-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FkgmOHSQ25+SMWZAaEQABsNjv3RccmVvFQ+X8r4swhO3IEoocVL70sdyDWxXLrPa NMrcIPotn4Ym42vTA20VvA== 0001349339-11-000001.txt : 20110215 0001349339-11-000001.hdr.sgml : 20110215 20110215090604 ACCESSION NUMBER: 0001349339-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Linden Capital L.P. CENTRAL INDEX KEY: 0001349339 IRS NUMBER: 980430338 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11808 FILM NUMBER: 11612517 BUSINESS ADDRESS: STREET 1: 18 CHURCH STREET, SKANDIA HOUSE CITY: HAMILTON STATE: D0 ZIP: HM11 BUSINESS PHONE: 441-294-3202 MAIL ADDRESS: STREET 1: 18 CHURCH STREET, SKANDIA HOUSE CITY: HAMILTON STATE: D0 ZIP: HM11 13F-HR 1 lindencapital.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Linden Capital L.P. Address: 590 Madison Ave 15th Floor New York, NY 10022 13F File Number: 28-11808 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Joe Wong Title: Managing Member, Linden GP LLC, General Partner Phone: 646-840-3505 Signature, Place and Date of Signing: Joe Wong New York, New York February 15, 2011 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: $778,195 List of Other Included Managers: No. 13F File Number Name 01 28-10783 Linden Advisors L.P. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABITIBIBOWATER INC/NEW COM 003687209 1336 56442 SH SHARED 56442 ALERE INC COM 01449J105 16558 452400 SH CALL SHARED 0 ANNALY CAPITAL MANAGEMENT INC COM 035710409 5555 310000 SH PUT SHARED 0 ASM INTL 4.25% 06DEC2011 SDBCV 00207DAG7 9481 5654000 PRN SHARED 5654000 BANK OF AMER CV 31DEC49 CVPFD 060505682 36353 37945 SH SHARED 37945 BANK OF AMERICA CORP COM 060505104 41354 3100000 SH CALL SHARED 0 BARRICK GOLD CORP USD COM 067901108 5318 100000 SH CALL SHARED 0 CANADIAN NATL RAILWAY CO COM 136375102 1663 25000 SH CALL SHARED 0 CHARTER COMMUNICATION-A COM 16117M305 1723 44235 SH SHARED 44235 CHINA MEDICAL 6.25% 15DEC16 A SDBCV 169483AE4 5578 5500000 PRN SHARED 5500000 CHINA UNICOM -ADR ADR 16945R104 834 58496 SH SHARED 58496 CISCO SYSTEMS INC COM 17275R102 5681 280800 SH CALL SHARED 0 CITIGROUP INC COM 172967101 14244 3011400 SH CALL SHARED 0 COMPUCREDIT HOLDINGS CORP COM 20478T107 554 79300 SH SHARED 79300 DELTA AIR LINES INC COM 247361702 231 18344 SH SHARED 18344 DEUTSCHE BANK AG -REG COM D18190898 2733 52500 SH SHARED 52500 EXCO RESOURCES INC COM 269279402 1942 100000 SH CALL SHARED 0 GENERAL MOTORS CO COM 37045V100 20782 563800 SH CALL SHARED 0 GLOBAL INDUS 2.75% 1AUG2027 SDBCV 379336AE0 4374 5814000 PRN SHARED 5814000 GREAT BASIN GOLD LTD COM 390124105 10836 3664008 SH SHARED 3664008 HEARTWARE INTERN 3.5% 15DEC17 SDBCV 422368AA8 10165 9200000 PRN SHARED 9200000 INTEL CORP COM 458140100 2103 100000 SH CALL SHARED 0 INTEROIL CORP 2.75% 15NOV15 SDBCV 460951AC0 4491 4500000 PRN SHARED 4500000 INVERNESS MEDICAL INNO 3% PER CVPFD 01449J204 93154 364382 SH SHARED 364382 IPATH DJ-UBS COPPER SUBINDX COM 06739F101 709 12000 SH PUT SHARED 0 IPATH S&P 500 VIX M/T FU ETN COM 06740C519 2340 35580 SH SHARED 35580 IPATH S&P 500 VIX S/T FU ETN COM 06740C261 34778 925200 SH PUT SHARED 0 ISHARES MSCI GERMANY INDEX FUN COM 464286806 3490 145791 SH SHARED 145791 ISHARES MSCI GERMANY INDEX FUN COM 464286806 14364 600000 SH PUT SHARED 0 ISHARES MSCI SPAIN INDX FD COM 464286764 919 25000 SH SHARED 25000 ISHARES MSCI SPAIN INDX FD COM 464286764 7348 200000 SH PUT SHARED 0 ISHARES MSCI TAIWAN INDEX FD COM 464286731 1364 87300 SH PUT SHARED 0 LDK SOLAR CO LTD - ADR ADR 50183L107 2962 292715 SH SHARED 292715 LIBERTY MEDIA 3.25% 15MAR2031 SDBCV 530715AR2 16951 24521000 PRN SHARED 24521000 LIBERTY MEDIA CV 3.75% 15FEB20 SDBCV 530715AL5 555 1000000 PRN SHARED 1000000 MARKET VEXTORS GOLD MINERS COM 57060U100 1518 24700 SH SHARED 24700 MARKET VEXTORS GOLD MINERS COM 57060U100 11532 187600 SH CALL SHARED 0 MARKET VEXTORS GOLD MINERS COM 57060U100 4776 77700 SH PUT SHARED 0 MINDRAY MEDICAL INTL LTD-ADR ADR 602675100 1716 65000 SH SHARED 65000 MINDRAY MEDICAL INTL LTD-ADR ADR 602675100 2640 100000 SH CALL SHARED 0 MINDRAY MEDICAL INTL LTD-ADR ADR 602675100 9504 360000 SH PUT SHARED 0 NASDAQ-100 ETF 73935A104 4717 86600 SH CALL SHARED 0 NASDAQ-100 ETF 73935A104 2778 51000 SH PUT SHARED 0 OMNICARE INC 3.75% 15DEC25 SDBCV 681904AN8 13087 11750000 PRN SHARED 11750000 POSCO - ADR ADR 693483109 1615 15000 SH CALL SHARED 0 QIMONDA FIN CV 6.75% 22MAR13 SDBCV 74732WAA7 211 6250000 PRN SHARED 6250000 S&P 500 DEPOSITORY RECEIPT COM 78462F103 254956 2027000 SH PUT SHARED 0 SEMICONDUCTOR HOLDRS TR COM 816636203 5527 169900 SH CALL SHARED 0 SOLARFUN POWER HOLD-SPON ADR COM 83415U108 13066 1599281 SH SHARED 1599281 SPDR GOLD TRUST COM 78463V107 16508 119000 SH CALL SHARED 0 SPDR GOLD TRUST COM 78463V107 4162 30000 SH PUT SHARED 0 TATA MOTORS LTD-SPON ADR ADR 876568502 3097 105563 SH SHARED 105563 TATA MOTORS LTD-SPON ADR ADR 876568502 912 31100 SH PUT SHARED 0 TELEFLEX INC CV 3.875% 01AUG17 SDBCV 879369AA4 14007 13288000 PRN SHARED 13288000 TENET HEALTHCARE CORPORATION COM 88033G100 3345 500000 SH CALL SHARED 0 THERAVANCE CV 3% 15JAN15 SDBCV 88338TAA2 2265 2000000 PRN SHARED 2000000 VECTOR GROUP FRN 15JUL2026 SDBCV 92240MAL2 23433 20103000 PRN SHARED 20103000
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