-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UG5nmgUXoG45EMSfbDuzPl1rm8+xHxD5iJKVCUE2W/Tyh2rtN8fGGLCMCo5YAFhf XhBaWtpTf95ROGEpcCWuSA== 0001349654-10-000004.txt : 20100414 0001349654-10-000004.hdr.sgml : 20100414 20100414151051 ACCESSION NUMBER: 0001349654-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100414 DATE AS OF CHANGE: 20100414 EFFECTIVENESS DATE: 20100414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OBERMEYER ASSET MANAGEMENT CO CENTRAL INDEX KEY: 0001349654 IRS NUMBER: 841436016 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11588 FILM NUMBER: 10749303 BUSINESS ADDRESS: STREET 1: 616 EAST HYMAN STE 101 CITY: ASPEN STATE: CO ZIP: 81611 BUSINESS PHONE: 970-925-8747 MAIL ADDRESS: STREET 1: 616 EAST HYMAN STE 101 CITY: ASPEN STATE: CO ZIP: 81611 13F-HR 1 obermeyer13f1q2010.txt FORM 13F FORM 13F COVER PAGE Check here if Amendment [ ]; This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Obermeyer Asset Management Co Address: 616 EAST HYMAN STE 101 Aspen, CO 81611 Form 13F File Number: 028-11588 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Roger Hennefeld Title: Director of Fixed Income Phone: 970.925.8747 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR -SH/ INVESTMENT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED OR NON - ---------------------------------------------------------------------------------------------------------------------------------- 1/100 SHARE BERKSHIRE HATHAWAY Common 084670108 974.400 800SH SOLE None SOLE ABBOTT LABS Common 002824100 187.435 3558SH SOLE None SOLE AIR PRODS & CHEMS INC COM Common 009158106 10.057 136SH SOLE None SOLE ALCOA Common 013817101 9.114 640SH SOLE None SOLE ALLIANCE RES PARTNR LP UT LTD Common 01877R108 54.693 1305SH SOLE None SOLE ALLIANT ENERGY CORP COM Common 018802108 6.652 200SH SOLE None SOLE ALTRIA GROUP INC Common 02209S103 17.738 864.4108SH SOLE None SOLE AMERICAN ELECTRIC POWER Common 025537101 6.836 200SH SOLE None SOLE AMERICAN EXPRESS CO Common 025816109 109.752 2660SH SOLE None SOLE AMERIPRISE FINL INC COM Common 03076C106 5.988 132SH SOLE None SOLE AMGEN INC Common 031162100 29.919 500SH SOLE None SOLE AMSURG CORP Common 03232P405 5985.460 277233SH SOLE None SOLE ANADARKO PETROLEUM CORP Common 032511107 122.136 1677SH SOLE None SOLE APACHE CORP Common 037411105 7986.832 78688SH SOLE None SOLE APPLE COMPUTER INC Common 037833100 47.000 200SH SOLE None SOLE ARCH COAL INC COM Common 039380100 4.227 185SH SOLE None SOLE ARCHER DANIELS MIDLAND Common 039483102 3.179 110SH SOLE None SOLE AT&T CORP Common 00206R102 148.296 5739SH SOLE None SOLE BANK MONTREAL QUE COM Common 063671101 5.160 85SH SOLE None SOLE BARCLAYS BANK IPATH ETN IPATH Common 06740C519 329.884 4885SH SOLE None SOLE BERKSHIRE HATHAWAY (CLASS B) Common 084670702 13584.687 167155SH SOLE None SOLE BHP BILLITON LTD Common 088606108 9449.246 117645SH SOLE None SOLE BOK FINANCIAL CORP NEW Common 05561Q201 78.660 1500SH SOLE None SOLE BP PLC ADR Common 055622104 88.915 1558SH SOLE None SOLE BRISTOL MYERS SQUIBB Common 110122108 296.462 11103.4295SH SOLE None SOLE BRITISH PETE PLC AMERN SH Common 055622104 17.749 311SH SOLE None SOLE BROOKFIELD ASSET MGMT Common 112585104 10982.355 432036SH SOLE None SOLE BUCKEYE PARTNERS L P UNIT LTD Common 118230101 12.014 200SH SOLE None SOLE BUCKEYE PARTNERS L P UNIT LTD Common 118230101 74.186 1235SH SOLE None SOLE CANADIAN NAT RES LTD COM Common 136385101 159.482 2154SH SOLE None SOLE CANADIAN NATL RAILWAY CO Common 136375102 8521.984 140650SH SOLE None SOLE CARDTRONICS INC SECONDARY OFFE Common 14161H108 155.868 12400SH SOLE None SOLE CATERPILLAR INC DEL Common 149123101 64.861 1032SH SOLE None SOLE CEMEX SA ADR Common 151290889 1.113 109SH SOLE None SOLE CHESAPEAKE ENERGY CORP Common 165167107 9.456 400SH SOLE None SOLE CHEVRON TEXACO CORPORATION Common 166764100 779.608 10281SH SOLE None SOLE CHINA FUND INC Common 169373107 1.814 65SH SOLE None SOLE CIGNA CORP COM Common 125509109 50.480 1380SH SOLE None SOLE CITIGROUP Common 172967101 2.835 700SH SOLE None SOLE CNOOC LTD Common 126132109 5.448 33SH SOLE None SOLE COACH INC COM Common 189754104 34.659 877SH SOLE None SOLE COCA COLA CO Common 191216100 6708.450 121971.8175SH SOLE None SOLE COMMERCIAL NET LEASE COM Common 637417106 43.377 1900SH SOLE None SOLE CONOCO PHILLIPS Common 20825C104 183.189 3580SH SOLE None SOLE CONSOLIDATED EDISON COM Common 209115104 89.080 2000SH SOLE None SOLE CONSTELLATION BRAND Common 21036P108 3.124 190SH SOLE None SOLE CORN PRODS INTL INC Common 219023108 3.466 100SH SOLE None SOLE COSTCO COMPANIES INC Common 22160K105 6070.775 101671SH SOLE None SOLE CROCS INC Common 227046109 0.220 25SH SOLE None SOLE CSX CORP Common 126408103 15.270 300SH SOLE None SOLE DEERE & CO Common 244199105 8811.199 148187SH SOLE None SOLE DEL MONTE CORPORATION Common 24522P103 2.920 200SH SOLE None SOLE DEUTSCHE TELEKOM AG ADR Common 251566105 156.600 11600SH SOLE None SOLE DEVON ENERGY CORP Common 25179M103 20.553 319SH SOLE None SOLE DIRECTV GROUP INC Common 25490A101 0.676 20SH SOLE None SOLE DIREXION SHS ETF TR Common 25459W300 20.494 155SH SOLE None SOLE DIREXION SHS ETF TR Common 25459W516 19.294 200SH SOLE None SOLE DUKE ENERGY CORP Common 26441C105 6061.574 371420SH SOLE None SOLE E M C CORP MASS Common 268648102 3.608 200SH SOLE None SOLE ELDORADO GOLD CORP NEW COM Common 284902103 5.082 426SH SOLE None SOLE EMERSON ELECTRIC CO Common 291011104 20.136 400SH SOLE None SOLE ENBRIDGE ENERGY PRTNRS COM Common 29250R106 59.167 1170SH SOLE None SOLE ENERGY TRANSFER EQUITY COM UT Common 29273V100 61.913 1835SH SOLE None SOLE ENERGY TRANSFER PARTNERS LP UN Common 29273R109 90.206 1925SH SOLE None SOLE ENTERPRISE PRODS PARTN COM Common 293792107 103.740 3000SH SOLE None SOLE EXELON CORP Common 30161N101 5066.583 115649.0005SH SOLE None SOLE EXXON MOBIL CORPORATION Common 30231G102 1297.308 19368.5888SH SOLE None SOLE FISERV INC COM Common 337738108 73.399 1446SH SOLE None SOLE FORTUNE BRANDS INC Common 349631101 4.851 100SH SOLE None SOLE FREEPORT MCMORAN COPPER Common 35671D857 15226.418 182265SH SOLE None SOLE FRESENIUS MED CARE ADR F Common 358029106 0.562 10SH SOLE None SOLE GENERAL ELEC CO Common 369604103 