CONSUMAR ACQUISIT-CW12 *W EXP 11/27/201 378983118 14 50,000 SH SOLE X GLOBAL CONSUMER ACQUISTION (ASE) COM ADDED 378983100 2,769 300,000 SH SOLE X GOLDEN POND HEALTHCARE INC COM 38116J109 1,800 250,000 SH SOLE X GOLDMAN SACHS GROUP INC COM 38141G104 6,298 49,200 SH SOLE X GOLDMAN SACHS GROUP INC CALL 38141G104 17,050 1,332 SH CALL SOLE X GOLDMAN SACHS GROUP INC PUT 38141G104 12,890 1,007 SH PUT SOLE X GOOGLE INC-CL A CL A 38259P508 549 1,370 SH SOLE X GSC ACQUISITION CO COM 40053G106 1,880 200,000 SH SOLE X GSC ACQUISITION CO-CW11 *W EXP 06/25/201 40053G114 50 250,000 SH SOLE X HANOVER CAPITAL MORTGAGE HOLDING COM 410761100 78 461,465 SH SOLE X HEARTLAND PAYMENT SYSTEMS IN COM 42235N108 256 10,000 SH SOLE X HEWLETT-PACKARD CO[NYS] COM 428236103 617 13,350 SH SOLE X HICKS ACQUISITION CO I INC COM 429086309 2,685 300,000 SH SOLE X HICKS ACQUSITION CO I-CW11 *W EXP 09/28/201 429086127 30 100,000 SH SOLE X HIGHLANDS ACQUISITION C-CW12 *W EXP 10/03/201 430880112 29 105,200 SH SOLE X HOME DEPOT INC COM 437076102 252 9,740 SH SOLE X HUNTSMAN CORP COM 447011107 9,450 750,000 SH SOLE X IDEATION ACQUISITION CO-CW11 *W EXP 11/19/201 ADDED 451665111 154 439,735 SH SOLE X IDEATION ACQUISITION CORP (ASE) COM ADDED 451665103 484 67,735 SH SOLE X IGT 2.6% 15 DEC 2036 DBCV 2.6%12/1 459902AP7 9,445 10,000,000 PRN SOLE X INTEL CORP COM 458140100 626 33,449 SH SOLE X INTER-ATLANTIC FINANCIA-CW11 *W EXP 10/02/201 45890H118 108 481,000 SH SOLE X INTERCONTINENTALEXCHANGE INC COM 45865V100 3,262 40,430 SH SOLE X INTERNATIONALEXCHANGE INC CALL 45865V100 1,009 125 SH CALL SOLE X INTL BUSINESS MACHINES CORP(NYS) COM 459200101 874 7,470 SH SOLE X INVERNESS MEDICAL INNOVATION COM 46126P106 2,250 75,000 SH SOLE X IPCS INC COM NEW 44980Y305 5,605 251,693 SH SOLE X ISHARES RUSSELL 2000 VALUE PUT 464287655 34,000 5,000 SH PUT SOLE X JENNIFER CONVERTIBLES INC COM 476153101 165 164,600 SH SOLE X JOHNSON & JOHNSON COM 478160104 1,111 16,030 SH SOLE X JP MORGAN CHASE & CO COM 46625H100 921 19,720 SH SOLE X JP MORGAN CHASE & CO PUT 46625H100 4,357 933 SH PUT SOLE X KBL HEALTHCARE ACQUISIT-CW11 *W EXP 07/18/201 48241N115 46 270,100 SH SOLE X KBL HEALTHCARE ACQUISITION(ASE) COM 48241N107 737 100,000 SH SOLE X KBR INC (NYS) COM 48242W106 2,291 150,000 SH SOLE X KBR INC CALL 48242W106 1,145 750 SH CALL SOLE X KRAFT FOODS INC-A CL A 50075N104 285 8,710 SH SOLE X LEHMAN BORTHERS HOLDINGS INC-OLD CALL 524908100 11 2,000 SH CALL SOLE X LEHMAN BORTHERS HOLDINGS INC-OLD PUT 