-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NIFNOlbgauEvTCn+8lOyZCaKzb+XM+KSio11/p9zoUHZGNpcuxIvzzqGsCsBgFfU spQPu3Y/Ggyh5MVgdglevA== 0001349654-10-000010.txt : 20100721 0001349654-10-000010.hdr.sgml : 20100721 20100721123555 ACCESSION NUMBER: 0001349654-10-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100721 DATE AS OF CHANGE: 20100721 EFFECTIVENESS DATE: 20100721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OBERMEYER ASSET MANAGEMENT CO CENTRAL INDEX KEY: 0001349654 IRS NUMBER: 841436016 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11588 FILM NUMBER: 10961953 BUSINESS ADDRESS: STREET 1: 616 EAST HYMAN STE 101 CITY: ASPEN STATE: CO ZIP: 81611 BUSINESS PHONE: 970-925-8747 MAIL ADDRESS: STREET 1: 616 EAST HYMAN STE 101 CITY: ASPEN STATE: CO ZIP: 81611 13F-HR 1 obermeyer13f2q2010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Obermeyer Asset Management Co Address: 616 EAST HYMAN STE 101 Aspen, CO 81611 Form 13F File Number: 28-11588 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roger Hennefeld Title: Director of Fixed Income Phone: 970.925.8747 Signature, Place, and Date of Signing: Roger Hennefeld Aspen, CO 7/20/10 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none ----------------------- Form 13F Information Table Entry Total: 214 ----------------------- Form 13F Information Table Value Total: 269367 (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------------------------------------------------------------------------------------------------------- AT&T CORP Common 00206R102 171 7062SH SOLE None 7062 ABBOTT LABS Common 002824100 108 2308SH SOLE None 2308 AIR PRODS & CHEMS INC COM Common 009158106 9 136SH SOLE None 136 ALCOA Common 013817101 6 640SH SOLE None 640 ALCATEL LUCENT ADR Common 013904305 1 390SH SOLE None 390 ALLIANCE RES PARTNR LP UT LTD Common 01877R108 59 1305SH SOLE None 1305 ALLIANT ENERGY CORP COM Common 018802108 3 79SH SOLE None 79 ALTRIA GROUP INC Common 02209S103 18 878.803SH SOLE None 878.803 AMERICAN ELECTRIC POWER Common 025537101 6 200SH SOLE None 200 AMERICAN EXPRESS CO Common 025816109 93 2330SH SOLE None 2330 AMERIGAS PARTNERS LP UNIT LP Common 030975106 179 4325SH SOLE None 4325 AMGEN INC Common 031162100 68 1300SH SOLE None 1300 AMSURG CORP Common 03232P405 4947 277598SH SOLE None 277598 APACHE CORP Common 037411105 6566 77991SH SOLE None 77991 APPLE COMPUTER INC Common 037833100 50 200SH SOLE None 200 ARCH COAL INC COM Common 039380100 4 185SH SOLE None 185 ARCHER DANIELS MIDLAND Common 039483102 3 110SH SOLE None 110 ASTRAZENECA PLC ADR Common 046353108 12 250SH SOLE None 250 ATMOS ENERGY CORP Common 049560105 9 340SH SOLE None 340 BOK FINANCIAL CORP NEW Common 05561Q201 71 1500SH SOLE None 1500 BP PLC ADR Common 055622104 4 150SH SOLE None 150 BANKAMERICA CORP Common 060505104 20 1425SH SOLE None 1425 BANK MONTREAL QUE COM Common 063671101 5 85SH SOLE None 85 BEAZER HOMES USA INC Common 07556Q105 -9 -2500SH SOLE None -2500 1/100 SHARE BERKSHIRE HATHAWAY Common 084670108 960 800SH