0001348324-15-000043.txt : 20150316 0001348324-15-000043.hdr.sgml : 20150316 20150316165820 ACCESSION NUMBER: 0001348324-15-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150312 FILED AS OF DATE: 20150316 DATE AS OF CHANGE: 20150316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNamara Robert CENTRAL INDEX KEY: 0001387652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 15703712 MAIL ADDRESS: STREET 1: C/O LDR HOLDING CORPORATION STREET 2: 13785 RESEARCH BOULEVARD, SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-03-12 0 0001348324 LDR HOLDING CORP LDRH 0001387652 McNamara Robert 13785 RESEARCH BLVD., SUITE 200 AUSTIN TX 78750 0 1 0 0 Chief Financial Officer Common Stock 2015-03-12 4 M 0 2410.0 15.0 A 4985 D Common Stock 2015-03-12 4 M 0 5000.0 15.0 A 9985 D Common Stock 2015-03-12 4 M 0 590.0 15.0 A 10575 D Common Stock 2015-03-12 4 S 0 8000.0 38.0313 D 2575 D Common Stock 2015-03-13 4 M 0 300.0 15.0 A 2875 D Common Stock 2015-03-13 4 S 0 300.0 38.0333 D 2575 D Incentive Stock Option (right to buy) 15.0 2015-03-12 4 M 0 2410.0 0.0 D 2013-10-11 2023-10-08 Common Stock 2410 17221 D Non-Qualified Stock Option (right to buy) 15.0 2015-03-12 4 M 0 5000.0 0.0 D 2013-10-11 2023-10-08 Common Stock 5000 40110 D Non-Qualified Stock Option (right to buy) 15.0 2015-03-12 4 M 0 590.0 0.0 D 2013-10-11 2023-10-08 Common Stock 590 39520 D Non-Qualified Stock Option (right to buy) 15.0 2015-03-13 4 M 0 300.0 0.0 D 2013-10-11 2023-10-08 Common Stock 300 39220 D The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $38.00 to $38.165. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $38.00 to $38.10. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of September 11, 2013. The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013. By: Scott E. Way For: Robert McNamara 2015-03-16