SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
McNamara Robert

(Last) (First) (Middle)
13785 RESEARCH BLVD., SUITE 200

(Street)
AUSTIN TX 78750

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LDR HOLDING CORP [ LDRH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2014 M 995 A $4.185 4,328 D
Common Stock 08/15/2014 M 1,782 A $4.185 6,110 D
Common Stock 08/15/2014 M 6,110 A $15 12,220 D
Common Stock 08/15/2014 M 3,883 A $15 16,103 D
Common Stock 08/15/2014 M 4,243 A $15 20,346 D
Common Stock 08/15/2014 S 20,000 D $27.1872 (1) 346 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (right to buy) $4.185 08/15/2014 M 995 04/23/2013 (2) 05/21/2022 Common Stock 995 $0.0 10,456 D
Incentive Stock Option (right to buy) $15 08/15/2014 M 6,110 10/11/2013 (3) 10/08/2023 Common Stock 6,110 $0.0 20,554 D
Non-Qualified Stock Option (right to buy) $4.185 08/15/2014 M 1,782 04/23/2013 (2) 05/21/2022 Common Stock 1,782 $0.0 18,716 D
Non-Qualified Stock Option (right to buy) $15 08/15/2014 M 3,883 10/11/2013 (4) 10/08/2023 Common Stock 3,883 $0.0 49,353 D
Non-Qualified Stock Option (right to buy) $15 08/15/2014 M 4,243 10/11/2013 (4) 10/08/2023 Common Stock 4,243 $0.0 45,110 D
Explanation of Responses:
1. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $27.02 to $27.42. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
2. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
3. ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of September 11, 2013.
4. The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013.
By: /s/ Scott E. Way For: Robert McNamara 08/15/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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