SOLE None 800 BERKSHIRE HATHAWAY (CLASS B) Common 084670702 12941 162398SH SOLE None 162398 BHP BILLITON LTD Common 088606108 7223 116512SH SOLE None 116512 BRISTOL MYERS SQUIBB Common 110122108 304 12203.43SH SOLE None 12203.43 BROOKFIELD ASSET MGMT Common 112585104 9353 413470SH SOLE None 413470 BUCKEYE PARTNERS L P UNIT LTD Common 118230101 85 1435SH SOLE None 1435 CBOE HOLDINGS INC Common 12503M108 55 1700SH SOLE None 1700 CIGNA CORP COM Common 125509109 43 1380SH SOLE None 1380 CHICAGO MERCANTILE EXCHANGE Common 12572Q105 7454 26476SH SOLE None 26476 CNOOC LTD Common 126132109 6 33SH SOLE None 33 CSX CORP Common 126408103 15 300SH SOLE None 300 CANADIAN NATL RAILWAY CO Common 136375102 19 325SH SOLE None 325 CANADIAN NAT RES LTD COM Common 136385101 143 4308SH SOLE None 4308 CATERPILLAR INC DEL Common 149123101 62 1032SH SOLE None 1032 CEMEX SA ADR Common 151290889 1 113SH SOLE None 113 CHESAPEAKE ENERGY CORP Common 165167107 8 400SH SOLE None 400 CHEVRON TEXACO CORPORATION Common 166764100 699 10299SH SOLE None 10299 CHICOS FAS INC Common 168615102 20 2013.035SH SOLE None 2013.035 CHINA FD INC COM Common 169373107 2 65SH SOLE None 65 CLOROX CO DEL Common 189054109 62 1000SH SOLE None 1000 COACH INC COM Common 189754104 32 877SH SOLE None 877 COCA COLA CO Common 191216100 6438 128443.5SH SOLE None 128443.5 CONOCO PHILLIPS Common 20825C104 168 3425SH SOLE None 3425 CONSOLIDATED EDISON COM Common 209115104 86 2000SH SOLE None 2000 CONSTELLATION BRAND Common 21036P108 3 190SH SOLE None 190 CORN PRODS INTL INC Common 219023108 3 100SH SOLE None 100 COSTCO COMPANIES INC Common 22160K105 5639 102854SH SOLE None 102854 COURIER CORPORATION Common 222660102 42 3400SH SOLE None 3400 CROCS INC Common 227046109 0 25SH SOLE None 25 CURRENCYSHS AUSTRALIAN AUSTRAL Common 23129U101 178 2105SH SOLE None 2105 CURRENCYSHARES CDN DLR CDN DOL Common 23129X105 167 1790SH SOLE None 1790 DEERE & CO Common 244199105 8134 146088SH SOLE None 146088 DEL MONTE CORPORATION Common 24522P103 3 200SH SOLE None 200 DEUTSCHE TELEKOM AG ADR Common 251566105 138 11600SH SOLE None 11600 DEVON ENERGY CORP Common 25179M103 19 319SH SOLE None 319 DIREXION SHS ETF TR Common 25459W300 13 620SH SOLE None 620 DIREXION SHS ETF TR FINANCIAL Common 25459W516 6 300SH SOLE None 300 DIREXION 3 BETA INVERSE 30 YEA Common 25459W532 22 550SH SOLE None 550 DIRECTV GROUP INC Common 25490A101 1 20SH SOLE None 20 DUKE REALTY CORP COM NEW Common 264411505 22 1950SH SOLE None 1950 DUKE ENERGY CORP Common 26441C105 5983 373914SH SOLE None 373914 EMERSON ELECTRIC CO Common 291011104 17 400SH SOLE None 400 ENBRIDGE ENERGY PRTNRS COM Common 29250R106 61 1170SH SOLE None 1170 ENERGY TRANSFER PARTNERS LP UN Common 29273R109 89 1925SH SOLE None 1925 ENERGY TRANSFER EQUITY COM UT Common 29273V100 62 1835SH SOLE None 1835 ENTERPRISE PRODS PARTN COM Common 293792107 138 3900SH SOLE None 3900 EXELON CORP Common 30161N101 4501 118548.001SH SOLE None 118548.001 EXXON MOBIL CORPORATION Common 30231G102 1071 18769.589SH SOLE None 