41.504 2280.4331SH SOLE None SOLE HESS CORPORATION Common 42809H107 28.022 448SH SOLE None SOLE HEWLETT PACKARD CO COM Common 428236103 53.150 1000SH SOLE None SOLE HOME DEPOT INC. Common 437076102 3.235 100SH SOLE None SOLE HONEYWELL INC Common 438516106 13.581 300SH SOLE None SOLE INERGY LP UNIT LTD Common 456615103 70.686 1870SH SOLE None SOLE INTEL CORP Common 458140100 50.821 2280SH SOLE None SOLE INTERNATIONAL BUS MACH Common 459200101 33.858 264SH SOLE None SOLE IPATH S&P 500 SHORT TERM VIX F Common 06740C527 19296.004 918420SH SOLE None SOLE ISHARES IBOXX INV GRADE CORP B Common 464287242 8282.320 78305SH SOLE None SOLE ISHARES INC MSCI AUSTRALIA Common 464286103 49.431 2058.7859SH SOLE None SOLE ISHARES MSCI CDA IDX FD CANADA Common 464286509 6.280 225SH SOLE None SOLE ISHARES SILVER TRUST Common 46428Q109 101.640 5930SH SOLE None SOLE ISHARES TR BARCLY USAGG B Common 464287226 119.830 1150SH SOLE None SOLE ISHARES TR BARCLYS TIPS BD Common 464287176 190.137 1830SH SOLE None SOLE ISHARES TR MSCI EAFE IDX Common 464287465 20.265 362SH SOLE None SOLE JOHNSON & JOHNSON Common 478160104 7105.007 108972.4977SH SOLE None SOLE KANSAS CITY SOUTHERN COM NEW Common 485170302 8.138 225SH SOLE None SOLE KIMBERLY CLARK CORP Common 494368103 77.342 1230SH SOLE None SOLE KINDER MORGAN ENERGY UT LTD PA Common 494550106 86.354 1320SH SOLE None SOLE KOREA ELECTRIC PWR ADR Common 500631106 12.992 800SH SOLE None SOLE KOREA FD COM Common 500634209 19.524 532SH SOLE None SOLE KRAFT FOODS INC CL A Common 50075N104 30.240 1000SH SOLE None SOLE KROGER COMPANY Common 501044101 16.245 750SH SOLE None SOLE LAS VEGAS SANDS CORP COM Common 517834107 -105.750 -5000SH SOLE None SOLE LILLY ELI & CO Common 532457108 28.976 800SH SOLE None SOLE LOCKHEED MARTIN CORP Common 539830109 20.805 250SH SOLE None SOLE LUFKIN INDS INC COM Common 549764108 8942.367 112980SH SOLE None SOLE LUXOTTICA GROUP SPA ADR Common 55068R202 5.356 200SH SOLE None SOLE MARATHON OIL CORP COM Common 565849106 9.492 300SH SOLE None SOLE MARKET VECTORS ETF TR GOLD MIN Common 57060U100 22013.726 495693SH SOLE None SOLE MCDONALDS CORP Common 580135101 6496.860 97375SH SOLE None SOLE MEDTRONIC INC Common 585055106 6427.897 142747SH SOLE None SOLE MEREDITH CORP COM Common 589433101 1.721 50SH SOLE None SOLE METTLER TOLEDO INTL COM Common 592688105 28.501 261SH SOLE None SOLE MEXICO FD INC COM Common 592835102 5.138 200SH SOLE None SOLE MICROSOFT CORP Common 594918104 11.715 400SH SOLE None SOLE MINNESOTA MNG & MFG CO Common 88579Y101 194.969 2333SH SOLE None SOLE MISONIX INC COM Common 604871103 1.108 500SH SOLE None SOLE MONSANTO CO NEW COM Common 61166W101 7.142 100SH SOLE None SOLE MURPHY OIL CORP COM Common 626717102 84.285 1500SH SOLE None SOLE NATURAL RESOURCE PRTNR COM UNI Common 63900P103 22.287 850SH SOLE None SOLE NEWMONT MINING CORP COM Common 651639106 12.733 250SH SOLE None SOLE NOBLE CORPORATION SHS Common H5833N103 37.638 900SH SOLE None SOLE NOBLE ENRGY INC COM Common 655044105 22.046 302SH SOLE None SOLE NORDIC AMERICAN TANKER Common G65773106 4865.297 160730SH SOLE None SOLE NOVELLUS