0000898432-12-001139.txt : 20121024
0000898432-12-001139.hdr.sgml : 20121024
20121024152801
ACCESSION NUMBER: 0000898432-12-001139
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121024
DATE AS OF CHANGE: 20121024
EFFECTIVENESS DATE: 20121024
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LOCUST WOOD CAPITAL ADVISERS, LLC
CENTRAL INDEX KEY: 0001349434
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11558
FILM NUMBER: 121158479
BUSINESS ADDRESS:
STREET 1: 1540 BROADWAY
STREET 2: SUITE 1504
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-354-0193
MAIL ADDRESS:
STREET 1: 1540 BROADWAY
STREET 2: SUITE 1504
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
a13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Locust Wood Capital Advisers, LLC
Address:1540 Broadway
Suite 1510
New York, NY 10036
Form 13F File Number: 28-11558
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul Morris
Title: Chief Financial Officer
Phone: (212) 354-0193
Signature, Place and Date of Signing:
/s/ Paul Morris New York, NY October 24, 2012
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 45
Form 13F Information Table Value Total: $365,124 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the managers filing this report.
No. Form 13F File Number Name
1. 28-11881 Locust Wood Capital, LP
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------------------------------------------------------------------------------------------------------------
Value x Shares or SH/ Put/ Investment Other Voting Authority
Name of Issuer Title of Class CUSIP $1000 PRN amount PRN Call Discretion Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
ADVISORSHARES ACTIVE BEAR ETF COM 00768Y883 6,510 310,000 SH SOLE NONE 6,510
APPLE INC COM 037833100 17,355 26,016 SH SOLE NONE 17,355
ATLAS ENERGY L P UNIT LTD PARTNER 04930A104 2,084 60,325 SH SOLE NONE 2,084
ATLAS PIPELINE PARTNERS LP UNIT LTD PARTNER 049392103 20 20,460 SH SOLE NONE 20
ATLS RSR PTNR *PI UNIT LTD PARTNER 04941A101 9,539 373,800 SH SOLE NONE 9,539
BERKSHIRE HATHAWAY CL A INC DEL COM 084670108 11,014 83 SH SOLE NONE 11,014
BERKSHIRE HATHAWAY INC CLASS B CLASS B COM 084670702 11,354 128,730 SH SOLE NONE 11,354
BURGER KG WRLDWD COM 121220107 1,819 130,500 SH SOLE NONE 1,819
CDN PAC RLWAY COM 13645T100 3,756 45,315 SH SOLE NONE 3,756
ECOLAB INC COM 278865100 12,567 193,900 SH SOLE NONE 12,567
EXXON MOBIL CORP COM 30231G102 2,602 28,450 SH SOLE NONE 2,602
FORD MOTOR WRNT EXP 01/01/2013 WARRANTS 345370134 3 2,800 SH SOLE NONE 3
GENERAL MOTORS COM 37045V100 2,521 110,800 SH SOLE NONE 2,521
GOOGLE INC CL A COM 38259P508 8,365 11,087 SH SOLE NONE 8,365
GRACE W R & CO DEL NEW COM 38388F108 4,998 84,600 SH SOLE NONE 4,998
INTL BUSINESS MACHS CORP COM 459200101 6,224 30,000 SH SOLE NONE 6,224
JC PENNEY CO INC COM 708160106 6,553 269,800 SH SOLE NONE 6,553
JOHNSON & JOHNSON COM 478160104 8,014 116,300 SH SOLE NONE 8,014
JPMORGAN CHASE & CO COM 46625H100 9,937 245,468 SH SOLE NONE 9,937
KAPSTONE PAPER & PACKAGING CORP COM 48562P103 3,102 138,550 SH SOLE NONE 3,102
KINDER MORGAN HOLDCO LLC COM 49456B101 23,644 665,654 SH SOLE NONE 23,644
KINDER MORGAN INC. WARRANTS EXPIRING 20 WARRANTS 49456B119 23,163 6,637,006 SH SOLE NONE 23,163
KINDER MORGAN MANAGEMENT LLC COM 49455U100 4,489 58,750 SH SOLE NONE 4,489
KKR & CO L P DEL LIMITED PARTNERSHIP UNIT LTD PARTNER 48248M102 7,587 502,150 SH SOLE NONE 7,587
KRAFT FOODS INC COM 50075N104 9,763 236,100 SH SOLE NONE 9,763
LIBERTY MEDIA CORP C INTER A COM 53071M104 17,860 965,411 SH SOLE NONE 17,860
LIBERTY MEDIA CORP NEW COM 530322106 5,183 49,800 SH SOLE NONE 5,183
MACQUARIE INFRASTRUCTURE COMPA COM 55608B105 8,518 205,350 SH SOLE NONE 8,518
MARATHON PETROLEUM CORP COM 56585A102 12,171 222,950 SH SOLE NONE 12,171
MARTHA STEWART LIVING OMNIMED CL A COM 573083102 537 174,950 SH SOLE NONE 537
MCGRAW-HILL COS INC COM 580645109 12,086 221,405 SH SOLE NONE 12,086
MICROSOFT CORP COM 594918104 11,087 372,530 SH SOLE NONE 11,087
MOTOROLA SOLUTIONS INC COM 620076307 12,617 249,600 SH SOLE NONE 12,617
NEWCASTLE INVT CORP NEW COM REIT COM 65105M108 8,313 1,103,950 SH SOLE NONE 8,313
OAKTREE CAPITAL GROUP LLC UNIT LTD PARTNER 674001201 1,989 48,500 SH SOLE NONE 1,989
PFIZER INC COM 717081103 9,302 374,325 SH SOLE NONE 9,302
PROCTER & GAMBLE CO COM 742718109 10,900 157,150 SH SOLE NONE 10,900
QUALCOMM INC COM 747525103 13,722 219,650 SH SOLE NONE 13,722
STAR GAS PARTNERS L.P. UNIT LTD PARTNER 85512C105 2,514 581,950 SH SOLE NONE 2,514
TARGET CORP COM COM 87612E106 8,997 141,750 SH SOLE NONE 8,997
THE HOWARD HUGHS CORP. COM 44267D107 14,155 199,220 SH SOLE NONE 14,155
TRAVELERS COS INC COM 89417E109 5,061 74,150 SH SOLE NONE 5,061
UNITED TECHNOLOGIES CORP COM 913017109 7,790 99,500 SH SOLE NONE 7,790
WELLS FARGO & CO-CW18 WT EXP10/28/18 WARRANTS 949746119 502 50,900 SH SOLE NONE 502
YAHOO INC COM 984332106 4,837 302,800 SH SOLE NONE 4,837
------- ---------- --------
FILING TOTALS 365,124 16,242,485 365,124
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