-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pi2tSv/1l1oGZ+FRZWAwZC9KQ2ZRBfFszBIECF1xvXIwgcKnuuly95jnH5rOMGz4 ea8UbJjuApfFGLS0DU2yHQ== 0001140361-10-043477.txt : 20101104 0001140361-10-043477.hdr.sgml : 20101104 20101103182432 ACCESSION NUMBER: 0001140361-10-043477 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101104 DATE AS OF CHANGE: 20101103 EFFECTIVENESS DATE: 20101104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Patriot Wealth Management, Inc. CENTRAL INDEX KEY: 0001347104 IRS NUMBER: 200765029 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12304 FILM NUMBER: 101162655 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 344-9300 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Patriot Wealth Management, Inc. Address: 5847 San Felipe, Suite 200 Houston, TX 77057 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Patriot Wealth Management, Inc. Title: Chief Compliance Officer Phone: 713-344-9300 Signature, Place, and Date of Signing: /s/ Todd Hanslik Houston, TX 11/3/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 88 Form 13F Information Table Value Total: $ 251,911 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---- ------ ---------- 3M COMPANY COM 88579y101 3471 40030 SH SOLE 0 0 40030 ACTIVISION INC COM NEW COM 00507v109 545 50385 SH SOLE 0 0 50385 ALBERTO CULVER CO COM 013078100 755 20043 SH SOLE 0 0 20043 AMAZON COM INC COM COM 023135106 2669 16993 SH SOLE 0 0 16993 AMER EXPRESS COMPANY COM 025816109 1908 45390 SH SOLE 0 0 45390 AMETEK INC. COM 031100100 448 9380 SH SOLE 0 0 9380 APPLE COMPUTER INC COM 037833100 5841 20585 SH SOLE 0 0 20585 ASPEN INSURANCE HLDG COM g05384105 520 17170.5 SH SOLE 0 0 17170.5 AT& T INC COM 00206r102 14670 512933.5 SH SOLE 0 0 512933.5 ATHEROS COMMUNICATIONS COM COM 04743p108 335 12695 SH SOLE 0 0 12695 BANK NEW YORK MELLON COM 064058100 388 14855.716 SH SOLE 0 0 14855.716 BECKMAN COULTER INC COM 075811109 369 7555 SH SOLE 0 0 7555 BEST BUY INC COM COM 086516101 1549 37947 SH SOLE 0 0 37947 BOK FINANCIAL CORPORATION COM 05561q201 411 9101.25 SH SOLE 0 0 9101.25 BROADCOM CORP CL A COM 111320107 2675 75592 SH SOLE 0 0 75592 CAMERON INTL CORP COM COM 13342b105 317 7370 SH SOLE 0 0 7370 CERNER CORP COM COM 156782104 322 3837 SH SOLE 0 0 3837 CIENA CORP COM NEW COM 171779309 544 34960 SH SOLE 0 0 34960 CISCO SYSTEMS INC COM COM 17275r102 2651 121070 SH SOLE 0 0 121070 CITRIX SYS INC COM COM 177376100 708 10374 SH SOLE 0 0 10374 CME GROUP INC COM COM 12572q105 3270 12554 SH SOLE 0 0 12554 CROWN CASTLE INTL COM 228227104 757 17151 SH SOLE 0 0 17151 DANAHER CORP DEL COM COM 235851102 3403 83791 SH SOLE 0 0 83791 DARDEN RESTAURANTS INC COM COM 237194105 2881 67350 SH SOLE 0 0 67350 DIAGEO P L C SPONSORED ADR COM 25243q205 2744 39767 SH SOLE 0 0 39767 DOLLAR TREE INC. COM 256746108 366 7510 SH SOLE 0 0 7510 DONALDSON CO. INC. COM 257651109 506 10740 SH SOLE 0 0 10740 E M C CORP MASS COM COM 268648102 4828 237710 SH SOLE 0 0 237710 EL PASO CORPORATION COM 28336l109 473 38245 SH SOLE 0 0 38245 ENERGEN CORP COM COM 29265N108 285 6232 SH SOLE 0 0 6232 EXPEDITORS INTL WASH COM COM 302130109 545 11790 SH SOLE 0 0 11790 F5 NETWORKS INC COM 315616102 697 6715 SH SOLE 0 0 6715 FLOWSERVE CORP COM 34354p105 416 3806 SH SOLE 0 0 3806 FMC TECHS INC COM COM 30249u101 505 7390 SH SOLE 0 0 7390 GEN-PROBE INCORPORATED COM 36866t103 611 12605 SH SOLE 0 0 12605 GENERAL ELECTRIC COM 369604103 3356 206547.558 SH SOLE 0 0 206547.558 GOOGLE INC CL A COM 38259p508 2629 5000 SH SOLE 0 0 5000 HOLLY