0001127602-15-008134.txt : 20150224
0001127602-15-008134.hdr.sgml : 20150224
20150224203808
ACCESSION NUMBER: 0001127602-15-008134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150220
FILED AS OF DATE: 20150224
DATE AS OF CHANGE: 20150224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: miller brian a
CENTRAL INDEX KEY: 0001348872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 15645656
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-02-20
0000874761
AES CORP
AES
0001348872
miller brian a
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
EVP, General Counsel and Secy
Common Stock
2015-02-20
4
A
0
19781
A
150046
D
Common Stock
2015-02-20
4
F
0
6548
11.89
D
143498
D
Common Stock
2015-02-20
4
A
0
20067
A
163565
D
Common Stock
2015-02-21
4
F
0
1799
11.89
D
161766
D
Common Stock
2015-02-23
4
F
0
2586
11.86
D
159180
D
Common Stock
2015-02-24
4
F
0
1743
11.64
D
157437
D
Common Stock
36298
I
By 401(k) Plan
Stock Option (Right to Buy)
11.89
2015-02-20
4
A
0
149125
0
A
2025-02-20
Common Stock
149125
149125
D
Units
2015-02-20
4
A
0
5033
11.89
A
Common Stock
5033
44251
D
This Performance Stock Unit ("PSU") was granted on February 17, 2012 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2012.
This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 20, 2016, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the vesting and settlement of one third of the RSUs granted in February 2014.
Reflects tax withholding in connection with the vesting and settlement of one third of the RSUs granted in February 2013.
Reflects tax withholding in connection with the vesting and settlement of one third of the RSUs granted in February 2012.
This includes a 3% (of base salary) discretionary retirement savings award granted pursuant to the AES Retirement Savings Plan (the "Plan") as determined by The AES Corporation Board of Directors on February 20, 2015 subject to IRS contribution limits. The closing stock price on February 20, 2015 was used to determine the number of shares awarded. In the aggregate between February 20, 2014 and February 20, 2015, this reporting person acquired 2,267 shares of AES Common Stock under the Plan, which is included in this amount. This information is based on a plan statement dated February 20, 2015.
This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 20, 2016, and the next two installments become exercisable on February 20, 2017 and February 20, 2018, respectively.
These units were awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under this plan are paid out in cash following termination of employment or later as per the Restoration Plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock and units under the Restoration Plan are 100% vested upon award.
/s/Brian A. Miller
2015-02-24