-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1KnbK9/gWM8SH4Yw3GQxD5RZkIIOSDpj6IMvxWQ0AqMt5raRkxjqwAGXs0omFqH T2Z1fiqNy06r6mTWfJ0geQ== 0001127602-11-006827.txt : 20110222 0001127602-11-006827.hdr.sgml : 20110221 20110222190938 ACCESSION NUMBER: 0001127602-11-006827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110218 FILED AS OF DATE: 20110222 DATE AS OF CHANGE: 20110222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: miller brian a CENTRAL INDEX KEY: 0001348872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 11630116 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-02-18 0000874761 AES CORP AES 0001348872 miller brian a 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP, General Counsel and Secy Common Stock 2011-02-18 4 A 0 17593 0 A 71484 D Common Stock 26624 I By 401(k) Plan Stock Option (Right to Buy) 12.88 2011-02-18 4 A 0 59113 0 A 2021-02-18 Common Stock 59113 59113 D Units 2011-02-18 4 A 0 5116 12.88 A Common Stock 5116 23730 D This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 18, 2012, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted. Includes all time-based restricted stock units. This includes an 8% (of base salary) discretionary retirement savings award granted pursuant to The AES Retirement Savings Plan (the "Plan") as determined by The AES Corporation Board of Directors on February 18, 2011 subject to applicable IRS contribution limits. The closing stock price on February 18, 2011 was used to determine the number of shares awarded. Between February 23, 2010 and February 18, 2011, the reporting person also acquired 1,104 shares of AES Common stock under the Plan, which are included in this amount. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 18, 2012, and the next two installments become exercisable on February 18, 2013 and February 18, 2014, respectively. These units were awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under this plan shall be paid out following termination of employment or later as per the terms of the plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock and units under the Restoration Plan are 100% vested upon award. /s/Brian A. Miller 2011-02-22 -----END PRIVACY-ENHANCED MESSAGE-----