0000898432-11-001162.txt : 20111104
0000898432-11-001162.hdr.sgml : 20111104
20111104164939
ACCESSION NUMBER: 0000898432-11-001162
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111104
DATE AS OF CHANGE: 20111104
EFFECTIVENESS DATE: 20111104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LOCUST WOOD CAPITAL ADVISERS, LLC
CENTRAL INDEX KEY: 0001349434
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11558
FILM NUMBER: 111181801
BUSINESS ADDRESS:
STREET 1: 1540 BROADWAY
STREET 2: SUITE 1504
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-354-0193
MAIL ADDRESS:
STREET 1: 1540 BROADWAY
STREET 2: SUITE 1504
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
a13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:September 30, 2011
Check here if Amendment [ ];Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Locust Wood Capital Advisers, LLC
Address: 1540 Broadway
Suite 1510
New York, NY 10036
Form 13F File Number: 28-11558
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul Morris
Title: Chief Financial Officer
Phone: (212) 354-0193
Signature, Place and Date of Signing:
/s/ Paul Morris New York, NY November 4, 2011
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 47
Form 13F Information Table Value Total: $237,334 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the managers filing this report.
No. Form 13F File Number Name
1. 28-11881 Locust Wood Capital, LP
FORM 13-F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
Shares Voting
Title of Value or PRN SH/ Put/ Investment Other Authority
Name of Issuer Class CUSIP x $1000 amount PRN Call Discretion Managers Sole Shared None
-------------------------------------- ----------- --------- -------- ------ --- ---- ---------- -------- ---- ------ ----
APPLE INC COM STK COM 037833100 7,626 20,000 SH SOLE NONE 20,000
ATLAS ENERGY L P COM STK COM 04930A104 371 20,000 SH SOLE NONE 20,000
BP AMOCO PLC ADR SPONSORED 055622104 82 2,273 SH SOLE NONE 2,273
ADR
BERKSHIRE HATHAWAY CL A INC DEL COM 084670108 5,340 50 SH SOLE NONE 50
BERKSHIRE HATHAWAY INC CLASS B COM CLASS B COM 084670702 6,394 90,000 SH SOLE NONE 90,000
BROOKFIELD RESEDENTIAL PROPERTIES INC COM 11283W104 3,325 500,000 SH SOLE NONE 500,000
CITIGROUP INC CONV PFD 7.5% PREFERRED 172967416 2,971 37,500 SH SOLE NONE 37,500
CITIGROUP INC COM STK COM 172967424 3,330 130,000 SH SOLE NONE 130,000
DOMINOS PIZZA COM 25754A201 2,725 100,000 SH SOLE NONE 100,000
DOW CHEMICAL CORP COM STK COM 260543103 2,808 125,000 SH SOLE NONE 125,000
EBAY INC COM STK COM 278642103 2,212 75,000 SH SOLE NONE 75,000
ECOLAB INC COM STK COM 278865100 9,778 200,000 SH SOLE NONE 200,000
EL PASO CORP COM COM 28336L109 9,177 525,000 SH SOLE NONE 525,000
EXXON MOBIL CORP COM STK COM 30231G102 3,632 50,000 SH SOLE NONE 50,000
FAMILY DOLLAR STORES INC COM STK COM 307000109 6,612 130,000 SH SOLE NONE 130,000
FORD MOTOR WRNT EXP 01/01/2013 WARRANTS 345370134 553 250,000 SH SOLE NONE 250,000
FORTUNE BRANDS INC COM COM 349631101 6,760 125,000 SH SOLE NONE 125,000
GENERAL GROWTH PROPERTIES INC COM 370023103 5,445 450,000 SH SOLE NONE 450,000
GOOGLE INC CL A COM STK COM 38259P508 10,301 20,000 SH SOLE NONE 20,000
GRACE W R & CO DEL NEW COM STK COM 38388F108 3,330 100,000 SH SOLE NONE 100,000
HSN INC COM 404303109 1,160 35,000 SH SOLE NONE 35,000
THE HOWARD HUGHS CO. COM 44267D107 4,210 100,000 SH SOLE NONE 100,000
INTL BUSINESS MACHS CORP COM COM 459200101 8,744 50,000 SH SOLE NONE 50,000
IRON MOUNTAIN INC COM STK COM 462846106 7,589 240,000 SH SOLE NONE 240,000
JPMORGAN CHASE & CO COM COM 46625H100 9,036 300,000 SH SOLE NONE 300,000
JP MORGAN CHASE WRNT EXP 10/28/2018 WARRANTS 46634E114 1,397 150,000 SH SOLE NONE 150,000
JOHNSON & JOHNSON COM COM 478160104 3,503 55,000 SH SOLE NONE 55,000
KKR & CO L P DEL LIMITED PARTNERSHIP UNIT LTD 48248M102 3,952 380,000 SH SOLE NONE 380,000
PARTNER
KAPSTONE PAPER & PACKAGING CORP COM COM 48562P103 695 50,000 SH SOLE NONE 50,000
KRAFT FOODS INC COM 50075N104 6,212 185,000 SH SOLE NONE 185,000
MACQUARIE INFRASTRUCTURE COMPA COM STK COM 55608B105 4,039 180,000 SH SOLE NONE 180,000
MACYS INC COM STK COM 55616P104 7,896 300,000 SH SOLE NONE 300,000
MICROSOFT CORP COM STK COM 594918104 7,467 300,000 SH SOLE NONE 300,000
MOTOROLA SOLUTIONS INC COM 620076307 11,523 275,000 SH SOLE NONE 275,000
NALCO HOLDING CO COM 62985Q101 4,373 125,000 SH SOLE NONE 125,000
PAYCHEX INC COM STK COM 704326107 1,846 70,000 SH SOLE NONE 70,000
PFIZER INC SHS COM 717081103 9,194 520,000 SH SOLE NONE 520,000
QUALCOMM INC COM STK COM 747525103 2,918 60,000 SH SOLE NONE 60,000
STAR GAS PARTNERS L.P. COM STK UNIT LTD 85512C105 2,450 500,000 SH SOLE NONE 500,000
PARTNER
SUNOCO INC COM STK COM 86764P109 11,009 355,000 SH SOLE NONE 355,000
TRAVELERS COS INC COM STK COM 89417E109 6,944 142,500 SH SOLE NONE 142,500
VALEANT PHARMACEUTICALS INTERN COM COM 91911K102 4,640 125,000 SH SOLE NONE 125,000
VANGUARD DIVIDEND APPREC ETF ETF 921908844 7,314 150,000 SH SOLE NONE 150,000
VODAFONE GROUP PLC SP ADR SPONSORED 92857W209 8,340 325,000 SH SOLE NONE 325,000
ADR
WELLS FARGO & CO-CW18 WT EXP10/28/18 WARRANTS 949746119 385 50,000 SH SOLE NONE 50,000
YAHOO INC COM STK COM 984332106 1,976 150,000 SH SOLE NONE 150,000
ACE LIMITED COM STK COM H0023R105 5,757 95,000 SH SOLE NONE 95,000
--------- ----------
237,334 8,217,323
--------- ----------