18769.589 FISERV INC COM Common 337738108 66 1446SH SOLE None 1446 FORTUNE BRANDS INC Common 349631101 4 100SH SOLE None 100 FREEPORT MCMORAN COPPER Common 35671D857 10890 184168SH SOLE None 184168 FRESENIUS MED CARE ADR F Common 358029106 1 10SH SOLE None 10 GENERAL ELEC CO Common 369604103 43 3000SH SOLE None 3000 HEINZ HJ & CO Common 423074103 26 600SH SOLE None 600 HESS CORPORATION Common 42809H107 23 448SH SOLE None 448 HEWLETT PACKARD CO Common 428236103 9 200SH SOLE None 200 HOME DEPOT, INC. Common 437076102 3 100SH SOLE None 100 HONEYWELL INC Common 438516106 12 300SH SOLE None 300 INERGY LP UNIT LTD Common 456615103 74 1870SH SOLE None 1870 INTEL CORP Common 458140100 35 1800SH SOLE None 1800 INTERNATIONAL BUS MACH Common 459200101 33 264SH SOLE None 264 ISHARES INC MSCI AUSTRALIA Common 464286103 39 2080.605SH SOLE None 2080.605 ISHARES MSCI CDA IDX FD CANADA Common 464286509 6 225SH SOLE None 225 ISHARES TR BARCLYS TIPS BD Common 464287176 196 1830SH SOLE None 1830 ISHARES TR BARCLY USAGG B Common 464287226 123 1150SH SOLE None 1150 ISHARES IBOXX INV GRADE CORP B Common 464287242 8167 75304SH SOLE None 75304 ISHARES TR MSCI EAFE IDX Common 464287465 17 362SH SOLE None 362 ISHARES SILVER TRUST ISHARES Common 46428Q109 108 5930SH SOLE None 5930 JOHNSON & JOHNSON Common 478160104 6396 108298.498SH SOLE None 108298.498 KANSAS CITY SOUTHERN Common 485170302 8 225SH SOLE None 225 KIMBERLY CLARK CORP Common 494368103 105 1730SH SOLE None 1730 KINDER MORGAN ENERGY UT LTD PA Common 494550106 242 3720SH SOLE None 3720 KOREA ELECTRIC PWR ADR Common 500631106 10 800SH SOLE None 800 KOREA FD COM Common 500634209 18 532SH SOLE None 532 KRAFT FOODS INC CL A Common 50075N104 56 2000SH SOLE None 2000 KROGER COMPANY Common 501044101 15 750SH SOLE None 750 LSI CORPORATION COM Common 502161102 1 116SH SOLE None 116 LAS VEGAS SANDS CORP COM Common 517834107 -125 -5625SH SOLE None -5625 LILLY ELI & CO Common 532457108 27 800SH SOLE None 800 LOCKHEED MARTIN CORP Common 539830109 7276 97660SH SOLE None 97660 LUXOTTICA GROUP SPA ADR Common 55068R202 5 200SH SOLE None 200 MARATHON OIL CORP Common 565849106 9 300SH SOLE None 300 MARKET VECTORS ETF TR GOLD MIN Common 57060U100 25148 483989SH SOLE None 483989 MCDONALDS CORP Common 580135101 6443 97820SH SOLE None 97820 MEDTRONIC INC Common 585055106 5176 142701SH SOLE None 142701 MEREDITH CORP Common 589433101 2 50SH SOLE None 50 MERIT MED SYS INC Common 589889104 22 1391SH SOLE None 1391 METLIFE INC COM Common 59156R108 2 41SH SOLE None 41 METTLER TOLEDO INTL Common 592688105 29 261SH SOLE None 261 MEXICO FD INC COM Common 592835102 5 200SH SOLE None 200 MICROSOFT CORP Common 594918104 55 2400SH SOLE None 2400 MISONIX INC COM Common 604871103 1 500SH SOLE None 500 MONSANTO CO Common 61166W101 5 100SH SOLE None 100 MURPHY OIL CORP COM Common 626717102 74 1500SH SOLE None 1500 NOVACARE CORP Common 637071101 11 325SH SOLE None 325 COMMERCIAL NET LEASE COM Common 637417106 41 1900SH SOLE None 1900 NATURAL RESOURCE PRTNR COM UNI Common 63900P103 