SYSTEMS INC Common 670008101 -4.998 -200SH SOLE None SOLE NUCOR CORP. Common 670346105 20.421 450SH SOLE None SOLE NUVEEN FLOATING RT INC COM Common 67072T108 4115.504 344685SH SOLE None SOLE NUVEEN GOVT INCOME FUND Common 67090N109 151.000 10000SH SOLE None SOLE OCCIDENTAL PETE CO Common 674599105 99.335 1175SH SOLE None SOLE ORACLE CORPORATION Common 68389X105 4.114 160SH SOLE None SOLE PATTERSON UTI ENERGY INC Common 703481101 7485.685 535840SH SOLE None SOLE PENN VIRGINIA RES PARTNERS Common 707884102 58.156 2480SH SOLE None SOLE PEPSICO INC Common 713448108 162.489 2456SH SOLE None SOLE PETROCHINA CO F SPON ADR Common 71646E100 14.653 125SH SOLE None SOLE PETROLEO BRASILEIRO SA ADR Common 71654V408 12.683 285SH SOLE None SOLE PETSMART INC COM Common 716768106 2.557 80SH SOLE None SOLE PFIZER INC Common 717081103 75.734 4416SH SOLE None SOLE PHILIP MORRIS INTL INC Common 718172109 95.213 1825.3984SH SOLE None SOLE PITNEY BOWES INC COM Common 724479100 29.340 1200SH SOLE None SOLE PLAINS ALL AM PIPELINE UNIT LT Common 726503105 62.021 1090SH SOLE None SOLE PLAINS ALL AMERICAN PPLN LP UN Common 726503105 284.500 5000SH SOLE None SOLE PLATINUM ETN UBS Common 902641786 0.591 30SH SOLE None SOLE PNC FINL SVCS GROUP COM Common 693475105 77.610 1300SH SOLE None SOLE POSCO ADR Common 693483109 63.419 542SH SOLE None SOLE POTASH CORP SASK INC Common 73755L107 13079.567 109590SH SOLE None SOLE POTLATCH CORPORATION NEW Common 737630103 6920.926 197515SH SOLE None SOLE POWERSHS DB MULTI SECTOR POWER Common 73936B408 4.239 175SH SOLE None SOLE PRIVATE BANCORP INC Common 742962103 7.549 551SH SOLE None SOLE PROCTER & GAMBLE CO Common 742718109 344.948 5452SH SOLE None SOLE PROGRESS ENERGY CVO Common 743263105 0.023 150SH SOLE None SOLE PROGRESS ENERGY INC COM Common 743263105 13.776 350SH SOLE None SOLE PROSHARES TR PSHS ULT S&P 500 Common 74347R107 7.562 180SH SOLE None SOLE PROSHARES TR ULTRSHRT 20YRS Common 74347R297 24.832 510SH SOLE None SOLE QUEST DIAGNOSTICS INC COM Common 74834L100 72.280 1240SH SOLE None SOLE QWEST COMMUNICATIONS INT Common 749121109 77.992 14941SH SOLE None SOLE RALCORP HOLDINGS INC NEW Common 751028101 6529.247 96330SH SOLE None SOLE REVLON INC CL A Common 761525609 2.525 170SH SOLE None SOLE REYNOLDS AMERICAN INC COM Common 761713106 83.183 1541SH SOLE None SOLE RIO TINTO PLC ADR Common 767204100 7.102 30SH SOLE None SOLE ROYAL DUTCH ADR Common 780259206 57.860 1000SH SOLE None SOLE RYDEX EFT TRUST AUSTRALIAN DOL Common 23129U101 92.500 1005SH SOLE None SOLE RYDEX EFT TRUST CANADIAN DOLLA Common 23129X105 175.545 1790SH SOLE None SOLE SARA LEE CORP Common 803111103 23.681 1700SH SOLE None SOLE SCHLUMBERGER LTD Common 806857108 6.346 100SH SOLE None SOLE SCRIPPS E W CO OHIO CL A Common 811054402 0.110 13.000013SH SOLE None SOLE SCRIPPS NTWK INTERACTIVE Common 811065101 1.774 40SH SOLE None SOLE SEASPAN CORP Common Y75638109 11.390 1135.6245SH SOLE None SOLE SENSATA TECH HLDGS NV F Common N7902X106 359.200 20000SH SOLE None SOLE SKECHERS U S A INC CL A Common 830566105 24.516 675SH SOLE None SOLE SOC QUIMICA MINERALA B ADR F D