0001140361-12-007267.txt : 20120213 0001140361-12-007267.hdr.sgml : 20120213 20120213143957 ACCESSION NUMBER: 0001140361-12-007267 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisors Capital Management, LLC CENTRAL INDEX KEY: 0001345576 IRS NUMBER: 133994630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11543 FILM NUMBER: 12598102 BUSINESS ADDRESS: STREET 1: WEST 115 CENTURY ROAD CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: 201-986-1900 MAIL ADDRESS: STREET 1: WEST 115 CENTURY ROAD CITY: PARAMUS STATE: NJ ZIP: 07652 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advisors Capital Management LLC Address: 777 Terrace Avenue Hasbrouck Heights, NJ 07604 Form 13F File Number: 028-11543 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Kevin G. Kern Title: Compliance Officer Phone: 201-426-0081 Signature, Place, and Date of Signing: /s/ Kevin G. Kern Hasbrouck Heights, NJ 2/13/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 162 Form 13F Information Table Value Total: $ 215,958 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- ABB Ltd Sp ADR ad 000375204 991 52646 SOLE 0 0 52646 AECOM Technology Corp Delaware cs 00766t100 317 15397 SOLE 0 0 15397 Aircastle Ltd cs g0129k104 2,031 159673 SOLE 0 0 159673 Alps ETF Tr Alerian MLP ui 00162q866 3,518 211656 SOLE 0 0 211656 Altria Group Inc cs 02209s103 4,444 149879 SOLE 0 0 149879 America Movil SAB de CV Sp ADR ad 02364w105 532 23559 SOLE 0 0 23559 American Axle & Manufacturing cs 024061103 394 39877 SOLE 0 0 39877 American Capital Agency Corp re 02503x105 3,362 119739 SOLE 0 0 119739 Ameriprise Financial Inc cs 03076c106 555 11186 SOLE 0 0 11186 Anworth Mortgage Asset Corp re 037347101 1,642 261406 SOLE 0 0 261406 Apple Inc cs 037833100 1,479 3651 SOLE 0 0 3651 Ares Capital Corp cs 04010l103 1,333 86287 SOLE 0 0 86287 Arrow Electronics Inc cs 042735100 1,247 33335 SOLE 0 0 33335 Ashford Hospitality Tr Inc re 044103109 1,739 217407 SOLE 0 0 217407 Aspen Insurance Holdings Ltd cs g05384105 1,165 43959 SOLE 0 0 43959 Associated Estates Realty Corp re 045604105 819 51336 SOLE 0 0 51336 AT&T Inc cs 00206r102 1,359 44940 SOLE 0 0 44940 Avis Budget Group cv 053774ab1 469 460000 SOLE 0 0 460000 Avnet Inc cs 053807103 934 30050 SOLE 0 0 30050 B & G Foods Inc Cl A cs 05508r106 2,435 101150 SOLE 0 0 101150 Baidu Inc Sp ADR Rep A ad 056752108 1,273 10930 SOLE 0 0 10930 Bard C R Inc cs 067383109 493 5763 SOLE 0 0 5763 Baxter Intl Inc cs 071813109 601 12145 SOLE 0 0 12145 Becton Dickinson & Co cs 075887109 1,618 21658 SOLE 0 0 21658 Bed Bath & Beyond Inc cs 075896100 548 9450 SOLE 0 0 9450 BGC Partners Inc Cl A cs 05541t101 3,253 547600 SOLE 0 0 547600 Boardwalk Pipeline Partners LP ml 096627104 834 30125 SOLE 0 0 30125 Cardinal Health Inc cs 