524908100 470 21,850 SH PUT SOLE X LEHMAN BROTHERS HOLDINGS INC COM 524908100 435 2,021,782 SH SOLE X LOCKHEED MARTIN CORP COM 539830109 209 1,910 SH SOLE X MARKET VECTORS COAL ETF COAL ETF 57060U837 8,472 286,900 SH SOLE X MARKET VECTORS COAL ETF PUT 57060U837 22,082 7,500 SH PUT SOLE X MASSEY ENERGY CO COM 576206106 17 490 SH SOLE X MASSEY ENERGY CO CALL 576206106 2,675 750 SH CALL SOLE X MBF HEALTHCARE ACQUISITION COM 552650103 1,550 200,000 SH SOLE X MCDONALDS CORP COM 580135101 398 6,450 SH SOLE X MEDIA & ENTERTAINMENT H-CW11 *W EXP 03/09/201 58439W116 84 420,900 SH SOLE X MEDIA & ENTERTAINMENT HOLDIN COM 58439W108 750 100,000 SH SOLE X MEDTRONIC INC (NYS) COM 585055106 324 6,470 SH SOLE X MERCK & CO. INC. COM 589331107 388 12,290 SH SOLE X MERRILL LYNCH & CO INC (NYS) COM 590188108 222 8,790 SH SOLE X MERRILL LYNCH & CO INC CALL 590188108 1,898 750 SH CALL SOLE X METLIFE INC COM 59156R108 149,216 2,664,557 SH SOLE X MICROSOFT CORP (NAS) COM 594918104 3,884 145,540 SH SOLE X MICROSOFT CORP CALL 594918104 66,725 25,000 SH CALL SOLE X MONSANTO CO COM 61166W101 313 3,160 SH SOLE X MORGAN STANLEY CALL 617446448 6,900 3,000 SH CALL SOLE X MORGAN STANLEY PUT 617446448 3,951 1,718 SH PUT SOLE X MOTOROLA INC [NYS] COM 620076109 93 13,000 SH SOLE X MRX 2.5% 06 JUN 2032 NOTE 2.5% 6/06/2032 58470KAA2 3,816 5,000,000 PRN SOLE X NATIONAL CITY CORP (NYS) COM 635405103 524 299,266 SH SOLE X NATIONAL CITY CORP CALL 635405103 700 4,000 SH CALL SOLE X NEWS CORP-CL A COM 6.5248E+108 158 13,170 SH SOLE X NORTEL NETWORKS CORP CALL 656568508 560 2,500 SH CALL SOLE X NT 2.125% 15 APR 2014 144A NOTE 2.125% 4/1 ADDED US656568AD40 2,467 4,922,000 PRN SOLE X NTR ACQUISITION CO-CW11 *W EXP 06/28/201 629415118 42 300,000 SH SOLE X OCCIDENTAL PETROLEUM CORP COM 674599105 330 4,690 SH SOLE X OCEANAUT INC(ASE) COM 675227102 462 70,500 SH SOLE X ORACLE CORP (NMS) COM 68389X105 427 21,008 SH SOLE X OVERTURE ACQUISITION CO-CW13 *W EXP 01/30/201 ADDED KYG6830P1182 133 458,500 SH SOLE X OVERTURE ACQUISTION CORP (ASE) SHS ADDED G6830P100 2,754 300,000 SH SOLE X PEPSICO INC COM 713448108 640 8,980 SH SOLE X PFIZER INC COM 717081103 713 38,670 SH SOLE X PHILIP MORRIS INTERNATIONAL(NYS) COM 718172109 569 11,820 SH SOLE X POLARIS ACQUISITION CORP COM ADDED 73104R102 2,790 300,000 SH SOLE X POLARIS ACQUISITION-CW12 *W EXP 1/10/201 ADDED 73104R110 164 450,000 SH SOLE X POPULAR INC PUT 733174106 829 1,000 SH PUT SOLE X POWERSHARES DB G10 CURR HARV COM UT BEN INT 73935Y102 