0001140361-14-017325.txt : 20140423
0001140361-14-017325.hdr.sgml : 20140423
20140423162246
ACCESSION NUMBER: 0001140361-14-017325
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140421
FILED AS OF DATE: 20140423
DATE AS OF CHANGE: 20140423
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 22nd Century Group, Inc.
CENTRAL INDEX KEY: 0001347858
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 980468420
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
BUSINESS PHONE: (716) 270-1523
MAIL ADDRESS:
STREET 1: 9530 MAIN STREET
CITY: CLARENCE,
STATE: NY
ZIP: 14031
FORMER COMPANY:
FORMER CONFORMED NAME: Touchstone Mining LTD
DATE OF NAME CHANGE: 20051222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moynihan Michael Robert
CENTRAL INDEX KEY: 0001508751
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36338
FILM NUMBER: 14778995
MAIL ADDRESS:
STREET 1: 2394 KING ARTHURS COURT
CITY: HARRISONBURG
STATE: VA
ZIP: 22801
4
1
doc1.xml
FORM 4
X0306
4
2014-04-21
0
0001347858
22nd Century Group, Inc.
XXII
0001508751
Moynihan Michael Robert
9530 MAIN STREET
CLARENCE
NY
14031
0
1
0
0
Vice President of R&D
Common Stock
2014-04-21
4
S
0
46500
2.5556
D
1092434
D
Common Stock
2014-04-22
4
S
0
29500
2.3522
D
1062934
D
Common Stock
2014-04-23
4
S
0
24000
2.3105
D
1038934
D
Warrant to Purchase
2.2029
2011-01-25
2016-01-25
Common Stock
325154
325154
D
Warrant to Purchase
1.2018
2011-01-25
2016-01-25
Common Stock
6216
6216
D
Warrant to Purchase
0.60
2012-05-15
2017-05-15
Common Stock
150000
150000
D
Stock Option (right to purchase)
0.69
2012-05-18
2022-05-18
Common Stock
100000
100000
D
Stock Option (right to purchase)
0.80
2013-02-25
2023-02-25
Common Stock
75000
75000
D
Sales were made pursuant to a Rule 10b5-1 trading plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.98, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.51, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.17 to $2.40, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
/s/ Thomas L. James, Attorney-in-Fact for Michael R. Moynihan
2014-04-23