0001140361-14-017325.txt : 20140423 0001140361-14-017325.hdr.sgml : 20140423 20140423162246 ACCESSION NUMBER: 0001140361-14-017325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140421 FILED AS OF DATE: 20140423 DATE AS OF CHANGE: 20140423 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moynihan Michael Robert CENTRAL INDEX KEY: 0001508751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 14778995 MAIL ADDRESS: STREET 1: 2394 KING ARTHURS COURT CITY: HARRISONBURG STATE: VA ZIP: 22801 4 1 doc1.xml FORM 4 X0306 4 2014-04-21 0 0001347858 22nd Century Group, Inc. XXII 0001508751 Moynihan Michael Robert 9530 MAIN STREET CLARENCE NY 14031 0 1 0 0 Vice President of R&D Common Stock 2014-04-21 4 S 0 46500 2.5556 D 1092434 D Common Stock 2014-04-22 4 S 0 29500 2.3522 D 1062934 D Common Stock 2014-04-23 4 S 0 24000 2.3105 D 1038934 D Warrant to Purchase 2.2029 2011-01-25 2016-01-25 Common Stock 325154 325154 D Warrant to Purchase 1.2018 2011-01-25 2016-01-25 Common Stock 6216 6216 D Warrant to Purchase 0.60 2012-05-15 2017-05-15 Common Stock 150000 150000 D Stock Option (right to purchase) 0.69 2012-05-18 2022-05-18 Common Stock 100000 100000 D Stock Option (right to purchase) 0.80 2013-02-25 2023-02-25 Common Stock 75000 75000 D Sales were made pursuant to a Rule 10b5-1 trading plan. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.98, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.51, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.17 to $2.40, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. /s/ Thomas L. James, Attorney-in-Fact for Michael R. Moynihan 2014-04-23