0001209191-20-016942.txt : 20200306 0001209191-20-016942.hdr.sgml : 20200306 20200306163913 ACCESSION NUMBER: 0001209191-20-016942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200304 FILED AS OF DATE: 20200306 DATE AS OF CHANGE: 20200306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ives Jeffrey L. CENTRAL INDEX KEY: 0001614096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36279 FILM NUMBER: 20695333 MAIL ADDRESS: STREET 1: C/O CARA THERAPEUTICS, INC. STREET 2: 1 PARROTT DRIVE CITY: SHELTON STATE: CT ZIP: 06484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cara Therapeutics, Inc. CENTRAL INDEX KEY: 0001346830 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 STAMFORD PLAZA STREET 2: 107 ELM STREET 9TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-406-3700 MAIL ADDRESS: STREET 1: 4 STAMFORD PLAZA STREET 2: 107 ELM STREET 9TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 FORMER COMPANY: FORMER CONFORMED NAME: Cara Therapeutics Inc DATE OF NAME CHANGE: 20051213 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-04 0 0001346830 Cara Therapeutics, Inc. CARA 0001614096 Ives Jeffrey L. C/O CARA THERAPEUTICS, INC., 4 STAMFORD PLAZA, 107 ELM STREET STAMFORD CT 06902 1 0 0 0 Common Stock 2020-03-04 4 M 0 2500 9.94 A 8500 D Common Stock 2020-03-04 4 S 0 2500 16.00 D 6000 D Stock Option (Right to Buy) 9.94 2020-03-04 4 M 0 2500 0.00 D 2025-06-08 Common Stock 2500 6000 D This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019. Immediately exercisable. /s/Darren DeStefano, Attorney-in-Fact 2020-03-06