Common 833635105 39.633 1060SH SOLE None SOLE SOUTHWESTERN ENERGY CO COM Common 845467109 85.756 2106SH SOLE None SOLE SPDR BARCLAYS CAP TIPS ETF Common 78464A656 7502.592 146535SH SOLE None SOLE SPDR INTL INFLATION GOVT ETF Common 78464A490 12858.063 232095SH SOLE None SOLE SPDR KBW BANK ETF Common 78464A797 4.388 170SH SOLE None SOLE STANLEY WORKS Common 854502101 8.037 140SH SOLE None SOLE STATE STREET CORP Common 857477103 18.372 407SH SOLE None SOLE STREETTRACKS GOLD TR Common 78463V107 25546.160 234476SH SOLE None SOLE SUNCOR ENERGY INC COM Common 867224107 6984.581 214646SH SOLE None SOLE SUNOCO LOGISTICS PTNR LP Common 86764L108 75.350 1100SH SOLE None SOLE SUNRISE SENIOR LIVING COM Common 86768K106 -10.240 -2000SH SOLE None SOLE SYMANTEC CORP COM Common 871503108 1.896 112SH SOLE None SOLE SYNGENTA AG ADR Common 87160A100 8138.266 146609SH SOLE None SOLE SYNOPSYS INC COM Common 871607107 14.585 652SH SOLE None SOLE TARGET CORPORATION Common 87612E106 47.287 899SH SOLE None SOLE TATA MTRS LTD ADR Common 876568502 11.538 625SH SOLE None SOLE TEREX CORP NEW COM Common 880779103 8967.044 394850SH SOLE None SOLE TEVA PHARMACEUTCL INDS ADR Common 881624209 39.488 626SH SOLE None SOLE TG PIPELINES LP Common 87233Q108 22.052 580SH SOLE None SOLE THE SOUTHERN COMPANY Common 842587107 53.056 1600SH SOLE None SOLE TOYOTA MOTOR CO Common 892331307 0.601 15SH SOLE None SOLE TRAVELERS GROUP INC Common 89417E109 26.970 500SH SOLE None SOLE UNION PAC CORP Common 907818108 164.925 2250SH SOLE None SOLE UNITED PARCEL SERVICE CL B Common 911312106 0.644 10SH SOLE None SOLE UNITED STATES STEEL CORP Common 912909108 12511.090 196963SH SOLE None SOLE UNITED TECHNOLOGIES CP Common 913017109 331.098 4498SH SOLE None SOLE UNITEDHEALTH GROUP INC COM Common 91324P102 6.534 200SH SOLE None SOLE US BANCORP Common 902973304 23.292 900SH SOLE None SOLE V F CORP COM Common 918204108 16.030 200SH SOLE None SOLE VALERO ENERGY CORP Common 91913Y100 15.386 781SH SOLE None SOLE VANGUARD EMERGING MARKETS Common 922042858 8.430 200SH SOLE None SOLE VANGUARD INDEX TR STK MRK VIPE Common 922908769 31.363 526.3132SH SOLE None SOLE VERIZON COMMUNICATIONS Common 92343V104 106.496 3433.1335SH SOLE None SOLE VIACOM INC NEW CL B Common 92553P201 5.948 173SH SOLE None SOLE WALGREEN CO Common 931422109 16.987 458SH SOLE None SOLE WEIGHT WATCHERS INTL COM Common 948626106 1.277 50SH SOLE None SOLE WELLPOINT HEALTH NETWORKS NEW Common 94973V107 16.095 250SH SOLE None SOLE WELLS FARGO & CO Common 949746101 16.742 537.9753SH SOLE None SOLE WESTERN ASSET CLAYMORE Common 95766R104 168.622 14290SH SOLE None SOLE WESTERN REFINING INC Common 959319104 5.033 915SH SOLE None SOLE WESTERN UNION COMPANY Common 959802109 12.042 710SH SOLE None SOLE WILEY JOHN & SONS CL A Common 968223206 32.460 750SH SOLE None SOLE WILLIAMS PARTNERS L P COM UNIT Common 96950F104 72.494 1802SH SOLE None SOLE XCEL ENERGY INC Common 98389B100 18.612 877.9417SH SOLE None SOLE ZIMMER HOLDINGS INC Common 98956P102 5.920 100SH SOLE None SOLE TOTALS $320252.477 7497430.35SH
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