20 850SH SOLE None 850 NEWMONT MINING CORP COM Common 651639106 15 250SH SOLE None 250 NOKIA CORP SPON ADR F Common 654902204 16 2000SH SOLE None 2000 NOBLE ENRGY INC COM Common 655044105 18 302SH SOLE None 302 NOVELLUS SYSTEMS INC Common 670008101 -5 -200SH SOLE None -200 OCCIDENTAL PETE CO Common 674599105 91 1175SH SOLE None 1175 OMEGA HEALTHCARE INVS COM Common 681936100 20 1000SH SOLE None 1000 PNC FINL SVCS GROUP COM Common 693475105 73 1300SH SOLE None 1300 POSCO ADR Common 693483109 51 542SH SOLE None 542 PATTERSON UTI ENERGY INC Common 703481101 6865 533419SH SOLE None 533419 PENN VIRGINIA RES PARTNERS Common 707884102 52 2480SH SOLE None 2480 PEPSICO INC Common 713448108 159 2606SH SOLE None 2606 PETROCHINA CO F SPON ADR Common 71646E100 14 125SH SOLE None 125 PETROLEO BRASILEIRO SA SPONSOR Common 71654V408 10 285SH SOLE None 285 PETSMART INC COM Common 716768106 2 80SH SOLE None 80 PFIZER INC Common 717081103 114 7992SH SOLE None 7992 PHILIP MORRIS INTL INC Common 718172109 84 1829.977SH SOLE None 1829.977 PIPER JAFFRAY COS COM Common 724078100 1 34SH SOLE None 34 PITNEY BOWES INC COM Common 724479100 53 2400SH SOLE None 2400 PLAINS ALL AM PIPELINE UNIT LT Common 726503105 357 6090SH SOLE None 6090 POTASH CORP SASK INC Common 73755L107 9530 110510SH SOLE None 110510 POTLATCH CORPORATION NEW Common 737630103 6981 195375SH SOLE None 195375 POWERSHS DB MULTI SECTOR POWER Common 73936B408 4 175SH SOLE None 175 PROCTER & GAMBLE CO Common 742718109 301 5018.808SH SOLE None 5018.808 PRIVATE BANCORP INC Common 742962103 6 551SH SOLE None 551 PROGRESS ENERGY CVO Common 743263105 0 150SH SOLE None 150 PROGRESS ENERGY INC COM Common 743263105 14 350SH SOLE None 350 PROSHARES TR PSHS ULT S&P 500 Common 74347R107 6 180SH SOLE None 180 PROSHARES TR ULTRSHRT 20YRS Common 74347R297 16 450SH SOLE None 450 QUEST DIAGNOSTICS INC COM Common 74834L100 62 1240SH SOLE None 1240 QWEST COMMUNICATIONS INT Common 749121109 78 14941SH SOLE None 14941 RALCORP HOLDINGS INC NEW Common 751028101 5285 96450SH SOLE None 96450 REALTY INCOME CORP Common 756109104 23 750SH SOLE None 750 REDWOOD TRUST INC REIT Common 758075402 174 11900SH SOLE None 11900 REVLON INC CL A Common 761525609 2 170SH SOLE None 170 REYNOLDS AMERICAN INC COM Common 761713106 109 2091SH SOLE None 2091 RIO TINTO PLC ADR Common 767204100 5 120SH SOLE None 120 ROYAL DUTCH ADR Common 780259206 50 1000SH SOLE None 1000 STREETTRACKS GOLD TR Common 78463V107 28554 234662SH SOLE None 234662 CALL SPDR GOLD TRUST $160 EXP Common 78463V907 23 25SH SOLE None 25 SPDR INTL INFLATION GOVT ETF Common 78464A490 11924 229885SH SOLE None 229885 SPDR BARCLAYS CAP TIPS ETF Common 78464A656 7604 144105SH SOLE None 144105 SCHLUMBERGER LTD Common 806857108 6 100SH SOLE None 100 SCRIPPS E W CO OHIO CL A Common 811054402 0 13SH SOLE None 13 SCRIPPS NTWK INTERACTIVE Common 811065101 2 40SH SOLE None 40 SKECHERS U S A INC CL A Common 830566105 25 675SH SOLE None 675 SOC QUIMICA MINERALA B ADR F D Common 833635105 35 1060SH SOLE None 1060 THE