0000898432-11-001162.txt : 20111104 0000898432-11-001162.hdr.sgml : 20111104 20111104164939 ACCESSION NUMBER: 0000898432-11-001162 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111104 DATE AS OF CHANGE: 20111104 EFFECTIVENESS DATE: 20111104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOCUST WOOD CAPITAL ADVISERS, LLC CENTRAL INDEX KEY: 0001349434 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11558 FILM NUMBER: 111181801 BUSINESS ADDRESS: STREET 1: 1540 BROADWAY STREET 2: SUITE 1504 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-354-0193 MAIL ADDRESS: STREET 1: 1540 BROADWAY STREET 2: SUITE 1504 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended:September 30, 2011 Check here if Amendment [ ];Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Locust Wood Capital Advisers, LLC Address: 1540 Broadway Suite 1510 New York, NY 10036 Form 13F File Number: 28-11558 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Morris Title: Chief Financial Officer Phone: (212) 354-0193 Signature, Place and Date of Signing: /s/ Paul Morris New York, NY November 4, 2011 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: $237,334 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the managers filing this report. No. Form 13F File Number Name 1. 28-11881 Locust Wood Capital, LP FORM 13-F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 Shares Voting Title of Value or PRN SH/ Put/ Investment Other Authority Name of Issuer Class CUSIP x $1000 amount PRN Call Discretion Managers Sole Shared None -------------------------------------- ----------- --------- -------- ------ --- ---- ---------- -------- ---- ------ ---- APPLE INC COM STK COM 037833100 7,626 20,000 SH SOLE NONE 20,000 ATLAS ENERGY L P COM STK COM 04930A104 371 20,000 SH SOLE NONE 20,000 BP AMOCO PLC ADR SPONSORED 055622104 82 2,273 SH SOLE NONE 2,273 ADR BERKSHIRE HATHAWAY CL A INC DEL COM 084670108 5,340 50 SH SOLE NONE 50 BERKSHIRE HATHAWAY INC CLASS B COM CLASS B COM 084670702 6,394 90,000 SH SOLE NONE 90,000 BROOKFIELD RESEDENTIAL PROPERTIES INC COM 11283W104 3,325 500,000 SH SOLE NONE 500,000 CITIGROUP INC CONV PFD 7.5% PREFERRED 172967416 2,971 37,500 SH SOLE NONE 37,500 CITIGROUP INC COM STK COM 172967424 3,330 130,000 SH SOLE NONE 130,000 DOMINOS PIZZA COM 25754A201 2,725 100,000 SH SOLE NONE 100,000 DOW CHEMICAL CORP COM STK COM 260543103 2,808 125,000 SH SOLE NONE 125,000 EBAY INC COM STK COM 278642103 2,212 75,000 SH SOLE NONE 75,000 ECOLAB INC COM STK COM 278865100 9,778 200,000 SH SOLE NONE 200,000 EL PASO CORP COM COM 28336L109 9,177 525,000 SH SOLE NONE 525,000 EXXON MOBIL CORP COM STK COM 30231G102 3,632 50,000 SH SOLE NONE 50,000 FAMILY DOLLAR STORES INC COM STK COM 307000109 6,612 130,000 SH SOLE NONE 130,000 FORD MOTOR WRNT EXP 01/01/2013 WARRANTS 345370134 553 250,000 SH SOLE NONE 250,000 FORTUNE BRANDS INC COM COM 349631101 6,760 125,000 SH SOLE NONE 125,000 GENERAL GROWTH PROPERTIES INC COM 370023103 5,445 450,000 SH SOLE NONE 450,000 GOOGLE INC CL A COM STK COM 38259P508 10,301 20,000 SH SOLE NONE 20,000 GRACE W R & CO DEL NEW COM STK COM 38388F108 3,330 100,000 SH SOLE NONE 100,000 HSN INC COM 404303109 1,160 35,000 SH SOLE NONE 35,000 THE HOWARD HUGHS CO. COM 44267D107 4,210 100,000 SH SOLE NONE 100,000 INTL BUSINESS MACHS CORP COM COM 459200101 8,744 50,000 SH SOLE NONE 50,000 IRON MOUNTAIN INC COM STK COM 462846106 7,589 240,000 SH SOLE NONE 240,000 JPMORGAN CHASE & CO COM COM 46625H100 9,036 300,000 SH SOLE NONE 300,000 JP MORGAN CHASE WRNT EXP 10/28/2018 WARRANTS 46634E114 1,397 150,000 SH SOLE NONE 150,000 JOHNSON & JOHNSON COM COM 478160104 3,503 55,000 SH SOLE NONE 55,000 KKR & CO L P DEL LIMITED PARTNERSHIP UNIT LTD 48248M102 3,952 380,000 SH SOLE NONE 380,000 PARTNER KAPSTONE PAPER & PACKAGING CORP COM COM 48562P103 695 50,000 SH SOLE NONE 50,000 KRAFT FOODS INC COM 50075N104 6,212 185,000 SH SOLE NONE 185,000 MACQUARIE INFRASTRUCTURE COMPA COM STK COM 55608B105 4,039 180,000 SH SOLE NONE 180,000 MACYS INC COM STK COM 55616P104 7,896 300,000 SH SOLE NONE 300,000 MICROSOFT CORP COM STK COM 594918104 7,467 300,000 SH SOLE NONE 300,000 MOTOROLA SOLUTIONS INC COM 620076307 11,523 275,000 SH SOLE NONE 275,000 NALCO HOLDING CO COM 62985Q101 4,373 125,000 SH SOLE NONE 125,000 PAYCHEX INC COM STK COM 704326107 1,846 70,000 SH SOLE NONE 70,000 PFIZER INC SHS COM 717081103 9,194 520,000 SH SOLE NONE 520,000 QUALCOMM INC COM STK COM 747525103 2,918 60,000 SH SOLE NONE 60,000 STAR GAS PARTNERS L.P. COM STK UNIT LTD 85512C105 2,450 500,000 SH SOLE NONE 500,000 PARTNER SUNOCO INC COM STK COM 86764P109 11,009 355,000 SH SOLE NONE 355,000 TRAVELERS COS INC COM STK COM 89417E109 6,944 142,500 SH SOLE NONE 142,500 VALEANT PHARMACEUTICALS INTERN COM COM 91911K102 4,640 125,000 SH SOLE NONE 125,000 VANGUARD DIVIDEND APPREC ETF ETF 921908844 7,314 150,000 SH SOLE NONE 150,000 VODAFONE GROUP PLC SP ADR SPONSORED 92857W209 8,340 325,000 SH SOLE NONE 325,000 ADR WELLS FARGO & CO-CW18 WT EXP10/28/18 WARRANTS 949746119 385 50,000 SH SOLE NONE 50,000 YAHOO INC COM STK COM 984332106 1,976 150,000 SH SOLE NONE 150,000 ACE LIMITED COM STK COM H0023R105 5,757 95,000 SH SOLE NONE 95,000 --------- ---------- 237,334 8,217,323 --------- ----------