14149y108 1,873 46133 SOLE 0 0 46133 Caterpillar Inc cs 149123101 1,977 21819 SOLE 0 0 21819 CBL & Assoc Properties Inc re 124830100 626 39890 SOLE 0 0 39890 Celestica Inc cs 15101q108 948 129378 SOLE 0 0 129378 Chesapeake Energy Corp cs 165167107 625 28023 SOLE 0 0 28023 Chevron Corp cs 166764100 705 6622 SOLE 0 0 6622 Claymore ETF Trust 2 China Sma ui 18383q853 1,167 60472 SOLE 0 0 60472 Cliffs Natural Resources Inc cs 18683k101 782 12549 SOLE 0 0 12549 CME Group Inc cs 12572q105 633 2598 SOLE 0 0 2598 ConocoPhillips cs 20825c104 2,366 32470 SOLE 0 0 32470 Consolidated Comm Holdings Inc cs 209034107 3,881 203753 SOLE 0 0 203753 Crown Holdings Inc cs 228368106 1,337 39818 SOLE 0 0 39818 Diamond Offshore Drilling Inc cs 25271c102 489 8858 SOLE 0 0 8858 Dow Chemical Co cs 260543103 1,236 42989 SOLE 0 0 42989 Dr Pepper Snapple Group Inc cs 26138e109 2,139 54179 SOLE 0 0 54179 Dresser-Rand Group Inc cs 261608103 1,214 24322 SOLE 0 0 24322 DryShips Inc cv 262498ab4 1,125 1637000 SOLE 0 0 1637000 Eaton Corp cs 278058102 614 14108 SOLE 0 0 14108 Enbridge Energy Management LLC ml 29250x103 1,823 52441 SOLE 0 0 52441 Enbridge Energy Partners LP ml 29250r106 1,244 37486 SOLE 0 0 37486 Energy Transfer Equity LP ml 29273v100 2,645 65186 SOLE 0 0 65186 Energy Transfer Partners LP ml 29273r109 343 7475 SOLE 0 0 7475 Exelis Inc cs 30162a108 96 10592 SOLE 0 0 10592 Exxon Mobil Corp cs 30231g102 930 10968 SOLE 0 0 10968 Felcor Lodging Tr Inc re 31430f101 368 120648 SOLE 0 0 120648 Fifth Street Finance Corp cs 31678a103 2,433 254235 SOLE 0 0 254235 Fifth Third Bancorp cs 316773100 1,034 81278 SOLE 0 0 81278 FirstEnergy Corp cs 337932107 3,789 85529 SOLE 0 0 85529 Flextronics Intl Ltd cs y2573f102 795 140459 SOLE 0 0 140459 Ford Motor Co cs 345370860 697 64757 SOLE 0 0 64757 Frontier Communications Corp cs 35906a108 2,246 436207 SOLE 0 0 436207 Gafisa SA Sp ADR ad 362607301 67 14575 SOLE 0 0 14575 General Electric Co cs 369604103 2,627 146704 SOLE 0 0 146704
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- Gilead Sciences Inc cs 375558103 1,668 40750 SOLE 0 0 40750 Goldman Sachs Group Inc cs 38141g104 422 4669 SOLE 0 0 4669 Google Inc Cl A cs 38259p508 3,189 4938 SOLE 0 0 4938 Helen of Troy Corp Ltd cs g4388n106 955 31111 SOLE 0 0 31111 Hersha Hospitality Tr A re 427825104 2,602 533194 SOLE 0 0 533194 Home Depot Inc cs 437076102 1,038 24700 SOLE 0 0 24700 Hospitality Properties Trust re 44106m102 3,372 146716 SOLE 0 0 146716 Iconix Brand Group Inc cs 451055107 717 44005 SOLE 0 0 44005 Ingersoll-Rand PLC cs g47791101 1,560 51198 SOLE 0 0 51198 InterDigital Inc cs 45867g101 762 17493 SOLE 0 0 17493 International Business Machine cs 459200101 1,608 8743 SOLE 0 0 8743 Intersil Corp Cl A cs 46069s109 488 46700 SOLE 0 0 46700 