CORP. COM 435758305 513 17860 SH SOLE 0 0 17860 INFORMATICA CORPORATION COM 45666Q102 534 13910 SH SOLE 0 0 13910 INTL GAME TECHNOLOGY COM 459902102 346 23967 SH SOLE 0 0 23967 ISHARE DJ TEL SC INX COM 464287713 3294 151177 SH SOLE 0 0 151177 ISHARES TR DJ US REAL EST COM 464287739 614 11610 SH SOLE 0 0 11610 J P MORGAN CHASE & CO COM COM 46625H100 2592 68115 SH SOLE 0 0 68115 JOHNSON AND JOHNSON COM COM 478160104 2950 47614 SH SOLE 0 0 47614 KOHLS CORP COM COM 500255104 2534 48100 SH SOLE 0 0 48100 LUBRIZOL CORP COM 549271104 657 6200 SH SOLE 0 0 6200 MEDICIS PHARMACEUTICAL CL A NE COM 584690309 457 15410 SH SOLE 0 0 15410 MENS WEARHOUSE INC COM 587118100 493 20705 SH SOLE 0 0 20705 MICROSOFT CORP COM 594918104 2649 108155 SH SOLE 0 0 108155 MIDCAP SPDR TR SER 1 COM 78467Y107 24537 168532 SH SOLE 0 0 168532 MORGAN STANLEY COM 617446448 2238 90700 SH SOLE 0 0 90700 NASDAQ STOCK MARKET COM COM 631103108 305 15689 SH SOLE 0 0 15689 NEW YORK CMNTY BANCORP COM 649445103 340 20932 SH SOLE 0 0 20932 NUVASIVE INC. COM 670704105 507 14415 SH SOLE 0 0 14415 ORACLE CORP COM COM 68389X105 2538 94530 SH SOLE 0 0 94530 PERRIGO COMPANY COM 714290103 508 7910 SH SOLE 0 0 7910 POWER SHARES DYNAMIC OIL SERVI COM 73935x625 5811 332430 SH SOLE 0 0 332430 PRAXAIR INC COM 74005p104 2662 29490 SH SOLE 0 0 29490 PRIDE INTERNATIONAL INC (DE) COM 74153q102 349 11843 SH SOLE 0 0 11843 PROCTER & GAMBLE CO COM 742718109 4102 68399.361 SH SOLE 0 0 68399.361
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- ---------- --- ---- ---------- -------- ---- ------ ---------- RACKSPACE HOSTING COM 750086100 683 26295 SH SOLE 0 0 26295 RAYMOND JAMES FINL INC COM COM 754730109 410 16185 SH SOLE 0 0 16185 ROPER INDS INC NEW COM COM 776696106 456 6989 SH SOLE 0 0 6989 SALESFORCE COM INC COM COM 79466l302 2378 21268 SH SOLE 0 0 21268 SECTOR SPDR ENERGY COM 81369y506 6711 119709 SH SOLE 0 0 119709 SECTOR SPDR UTILITIES COM 81369y886 4034 128565 SH SOLE 0 0 128565 SPDR SERIES TRUST OILGAS EQUIP COM 78464a748 287 9675 SH SOLE 0 0 9675 ST JUDE MEDICAL INC COM 790849103 3850 97855 SH SOLE 0 0 97855 STANDARD&POORS DEP RCPT COM 78462f103 21854 191483 SH SOLE 0 0 191483 STREETTRACKS GOLD TR GOLD SHS COM 78463v107 638 4991 SH SOLE 0 0 4991 SVB FINANCIAL GROUP COM 78486Q101 406 9585 SH SOLE 0 0 9585 TESLA MOTORS INC COM USD0.001 COM 88160R101 493 24145 SH SOLE 0 0 24145 TEXAS ROADHOUSE INC. COM 882681109 490 34880 SH SOLE 0 0 34880 THERMO ELECTRON CORP COM COM 883556102 2986 62370 SH SOLE 0 0 62370 UNITED HEALTHCARE CORP COM COM 91324P102 3003 85525 SH SOLE 0 0 85525 UNITED PARCEL SERVICE CL B COM 911312106 2900 43490 SH SOLE 0 0 43490 US BANCORP (NEW) COM 902973304 2700 124875 SH SOLE 0 0 124875 VANGUARD INDEX FDS LARGE CAP E COM 922908637 372 7150 SH SOLE 0 0 7150 VANGUARD MID-CAP ETF COM 922908629 247 3730 SH SOLE 0 0 3730 VECTREN CORP COM COM 92240G101 480 18569 SH SOLE 0 0 18569 VIACOM INC NEW CL B COM 92553p201 576 15910 SH SOLE 0 0 15910 VIACOM INC. CLASS A COM 92553P102 2145 53499 SH SOLE 0 0 53499 WAL-MART STORES INC COM 931142103 3823 71440.205 SH SOLE 0 0 71440.205 ISHARES TR MSCI EAFE IDX COM 464287465 481 8759 SH SOLE 0 0 8759 VANGUARD EMERGINGMKTS VIPERS COM 922042858 34819 765923 SH SOLE 0 0 765923 ISHARES TRUST ISHARES BARCLAYS COM 464288679 15944 144632.017 SH SOLE 0 0 144632.017 ISHARES S&P US PREFERRED STOCK PRF 464288687 5077 127617 SH SOLE 0 0 127617 TORTOISE ENERGY INFR COM PRF 89147L100 2770 80874 SH SOLE 0 0 80874
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