0001181431-14-030816.txt : 20140903 0001181431-14-030816.hdr.sgml : 20140903 20140903170711 ACCESSION NUMBER: 0001181431-14-030816 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140829 FILED AS OF DATE: 20140903 DATE AS OF CHANGE: 20140903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5000 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TFG Radiant Investment Group Ltd CENTRAL INDEX KEY: 0001528101 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 141081177 BUSINESS ADDRESS: STREET 1: BLOCK B, FOURTH FLOOR, BUILDING B STREET 2: NO. 1 BINLANG ROAD, FUITAN FTZ CITY: SHENZHEN STATE: F4 ZIP: 518038 BUSINESS PHONE: 65 9761 3663 MAIL ADDRESS: STREET 1: BLOCK B, FOURTH FLOOR, BUILDING B STREET 2: NO. 1 BINLANG ROAD, FUITAN FTZ CITY: SHENZHEN STATE: F4 ZIP: 518038 4 1 rrd415623.xml X0306 4 2014-08-29 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001528101 TFG Radiant Investment Group Ltd BLOCK B, FOURTH FLOOR, BUILDING B NO. 1 BINLANG ROAD, FUITAN FTZ SHENZHEN F4 518038 CHINA 0 0 1 0 Common Stock 2014-08-29 4 P 0 845309 2.366 A 2448594 D Common Stock 2014-08-29 4 P 0 1425000 2.80 A 3873594 D 845,309 shares of common stock were purchased upon execution of the Securities Purchase Agreement. 1,425,000 shares (the "Tranche 2 Shares") will be purchased immediately following Stockholder Approval at the Stockholders' Meeting. The Tranche 2 Shares will not be purchased if Stockholder Approval is not obtained. /s/ Lee Kong Hian, Executive Director 2014-09-03