0001213900-13-000886.txt : 20130228 0001213900-13-000886.hdr.sgml : 20130228 20130228092232 ACCESSION NUMBER: 0001213900-13-000886 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130228 DATE AS OF CHANGE: 20130228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Westinghouse Solar, Inc. CENTRAL INDEX KEY: 0001347452 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 900181035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82928 FILM NUMBER: 13649322 BUSINESS ADDRESS: STREET 1: 1475 S. BASCOM AVE. STREET 2: SUITE 101 CITY: CAMPBELL STATE: CA ZIP: 95008-0528 BUSINESS PHONE: 408-402-9400 MAIL ADDRESS: STREET 1: 1475 S. BASCOM AVE. STREET 2: SUITE 101 CITY: CAMPBELL STATE: CA ZIP: 95008-0528 FORMER COMPANY: FORMER CONFORMED NAME: Akeena Solar, Inc. DATE OF NAME CHANGE: 20060830 FORMER COMPANY: FORMER CONFORMED NAME: Fairview Energy Corporation, Inc. DATE OF NAME CHANGE: 20051220 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALPHA CAPITAL ANSTALT CENTRAL INDEX KEY: 0001140358 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PRADAFAUT 7 STREET 2: FURSTENTUMS 1490 CITY: VADUZ LIECHTENSTEIN STATE: C4 ZIP: 99999 BUSINESS PHONE: 0114232376363 MAIL ADDRESS: STREET 1: PRADAFAUT 7 STREET 2: FURSTENTUMS 1490 CITY: VADUZ LIECHTENSTEIN STATE: C4 ZIP: 99999 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA CAPITAL AKTIENGESELLSCHAFT DATE OF NAME CHANGE: 20010510 SC 13G/A 1 sc13g0213a1alpha_westing.htm SCHEDULE 13G sc13g0213a1alpha_westing.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)
 
WESTINGHOUSE SOLAR, INC.
(Name of Issuer)
 
COMMON STOCK, $.001 PAR VALUE
(Title of Class of Securities)
96040V101
(CUSIP Number)
February 27, 2013
(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: x Rule 13d-1(c)
 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
(Continued on following page(s)

Page 1 of 5 Pages
 
 
 
 
 
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CUSIP No. 96040V101
13G
Page 2 of 5 Pages
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 1.    NAMES OF REPORTING PERSON
                S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

              Alpha Capital Anstalt
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
                                                                 (a)   o
                                                                 (b)   o
3.    SEC USE ONLY

4.    CITIZENSHIP OR PLACE OF ORGANIZATION

Liechtenstein
5.   SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON – 2,168,936 Common Stock
 
 
6.   SHARED VOTING POWER - None

7.   SOLE DISPOSITIVE POWER – 2,168,936 shares of Common Stock

8.   SHARED DISPOSITIVE POWER – None

9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -

2,168,936 shares of Common Stock

10.    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
         CERTAIN SHARES                                                   x
 
The aggregate amount in Row 9 represents the maximum amount of shares that Alpha Capital Anstalt (“Alpha”) can beneficially control under a contractually stipulated 9.99% ownership restriction.  The full conversion of Alpha’s Convertible Preferred Stock would exceed this restriction.
11.    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

9.99%
12.    TYPE OF REPORTING PERSON
 
CO
 
 
 
 
 
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CUSIP No. 96040V101
13G
Page 3 of 5 Pages
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ITEM 1 (a)   NAME OF ISSUER: Westinghouse Solar, Inc., a Delaware corporation

ITEM 1 (b)   ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

1475 S. Bascom Avenue, Suite 101, Campbell, CA 95008

ITEM 2 (a)    NAME OF PERSON FILING: Alpha Capital Anstalt

ITEM 2 (b)   ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

Pradafant 7, Furstentums 9490, Vaduz, Liechtenstein

ITEM 2 (c)   CITIZENSHIP: Liechtenstein

ITEM 2 (d)   TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value

ITEM 2 (e)   CUSIP NUMBER: 96040V101

ITEM 3         IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B):  Not applicable

ITEM 4         OWNERSHIP

(a) AMOUNT BENEFICIALLY OWNED: 2,168,936 Shares of Common Stock
 
(b) PERCENT OF CLASS: 9.99%
 
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
 
(i)     SOLE POWER TO VOTE OR DIRECT THE VOTE
 
2,168,936 Shares
 
(ii)    SHARED POWER TO VOTE OR DIRECT THE VOTE

0 Shares
 
(iii)   SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

2,168,936 Shares

(iv)   SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
 
0 Shares
 
 
 
 
 
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CUSIP No. 96040V101
13G
Page 4 of 5 Pages
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ITEM 5         OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
 
           Not applicable
 
ITEM 6         OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
 
           Not applicable

ITEM 7         IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
 
           Not applicable

ITEM 8         IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
 
           Not applicable

ITEM 9         NOTICE OF DISSOLUTION OF GROUP

                     Not applicable

 
 
 
 
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CUSIP No. 96040V101
13G
Page 5 of 5 Pages
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SIGNATURE

         After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
February 27, 2013
 
(Date)
   
 
/s/ Konrad Ackermann
 
(Signature)
   
 
Konrad Ackermann, Director
 
(Name/Title)