0001140361-13-045640.txt : 20131211 0001140361-13-045640.hdr.sgml : 20131211 20131211161125 ACCESSION NUMBER: 0001140361-13-045640 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131209 FILED AS OF DATE: 20131211 DATE AS OF CHANGE: 20131211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moynihan Michael Robert CENTRAL INDEX KEY: 0001508751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54111 FILM NUMBER: 131271093 MAIL ADDRESS: STREET 1: 2394 KING ARTHURS COURT CITY: HARRISONBURG STATE: VA ZIP: 22801 4 1 doc1.xml FORM 4 X0306 4 2013-12-09 0 0001347858 22nd Century Group, Inc. XXII.OB 0001508751 Moynihan Michael Robert 9530 MAIN STREET CLARENCE NY 14031 0 1 0 0 Vice President of R&D Common Stock 2013-12-09 4 S 0 1000 1.45 D 992934 D Common Stock 2013-12-09 4 S 0 10000 1.47 D 982934 D Common Stock 2013-12-09 4 S 0 4000 1.48 D 978934 D Warrant to Purchase 2.4005 2011-01-25 2016-01-25 Common Stock 298389 298389 D Warrant to Purchase 1.2672 2011-01-25 2016-01-25 Common Stock 5895 5895 D Warrant to Purchase 0.60 2012-05-15 2017-05-15 Common Stock 150000 150000 D Stock Option (right to purchase) 0.69 2012-05-18 2022-05-18 Common Stock 100000 100000 D Stock Option (right to purchase) 0.80 2013-02-25 2023-02-25 Common Stock 75000 75000 D The exercise price and/or number of shares underlying this security are subject to adjustment as set forth in the applicable warrant agreement. /s/ Thomas L. James, Attorney-in-Fact for Michael R. Moynihan 2013-12-11