607 25,000 SH SOLE X POWERSHARES QQQ NASDAQ PUT 73935A104 48,638 12,500 SH PUT SOLE X PROCTER & GAMBLE CO COM 742718109 1,213 17,410 SH SOLE X PROSPECT ACQUISITION CORP CO-CW1 *W EXP 11/14/201 74347T111 92 458,000 SH SOLE X PRU FRN 12 DEC 2036 FRNT 12/1 744320AG7 4,890 5,000,000 PRN SOLE X PRU FRN 15 DEC 2037 144A FRNT 12/1 744320AH5 14,144 15,000,000 PRN SOLE X QUALCOMM INC COM 747525103 404 9,410 SH SOLE X QUS 3.5% 15 NOV 2025 NOTE 3.5% 11/1 749121BY4 15,215 17,500,000 PRN SOLE X REINSURANCE GROUP-B (NYS) CL B 759351505 85,158 1,795,822 SH SOLE X RENAISSANCE ACQUISITION-CW11 *W EXP 01/28/201 75966C115 8 128,200 SH SOLE X RIG 1.5% 15 DEC 2037 B NOTE 1.500%12/1 US893830AV15 9,263 10,000,000 PRN SOLE X RIG 1.625% 15 DEC 2037 A NOTE 1.625%12/1 US893830AU32 9,491 10,000,000 PRN SOLE X ROP 1.4813% 15 JAN 2034 NOTE 1.481% 1/15/2034 776696AA4 8,489 12,000,000 PRN SOLE X SANTA MONICA MEDIA CORP COM 802501106 950 125,000 SH SOLE X SANTA MONICA MEDIA CORP-CW11 *W EXP 03/27/201 802501114 8 75,000 SH SOLE X SAPPHIRE INDUSTRIALS CO-CW12 *W EXP 01/17/201 80306T117 45 150,000 SH SOLE X SCHLUMBERGER LTD COM 806857108 537 6,880 SH SOLE X SCHWAB (CHARLES) CORP CALL 808513105 1,300 500 SH CALL SOLE X SEANERGY MARITIME CORP-CW11 *W EXP 09/24/201 MHY737601119 176 200,000 SH SOLE X SEARS HOLDINGS CORP CALL 812350106 23,375 2,500 SH CALL SOLE X SEARS HOLDINGS CORP PUT 812350106 23,375 2,500 SH PUT SOLE X SECURE AMERICA ACQUISIT-CW11 10/23/11 *W EXP 10/23/201 81372L111 48 455,450 SH SOLE X SILICON GRAPHICS INC (NAS) COM NEW 827056300 1,535 176,389 SH SOLE X SP ACQUISITION HOLDINGS INC(ASE) COM ADDED 78470A104 2,223 239,300 SH SOLE X SPDR TRUST SERIES 1 COM 78462F103 421,744 3,636,038 SH SOLE X SPDR TRUST SERIES 1 CALL 78462F103 83,223 7,175 SH CALL SOLE X SPDR TRUST SERIES 1 PUT 78462F103 1,420,785 122,492 SH PUT SOLE X SPORTS PROPERTIES ACQUI-CW12 *W EXP 01/17/201 ADDED 84920F115 140 500,000 SH SOLE X SPORTS PROPERTIES ACQUISITIO(ASE COM ADDED 84920F107 2,700 300,000 SH SOLE X SPRINT NEXTEL CORP COM SER 1 852061100 100 16,370 SH SOLE X STONELEIGH PARTNERS ACQUISIT(ASE COM 861923100 2,265 300,000 SH SOLE X STONELEIGHT PARTNERS AC-CW11 *W EXP 05/31/201 861923126 53 350,000 SH SOLE X SUN HEALTHCARE GROUP INC COM NEW 8669334PW 193 75,748 SH SOLE X SYMC 1.0% 15 JUN 2013 NOTE 1.000% 6/1 871503AF5 5,581 5,000,000 PRN SOLE X TAILWIND FINANCIAL INC COM 874023104 1,538 198,000 SH SOLE X TAKE-TWO INTERACTIVE SOFTWRE COM 874054109 3,280 200,000 SH SOLE X TAKE-TWO