SOUTHERN COMPANY Common 842587107 91 2732SH SOLE None 2732 SOUTHWESTERN ENERGY CO COM Common 845467109 81 2106SH SOLE None 2106 STANDARD PACIFIC CORP Common 85375C101 17 5001SH SOLE None 5001 STANLEY WORKS Common 854502101 7 140SH SOLE None 140 STATE STREET CORP Common 857477103 14 407SH SOLE None 407 SUNCOR ENERGY INC Common 867224107 6396 217251SH SOLE None 217251 SUNOCO LOGISTICS PTNR LP Common 86764L108 79 1100SH SOLE None 1100 SUNRISE SENIOR LIVING COM Common 86768K106 -6 -2000SH SOLE None -2000 SYNOPSYS INC COM Common 871607107 14 652SH SOLE None 652 SYNGENTA AG ADR Common 87160A100 6732 146820SH SOLE None 146820 TG PIPELINES LP Common 87233Q108 24 580SH SOLE None 580 TECO ENERGY INC Common 872375100 54 3600SH SOLE None 3600 TARGET CORPORATION Common 87612E106 22 450SH SOLE None 450 TATA MTRS LTD ADR Common 876568502 11 625SH SOLE None 625 TEREX CORP Common 880779103 7308 389974SH SOLE None 389974 TERRA NITROGEN CO L P COM UNIT Common 881005201 41 600SH SOLE None 600 TEVA PHARMACEUTCL INDS ADR Common 881624209 33 626SH SOLE None 626 MINNESOTA MNG & MFG CO Common 88579Y101 184 2333SH SOLE None 2333 TOYOTA MOTOR CO Common 892331307 1 15SH SOLE None 15 TRAVELERS GROUP INC Common 89417E109 25 500SH SOLE None 500 UAL CORP NEW Common 902549807 -123 -6000SH SOLE None -6000 UBS AG JERSEY BRH LONG PLATN E Common 902641786 1 30SH SOLE None 30 US BANCORP Common 902973304 90 4017SH SOLE None 4017 UNION PAC CORP Common 907818108 111 1599.202SH SOLE None 1599.202 UNITED PARCEL SERVICE CL B Common 911312106 1 10SH SOLE None 10 UNITED STATES STEEL CORP Common 912909108 7288 189054SH SOLE None 189054 UNITED TECHNOLOGIES CP Common 913017109 292 4498SH SOLE None 4498 V F CORP COM Common 918204108 23 321SH SOLE None 321 VALERO ENERGY CORP Common 91913Y100 1 65SH SOLE None 65 VANGUARD INTL EQTY IDX EMR MKT Common 922042858 8 200SH SOLE None 200 VANGUARD INDEX TR STK MRK VIPE Common 922908769 28 528.377SH SOLE None 528.377 VERIZON COMMUNICATIONS Common 92343V104 116 4134.134SH SOLE None 4134.134 VIACOM INC NEW CL B Common 92553P201 5 173SH SOLE None 173 VODAFONE GROUP PLC ADR F Common 92857W209 5 225SH SOLE None 225 WALGREEN CO Common 931422109 12 458SH SOLE None 458 WEIGHT WATCHERS INTL COM Common 948626106 1 50SH SOLE None 50 WELLS FARGO & CO Common 949746101 814 31806SH SOLE None 31806 WESTERN ASSET CLAYMORE Common 95766R104 176 14290SH SOLE None 14290 WESTERN REFINING INC Common 959319104 5 915SH SOLE None 915 WESTERN UNION COMPANY Common 959802109 3 175SH SOLE None 175 WILEY JOHN & SONS CL A Common 968223206 29 750SH SOLE None 750 WILLIAMS PARTNERS L P COM UNIT Common 96950F104 79 1802SH SOLE None 1802 XCEL ENERGY INC Common 98389B100 18 887.877SH SOLE None 887.877 ZIMMER HOLDINGS INC Common 98956P102 5 100SH SOLE None 100 NORDIC AMERICAN TANKER Common G65773106 4557 162212SH SOLE None 162212 NOBLE CORPORATION SHS Common H5833N103 28 900SH SOLE None 900 SEASPAN CORP Common Y75638109 11 1146.393SH SOLE None 1146.393 TOTAL $269367
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