Invesco Mortgage Capital Inc re 46131b100 1,819 129485 SOLE 0 0 129485 iShares Tr Russell 2000 Value ui 464287630 714 10875 SOLE 0 0 10875 iShares US Pfd Index ui 464288687 4,332 121630 SOLE 0 0 121630 Jefferies Group Inc cv 472319ag7 600 727000 SOLE 0 0 727000 Johnson & Johnson cs 478160104 394 6008 SOLE 0 0 6008 Jos A Bank Clothiers Inc cs 480838101 372 7625 SOLE 0 0 7625 JPMorgan Chase & Co cs 46625h100 1,059 31845 SOLE 0 0 31845 Kinder Morgan Energy Partners ml 494550106 731 8606 SOLE 0 0 8606 Kinder Morgan Management LLC cs 49455u100 2,562 32624 SOLE 0 0 32624 Kohls Corp cs 500255104 2,667 54034 SOLE 0 0 54034 Laboratory Corp America Holdin cs 50540r409 598 6955 SOLE 0 0 6955 Lazard Ltd A cs g54050102 416 15927 SOLE 0 0 15927 Lexington Realty Trust re 529043101 860 114872 SOLE 0 0 114872 Lincoln Natl Corp Ind cs 534187109 797 41050 SOLE 0 0 41050 LSI Corporation cs 502161102 1,009 169557 SOLE 0 0 169557 Macquarie Infrastructure Co LL cs 55608b105 328 11725 SOLE 0 0 11725 Magellan Midstream Partners LP ml 559080106 1,032 14984 SOLE 0 0 14984 Magna Intl Inc Cl A cs 559222401 1,139 34193 SOLE 0 0 34193 Manitowoc Inc cs 563571108 166 18021 SOLE 0 0 18021 Martin Midstream Partners LP ml 573331105 624 18125 SOLE 0 0 18125 Masco Corp cs 574599106 837 79841 SOLE 0 0 79841 MasterCard Inc Cl A cs 57636q104 731 1961 SOLE 0 0 1961 McCormick & Co Inc Non Vtg cs 579780206 751 14891 SOLE 0 0 14891 McDonalds Corp cs 580135101 1,881 18750 SOLE 0 0 18750 Medical Properties Trust Inc re 58463j304 3,846 389643 SOLE 0 0 389643 Mednax Inc cs 58502b106 813 11296 SOLE 0 0 11296 MFA Financial Inc re 55272x102 962 143105 SOLE 0 0 143105 MGIC Inv Corp WI cv 552848ad5 702 1167000 SOLE 0 0 1167000 Nabors Industries Ltd cs g6359f103 509 29343 SOLE 0 0 29343 NASDAQ OMX Group Inc cs 631103108 1,219 49750 SOLE 0 0 49750 National Oilwell Varco Inc cs 637071101 362 5325 SOLE 0 0 5325 Natural Resource Partners LP ml 63900p103 1,026 37837 SOLE 0 0 37837 Navios Maritime Partners LP ml y62267102 2,872 194849 SOLE 0 0 194849 Nucor Corp cs 670346105 1,541 38949 SOLE 0 0 38949 Nutri Systems Inc cs 67069d108 2,301 177928 SOLE 0 0 177928 NVR Inc cs 62944t105 672 979 SOLE 0 0 979 Owens Corning cs 690742101 735 25600 SOLE 0 0 25600 Paychex Inc cs 704326107 1,750 58131 SOLE 0 0 58131 Penske Automotive Group Inc cs 70959w103 2,125 110368 SOLE 0 0 110368 Peoples United Financial Inc cs 712704105 441 34325 SOLE 0 0 34325 Pepco Holdings Inc cs 713291102 3,004 147989 SOLE 0 0 147989 PepsiCo Inc cs 713448108 453 6825 SOLE 0 0 6825 Petroleo Brasileiro SA Sp ADR ad 71654v408 762 30650 SOLE 0 0 30650 PIMCO Income Strategy Fund II bf 72201j104 4,045 442058 SOLE 0 0 442058 PowerShares ETF Trust Financia ui 73935x229 247 15317 SOLE 0 0 15317 PPL Corp cs 69351t106 836 