INTERACTIVE SOFTWRE CALL 874054109 4,100 2,500 SH CALL SOLE X TARGET CORP COM 8.7612E+110 212 4,330 SH SOLE X TARGET CORP CALL 87612E106 2,453 500 SH CALL SOLE X TARRAGON CORP COM 876287103 246 911,594 SH SOLE X TEKELEC [NMS] COM 879101103 210 15,000 SH SOLE X TFS FINANCIAL CORP COM 87240R107 438 35,000 SH SOLE X TFS FINANCIAL CORP CALL 87240R107 1,252 1,000 SH CALL SOLE X TFS FINANCIAL CORP PUT 87240R107 5,008 4,000 SH PUT SOLE X THE WALT DISNEY CO COM DISNEY 254687106 330 10,760 SH SOLE X TIME WARNER INC(USD) COM 887317105 269 20,550 SH SOLE X TM ENTERTAINEMENT & MEDI-CW1 *W EXP 10/17/201 ADDED 87260T116 25 109,000 SH SOLE X TRANSFORMA ACQUISITION-CW10 *W EXP 12/19/201 8.9366E+122 14 100,000 SH SOLE X TRANS-INDIA ACQUISTION-CW12 *W EXP 02/08/201 893237115 20 150,000 SH SOLE X TREMISIS ENERGY ACQ COR-CW12 *W EXP 12/05/201 89472N119 108 432,400 SH SOLE X TRIAN ACQUISITION I CORP (ASE) *W EXP 01/23/201 8.9582E+112 2,009 227,000 SH SOLE X TRIAN ACQUISITIONAL I COR-CW13 *W EXP 01/23/201 8.9582E+120 68 227,000 SH SOLE X TRIPLECROWN ACQUISITION CORP COM ADDED 89677G109 664 75,000 SH SOLE X TRIPLECROWN ACQUISITION-CW12 *W EXP 10/22/201 ADDED 89677G117 60 200,000 SH SOLE X TRONOX INC-CLASS B COM CL B 897051207 2 19,271 SH SOLE X ULTRA FINANCIALS PROSHARES CALL 74347R628 5,050 500 SH CALL SOLE X ULTRASHORT FINANCIALS PROSHA (AS ULTRAHSRT FINL 74347R628 3,030 30,000 SH SOLE X UNION PACIFIC CORP COM 907818108 208 2,920 SH SOLE X UNITED PARCEL SERVICE-CL B CL B 911312106 364 5,780 SH SOLE X UNITED REFINING ENERGY CORP (ASE COM ADDED 911360105 4,540 500,000 SH SOLE X UNITED REFINING ENERGY-CW11 *W EXP 12/11/201 ADDED 911360113 100 500,000 SH SOLE X UNITED TECHNOLOGIES CORP COM 913017109 332 5,530 SH SOLE X US BANCORP COM NEW 902973304 360 9,990 SH SOLE X VANTAGE DRILLING CO (ASE) ORD SHARES ADDED G93205113 1,550 518,538 SH SOLE X VANTAGE DRILLING CO-CW11 *W EXP 05/24/201 KYG932051215 392 800,000 SH SOLE X VERIFONE HOLDINGS INC CALL 92342Y109 1,158 700 SH CALL SOLE X VERIZON COMMUNICATIONS INC COM 92343V104 524 16,340 SH SOLE X WACHOVIA CORP [NYS] COM 929903102 43 12,380 SH SOLE X WAL-MART STORES INC COM 931142103 770 12,860 SH SOLE X WAL-MART STORES INC CALL 931142103 2,995 500 SH CALL SOLE X WASHINGTON MUTUAL INC-OLD CALL 939322103 62 7,500 SH CALL SOLE X WELLS FARGO & COMPANY COM 949746101 712 18,980 SH SOLE X WYETH COM 983024100 283 7,650 SH SOLE X YAHOO! INC COM 984332106 5,328 307,950 SH SOLE X -----END PRIVACY-ENHANCED MESSAGE-----