0001127602-16-043078.txt : 20160223 0001127602-16-043078.hdr.sgml : 20160223 20160223210433 ACCESSION NUMBER: 0001127602-16-043078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gluski Andres CENTRAL INDEX KEY: 0001348876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 161450306 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-19 0000874761 AES CORP AES 0001348876 Gluski Andres 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 1 President and CEO Common Stock 2016-02-19 4 A 0 103746 A 687807 D Common Stock 2016-02-19 4 F 0 52807 9.41 D 635000 D Common Stock 2016-02-19 4 F 0 9813 9.41 D 625187 D Common Stock 2016-02-19 4 F 0 14013 9.41 D 611174 D Common Stock 2016-02-19 4 A 0 132471 A 743645 D Common Stock 23213 I By 401(k) Plan Units 2016-02-19 4 A 0 12168 9.41 A Common Stock 12168 98385 D This Performance Stock Unit ("PSU") was granted on February 15, 2013 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2013. Reflects tax withholding in connection with the vesting and settlement of one third of the Restricted Stock Units ("RSUs") granted in February 2014. Reflects tax withholding in connection with the vesting and settlement of one third of RSUs granted in February 2015. This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 19, 2017, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Since the last Form 4 filing on February 17, 2016, the reporting person acquired 266 shares of AES Common Stock under The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 19, 2016. These units were awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under the Restoration Plan are paid out in cash following termination of employment or later per the Restoration Plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock, and units under the Restoration Plan are 100% vested upon award. /s/ Andres Ricardo Gluski 2016-02-23