28425 SOLE 0 0 28425 ProLogis cv 74340xat8 237 230000 SOLE 0 0 230000 ProLogis cv 743410ay8 1,609 1560000 SOLE 0 0 1560000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ------- Prospect Capital Corporation cs 74348t102 349 37535 SOLE 0 0 37535 Prudential Financial Inc cs 744320102 434 8661 SOLE 0 0 8661 Regency Energy Partners LP ml 75885y107 1,736 69819 SOLE 0 0 69819 Reynolds American Inc cs 761713106 3,369 81326 SOLE 0 0 81326 Royal Caribbean Cruises Ltd cs v7780t103 1,359 54870 SOLE 0 0 54870 Scana Corp cs 80589m102 875 19420 SOLE 0 0 19420 Scotts Miracle-Gro Co Cl A cs 810186106 748 16015 SOLE 0 0 16015 Select Sector SPDR Tr SBI Cons ui 81369y407 284 7279 SOLE 0 0 7279 Senior Housing Properties Trus re 81721m109 2,472 110160 SOLE 0 0 110160 Smucker J M Co cs 832696405 661 8450 SOLE 0 0 8450 Southern Copper Corp cs 84265v105 294 9757 SOLE 0 0 9757 SPDR Series Trust KBW Regional ui 78464a698 287 11747 SOLE 0 0 11747 State Street Corp cs 857477103 1,241 30787 SOLE 0 0 30787 Sun Communities Inc re 866674104 4,518 123679 SOLE 0 0 123679 Sysco Corp cs 871829107 1,837 62621 SOLE 0 0 62621 Taiwan Semiconductor Mfg Ltd S ad 874039100 1,497 115925 SOLE 0 0 115925 Teekay Offshore Partners LP ml y8565j101 3,571 134232 SOLE 0 0 134232 Teva Pharmaceutical Industries ad 881624209 1,883 46657 SOLE 0 0 46657 Titan Intl Inc IL cs 88830m102 408 20967 SOLE 0 0 20967 Tortoise Energy Infrastructure mf 89147l100 2,645 66148 SOLE 0 0 66148 Transocean Ltd Reg cs h8817h100 398 10362 SOLE 0 0 10362 Trex Co Inc cv 89531paa3 3,487 3124000 SOLE 0 0 3124000 Trex Inc cs 89531p105 1,018 44433 SOLE 0 0 44433 TRW Automotive Holdings Corp cs 87264s106 531 16287 SOLE 0 0 16287 United Technologies Corp cs 913017109 1,632 22333 SOLE 0 0 22333 UnitedHealth Group Inc cs 91324p102 632 12474 SOLE 0 0 12474 USG Corp cs 903293405 352 34685 SOLE 0 0 34685 Valero Energy Corp cs 91913y100 1,228 58336 SOLE 0 0 58336 Vanguard Index Funds Large Cap ui 922908637 403 7030 SOLE 0 0 7030 Vanguard MSCI Emerging Markets ui 922042858 437 11441 SOLE 0 0 11441 Verizon Communications Inc cs 92343v104 2,290 57091 SOLE 0 0 57091 Visa Inc Cl A cs 92826c839 1,263 12441 SOLE 0 0 12441 Vodafone Group PLC Sp ADR ad 92857w209 2,601 92807 SOLE 0 0 92807 Wabash Natl Corp cs 929566107 622 79377 SOLE 0 0 79377 Wal Mart Stores Inc cs 931142103 2,341 39180 SOLE 0 0 39180 Warwick Valley Tel Co cs 936750108 13 1000 SOLE 0 0 1000 WellPoint Inc cs 94973v107 1,412 21310 SOLE 0 0 21310 Whiting Petroleum Corp cs 966387102 586 12550 SOLE 0 0 12550 WisdomTree Trust India Earning ui 97717w422 182 11671 SOLE 0 0 11671 WisdomTree Trust Intl Div Ex F ui 97717w786 244 6170 SOLE 0 0 6170 Xerox Corp cs 984121103 1,019 128071 SOLE 0 0 128071 Xylem Inc cs 98419m100 671 26137 SOLE 0 0 26137