FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/19/2012 |
3. Issuer Name and Ticker or Trading Symbol
TRULIA, INC. [ TRLA ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 761 | D | |
Common Stock | 1,523 | I | See footnote(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series B Preferred Preferred Stock | (1) | (1) | Common Stock | 21,413 | (1) | D | |
Series C Preferred Preferred Stock | (2) | (2) | Common Stock | 10,153 | (2) | D | |
Series A Preferred Preferred Stock | (3) | (3) | Common Stock | 82,713 | (3) | I | See footnote(4) |
Series B Preferred Preferred Stock | (1) | (1) | Common Stock | 42,818 | (1) | I | See footnote(4) |
Series C Preferred Preferred Stock | (2) | (2) | Common Stock | 20,304 | (2) | I | See footnote(4) |
Series A Preferred Preferred Stock | (3) | (3) | Common Stock | 41,357 | (3) | I | See footnote(5) |
Stock Option (right to buy) | (6) | 02/12/2022 | Common Stock | 24,500 | $6.81 | D | |
Stock Option (right to buy) | (7) | 07/18/2022 | Common Stock | 24,500 | $16.53 | D |
Explanation of Responses: |
1. The Series B Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. |
2. The Series C Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. |
3. The Series A Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. |
4. Shares held directly by the GLW 2004 Revocable Trust dated 11/15/2004 for which the Reporting Person serves as trustee. |
5. Shares held directly by the Waldorf 2009 Trust dated June 15, 2009 for which the Reporting Person serves as trustee. |
6. The option is fully vested and immediately exercisable. |
7. The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option shall vest in twelve (12) equal monthly installments beginning on August 1, 2012. |
Remarks: |
Exhibit 24 - Power of Attorney |
/s/ Kim Nielsen, by power of attorney | 09/19/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |